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Previous: ASSET MANAGEMENT PORTFOLIO, NSAR-A, 2001-01-11 |
Next: ILLINOIS SUPERCONDUCTOR CORPORATION, 4, 2001-01-11 |
Asset Management Portfolio - 10f3
Transactions - Q2 2000
<Table>
<Caption>
|
Security Purchased <C> |
Comparison Security <C> |
Comparison Security <C> |
|||
|
Issuer |
Daimler-Chrysler Auto Trust |
Capital Auto Receivables Trust |
Nissan Auto Receivables Owner Trust |
||
|
Underwriters |
Chase, MSDW, CSFB, DB Alex. Brown, JP Morgan, Salomon Smith Barney |
Chase, MSDW, BofA, BancOne, DB Alex. Brown, Bear Stearns, CS First Boston, JPMorgan, Lehman |
Chase, JPMorgan, Merrill Lynch |
||
|
Years of continuous operation, including predecessors |
> 3 years |
> 3 years |
> 3 years |
||
|
Security |
DCAT 00-B A4 7.63%, 6/15/05 |
CARAT 00-1 A5 7.07%, 9/15/05 |
NAROT 00-A3 7.01%, 9/15/03 |
||
|
Is the affiliate a manager or co-manager of offering? |
co-manager |
co-manager |
|
No |
|
|
Name of underwriter or dealer from which purchased |
CS First Boston |
|
n/a |
n/a |
|
|
Firm commitment underwriting? |
yes |
yes |
Yes |
||
|
Trade date/Date of Offering |
5/9/2000 |
4/11/2000 |
2/15/2000 |
||
|
Total dollar amount of offering sold to QIBs |
$ - |
$ - |
$ - |
||
|
Total dollar amount of any concurrent public offering |
$ 425,000,000 |
$ 2,193,832,650 |
$ 250,000,000 |
||
|
Total |
$ 425,000,000 |
$ 2,193,832,650 |
$ 250,000,000 |
||
|
Public offering price |
99.985000 |
99.980519 |
99.58 |
||
|
Price paid if other than public offering price |
same |
n/a |
n/a |
||
|
Underwriting spread or commission |
$ 1.5 (1.50%) |
$ 1.5 (1.50%) |
$ 1.45 (1.46%) |
||
|
Rating |
AAA/Aaa |
AAA/Aaa |
AAA/Aaa |
||
|
Current yield |
7.75% |
7.07% |
7.35% |
||
|
Total par value purchased |
$ 2,355,000 |
n/a |
n/a |
||
|
$ amount of purchase |
$ 2,354,647 |
n/a |
n/a |
||
|
% of offering purchased by fund |
0.55% |
n/a |
n/a |
||
|
% of offering purchased by associated funds |
0.16% |
n/a |
n/a |
||
|
Total |
0.71% |
n/a |
n/a |
||
|
|