UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment |_|; Amendment Number:
This Amendment (Check only one). |_| is a restatement.
|_| adds new holdings.
Institutional Investment Manager Filing this Report:
Name: The Providence Group Advisors, Inc.
Address: 100 Westminster Street, RIMOF11J
Providence, RI 02903
Form 13F File Number: 28-3148
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein true, correct and complete,
and that it is understood that all required items, statements, schedules, lists,
and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: William C. Tuggle
Vice President & Treasurer
Phone: 401-278-5487
Signature, Place, and Date of Signing:
/s/ William C. Tuggle Providence, RI November 12, 1999
------------------------- --------------------------- -----------------
(Signature) (City, State) Date
Report Type (Check only one):
|X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
|_| 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
|_| 13F COMBINATION REPORT. (Check here if a portion of the holdings of this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
None
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 33
Form 13F Information Table Value Total: $46,382
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
1. 28-452 Fleet Boston Corporation
(Formerly Fleet Financial Group, Inc.)
<PAGE>
<TABLE>
<CAPTION>
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHARES OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN ANT PRN CALL DISCRETION MANAGERS SOLE SHARED NON
-------------- -------------- ----- -------- ------- --- ---- ---------- -------- ---- ------ ---
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AMERICAN HOME PRODS CORP COM COM 26609107 722 17395 SH SOLE 17395
AMERICAN INTL GROUP INC COM COM 26874107 2462 28324 SH SOLE 28324
AUTOMATIC DATA PROCESSING IN COM COM 53015103 1896 42480 SH SOLE 42480
BANK NEW YORK INC COM COM 64057102 421 12600 SH SOLE 12600
BOEING CO COM COM 97023105 1183 27760 SH SOLE 27760
CISCO SYS INC COM COM 17275R102 2449 35726 SH SOLE 35726
CITIGROUP INC COM COM 172967101 1131 25709 SH SOLE 25709
CVS CORP COM COM 126650100 781 19130 SH SOLE 19130
DISNEY WALT COMPANY COM COM 254687106 744 28605 SH SOLE 28605
EMERSON ELEC CO COM COM 291011104 1159 18350 SH SOLE 18350
EXXON CORP COM COM 302290101 1185 15597 SH SOLE 15597
FEDERAL NATL MTG ASSN COM COM 313586109 952 15190 SH SOLE 15190
GANNETT INC COM COM 364730101 1190 17200 SH SOLE 17200
GENERAL ELEC CO COM COM 369604103 3172 26757 SH SOLE 26757
GILLETTE CO COM COM 375766102 960 28295 SH SOLE 28295
HEWLETT PACKARD CO COM COM 428236103 1516 16705 SH SOLE 16705
HOME DEPOT INC COM COM 437076102 2702 39375 SH SOLE 39375
INTEL CORP COM COM 458140100 2766 37225 SH SOLE 37225
JANUS FUND COM 471023101 1566 17045 SH SOLE 17045
JOHNSON & JOHNSON COM COM 478160104 1566 17405 SH SOLE 17405
MCDONALDS CORP COM COM 580135101 1491 34475 SH SOLE 34475
MCI WORLDCOM INC COM 55268B106 1343 18690 SH SOLE 18690
MINNESOTA MNG & MFG CO COM 604059105 1079 11230 SH SOLE 11230
MERCK & CO INC COM COM 589331107 1880 29005 SH SOLE 29005
MICROSOFT CORP COM COM 594918104 3469 38310 SH SOLE 38310
MORGAN STANLEY INST INTL EQUITY COM 61744J408 329 16350 SH SOLE 16350
PEPSICO INC COM COM 713448108 1377 45140 SH SOLE 45140
ROYAL DUTCH PETE CO NY COM 780257804 1345 22765 SH SOLE 22765
SCHLUMBERGER LTD COM COM 806857108 1702 27310 SH SOLE 27310
SARA LEE CORP COM 803111103 491 2100 SH SOLE 2100
STAPLES INC COM COM 855030102 450 20625 SH SOLE 20625
WALGREEN CO COM 931422109 339 13350 SH SOLE 13350
WILLIAMS COS INC DEL COM 969457100 564 1500 SH SOLE 1500
</TABLE>
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