CAPITAL GROWTH PORTFOLIO
Section 10f-3 Transactions
The following securities were purchased pursuant
to Rule 10f-3 and all requirements of the
Affiliated Underwriting Procedures of the Fund.
Trade
Date Issue
01/25/00 Lycos, Inc. (LCOS) Common Stock
Shares Price Amount
33,500 $77.375 $2,592,062.50
% of Issue
Spread Spread Fund's for all
Amount % % of issue Chase Vista Funds
$3.29 N/A 0.55833% 0.65167%
Broker
CS First Boston
Underwriters of Lycos, Inc. (LCOS) Common Stock
U.S. Underwriters Number of Shares
Credit Suisse First Boston Corp. 1,305,000
Goldman, Sachs & Co. 1,305,000
Merrill Lynch, Pierce, Fenner & Smith Inc. 1,305,000
Allen & Company Inc. 435,000
Bear, Stearns & Co. Inc. 435,000
Hambrecht & Quist LLC 435,000
Banc of America Securities LLC 60,000
William Blair & Company, LLC 60,000
Dain Rauscher Inc. 60,000
Deutsche Bank Securities Inc. 60,000
E*Offering Corp 60,000
Fidelity Capital Markets 60,000
FleetBoston Robertson Stephens Inc. 60,000
Invemed Associates LLC 60,000
Needham & Company, Inc. 60,000
PaineWebber Inc. 60,000
Prudential Securities Inc. 60,000
TD Securities (USA) Inc. 60,000
Thomas Weisel Partners LLC 60,000
Total 6,000,000
CAPITAL GROWTH PORTFOLIO
Section 10f-3 Transactions
The following securities were purchased pursuant
to Rule 10f-3 and all requirements of the
Affiliated Underwriting Procedures of the Fund.
Trade
Date Issue
02/14/00 Diversa Corp. (DVSA) Common Stock
Shares Price Amount
595 $24.00 $14,280.00
% of Issue
Spread Spread Fund's for all
Amount % % of issue Chase Vista Funds
$1.68 N/A 0.00821% 0.01641%
Broker
Bear, Stearns & Co. Inc.
Underwriters of Diversa Corp. (DVSA) Common Stock
U.S. Underwriters Number of Shares
Bear, Stearns & Co. Inc. 2,360,000
Chase Securities Inc. 1,770,000
Deutsche Bank Securities Inc. 1,770,000
Donaldson, Lufkin & Jenrette Securities Corp. 100,000
ING Barings LLC 100,000
Merrill Lynch, Pierce, Fenner & Smith Inc. 100,000
Morgan Stanley & Co., Inc. 100,000
FleetBoston Robertson Stephens Inc. 100,000
Salomon Smith Barney Inc. 100,000
SG Cowen Securities Corp. 100,000
Warburg Dillon Read LLC 100,000
Aegis Capital Corp. 50,000
Dain Rauscher Wessels 50,000
Gerard Klauer Mattison & Co., LLC 50,000
Janney Montgomery Scott LLC 50,000
Josephthal & Co., Inc. 50,000
JWGenesis Securities, Inc. 50,000
Needham & Company, Inc. 50,000
Pacific Growth Equities, Inc. 50,000
Punk, Ziegel & Company, LP 50,000
Stephens Inc. 50,000
Tucker Anthony Inc. 50,000
Total 7,250,000
