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THIS DOCUMENT IS A COPY OF THE SCHEDULE 13G (AMENDMENT 3) FILED ON FEBRUARY
14, 1997 PURSUANT TO A RULE 201 TEMPORARY HARDSHIP EXEMPTION
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 3)*
United International Holdings, Inc.
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(Name of Issuer)
Class A Common Stock, $.01 par value per share
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(Title of Class of Securities)
910734 10 2
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(CUSIP Number)
Check the following if a fee is being paid with this statement. (A fee is not
required only if the filing person: (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class).
(See Rule 13d-7). _____
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
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CUSIP No. 910734 10 2 SCHEDULE 13G Reporting Persons 1 of 4
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1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Curtis Rochelle ###-##-####
2. Check the appropriate box if a member of a group*
(a)
(b) X
3. SEC use only
4. Citizenship or place of organization
U.S.A.
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
5. Sole voting power 34,167***
6. Shared voting power 1,013,470**
7. Sole dispositive power 34,167***
8. Shared dispositive power 1,013,470**
9. Aggregate amount beneficially owned by each reporting person
1,047,637
10. Check if the aggregate amount in row 9 excludes certain shares X
---
11. Percent of class represented by amount in row 9
3.9%
12. Type of reporting person*
In
** Includes 998,470 shares of Class B Common Stock immediately convertible
into shares of Class A Common Stock.
*** Represents shares of Class A Common Stock that are subject to presently
exercisable options.
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CUSIP No. 910734 10 2 SCHEDULE 13G Reporting Persons 2 of 4
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1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Marian Rochelle ###-##-####
2. Check the appropriate box if a member of a group*
(a)
(b) X
3. SEC use only
4. Citizenship or place of organization
U.S.A.
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
5. Sole voting power 111,184**
6. Shared voting power
7. Sole dispositive power 111,184**
8. Shared dispositive power
9. Aggregate amount beneficially owned by each reporting person
111,184**
10. Check if the aggregate amount in row 9 excludes certain shares X
---
11. Percent of class represented by amount in row 9
0.4%
12. Type of reporting person*
In
** Represents shares of Class B Common Stock immediately convertible into shares
of Class A Common Stock.
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CUSIP No. 910734 10 2 SCHEDULE 13G Reporting Persons 3 of 4
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1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Jim Rochelle ###-##-####
2. Check the appropriate box if a member of a group*
(a)
(b) X
3. SEC use only
4. Citizenship or place of organization
U.S.A.
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
5. Sole voting power 38,456**
6. Shared voting power
7. Sole dispositive power 38,456**
8. Shared dispositive power
9. Aggregate amount beneficially owned by each reporting person
38,456**
10. Check if the aggregate amount in row 9 excludes certain shares X
---
11. Percent of class represented by amount in row 9
0.1%
12. Type of reporting person*
In
** Represents shares of Class B Common Stock immediately convertible into shares
of Class A Common Stock.
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CUSIP No. 910734 10 2 SCHEDULE 13G Reporting Persons 4 of 4
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1. Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Kathleen Jaure ###-##-####
2. Check the appropriate box if a member of a group*
(a)
(b) X
3. SEC use only
4. Citizenship or place of organization
U.S.A.
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
5. Sole voting power 38,456**
6. Shared voting power
7. Sole dispositive power 38,456**
8. Shared dispositive power
9. Aggregate amount beneficially owned by each reporting person
38,456**
10. Check if the aggregate amount in row 9 excludes certain shares X
---
11. Percent of class represented by amount in row 9
0.1%
12. Type of reporting person*
In
** Represents shares of Class B Common Stock immediately convertible into shares
of Class A Common Stock.
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Item 1.
(a) Name of Issuer
United International Holdings, Inc.
(b) Address of Issuer's Principal Executive Offices
4643 S. Ulster - #1300
Denver, CO 80237
Item 2.
(a) Name of Person Filing
Curtis Rochelle
Marian Rochelle
Jim Rochelle
Kathleen Jaure
(B) Address of Principal Business Offices or, if none, Residence
The address of Curtis, Marian and Jim Rochelle is:
Box 996
Rawlins, Wyoming 82301
The Address of Kathleen Jaure is:
Box 321
Rawlins, Wyoming 82301
(c) Citizenship
See Item 4 of Cover Page
(d) Title of Class of Securities
Class A Common Stock par value $.01 per share
(e) CUSIP Number
910734 10 2
Item 3. If this statement is filed pursuant to Rule 13d-1(b), or 13d-2(b), check
whether the person filing is a:
(a) Broker or Dealer registered under Section 15 of the Act
(b) Bank as defined in section 3(a)(6) of the Act
(c) Insurance Company as defined in Section 3(a)(19) of the Act
(d) Investment Company registered under section 8 of the Investment Company
Act
(e) Investment Adviser registered under section 203 of the Investment Advisers
Act of 1940
(f) Employee Benefit Plan, Pension fund which is subject to the provisions of
the Employee Retirement Income Security Act of 1974 or Endowment Fund; See
Sec. 240.13d-1(b)(ii)(F)
(g) Parent Holding company, in accordance with Sec. 240.13d-1(b)(ii)(G) (Note:
See Item 7)
(h) Group, in accordance with Sec. 240.13d-1(b)(i)(ii)(H)
Item 4. Ownership
(a) Amount Beneficially Owned
See Item 9 of Cover Page
(b) Percent of class
See Item 11 of Cover Page
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote
See Item 5 of Cover Page
(ii) shared power to vote or to direct the vote
See Item 6 of Cover Page
(iii) sole power to dispose or to direct the disposition of
See Item 7 of Cover Page
(iv) shared power to dispose or to direct the disposition of
See Item 8 of Cover Page
Item 5. Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof
the reporting person has ceased to be the beneficial owner of more than five
percent of the class of securities, check the following. _____
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
N/A
Item 7. Identification and Classification of the Subsidiary of Which Acquired
the Security Being Reported on By the Parent Holding Company
N/A
Item 8. Identification and Classification of Members of the Group
Cable Acquisition Corp., Albert M. Carollo, William J. Elsner, L. Flinn, Jr.
Family Limited Partnership, Lawrence Flinn, Jr., Joseph E. Giovanini, Clarice J.
Giovanini, Giovanini Investments, Ltd., Curtis Rochelle, Marian Rochelle,
Rochelle Investments, Ltd., Gene W. Schneider, G. Schneider Holdings, Mark
Schneider, Janet S. Schneider, (collectively, the "Founders"), Apollo Cable
Partners, L.P., ("Apollo") and United International Holdings, Inc. (the
"Company") are parties to a Stockholders' Agreement (the "Stockholders'
Agreement") that provides for the election as directors by Apollo and the
Founders of three persons nominated to be directors by Apollo and nine persons
nominated to be directors by the Founders. The number of persons Apollo and the
Founders are entitled to nominate for election as directors is subject to
reduction for each group if the percentage of the Company's voting securities
beneficially owned by it is reduced below certain levels. These director
nomination rights expire on April 12, 2003, unless earlier terminated by the
agreement of Apollo and the Founders. A copy of the Stockholders' Agreement was
included as Exhibit 10.16 to the Company's Registration Statement on Form S-1
(File No. 33-61376) filed with Securities and Exchange Commission on April 21,
1993.
Some of the Founders have transferred all or a portion of their shares of the
Company to the following persons: Albert & Carolyn Company, James R. Carollo
Living Trust, John B. Carollo Living Trust, Giovanini Properties, Jim Rochelle,
Kathleen Jaure, the Revocable Trust of Janet Schneider, Susan G. House, and
Robert A. Schneider. As a result of these transfers, the transferees became
subject to the Stockholders' Agreement.
The Company's Board of Directors is currently composed of ten members, eight of
whom may be deemed to have been nominated by the Founders and two of which may
be deemed to have been nominated by Apollo.
There are no other agreements among the undersigned and any other Founder or
Apollo with respect to the voting of the Company's securities.
To the best of the undersigned's knowledge, the Founders, Apollo and certain
transferees beneficially owned as of December 31, 1996, a total of 13,566,272
shares of the Company's Class A Common Stock. As a result of voting provisions
of the Stockholders' Agreement, the Founders and Apollo may be deemed to be a
"group" for purposes of Rule 13d-3 and each member of such "group" may be deemed
to beneficially own shares of the Company's stock held by the other members of
such "group." Pursuant to Rule 13d-4, the undersigned hereby disclaims
beneficial ownership for purposes of Section 13(d) or 13(g) of the Securities
Exchange Act of 1934 of the shares of the Company's common stock held by any
other Founder, Apollo or their transferees.
Item 9. Notice of Dissolution of Group
N/A
Item 10. Certification
N/A
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Signatures
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Date: January 31, 1997 By: /S/Curtis Rochelle
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Curtis Rochelle
Date: January 31, 1997 By: /S/Marian Rochelle
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Marian Rochelle
Date: January 31, 1997 By: /S/Jim Rochelle
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Jim Rochelle
Date: January 31, 1997 By: /S/Kathleen Jaure
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Kathleen Jaure
