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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 3/31/99
Check here if Amendment [ ]; Amendment Number: ____
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: The Providence Group Advisors, Inc.
Address: 1 Turks Head Place, Suite 900
Providence, RI 02903
Form 13F File Number: 28-3148
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing This Report on Behalf of Reporting Manager:
Name: William C. Tuggle
Title: Vice President and Treasurer
Phone: 401-331-6250
Signature, Place, and Date of Signing:
/s/ William C. Tuggle Providence, R I May 7, 1999
- --------------------- --------------- -----------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
None
-----------
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
------------
Form 13F Information Table Entry Total: 54
------------
Form 13F Information Table Value Total: $ 73,552
------------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column
headings and list entries.]
No. Form 13F File Number Name
1. 28-452 Fleet Financial Group, Inc.
---------------- ---------------------------------
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHARES OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN ANT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE
-------------- -------------- ----- -------- ------- --- ---- ---------- -------- ---- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AMERICAN HOME PRODS CORP COM 26609107 1474 21990 SH SOLE 21990
AMERICAN INTL GROUP INC COM 26874107 3507 29723 SH SOLE 29723
AT&T CORP COM 1957109 213 2603 SH SOLE 2603
AUTOMATIC DATA PROCESSING COM 53015103 2062 50305 SH SOLE 50305
BANK NEW YORK INC COM 64057102 665 17125 SH SOLE 17125
BANKBOSTON CORP COM 06605R106 237 5120 SH SOLE 5120
BESTFOODS COM 08658U101 615 12475 SH SOLE 12475
BOEING CO COM 97023105 576 16400 SH SOLE 16400
CBS CORP COM 12490K107 498 13750 SH SOLE 13750
CHASE MANHATTAN CORP COM 16161A108 985 11755 SH SOLE 11755
CISCO SYS INC COM 17275R102 1819 17054 SH SOLE 17054
CITIGROUP INC COM 172967101 292 4527 SH SOLE 4527
COCA COLA CO COM 191216100 553 8095 SH SOLE 8095
CVS CORP COM 126650100 218 4330 SH SOLE 4330
DISNEY WALT COMPANY COM 254687106 1514 42669 SH SOLE 42669
EMERSON ELEC CO COM 291011104 580 10210 SH SOLE 10210
EXXON CORP COM 302290101 2232 29832 SH SOLE 29832
FEDERAL NATL MTG ASSN COM 313586109 1746 24940 SH SOLE 24940
FLEET FINL GROUP INC NEW COM 338915101 765 18430 SH SOLE 18430
GALAXY EQUITY VALUE FD
TRUST CLASS COM 363178690 361 18576 SH SOLE 18576
GALAXY FD INTL EQUITY
CLASS G -TRUST COM 363178666 877 48165 SH SOLE 48165
GALAXY SMALL COMPANY
EQUITY FUND-TR COM 363178658 495 35948 SH SOLE 35948
GANNETT INC COM 364730101 1182 18250 SH SOLE 18250
GENERAL ELEC CO COM 369604103 4585 41692 SH SOLE 41692
GILLETTE CO COM 375766102 2355 37895 SH SOLE 37895
GTE CORP COM 362320103 225 3670 SH SOLE 3670
HEARTLAND VALUE FD INC COM 422359109 782 28748 SH SOLE 28748
HEWLETT PACKARD CO COM 428236103 1752 23680 SH SOLE 23680
HOME DEPOT INC COM 437076102 3892 59733 SH SOLE 59733
INTEL CORP COM 458140100 3893 31960 SH SOLE 31960
JANUS INVT FUND SBI COM 471023101 934 24797 SH SOLE 24797
JOHNSON & JOHNSON COM 478160104 2213 24664 SH SOLE 24664
JOHNSTON INDS DEL COM 479368102 1081 467648 SH SOLE 467648
LILLY ELI & CO COM 532457108 1299 14630 SH SOLE 14630
MCDONALDS CORP COM 580135101 1911 43750 SH SOLE 43750
MCI WORLDCOM INC COM 55268B106 1592 16985 SH SOLE 16985
MERCK & CO INC COM 589331107 3481 40411 SH SOLE 40411
MICROSOFT CORP COM 594918104 5523 31890 SH SOLE 31890
MINNESOTA MNG & MFG CO COM 604059105 659 8950 SH SOLE 8950
MOBIL CORP COM 607059102 479 5130 SH SOLE 5130
MONSANTO CO COM 611662107 293 5925 SH SOLE 5925
MORGAN STAN DEAN
WITTR COM NEW COM 617446448 780 7552 SH SOLE 7552
MORGAN STANLEY INST
INTL EQUITY FD A COM 61744J408 2019 109441 SH SOLE 109441
NEUBERGER & BERMAN
GUARDIAN FUND COM 641224209 466 19477 SH SOLE 19477
PEPSICO INC COM 713448108 2004 49960 SH SOLE 49960
PROCTER & GAMBLE CO COM 742718109 1595 17210 SH SOLE 17210
ROYAL DUTCH PETE CO
NY REG GLD1.25 COM 780257804 1418 26772 SH SOLE 26772
SBC COMMUNICATIONS INC COM 78387G103 324 6208 SH SOLE 6208
SCHLUMBERGER LTD COM 806857108 1587 26845 SH SOLE 26845
STAPLES INC COM 855030102 297 8802 SH SOLE 8802
T ROWE PRICE INTL
STOCK FUND COM 77956H203 679 45006 SH SOLE 45006
VANGUARD INDEX TR
500 PORTFOLIO COM 922908108 759 6206 SH SOLE 6206
WAL MART STORES INC COM 931142103 211 2155 SH SOLE 2155
WALGREEN CO COM 931422109 998 32800 SH SOLE 32800
</TABLE>
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