U.S. SECURITIES U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
======
___ Check this box if no longer subject to Section 16. Form 4 for Form 5
obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person
CLAYTON CHARLES W.
320 STEPHEN KING DRIVE
ANDERSON SC 29621
2. Issuer Name and Ticker or Trading Symbol
HAMPSHIRE GROUP, LIMITED (HAMP)
3. IRS or Social Security number of Reporting Person (Voluntary)
###-##-####
4. Statement for Mo./Yr.
March 1999
5. If Amendment, Date of original (Mo./Yr.)
-
6. Relationship of Reporting Person to Issuer
Officer
CHIEF FINANCIAL OFFICER / SECRETARY AND TREASURER
Table 1-Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
- -------------------------------------------------------------------------------
1. Title of Security
a. Common Stock, par value $0.10 per share
b. Common Stock, par value $0.10 per share
2. Transaction Date (Mo./Day/Yr.)
a. -
b. -
3. Transaction Code Code V
---- ---
a. - -
b. - -
4. Securities Acquired (A) or Disposed of (D)
Amount (A) or (D) Price
------ -------- --------
a. - - -
b. - - -
5. Amount of Securities Beneficially Owned at End of Month
a. 27,786
b. 4,300
6. Ownership Form: Direct (D) or Indirect (I)
a. D
b. I
7. Nature of Indirect Beneficial Ownership
a. -
b. Held by Spouse
<PAGE>
Table II Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
- -------------------------------------------------------------------------------
1. Title of Derivative Security
a. Common Stock Purchase Plan for Directors and Executives (1)
b. Company Sponsored 401(k) Plan (2)
c. Incentive Stock Options (Right to Purchase) (3)
2. Conversion or Exercise Price of Derivative Security
a. -
b. -
c. -
3. Transaction Date (Mo./Day/Yr.)
a. 03/12/99
4. Transaction Code
Code V
---- ---
a. T -
5. Number of Derivative Securities Acquired (A) or disposed of (D)
(A) (D)
----- -----
a. 5,007 -
6. Date Exercisable and Expiration Date (Mo./Day/Yr.)
Date Exercisable Expiration Date
---------------- ---------------
a. - -
b. - -
c. - -
7. Title and Amount of Underlying Securities
Title Amount or Number of Shares
----- --------------------------
a. Common Stock 5,007
8. Price of Derivative Security
a. $11.194
9. Number of Derivative Securities Beneficially Owned at End of Month
a. 40,333
10.Ownership Form of Derivative Security: Direct (D) or Indirect (I)
a. D (1)
b. D (2)
c. D (3)
11.Nature of Indirect Beneficial Ownership
a.
b.
c.
- -------------------------------------------------------------------------------
Explanation of Responses:
(1) Right to receive common stock in lieu of executive salary and/or bonus;
shares held in trust.
(2) Shares held by Trustee of Hampshire Group, Limited 401(k)Plan.
(3) Incentive stock options granted under the Hampshire Group, Limited
1992 Stock Option Plan at an exercise price of $5.8125-$18.125,
exercisable for five years from date of vesting.
/s/ Charles W. Clayton April 7, 1999
- ----------------------------- -------------------
Signature of Reporting Person Date
<PAGE>
OMB Number 3235-0287
U.S. SECURITIES U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
======
___ Check this box if no longer subject to Section 16. Form 4 for Form 5
obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person
KUTTNER LUDWIG
ESTOUTEVILLE FARM
KEENE VA 22946
2. Issuer Name and Ticker or Trading Symbol
HAMPSHIRE GROUP, LIMITED (HAMP)
3. IRS or Social Security number of Reporting Person (Voluntary)
###-##-####
4. Statement for Mo./Yr.
March 1999
5. If Amendment, Date of original (Mo./Yr.)
-
6. Relationship of Reporting Person to Issuer
Director / Officer / 10% OWNER
CHAIRMAN AND CHIEF EXECUTIVE OFFICER
Table 1-Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
- -------------------------------------------------------------------------------
1. Title of Security
a. Common Stock, par value $0.10 per share
b. Common Stock, par value $0.10 per share
2. Transaction Date (Mo./Day/Yr.)
a. -
b. -
3. Transaction Code Code V
---- ---
a. -
b. -
4. Securities Acquired (A) or Disposed of (D)
Amount (A) or (D) Price
------ -------- -----
a. - - -
b. - - -
5. Amount of Securities Beneficially Owned at End of Month
a. 584,937
b. 18,182
6. Ownership Form: Direct (D) or Indirect (I)
a. D
b. I
7. Nature of Indirect Beneficial Ownership
a. -
b. Shares owned by controlled corporation
<PAGE>
Table II Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
- -------------------------------------------------------------------------------
1. Title of Derivative Security
a. Common Stock Purchase Plan for Directors and Executives
b. Company Sponsored 401(k) Plan
c. Incentive Stock Options (Right to Purchase)
2. Conversion or Exercise Price of Derivative Security
a. -
b. -
c. $9.90
3. Transaction Date (Mo./Day/Yr.)
a. 03/12/99
b. 03/30/99
4. Transaction Code
Code V
---- ---
a. T -
b. T -
c. E -
5. Number of Derivative Securities Acquired (A) or disposed of (D)
(A) (D)
a. 12,100 -
b. 193 -
c. - (36,364)
6. Date Exercisable and Expiration Date (Mo./Day/Yr.)
Date Exercisable Expiration Date
---------------- ---------------
a. - -
b. - -
c. - 03/31/99
7. Title and Amount of Underlying Securities
Title Amount or Number of Shares
----- --------------------------
a. Common Stock 12,100
b. Common Stock 193
c. Common Stock (36,364)
8. Price of Derivative Security
a. $11.194
b. 12.500
9. Number of Derivative Securities Beneficially Owned at End of Month
a. 117,379
b. 15,326
c. 129,772
10.Ownership Form of Derivative Security: Direct (D) or Indirect (I)
a. D (1)
b. D (2)
c. D (3)
11.Nature of Indirect Beneficial Ownership
a.
b.
c.
- -------------------------------------------------------------------------------
Explanation of Responses:
(1) Right to receive common stock in lieu of executive salary and/or bonus;
shares held in trust.
(2) Shares held by Trustee of Hampshire Group, Limited 401(k)Plan.
(3) Stock options granted under the Hampshire Group, Limited 1992 Stock
Option Plan at an exercise price of $5.8125-$14.5000, exercisable
for five years from date of vesting.
/s/ Ludwig Kuttner April 7, 1999
- ----------------------------- -------------------
Signature of Reporting Person Date
<PAGE>
U.S. SECURITIES U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
======
___ Check this box if no longer subject to Section 16. Form 4 for Form 5
obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person
SPERRY HARVEY L.
JEFFERSON GLEN FARM, BOX 72
MALDEN BRIDGE NY 12115
2. Issuer Name and Ticker or Trading Symbol
HAMPSHIRE GROUP, LIMITED (HAMP)
3. IRS or Social Security number of Reporting Person (Voluntary)
###-##-####
4. Statement for Mo./Yr.
March 1999
5. If Amendment, Date of original (Mo./Yr.)
December 1998
6. Relationship of Reporting Person to Issuer
Director
Table 1-Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
- -------------------------------------------------------------------------------
1. Title of Security
Common Stock, par value $0.10 per share
2. Transaction Date (Mo./Day/Yr.)
-
3. Transaction Code Code V
---- ---
- -
4. Securities Acquired (A) or Disposed of (D)
Amount (A) or (D) Price
------ -------- --------
- - -
5. Amount of Securities Beneficially Owned at End of Month
13,545
6. Ownership Form: Direct (D) or Indirect (I)
D
7. Nature of Indirect Beneficial Ownership
-
<PAGE>
Table II Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
- -------------------------------------------------------------------------------
1. Title of Derivative Security
Common Stock Purchase Plan for Directors and Executives (1)
2. Conversion or Exercise Price of Derivative Security
-
3. Transaction Date (Mo./Day/Yr.)
03/30/99 (correction)
4. Transaction Code
Code V
---- ---
T -
5. Number of Derivative Securities Acquired (A) or disposed of (D)
(A) (D)
a. (574) -
6. Date Exercisable and Expiration Date (Mo./Day/Yr.)
Date Exercisable Expiration Date
---------------- ---------------
- -
7. Title and Amount of Underlying Securities
Title Amount or Number of Shares
----- --------------------------
a. Common Stock (574)
8. Price of Derivative Security
a. $11.816
9. Number of Derivative Securities Beneficially Owned at End of Month
a. 17,158
10.Ownership Form of Derivative Security: Direct (D) or Indirect (I)
D (1)
11.Nature of Indirect Beneficial Ownership
- -------------------------------------------------------------------------------
Explanation of Responses:
(1) Right to receive the issuer's Common Stock, $0.10 par value ("Common
Stock") in lieu of directors fees pursuant to the Issuer's Common Stock
Purchase Plan for Directors and Executives with Common stock distri-
buted either upon termination of the Director's services as a member of
the Board of Directors of the Issuer, or on any specific anniversary of
the last day of the applicable fiscal year at the election of the Director.
Directors do not have voting or dispositive power over these shares until
distribution of such shares.
/s/ Harvey L. Sperry April 7, 1999
- ----------------------------- -------------------
Signature of Reporting Person Date
<PAGE>
OMB Number 3235-0287
U.S. SECURITIES U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
======
___ Check this box if no longer subject to Section 16. Form 4 for Form 5
obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person
GOLDBERG JOEL H.
47 Overlook Road
Millington, NJ 07946
2. Issuer Name and Ticker or Trading Symbol
HAMPSHIRE GROUP, LIMITED (HAMP)
3. IRS or Social Security Number of Reporting Person (Voluntary)
###-##-####
4. Statement for Mo./Yr.
March 1999
5. If Amendment, Date of Original (Mo./Yr.)
December 1998
6. Relationship of Reporting Person to Issuer
Director
Table 1-Non-Derivative Securities Beneficially Owned
- -------------------------------------------------------------------------------
1. Title of Security
2. Transaction Date (Mo./Day/Yr.)
3. Transaction Code Code V
------ -----
4. Securities Acquired (A) or Disposed of (D)
Amount (A) or (D) Price
------ ---------- -------
5. Amount of Securities Beneficially Owned at End of Month
-0-
6. Ownership Form Direct (D) or Indirect (I)
7. Nature of Indirect Beneficial Ownership
<PAGE>
Table II Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
- -------------------------------------------------------------------------------
1. Title of Derivative Security
a. Common Stock Purchase Plan for Directors and Executive (1)
2. Conversion of Exercise price of Derivative Security
a. -
3. Transaction Date (Mo./Day/Yr.)
a. 03/30/99 (correction)
4. Transaction Code
Code V
------- ------
a. T -
5. Number of Derivative Securities Acquired (A) or disposed of (D)
(A) (D)
------ ------
a. - (236)
6. Date Exercisable and Expiration Date (Mo./Day/Yr.)
Date Exercisable Expiration Date
---------------- ---------------
a. - -
7.Title and Amount of Securities Underlying Securities
Title Amount or Number of Shares
----- --------------------------
a. Common Stock (236)
8. Price of Derivative Security
a. $11.816
9. Number of Derivative Securities Beneficially Owned at End of Month
a. 715
10.Ownership Form of Derivative Security: Direct (D) or Indirect (I)
a. D (1)
11.Nature of Indirect Beneficial Ownership
a.
- -------------------------------------------------------------------------------
Explanation of Responses:
(1) Right to receive the issuer's common stock, $0.10 par value ("Common
Stock") in lieu of Directors' fees pursuant to the Issuer's Common Stock
Purchase Plan for Directors and Executives with Common Stock distributed
either upon termination of the Director's services as a member of the
Board of Directors of the Issuer, or on any specific anniversary of the
last day of the applicable fiscal year at the election of the Director.
Directors do not have voting or dispositive power over these shares until
distribution of such shares.
/s/ Joel Goldberg April 7, 1999
- ----------------------------- -------------------
Signature of Reporting Person Date
<PAGE>
OMB Number 3235-0287
U.S. SECURITIES U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
======
___ Check this box if no longer subject to Section 16. Form 4 for Form 5
obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person
WARSAW GENE
16 PARKER AVENUE, APT. 1
FT LEE NJ 07024
2. Issuer Name and Ticker or Trading Symbol
HAMPSHIRE GROUP, LIMITED (HAMP)
3. IRS or Social Security number of Reporting Person (Voluntary)
###-##-####
4. Statement for Mo./Yr.
March 1999
5. If Amendment, Date of original (Mo./Yr.)
-
6. Relationship of Reporting Person to Issuer
Officer / Director
PRESIDENT (HAMPSHIRE DESIGNERS, INC.[SUBSIDIARY])
Table 1-Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
- -------------------------------------------------------------------------------
1. Title of Security
a. Common Stock, par value $0.10 per share
b. Common Stock, par value $0.10 per share
2. Transaction Date (Mo./Day/Yr.)
a. -
b. -
3. Transaction Code Code V
---- ---
a. - -
b. - -
4. Securities Acquired (A) or Disposed of (D)
Amount (A) or (D) Price
------ -------- --------
a. - - -
b. - - -
5. Amount of Securities Beneficially Owned at End of Month
a. 1,000
b. 250
6. Ownership Form: Direct (D) or Indirect (I)
a. D
b. I
7. Nature of Indirect Beneficial Ownership
a. -
b. Held by Children
<PAGE>
Table II Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
- -------------------------------------------------------------------------------
1. Title of Derivative Security
a. Common Stock Purchase Plan for Directors and Executives
b. 401(k) Retirement Savings Plan
c. Incentive Stock Options (Right to Purchase)
2. Conversion or Exercise Price of Derivative Security
a. -
3. Transaction Date (Mo./Day/Yr.)
a. 03/12/99
4. Transaction Code
Code V
---- ---
a. A -
5. Number of Derivative Securities Acquired (A) or disposed of (D)
(A) (D)
a. - -
6. Date Exercisable and Expiration Date (Mo./Day/Yr.)
Date Exercisable Expiration Date
---------------- ---------------
a. - -
7. Title and Amount of Underlying Securities
Title Amount or Number of Shares
----- --------------------------
a. Common Stock 3,950
b. Common Stock -
c. Common Stock -
8. Price of Derivative Security
a. $11.194
9. Number of Derivative Securities Beneficially Owned at End of Month
a. 48,666
b. 9,873
c. 81,252
10.Ownership Form of Derivative Security: Direct (D) or Indirect (I)
a. D (1)
b. D (2)
c. D (3)
11.Nature of Indirect Beneficial Ownership
a.
b.
- -------------------------------------------------------------------------------
Explanation of Responses:
(1) Right to receive common stock in lieu of executive salary and/or bonus;
shares held in trust.
(2) Company sponsored 401(k) Retirement Savings Plan.
(3) Incentive stock options granted under the Hampshire Group, Limited
1992 Stock Option Plan at an exercise price of $5.8125-$18.125,
exercisable for five years from date of vesting.
/s/ Gene Warsaw April 7, 1999
- ----------------------------- -------------------
Signature of Reporting Person Date
<PAGE>
OMB Number 3235-0287
U.S. SECURITIES U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
======
___ Check this box if no longer subject to Section 16. Form 4 for Form 5
obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person
HURLEY H. EDWARD
500 BROWN ROAD
ANDERSON SC 29621
2. Issuer Name and Ticker or Trading Symbol
HAMPSHIRE GROUP, LIMITED (HAMP)
3. IRS or Social Security number of Reporting Person (Voluntary)
###-##-####
4. Statement for Mo./Yr.
March 1999
5. If Amendment, Date of original (Mo./Yr.)
-
6. Relationship of Reporting Person to Issuer
Officer
EXECUTIVE VICE PRESIDENT (HAMPSHIRE DESIGNERS, INC. [SUBSIDIARY])
Table 1-Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
- -------------------------------------------------------------------------------
1. Title of Security
a. Common Stock, par value $0.10 per share
b. Common Stock, par value $0.10 per share
2. Transaction Date (Mo./Day/Yr.)
a. -
3. Transaction Code Code V
---- ---
a. - -
4. Securities Acquired (A) or Disposed of (D)
Amount (A) or (D) Price
------ -------- --------
a. - - -
5. Amount of Securities Beneficially Owned at End of Month
a. 300
6. Ownership Form: Direct (D) or Indirect (I)
a. D
7. Nature of Indirect Beneficial Ownership
a. -
<PAGE>
Table II Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
- -------------------------------------------------------------------------------
1. Title of Derivative Security
a. Common Stock Purchase Plan for Directors and Executives (1)
b. Incentive Stock Options (Right to Purchase) (2)
2. Conversion or Exercise Price of Derivative Security
a. -
b. -
3. Transaction Date (Mo./Day/Yr.)
a. 03/12/99
b. -
4. Transaction Code
Code V
---- ---
a. A -
b. - -
5. Number of Derivative Securities Acquired (A) or disposed of (D)
(A) (D)
a. 1,034 -
b. - -
6. Date Exercisable and Expiration Date (Mo./Day/Yr.)
Date Exercisable Expiration Date
---------------- ---------------
a. - -
b. - -
7. Title and Amount of Underlying Securities
Title Amount or Number of Shares
----- --------------------------
a. Common Stock -
b. Common Stock -
8. Price of Derivative Security
a. $11.194
b. -
9. Number of Derivative Securities Beneficially Owned at End of Month
a. 14,824
b. 15,250
10.Ownership Form of Derivative Security: Direct (D) or Indirect (I)
a. D (1)
b. D (2)
11.Nature of Indirect Beneficial Ownership
a.
b.
- -------------------------------------------------------------------------------
Explanation of Responses:
(1) Right to receive common stock in lieu of executive salary and/or bonus;
shares held in trust.
(2) Incentive stock options granted under the Hampshire Group, Limited
1992 Stock Option Plan at an exercise price of $5.7500-$18.125,
exercisable for five years from date of vesting.
/s/ H. Edward Hurley April 7, 1999
- ----------------------------- -------------------
Signature of Reporting Person Date
<PAGE>
OMB Number 3235-0287
U.S. SECURITIES U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
======
___ Check this box if no longer subject to Section 16. Form 4 for Form 5
obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person
WOODWORTH PETER W.
702 MAIN ST.
WINONA MN 55987
2. Issuer Name and Ticker or Trading Symbol
HAMPSHIRE GROUP, LIMITED (HAMP)
3. IRS or Social Security number of Reporting Person (Voluntary)
###-##-####
4. Statement for Mo./Yr.
March 1999
5. If Amendment, Date of original (Mo./Yr.)
-
6. Relationship of Reporting Person to Issuer
Officer / Director
PRESIDENT (WINONA KNITTING MILLS DIVISION [SUBSIDIARY OF HAMPSHIRE
DESIGNERS INC])
Table 1-Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
- --------------------------------------------------------------------------------
1. Title of Security
Common Stock, par value $0.10 per share
2. Transaction Date (Mo./Day/Yr.)
03/12/99
3. Transaction Code Code V
---- ---
P -
4. Securities Acquired (A) or Disposed of (D)
Amount (A) or (D) Price
------ -------- --------
12,633 A $11.0323*
5. Amount of Securities Beneficially Owned at End of Month
307,960
6. Ownership Form: Direct (D) or Indirect (I)
D
7. Nature of Indirect Beneficial Ownership
-
* Additional shares issued as contingent Purchase Price on merger.
<PAGE>
Table II Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
- -------------------------------------------------------------------------------
1. Title of Derivative Security
a. Common Stock Purchase Plan for Directors and Executives
b. Incentive Stock Options (Right to Purchase)
2. Conversion or Exercise Price of Derivative Security
a. -
b. -
3. Transaction Date (Mo./Day/Yr.)
a. 03/12/99
b. -
4. Transaction Code
Code V
---- ---
a. T -
b. - -
5. Number of Derivative Securities Acquired (A) or disposed of (D)
(A) (D)
---- -----
a. 4,243 -
b. - -
6. Date Exercisable and Expiration Date (Mo./Day/Yr.)
Date Exercisable Expiration Date
---------------- ---------------
a. - -
b. - -
7. Title and Amount of Underlying Securities
Title Amount or Number of Shares
----- --------------------------
a. Common Stock 4,243
b. Common Stock -
8. Price of Derivative Security
a. $11.194
b. -
9. Number of Derivative Securities Beneficially Owned at End of Month
a. 11,243
b. 3,000
10.Ownership Form of Derivative Security: Direct (D) or Indirect (I)
a. D (1)
b. D (2)
11.Nature of Indirect Beneficial Ownership
a. -
b. -
- -------------------------------------------------------------------------------
Explanation of Responses:
(1) Right to receive common stock in lieu of executive salary and/or bonus;
shares held in trust.
(2) Incentive stock options granted under the Hampshire Group, Limited
1992 Stock Option Plan at an exercise price of $5.8125-$11.0000,
exercisable for five years from date of vesting.
/s/ Peter W. Woodworth April 7, 1999
- ----------------------------- -------------------
Signature of Reporting Person Date
