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Previous: CENTRAL GARDEN & PET COMPANY, 11-K, EX-23, 2000-06-28 |
Next: KINDER MORGAN ENERGY PARTNERS L P, 8-K, 2000-06-28 |
<TABLE>
<CAPTION>
------------------ U.S. SECURITIES AND EXCHANGE COMMISSION ---------------------------|
| F O R M 3 | Washington, D.C. 20549 | OMB APPROVAL |
------------------ |--------------------------|
INITIAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP |OMB Number 3235-0104|
|Expires: September 30,1998|
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, |Estimated avg. burden |
Section 17(a) of the Public Utility Holding Company Act of 1935 or |hours per response.....0.5|
Section 30(f) of the Investment Company Act 1940 ----------------------------
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|1.Name and Address of Reporting Person* |2.Date of Event |4.Issuer Name and Ticker or Trading Symbol |
| | Requiring Statement | |
| | (Month/Day/Year) | UnitedGlobalCom, Inc. (UCOMA) |
| The MLS Family Partnership LLLP | | |
|----------------------------------------| 06/19/00 |-----------------------------------------------------------------|
| (Last) (First) (MI)| |5.Relationship of Reporting Person to |6.If Amendment, Date of |
| | | Issuer (Check all Applicable) | Original (Mon/Day/Year)|
| | | | |
| |-----------------------| Director X 10% Owner | |
| 4643 S. Ulster Street, Suite 1300 |3.IRS Identification |--- --- |-------------------------|
|----------------------------------------| Number of Reporting | |7.Individual or Joint/ |
| (Street) | Person, if an entity | Officer (give Other | Group Filing |
| | (voluntary) |--- title --- (specify | (Check Applicable Line)|
| | | below) below) | X Form filed by One |
| | | |--- Reporting Person |
| | | | Form filed by More |
| | -- | ------------------------------------- | than One Reporting |
| Denver CO 80237 | | |--- Person |
|----------------------------------------|-----------------------------------------------------------------------------------------|
| (City) (State) (Zip) | |
| | TABLE I - Non-Derivative Securities Beneficially Owned |
|----------------------------------------------------------------------------------------------------------------------------------|
|1.Title of Security (Instr. 4) |2.Amount of Securities |3.Ownership |4.Nature of Indirect Beneficial |
| | Beneficially Owned | Form: | Ownership (Instr. 5) |
| | (Instr. 4) | Direct (D) | |
| | | or Indirect | |
| | | (I)(Instr.5)| |
|------------------------------------------|-----------------------------|--------------|------------------------------------------|
|<S> | <C> |<C> |<C> |
| | | | |
| | | | |
|------------------------------------------|-----------------------------|--------------|------------------------------------------|
| | | | |
| | | | |
|------------------------------------------|-----------------------------|--------------|------------------------------------------|
| | | | |
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|------------------------------------------|-----------------------------|--------------|------------------------------------------|
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|------------------------------------------|-----------------------------|--------------|------------------------------------------|
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|------------------------------------------|-----------------------------|--------------|------------------------------------------|
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|------------------------------------------|-----------------------------|--------------|------------------------------------------|
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|------------------------------------------|-----------------------------|--------------|------------------------------------------|
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|------------------------------------------|-----------------------------|--------------|------------------------------------------|
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|------------------------------------------|-----------------------------|--------------|------------------------------------------|
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|------------------------------------------|-----------------------------|--------------|------------------------------------------|
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Reminder: Report on a separate line for each class securities owned directly or indirectly. SEC 1473 (7-97)
*If the form is filed by more than one reporting person, see Instruction 5(b)(v).
PAGE: 1 OF 2
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
FORM 3 (continued) TABLE II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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|1.Title of |2.Date Exercisable and |3.Title and Amount of Underlying |4.Conversion or |5. |6.Nature of |
| Derivative | Expiration Date | Derivative Security (Instr. 4) | Exercise Price |Own. | Indirect |
| Security | (Month/Day/Year) | | of Derivative |Form | Beneficial |
| (Instr. 4) | | | Security |of | Ownership |
| | | | |Deri.| (Instr. 5) |
| | | | |Sec. | |
| | | | |Dir. | |
| | | | |(D) | |
| |-----------------------------|--------------------------------------| |or | |
| |Date |Expiration | |Amount or Number | |Ind. | |
| |Exercisable |Date | Title |of Shares | |(I) | |
|-------------------|--------------|--------------|-------------------|------------------|-------------------|-----|---------------|
|<S> |<C> |<C> |<C> |<C> |<C> |<C> |<C> |
|Class B Common | Immed. | n/a |Class A Common | 410,000 (1) | 1-for-1 | D | |
|Stock | | |Stock | | | | |
|-------------------|--------------|--------------|-------------------|------------------|-------------------|-----|---------------|
|Stock Options | 7/22/97 | 7/22/03 |Class A Common | 197,110 (1) | $4.75 | D | |
|(right to buy) | | |Stock | | | | |
|-------------------|--------------|--------------|-------------------|------------------|-------------------|-----|---------------|
|Stock Option | 6/16/99 | 6/16/05 |Class A Common | 14,104 (1) | $7.875 | D | |
|(right to buy) | | |Stock | | | | |
|-------------------|--------------|--------------|-------------------|------------------|-------------------|-----|---------------|
|Stock Option | (2) | 12/20/06 |Class A Common | 45,327 (1) | $6.375 | D | |
|(right to buy) | | |Stock | | | | |
|-------------------|--------------|--------------|-------------------|------------------|-------------------|-----|---------------|
| | | | | | | | |
| | | | | | | | |
|-------------------|--------------|--------------|-------------------|------------------|-------------------|-----|---------------|
| | | | | | | | |
| | | | | | | | |
|-------------------|--------------|--------------|-------------------|------------------|-------------------|-----|---------------|
| | | | | | | | |
| | | | | | | | |
|-------------------|--------------|--------------|-------------------|------------------|-------------------|-----|---------------|
| | | | | | | | |
| | | | | | | | |
|-------------------|--------------|--------------|-------------------|------------------|-------------------|-----|---------------|
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| | | | | | | | |
------------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses:
(1) The Reporting Person is a party to a Stockholders' Agreement. The securities reported herein do not include securities
beneficially owned by other parties to the Stockholders' Agreement. The Reporting Person disclaims any beneficial ownership
of such other parties' securities and this Report shall not be deemed an admission that the Reporting Person is the beneficial
owner of such securities for the purposes of Section 16 or for any other purpose.
(2) The option is exercisable in 48 equal monthly installments commencing the date of grant.
The MLS Family Partnership LLLP
By: The Nicole Schneider Trust,
General Partner
**Intentional misstatements or omissions of facts constitute Federal By: /s/ Gene W. Schneider June 23, 2000
Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). ------------------------------- ------------------
**Signature of Reporting Person Date
Note: File three copies of this form, one of which must be manually signed. Gene W. Schneider, Trustee
If space provided is insufficient, see Instruction 6 for procedure. SEC 1473 (7-97)
Potential persons who are to respond to the collection of information contained in this form are not
required to respond unless the form displays a currently valid OMD Number.
PAGE: 2 OF 2
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