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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G/A
Under the Securities Exchange Act of 1934
(Amendment No. 3)*
Hollywood Casino Corporation
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(Name of Issuer)
Class A Common Stock, par value $0.0001 per share
---------------------------------------------------
(Title of Class of Securities)
436132203
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(CUSIP Number)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
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CUSIP NO. 436132203 13G/A PAGE 2 OF 11 PAGES
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NAME OF REPORTING PERSON
1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
William D. Pratt
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
2 (a) [_]
(b) [X]
- ------------------------------------------------------------------------------
SEC USE ONLY
3
- ------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
United States
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SOLE VOTING POWER
5
NUMBER OF 3,752,230 (1)
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
0
OWNED BY
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING 3,752,230 (1)
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
0
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
3,752,230 (1)
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_]
10
- ------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
15.06%
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TYPE OF REPORTING PERSON*
12
IN
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*SEE INSTRUCTION BEFORE FILLING OUT!
(1) Represents Common Stock owned of record by William D. Pratt (10,000 shares),
the J.E. Pratt Family Trust I (3,441,650 shares), W.D. Pratt Co. No. 1
(290,830 shares), and WPD Jr. Family Trust (9,750 shares).
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CUSIP NO. 436132203 13G/A PAGE 3 OF 11 PAGES
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NAME OF REPORTING PERSON
1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
J.E. Pratt Family Trust
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
2 (a) [_]
(b) [X]
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SEC USE ONLY
3
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CITIZENSHIP OR PLACE OF ORGANIZATION
4
Texas
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SOLE VOTING POWER
5
NUMBER OF 0 (1)
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
0
OWNED BY
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING 0 (1)
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
0
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
0
- ------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_]
10
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
0
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TYPE OF REPORTING PERSON*
12
00 - Trust
- ------------------------------------------------------------------------------
*SEE INSTRUCTION BEFORE FILLING OUT!
(1) Power is exercised through its Trustee, William D. Pratt.
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CUSIP NO. 436132203 13G/A PAGE 4 OF 11 PAGES
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NAME OF REPORTING PERSON
1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
J.E. Pratt Family Trust I
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
2 (a) [_]
(b) [X]
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SEC USE ONLY
3
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CITIZENSHIP OR PLACE OF ORGANIZATION
4
Texas
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SOLE VOTING POWER
5
NUMBER OF 3,441,650 (1)
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
0
OWNED BY
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING 3,441,650 (1)
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
0
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
3,441,650
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_]
10
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
13.8%
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TYPE OF REPORTING PERSON*
12
00 - Trust
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*SEE INSTRUCTION BEFORE FILLING OUT!
(1) Power is exercised through its Trustee, William D. Pratt.
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CUSIP NO. 436132203 13G/A PAGE 5 OF 11 PAGES
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NAME OF REPORTING PERSON
1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
W.D. Pratt Co. No. 1
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
2 (a) [_]
(b) [X]
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SEC USE ONLY
3
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CITIZENSHIP OR PLACE OF ORGANIZATION
4
Texas
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SOLE VOTING POWER
5
NUMBER OF 290,830 (1)
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
0
OWNED BY
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING 290,830 (1)
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
0
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
290,830
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_]
10
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
1.2%
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TYPE OF REPORTING PERSON*
12
PN
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*SEE INSTRUCTION BEFORE FILLING OUT!
(1) Power is exercised through its Managing General Partner, William D. Pratt.
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CUSIP NO. 436132203 13G/A PAGE 6 OF 11 PAGES
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NAME OF REPORTING PERSON
1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
WDP Jr. Family Trust
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
2 (a) [_]
(b) [X]
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SEC USE ONLY
3
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CITIZENSHIP OR PLACE OF ORGANIZATION
4
Texas
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SOLE VOTING POWER
5
NUMBER OF 9,750 (1)
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
0
OWNED BY
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING 9,750 (1)
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
0
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
9,750
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [_]
10
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
Less than 0.1%
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TYPE OF REPORTING PERSON*
12
00 - Trust
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*SEE INSTRUCTION BEFORE FILLING OUT!
(1) Power is exercised through its Trustee, William D. Pratt.
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Item 1(a) Name of Issuer:
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Hollywood Casino Corporation (the "Company")
Item 1(b) Address of Issuer's Principal Executive Offices:
- --------- -----------------------------------------------
Two Galleria Tower, Suite 2200
13455 Noel Road
Dallas, Texas 75240
Item 2(a) Name of Persons Filing:
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This statement is filed on behalf of William D. Pratt, the J.E.
Pratt Family Trust (the "JEP Trust"), the J.E. Pratt Family Trust
I (the "JEP Trust I"), W.D. Pratt Co. No. 1 (the "Partnership"),
and the WDP Jr. Family Trust (the "WDP Jr. Trust") (collectively,
the "Reporting Persons"). The Reporting Persons expressly
disclaim the existence of any "group" within the meaning of
Section 13(d)(3) of the Securities Exchange Act of 1934, as
amended, between themselves or with any other person, with
respect to the Common Stock.
Item 2(b) Address of Reporting Persons:
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Two Galleria Tower, Suite 2200
13455 Noel Road
Dallas, Texas 75240
Item 2(c) Citizenship:
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William D. Pratt is a citizen of the United States of America.
The JEP Trust and the JEP Trust I are governed by the laws of the
State of Texas and are located in Texas. The Partnership is
organized as a general partnership under the laws of the State of
Texas and is located in Texas. The WDP Jr. Trust is governed by
the laws of the State of Texas and is located in Texas.
Item 2(d) Title of Class of Securities:
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Class A Common Stock, $0.0001 par value per share (the "Common
Stock")
Item 2(e) CUSIP No.:
- --------- ---------
436132203
Item 3 Status of Person Filing:
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Not applicable.
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Item 4 Ownership:
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William D. Pratt owns of record 10,000 shares of Common Stock
(representing less than 0.1% of the shares of Common Stock
outstanding on December 31, 1997, based on information supplied
by the Company to the Reporting Persons). William D. Pratt may be
deemed to be the beneficial owner of an aggregate of 3,752,230
shares of Common Stock (representing approximately 15.06% of the
shares of Common Stock outstanding on December 31, 1997, based on
information supplied by the Company to the Reporting Persons),
which number includes, in addition to the 10,000 shares owned of
record by him, 3,441,650 shares owned of record by the JEP Trust
I, 290,830 shares owned of record by the Partnership, and 9,750
shares owned of record by the WDP Jr. Trust. William D. Pratt is
the Trustee of the JEP Trust I, the Managing General Partner of
the Partnership, and the Trustee of the WDP Jr. Trust and,
therefore, may be deemed to be the beneficial owner of the shares
of Common Stock owned of record by the JEP Trust I, the
Partnership and the WDP Jr. Trust.
William D. Pratt has sole voting power and sole dispositive power
with respect to the 10,000 shares of Common Stock owned of record
by him, the 3,441,650 shares of Common Stock owned of record by
the JEP Trust I, the 290,830 shares of Common Stock owned of
record by the Partnership, and the 9,750 shares owned of record
by the WDP Jr. Trust, for a total of 3,752,230 aggregate shares
of Common Stock of the Company.
The JEP Trust I owns of record and beneficially an aggregate of
3,441,650 shares of Common Stock of the Company (representing
approximately 13.8% of the shares of Common Stock outstanding on
December 31, 1997, based on information supplied by the Company
to the Reporting Persons).
The JEP Trust I has sole voting power and sole dispositive power
with respect to the 3,441,650 shares of Common Stock owned of
record by it.
The Partnership owns of record and beneficially an aggregate of
290,830 shares of Common Stock of the Company (representing
approximately 1.2% of the shares of Common Stock outstanding on
December 31, 1997, based on information supplied by the Company
to the Reporting Persons).
The Partnership has sole voting power and sole dispositive power
with respect to the 290,830 shares of Common Stock owned of
record by it.
The WDP Jr. Trust owns of record and beneficially an aggregate of
9,750 shares of Common Stock of the Company (representing less
than 0.1%
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of the shares of Common Stock outstanding on December 31, 1997,
based on information supplied by the Company to the Reporting
Persons).
The WDP Jr. Trust has sole voting power and sole dispositive
power with respect to the 9,750 shares of Common Stock owned of
record by it.
The Reporting Persons hereby expressly disclaim the existence of
any "group" within the meaning of Section 13(d)(3) of the
Securities Exchange Act of 1934, as amended, between themselves
or with any other person, with respect to the Common Stock.
Item 5 Ownership of 5% or Less of a Class:
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Not applicable.
Item 6 Ownership of More than 5% on Behalf of Another Person:
- ------ -----------------------------------------------------
No other person is known to have the right to receive or the
power to direct the receipt of dividends from, or the proceeds
from the sale of the 10,000 shares of Common Stock owned of
record and beneficially by William D. Pratt, the 3,441,650 shares
of Common Stock owned of record and beneficially by the JEP Trust
I, the 290,830 shares of Common Stock owned of record and
beneficially by the Partnership, or the 9,750 shares of Common
Stock owned of record and beneficially by the WDP Jr. Trust.
Item 7 Identification and Classification of the Subsidiary which Acquired the
- ------ ----------------------------------------------------------------------
Security Being Reported on By The Parent Holding Company:
--------------------------------------------------------
Not applicable.
Item 8 Identification and Classification of Members of the Group:
- ------ ---------------------------------------------------------
Not applicable.
Item 9 Notice of Dissolution of Group:
- ------ ------------------------------
Not applicable.
Item 10 Certification:
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Not applicable.
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
Date: February 10, 1998.
WILLIAM D. PRATT
/s/ William D. Pratt
--------------------------------------------
J.E. PRATT FAMILY TRUST
/s/ William D. Pratt
--------------------------------------------
By: William D. Pratt
Trustee
J.E. PRATT FAMILY TRUST I
/s/ William D. Pratt
--------------------------------------------
By: William D. Pratt
Trustee
W.D. PRATT CO. NO. 1
/s/ William D. Pratt
--------------------------------------------
By: William D. Pratt
Managing General Partner
WDP JR. FAMILY TRUST
/s/ William D. Pratt
--------------------------------------------
By: William D. Pratt
Trustee
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<PAGE>
EXHIBIT 7.1
EXHIBIT 7.1
JOINT FILING AGREEMENT
----------------------
In accordance with Rule 13d-1(f) promulgated under the Securities and
Exchange Act of 1934, as amended, the persons named below agree to the joint
filing on behalf of each of them of a Statement on Schedule 13G (including any
amendments thereto) with regard to the common stock of Hollywood Casino
Corporation, and further agree that this Joint Filing Agreement may be included
as an Exhibit to such joint filings. In evidence thereof, the undersigned, being
duly authorized, hereby execute this Agreement as of the 10th day of February,
1998.
WILLIAM D. PRATT
/s/ William D. Pratt
--------------------------------------------
J.E. PRATT FAMILY TRUST
/s/ William D. Pratt
--------------------------------------------
By: William D. Pratt
Trustee
J.E. PRATT FAMILY TRUST I
/s/ William D. Pratt
--------------------------------------------
By: William D. Pratt
Trustee
W.D. PRATT CO. NO. 1
/s/ William D. Pratt
--------------------------------------------
By: William D. Pratt
Managing General Partner
WDP JR. FAMILY TRUST
/s/ William D. Pratt
--------------------------------------------
By: William D. Pratt
Trustee
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