OMEGA HEALTHCARE INVESTORS INC
10-Q/A, 1997-07-29
REAL ESTATE INVESTMENT TRUSTS
Previous: OMEGA HEALTHCARE INVESTORS INC, 424B5, 1997-07-29
Next: GRADISON MCDONALD MUNICIPAL CUSTODIAN TRUST, 497, 1997-07-29



<PAGE>   1
 
================================================================================
 
                                 UNITED STATES
                       SECURITIES AND EXCHANGE COMMISSION
                             WASHINGTON, D.C. 20549
 
                           -------------------------
 
   
                                  FORM 10-Q/A
    
(MARK ONE)
[X]             QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d)
                     OF THE SECURITIES EXCHANGE ACT OF 1934
 
FOR THE QUARTERLY PERIOD ENDED JUNE 30, 1997
                                       OR
[ ]         TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE
                        SECURITIES EXCHANGE ACT OF 1934
 
FOR THE TRANSITION PERIOD FROM
             TO
- ------------    ------------ 
COMMISSION FILE NUMBER 1-11316
 
                                OMEGA HEALTHCARE
                                INVESTORS, INC.
             (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER)
 
                                    MARYLAND
                            (State of Incorporation)
                                   38-3041398
                      (I.R.S. Employer Identification No.)
 
            905 W. EISENHOWER CIRCLE, SUITE 110, ANN ARBOR, MI 48103
                    (Address of principal executive offices)
 
                                 (313) 747-9790
                    (Telephone number, including area code)
 
     Indicate by check mark whether the registrant (1) has filed all reports
required to be filed by Section 13 or 15(d) of the Securities Exchange Act of
1934 during the preceding 12 months (or for such shorter period that the
registrant was required to file such reports) and (2) has been subject to such
filing requirements for the past 90 days.
 
Yes  X        No 
    ====         ====
 
     Indicate the number of shares outstanding of each of the issuer's classes
of common stock as of June 30, 1997
 
    COMMON STOCK, $.10 PAR VALUE                    19,065,324
           (Class)                             (Number of shares)

================================================================================
<PAGE>   2
 
                        OMEGA HEALTHCARE INVESTORS, INC.
 
                          PART II -- OTHER INFORMATION
 
ITEM 6. EXHIBITS AND REPORTS ON FORM 8-K
 
     (A) EXHIBITS -- THE FOLLOWING EXHIBITS ARE FILED HEREWITH:
 
<TABLE>
<CAPTION>
        EXHIBIT       DESCRIPTION
        -------       -----------
        <S>           <C>
        10.1          Facility Agreement between Principal Healthcare PLC and
                      Morgan Guaranty, with Omega Healthcare Investors, Inc. as
                      Guarantor
        10.2          Promissory Note Secured by Deed of Legal Mortgage and Deed
                      of Legal Mortgage between Principal Healthcare Finance
                      Limited as the mortgagor and Omega Healthcare Investors,
                      Inc. as the mortgagee
        12            Ratio of Earnings to Combined Fixed Charges and Preferred
                      Stock Dividends
        27            Financial Data Schedule
</TABLE>
 
     (B) REPORTS ON FORM 8-K.
 
          The following report on Form 8-K was filed since March 31, 1997
 
             Form 8-K dated April 25, 1997: Report with exhibits in connection
        with issuance of Class A Cumulative Preferred Stock
 
                                   SIGNATURES
 
     Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
 
                                             OMEGA HEALTHCARE INVESTORS, INC.
                                                        Registrant
 
   
<TABLE>
<S>    <C>                                                      <C>                         
By:                 /s/ ESSEL W. BAILEY, JR.                    President
       ---------------------------------------------------
                      ESSEL W. BAILEY, JR.

By:                    /s/ DAVID A. STOVER                      Chief Financial Officer
       ---------------------------------------------------
                         DAVID A. STOVER
</TABLE>
    
 
   
                                                             Date: July 28, 1997
    
 
                                        9


© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission