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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F Cover Page
Report for the Calendar Year or Quarter Ended June 30, 2000
If amended report check here: |X| Amendment Number: 1
This Amendment (Check only one): |_| is a restatement
|X| adds new holding
entries.
Goldman Sachs Group, Inc. (The)
--------------------------------------------------------------------------------
Name of Institutional Investment Manager
85 Broad St. New York NY 10004
--------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
13F File Number: 28-4981
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Hans L. Reich Vice President, Director of Compliance (212) 902-4093
--------------------------------------------------------------------------------
Name (Title) (Phone)
/s/ Hans L. Reich
------------------------------------------
(Manual Signature of Person Duly
Authorized to Submit This Report)
New York NY, August 16, 2000
------------------------------------------
(Place and Date of Signing)
Report Type:
[ x ] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
4
Number of Other Included Managers: ____________
155
Form 13F Information Table Entry Total: _____________
3,145,106.70
Form 13F Information Table Value Total: $____________
(thousands)
Information for which The Goldman Sachs Group, Inc. is requesting confidential
treatment has been omitted and filed separately with the Commission.
List of Other Included Managers:
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report): (List
in alphabetical order).
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
13F File No.: Name:
------------- ------------------------------------------
1. 28-05158 Amalgatrust
------------- ------------------------------------------
2. 28-687 Goldman, Sachs & Co.
------------- ------------------------------------------
3. Goldman, Sachs Asset Management
------------- ------------------------------------------
4. 28-05111 Goldman, Sachs & Co. Bank
------------- ------------------------------------------
<PAGE>
FORM 13F
INFORMATION TABLE
PAGE 1
<TABLE>
<CAPTION>
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
VOTING AUTHORITY
FAIR
TITLE MARKET SHARES OR SH/ Put/ Inv Other
NAME OF ISSUER OF CUSIP VALUE PRINCIPAL PRN Call Dsc Mana- SOLE SHARED NONE
CLASS NUMBER (x$1000) AMOUNT (A) (B) (C) gers (A) (B) (C)
------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
VULCAN MATERIALS CO COM 929160109 1,537.73 36,023 2 36,023
W.H.BRADY CO CL A NON-VOTING COM 104674106 1,582.80 48,700 SH SOLE 3 39,800 0 8,900
W.R. GRACE & CO. (NEW) COM 38388F108 859.70 70,900 SH SOLE 3 65,300 0 5,600
W.R. GRACE & CO. (NEW) COM 38388F108 0.10 10 SH OTH 3 0 0 0
WABASH NATIONAL CORP. COM 929566107 713.90 59,800 SH SOLE 3 55,600 0 4,200
WABTEC CORP COM 929740108 151.08 14,562 2 14,562
WACHOVIA CORP NEW COM 929771103 1,557.52 28,710 2 28,710
WACHOVIA CORP NEW COM 929771103 4,812.60 88,711 SH SOLE 3 88,711 0 0
WACHOVIA CORP NEW COM 929771103 955.30 17,610 SH OTH 3 200 0 0
WACHOVIA CORP NEW COM 929771103 265.61 4,896 2 4,896
WACKENHUT CORP. SER-A COM 929794105 1,154.00 89,200 SH SOLE 3 79,700 0 9,500
WADDELL & REED FINANCIAL CL B COM 930059209 4,857.40 167,138 SH SOLE 3 167,138 0 0
WADDELL & REED FINANCIAL-A COM 930059100 1,125.50 34,300 SH OTH 3 0 0 34,300
WADDELL & REED FINANCIAL-A COM 930059100 1,645.30 50,144 SH SOLE 3 36,794 0 13,350
WAL MART STORES INC. COM 931142103 8,450.42 146,645 SH SOLE 4 146,645
WAL MART STORES INC. COM 931142103 241,958.44 4,198,845 2 4,198,845
WAL MART STORES INC. COM 931142103 712,614.00 12,366,403 SH SOLE 3 9,930,843 0 2,399,670
WAL MART STORES INC. COM 931142103 89,260.60 1,548,991 SH OTH 3 199,940 0 38,700
WAL MART STORES INC. COM 931142103 5,364.90 93,100 SH SHD 1 93,100 0 0
WAL MART STORES INC. COM 931142103 183,004.38 3,175,781 2 3,175,781
WALGREEN CO COM 931422109 234,216.90 7,276,641 SH SOLE 3 5,277,361 0 1,978,560
WALGREEN CO COM 931422109 1,897.32 58,946 2 58,946
WALGREEN CO COM 931422109 6,231.90 193,613 SH OTH 3 110,926 0 55,800
WALGREEN CO COM 931422109 9,236.78 286,968 2 286,968
WALLACE COMPUTER SVCS. COM 932270101 522.40 52,900 SH OTH 3 0 0 52,900
WALLACE COMPUTER SVCS. COM 932270101 169.80 17,200 SH SOLE 3 0 0 17,200
WALT DISNEY CO (HOLDING CO) COM 254687106 326,039.20 8,400,365 SH SOLE 3 6,284,875 0 2,005,160
WALT DISNEY CO (HOLDING CO) COM 254687106 45,093.90 1,161,839 SH OTH 3 169,970 0 76,300
WALT DISNEY CO (HOLDING CO) COM 254687106 2,309.30 59,500 SH SHD 1 59,500 0 0
WALTER INDS INC. (NEW) COM 93317Q105 228.75 20,000 2 20,000
WASAU MOSINEE PAPER CORP COM 943315101 500.10 58,400 SH SOLE 3 49,100 0 9,300
WASHINGTON FEDERAL INC. COM 938824109 109.50 6,000 SH SOLE 3 0 0 6,000
WASHINGTON GAS LIGHT CO. COM 938837101 584.70 24,300 SH OTH 3 0 0 24,300
WASHINGTON GAS LIGHT CO. COM 938837101 1,888.90 78,500 SH SOLE 3 78,500 0 0
WASHINGTON MUTUAL INC. COM 939322103 414.70 14,362 2 14,362
WASHINGTON MUTUAL INC. COM 939322103 3,354.80 116,185 SH SOLE 3 103,655 0 9,930
WASHINGTON MUTUAL INC. COM 939322103 3,240.60 112,230 SH OTH 3 11,320 0 0
WASHINGTON MUTUAL INC. CLL 939322103 79.38 10,000 CALL 2 10,000
WASHINGTON POST CO CL B COM 939640108 2,342.20 4,900 2 4,900
WASHINGTON REAL ESTATE INVT TR COM 939653101 720.40 40,300 SH SOLE 3 40,300 0 0
WASTE CONNECTIONS INC. COM 941053100 31,321.50 1,585,900 SH SOLE 3 1,233,300 0 352,600
WASTE INDS INC. COM 941058109 11,675.60 1,086,100 SH SOLE 3 831,600 0 254,500
WASTE MANAGEMENT INC. COM 94106L109 3,960.19 208,431 2 208,431
WASTE MANAGEMENT INC. COM 94106L109 10,532.40 554,339 SH SOLE 3 527,939 0 26,400
WASTE MANAGEMENT INC. COM 94106L109 1,898.30 99,910 SH OTH 3 17,600 0 0
WASTE MANAGEMENT INC. SUB NT CNV 94106LAA7 217.67 235,000 2 235,000
WATCHGUARD TECHNOLOGIES INC. COM 941105108 3,296.20 60,000 SH SOLE 3 60,000 0 0
WATER PIK TECHNOLOGIES INC. COM 94113U100 64.00 10,240 2 10,240
WATER PIK TECHNOLOGIES INC. COM 94113U100 16.70 2,666 SH SOLE 3 2,666 0 0
WATERLINK INC. COM 94155N105 25.00 10,000 2 10,000
WATERS CORP COM 941848103 2,683.50 21,500 SH OTH 3 0 0 21,500
WATERS CORP COM 941848103 2,385.04 19,109 2 19,109
WATERS CORP COM 941848103 3,906.60 31,300 SH SOLE 3 22,500 0 8,800
WATSCO INC. COM 942622200 12,472.40 997,790 SH SOLE 3 724,053 0 273,737
WATSON PHARMACEUTICALS INC. COM 942683103 216.88 4,035 2 4,035
WATSON PHARMACEUTICALS INC. COM 942683103 30,260.30 562,982 SH SOLE 3 562,982 0 0
WATSON PHARMACEUTICALS INC. COM 942683103 1,258.30 23,410 SH OTH 3 0 0 0
WATSON PHARMACEUTICALS INC. COM 942683103 5,106.25 95,000 2 95,000
WATTS INDS,INC. CL A COM 942749102 1,672.80 132,500 SH SOLE 3 121,800 0 10,700
WAUSAU-MOSINEE PAPER CORP COM 943315101 85.63 10,000 2 10,000
WAVE SYSTEMS CORP CL-A COM 943526103 482.30 30,500 SH SOLE 3 22,900 0 7,600
WEATHERFORD INTERNATIONAL COM 947074100 457.80 11,500 SH OTH 3 0 0 11,500
WEATHERFORD INTERNATIONAL COM 947074100 2,719.20 68,300 SH SOLE 3 59,400 0 8,900
WEB STREET INC. COM 947336103 29.41 11,765 2 11,765
WEBLINK WIRELESS INC. COM 94769A101 133.80 10,100 SH SOLE 3 0 0 10,100
WEBMETHODS INC. COM 94768C108 273,966.02 1,742,925 2 1,742,925
WEBSTER FINANCIAL CORP COM 947890109 355.00 16,000 SH SOLE 3 6,700 0 9,300
WEBTRENDS CORP. COM 94844D104 982.70 25,400 SH SOLE 3 22,600 0 2,800
WEBTV NETWORKS CL-A COM 947903100 5,549.10 17,341 SH SOLE 3 17,341 0 0
WEBVAN GRP COM 94845V103 122.30 16,800 SH SOLE 3 16,700 0 100
WEBVAN GRP COM 94845V103 0.70 100 SH OTH 3 100 0 0
WEBVAN GRP, INC. COM 94845V103 4,907.88 674,043 2 674,043
WEBVAN GRP, INC. COM 94845V103 2,097.00 288,000 2 288,000
WEIDER NUTRITION INTL INC. COM 948603105 129.78 43,260 2 43,260
WEINGARTEN REALTY INVS (SBI) COM 948741103 702.50 17,400 SH SOLE 3 12,900 0 4,500
WELLMAN, INC. COM 949702104 524.50 32,400 SH OTH 3 0 0 32,400
WELLMAN, INC. COM 949702104 333.50 20,600 SH SOLE 3 7,400 0 13,200
WELLPOINT HEALTH NETWORKS INC. COM 94973H108 3,491.50 48,200 SH SOLE 3 48,200 0 0
WELLPOINT HEALTH NETWORKS INC. COM 94973H108 8.00 110 SH OTH 3 100 0 0
WELLS FARGO & CO (NEW) COM 949746101 22,597.22 583,154 2 583,154
WELLS FARGO & CO (NEW) COM 949746101 3,247.25 83,800 2 83,800
WELLS FARGO & CO. ( NEW ) COM 949746101 156,826.60 4,047,139 SH SOLE 3 3,818,379 0 220,090
WELLS FARGO & CO. ( NEW ) COM 949746101 26,849.10 692,881 SH OTH 3 83,360 0 8,700
WELLS FARGO & CO. ( NEW ) COM 949746101 1,321.40 34,100 SH SHD 1 34,100 0 0
WENDYS INTL INC. COM 950590109 16.00 900 SH SOLE 3 900 0 0
WENDYS INTL INC. COM 950590109 1,008.40 56,610 SH OTH 3 0 0 0
WERNER ENTERPRISES INC. COM 950755108 345.70 29,900 SH SOLE 3 27,300 0 2,600
WESBANCO INC. COM 950810101 48.50 2,000 SH SOLE 3 0 0 2,000
WESCO INTERNATIONAL INC. COM 95082P105 1,329.19 139,000 2 139,000
WESLEY JESSEN VISIONCARE COM 951018100 120.20 3,200 SH SOLE 3 0 0 3,200
WEST PHARAMCEUTICAL SVCS COM 955306105 934.20 43,200 SH SOLE 3 41,800 0 1,400
WEST TELESVCS COM 956188106 483.50 19,100 SH SOLE 3 15,800 0 3,300
WEST TELESVCS CORP COM 956188106 498.66 19,700 2 19,700
WESTAMERICA BANCORP COM 957090103 91.40 3,500 SH SOLE 3 600 0 2,900
WESTELL TECHNOLOGIES INC. COM 957541105 240.00 16,000 2 16,000
WESTERN DIGITAL CORP COM 958102105 344.00 68,800 SH SOLE 3 68,800 0 0
WESTERN GAS RESOURCES INC. COM 958259103 1,797.60 85,600 SH SOLE 3 81,000 0 4,600
WESTERN RESOURCES INC. COM 959425109 663.40 42,800 SH SOLE 3 42,300 0 0
WESTERN RESOURCES INC. COM 959425109 181.35 11,700 2 11,700
WESTERN WIRELESS CORP. COM 95988E204 229,560.65 4,212,122 2 4,212,122
WESTERN WIRELESS CORP. COM 95988E204 9,558.30 175,381 SH SOLE 3 175,381 0 0
WESTERN WIRELESS CORP. COM 95988E204 2,721.68 49,939 2 49,939
WESTFIELD AMERICA COM 959910100 478.24 35,590 2 35,590
WESTFIELD AMERICA COM 959910100 368.86 27,450 2 27,450
WESTPOINT STEVENS INC. COM 961238102 106.80 9,600 SH SOLE 3 9,600 0 0
WESTVACO COM 961548104 1,876.10 75,610 SH OTH 3 2,400 0 29,600
WESTVACO COM 961548104 2,142.90 86,362 SH SOLE 3 75,562 0 10,800
WESTWOOD ONE INC. COM 961815107 4,262.21 124,900 2 124,900
WESTWOOD ONE INC. COM 961815107 142,592.30 4,178,530 SH SOLE 3 3,839,830 0 51,900
WESTWOOD ONE INC. COM 961815107 419.70 12,300 SH OTH 3 0 0 12,300
WESTWOOD ONE INC. COM 961815107 419.74 12,300 2 12,300
WEYERHAEUSER CO COM 962166104 10,559.90 245,580 SH SOLE 3 245,080 0 500
WEYERHAEUSER CO COM 962166104 2,430.40 56,522 SH OTH 3 8,512 0 0
WEYERHAEUSER CO COM 962166104 236.50 5,500 2 5,500
WFS FINANCIAL INC. COM 92923B106 48.30 2,800 SH SOLE 3 0 0 2,800
WHIRLPOOL CORP. COM 963320106 36,745.20 788,100 SH SOLE 3 721,600 0 66,500
WHIRLPOOL CORP. COM 963320106 8,719.30 187,010 SH OTH 3 24,600 0 29,500
WHIRLPOOL CORP. COM 963320106 913.90 19,600 SH SHD 1 19,600 0 0
WHITEHALL JEWELLERS INC. COM 965063100 1,043.90 56,050 SH SOLE 3 50,450 0 5,600
WHITMAN CORP. COM 96647R107 1,479.10 119,525 SH SOLE 3 119,525 0 0
WHITNEY HLDG CORP COM 966612103 420.50 12,300 SH SOLE 3 8,000 0 4,300
WHOLE FOODS MARKET INC. COM 966837106 318.44 7,708 2 7,708
WHOLE FOODS MARKET INC. COM 966837106 1,685.50 40,800 SH SOLE 3 34,400 0 6,400
WILEY JOHN & SONS CL-A COM 968223206 10,536.80 468,300 SH SOLE 3 354,500 0 113,800
WILEY JOHN & SONS CL-A COM 968223206 900.00 40,000 2 40,000
WILLAMETTE INDS COM 969133107 6,079.50 223,100 SH SOLE 3 195,500 0 25,800
WILLAMETTE INDS COM 969133107 109.30 4,010 SH OTH 3 4,000 0 0
WILLIAMS COMMUNICATIONS COM 969455104 725.15 21,850 2 21,850
WILLIAMS COS COM 969457100 892.11 21,400 SH SOLE 4 21,400
WILLIAMS COS COM 969457100 68,819.18 1,650,835 2 1,650,835
WILLIAMS COS COM 969457100 7,066.00 169,500 SH SOLE 3 169,500 0 0
WILLIAMS COS COM 969457100 12.90 310 SH OTH 3 300 0 0
WILLIAMS COS COM 969457100 29,886.73 716,923 2 716,923
WILLIAMS-SONOMA INC. COM 969904101 12,616.50 388,948 2 388,948
WILLIAMS-SONOMA INC. CLL 969904101 200.00 20,000 CALL 2 20,000
WILLIAMS-SONOMA INC. COM 969904101 8,109.40 250,000 SH SOLE 3 250,000 0 0
WILMINGTON TR CORP (NEW) COM 971807102 363.40 8,500 SH SOLE 3 0 0 8,500
WIND RIVER SYSTEMS LTD COM 973149107 484.38 12,789 2 12,789
WIND RIVER SYSTEMS LTD COM 973149107 196.90 5,200 SH SOLE 3 5,200 0 0
WINN-DIXIE STORES INC. COM 974280109 10.00 700 SH SOLE 3 700 0 0
WINN-DIXIE STORES INC. COM 974280109 0.10 10 SH OTH 3 0 0 0
WINNEBAGO INDS INC. COM 974637100 1,585.80 121,400 SH SOLE 3 121,400 0 0
WINSTAR COMMUNICATIONS INC. COM 975515107 5,584.29 164,850 2 164,850
WINSTAR COMMUNICATIONS INC. COM 975515107 276.10 8,150 SH SOLE 3 8,150 0 0
WINSTON HOTELS INC. COM 97563A102 1,664.25 221,900 2 221,900
WINSTON HOTELS INC. COM 97563A102 292.50 39,000 2 39,000
WIRELESS TELECOM GRP INC. COM 976524108 42.00 14,000 2 14,000
WISCONSIN CENTRAL TRANSPORTATION COM 976592105 1,241.80 95,526 SH SOLE 3 90,326 0 5,200
WISCONSIN ENERGY CORP(HLDG CO) COM 976657106 227.80 11,500 SH SOLE 3 11,500 0 0
WIT SOUNDVIEW GRP INC. COM 977383108 795.55 74,112 2 74,112
WITNESS SYSTEMS INC. COM 977424100 465.60 19,100 SH OTH 3 0 0 19,100
WITNESS SYSTEMS INC. COM 977424100 12,947.00 531,160 SH SOLE 3 443,260 0 0
WM WRIGLEY JR CO DEL COM 982526105 132,141.30 1,647,904 SH SOLE 3 1,181,504 0 461,680
WM WRIGLEY JR CO DEL COM 982526105 5,045.40 62,920 SH OTH 3 27,770 0 14,000
WMS INDS INC. COM 929297109 529.50 34,300 SH SOLE 3 30,100 0 4,200
</TABLE>
