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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1997
Check here if Amendment: [ ]; Amendment Number: Not an amendment.
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries
Institutional Investment Manager Filing this Report:
Name: Trend Capital Management, Inc.
Address: Crescent Ridge Corporate Center
11100 Wayzata Boulevard
Minnetonka, MN 55305
Form 13F File Number: 028-___________
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, and that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person signing this report on behalf of Reporting Manager:
Name: Darrel R. Lynn
Title: Chief Financial Officer
Phone: 612-546-3301
Signature, Place, and date of Signing
/s/ Darrel R. Lynn Minneapolis, Minnesota Aug. 20, 1999
- ------------------------------ ----------------------- -------------
(Signature) (City, State) (Date)
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
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Form 13F Summary Page
Report Summary:
Number of Other Included Managers: None.
Form 13F Information Table Entry Total: 122
Form 13F Information Table Value Total: $100,679 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
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Form 13F Information Table
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<CAPTION>
Mrkt Val # of Inv Oth Vot
Name of Issuer Class CUSIP # (000's) Sec. Type Dis Mgrs. Auth
<S> <C> <C> <C> <C> <C> <C> <C> <C>
ROYAL DUTCH PETRO N.Y REGISTRY SH PAR N 1.25 GLDR COM C780257804 $795 14664 SH Sole N/A Sole
#REORG FIRSTSTAR CORP EXCH FIRSTAR CORP WISC NEW .76/STK MGR EFF 11-20-98 COM C33761C103 $491 11573 SH Sole N/A Sole
#REORG PROVIDENT COS INC COM EXCH UNUMPROVIDENT CORP @0.73 MGR 2884480 COM C743862104 $421 10910 SH Sole N/A Sole
AT & T CORP COM STK COM C001957109 $680 11097 SH Sole N/A Sole
COCA COLA CO COM COM C191216100 $1,081 16213 SH Sole N/A Sole
EXXON CORP COM COM C302290101 $1,017 16615 SH Sole N/A Sole
GEN ELEC CO COM COM C369604103 $1,574 21450 SH Sole N/A Sole
INTEL CORP CAP COM C458140100 $751 10688 SH Sole N/A Sole
MERCANTILE BANCORPORATION INC COM COM C587342106 $621 10096 SH Sole N/A Sole
MOLEX INC COM COM C608554101 $391 12157 SH Sole N/A Sole
NEXTEL COMMUNICATIONS INC CL A COM STK COM C65332V103 $514 19754 SH Sole N/A Sole
OFFICE DEPOT INC COM COM C676220106 $308 12870 SH Sole N/A Sole
PAINE WEBBER GROUP INC COM COM C695629105 $388 11230 SH Sole N/A Sole
PEPSICO INC COM COM C713448108 $367 10123 SH Sole N/A Sole
PHILIP MORRIS COS INC COM COM C718154107 $720 15909 SH Sole N/A Sole
REGIONS FNCL CORP COM COM C758940100 $458 10847 SH Sole N/A Sole
SUMMIT BANCORP COM COM C866005101 $750 14185 SH Sole N/A Sole
TECO ENERGY INC COM COM C872375100 $285 10151 SH Sole N/A Sole
TYSON FOODS INC CL A COM (DELAWARE) COM C902494103 $343 16716 SH Sole N/A Sole
WAL-MART STORES INC COM COM C931142103 $590 14950 SH Sole N/A Sole
#REORG ADR UNILEVER N V NY SH EXCH ADR UNILEVER NV NY SH NEW @1.12 COM C904784501 $260 4164 SH Sole N/A Sole
##BANC ONE CORP COM N/C BANC ONE CORP NEW EFF 10-2-98 SEE 2987621 COM C059438101 $205 3776 SH Sole N/A Sole
##EL PASO NAT GAS CO COM N/C EL PASO ENERGY CORP EFF 8-10-98 SEE #2301024 COM C283695872 $325 4882 SH Sole N/A Sole
##NATIONSBANK CORP COM N/C BANK AMERICA CORP EFF 9-30-98 2055261 COM C638585109 $291 4781 SH Sole N/A Sole
##TRAVELERS GROUP INC COM N/C CITIGROUP INC EFF 10-8-98 SEE 2000136 COM C894190107 $421 7823 SH Sole N/A Sole
#RECORG MAPCO INC EXCH WILLIAMS CO INC AT A RT 1.665 EFF 3-30-98 COM C565097102 $200 4326 SH Sole N/A Sole
#REORG 1ST AMER EXCHANGED FOR NATL CY RT 1.20/STK MEG EF 3-31-98 COM C318906104 $528 6840 SH Sole N/A Sole
#REORG AMOCO CORP COM EXCH ADR BP AMOCO PLC @.66166666 MGR 12-31-98 COM C031905102 $290 3405 SH Sole N/A Sole
#REORG BANKAMERICA CORP COM EXCH BANK AMERICA CORP NEW MGR 9-30-98 2055261 COM C066050105 $358 4906 SH Sole N/A Sole
#REORG CENTURY TEL ENTERPRISES INC N/C CENTURYTEL INC EFF 5-11-99 2-117900 COM C156686107 $229 4604 SH Sole N/A Sole
#REORG CRESTAR FNCL CORP COM EX SUNTRUSTBK @ .96 STK MGR 12-31-98 COM C226091106 $490 8588 SH Sole N/A Sole
#REORG FRED MEYER INC (NEW) EXCH KROGER CO @1.00 STK MGR 5-27-99 2457422 COM C592907109 $245 6736 SH Sole N/A Sole
#REORG MCKESSON CORP NEW COM N/C MCKESSON HBOC INC EFF 1-12-99 2545984 COM C581557105 $396 3655 SH Sole N/A Sole
#REORG NIPSCO INDS INC COM N/C NISOURCE INC EFF 4-14-99 2-654632 COM C629140104 $247 5003 SH Sole N/A Sole
#REORG TRANSOCEAN OFFSHORE INC EXCH TRANSOCEAN OFFSHORE INC NEW 2828058 COM C893817106 $399 8278 SH Sole N/A Sole
#REORG WELLS FARGO COM EXCH WELLS FARGO & CO NEW/STK MGR RT 10.00/SHR COM C949740104 $203 597 SH Sole N/A Sole
#REORG/CINEPLEX ODEON CORP EXCHG LOWE S CPLEX ENT CORP RT .1 5-14-98 COM C172455107 $17 13557 SH Sole N/A Sole
1ST TENN NATL CORP COM COM C337162101 $345 5169 SH Sole N/A Sole
1ST VA BANKS INC COM COM C337477103 $224 4341 SH Sole N/A Sole
ABBOTT LAB COM COM C002824100 $321 4894 SH Sole N/A Sole
ALLEGHENY ENERGY INC COM COM C017361106 $324 9975 SH Sole N/A Sole
ALLSTATE CORP COM COM C020002101 $275 3044 SH Sole N/A Sole
AMBAC FNCL GROUP COM STK COM C023139108 $247 5380 SH Sole N/A Sole
AMER EXPRESS CO COM COM C025816109 $290 3245 SH Sole N/A Sole
AMER HOME PROD CORP COM COM C026609107 $312 4073 SH Sole N/A Sole
AMER INTL GROUP INC COM COM C026874107 $485 4456 SH Sole N/A Sole
AMERITECH CORP COM COM C030954101 $303 3759 SH Sole N/A Sole
ARROW ELECTR INC COM COM C042735100 $251 7748 SH Sole N/A Sole
AVNET INC COM COM C053807103 $218 3302 SH Sole N/A Sole
B.STEARNS & COMPANIES INC COM COM C073902108 $434 9131 SH Sole N/A Sole
BELL ATLC CORP COM COM C077853109 $483 5309 SH Sole N/A Sole
BELLSOUTH CORP COM STK COM C079860102 $382 6788 SH Sole N/A Sole
BELO A.H CORP CL A COM STK COM C080555105 $283 5045 SH Sole N/A Sole
BJ SVCS CO COM COM C055482103 $225 3131 SH Sole N/A Sole
BOEING CO CAP COM C097023105 $332 6781 SH Sole N/A Sole
BRISTOL MYERS SQUIBB CO COM COM C110122108 $625 6603 SH Sole N/A Sole
CHARTER 1 FINCL INC COM COM C160903100 $309 4897 SH Sole N/A Sole
CHASE MANHATTAN CORP NEW COM COM C16161A108 $299 2728 SH Sole N/A Sole
CHEVRON CORP COM COM C166751107 $344 4465 SH Sole N/A Sole
CISCO SYS INC COM COM C17275R102 $351 6299 SH Sole N/A Sole
CITICORP COM COM C173034109 $401 3170 SH Sole N/A Sole
CMS ENERGY CORP COM COM C125896100 $343 7788 SH Sole N/A Sole
COMPAQ COMPUTER CORP COM COM C204493100 $269 4768 SH Sole N/A Sole
DU PONT E I DE NEMOURS & CO COM STK COM C263534109 $440 7326 SH Sole N/A Sole
EDWARDS A.G INC COM COM C281760108 $291 7323 SH Sole N/A Sole
F.N.M.A. COM D/B/A FANNIE MAE COM C313586109 $406 7108 SH Sole N/A Sole
FHLMC VTG COM COM C313400301 $205 4899 SH Sole N/A Sole
FINOVA GROUP INC COM COM C317928109 $209 4210 SH Sole N/A Sole
FIRST SEC CORP COM COM C336294103 $366 8731 SH Sole N/A Sole
FLA PROGRESS CORP COM COM C341109106 $293 7466 SH Sole N/A Sole
FORD MTR CO DEL COM COM C345370100 $394 8123 SH Sole N/A Sole
GENERAL MOTORS CORP COMMON STOCK COM C370442105 $314 5174 SH Sole N/A Sole
GILLETTE CO COM COM C375766102 $363 3612 SH Sole N/A Sole
GTE CORP COM COM C362320103 $328 6268 SH Sole N/A Sole
HEWLETT-PACKARD CO COM COM C428236103 $436 6985 SH Sole N/A Sole
HIBERNIA CORP CL A COM COM C428656102 $199 10531 SH Sole N/A Sole
HOME DEPOT INC COM COM C437076102 $276 4686 SH Sole N/A Sole
INFORMIX CORP COM COM C456779107 $59 12390 SH Sole N/A Sole
INTL BUSINESS MACH CORP CAP COM C459200101 $690 6596 SH Sole N/A Sole
JOHNSON & JOHNSON COM COM C478160104 $572 8677 SH Sole N/A Sole
KS CY SOUTHN INDS INC COM COM C485170104 $270 8511 SH Sole N/A Sole
LILLY ELI & CO COM COM C532457108 $500 7184 SH Sole N/A Sole
LITTON IND INC COM COM C538021106 $206 3578 SH Sole N/A Sole
LUCENT TECHNOLOGIES INC COM COM C549463107 $332 4152 SH Sole N/A Sole
MARSHALL & ILSLEY CORP COM COM C571834100 $435 7007 SH Sole N/A Sole
MC DONALDS CORP COM COM C580135101 $217 4544 SH Sole N/A Sole
MCI COMMUNICATIONS CORP COM COM C552673105 $201 4691 SH Sole N/A Sole
MCN ENERGY GROUP INC COM STK COM C55267J100 $252 6252 SH Sole N/A Sole
MERCANTILE BANKSHARES CORP COM COM C587405101 $214 5470 SH Sole N/A Sole
MERCK & CO INC COM COM C589331107 $832 7850 SH Sole N/A Sole
MICROSOFT CORP COM COM C594918104 $1,013 7839 SH Sole N/A Sole
MINN MNG & MFG CO COM COM C604059105 $223 2719 SH Sole N/A Sole
MOBIL CORP COM COM C607059102 $389 5388 SH Sole N/A Sole
MORGAN STANLEY DEAN WITTER & CO COM NEW COM C617446448 $232 3916 SH Sole N/A Sole
MOTOROLA INC COM COM C620076109 $232 4060 SH Sole N/A Sole
NCR CORP COM COM C62886E108 $232 8324 SH Sole N/A Sole
NEW CENTURY ENERGIES INC COM STK COM C64352U103 $400 8336 SH Sole N/A Sole
NEW ENG ELEC SYS COM COM C644001109 $213 4994 SH Sole N/A Sole
OLD KENT FNCL CORP COM COM C679833103 $293 7384 SH Sole N/A Sole
OLD REP INTL CORP COM COM C680223104 $251 6741 SH Sole N/A Sole
PFIZER INC COM COM C717081103 $625 8388 SH Sole N/A Sole
PINNACLE W. CAP CORP COM COM C723484101 $285 6728 SH Sole N/A Sole
POTOMAC ELEC PWR CO COM COM C737679100 $235 9120 SH Sole N/A Sole
PROCTER & GAMBLE CO COM COM C742718109 $706 8846 SH Sole N/A Sole
SBC COMMUNICATIONS INC COM COM C78387G103 $437 5966 SH Sole N/A Sole
SCANA CORP COM COM C805898103 $243 8124 SH Sole N/A Sole
SCHERING-PLOUGH CORP COM COM C806605101 $298 4800 SH Sole N/A Sole
SCHLUMBERGER LTD COM COM C806857108 $257 3196 SH Sole N/A Sole
SHAW IND INC COM COM C820286102 $120 10336 SH Sole N/A Sole
SOUTHTRUST CORP COM COM C844730101 $513 8080 SH Sole N/A Sole
STORAGE TECH CORP COM (NEW) COM C862111200 $311 5018 SH Sole N/A Sole
TEL & DATA SYS INC COM COM C879433100 $219 4705 SH Sole N/A Sole
TEXACO INC COM COM C881694103 $277 5092 SH Sole N/A Sole
TIME WARNER INC COM COM C887315109 $230 3704 SH Sole N/A Sole
ULTRAMAR-DIAMOND SHAMROCK CORP COM STK COM C904000106 $216 6782 SH Sole N/A Sole
UN PLANTERS CORP COM COM C908068109 $364 5358 SH Sole N/A Sole
VULCAN MATERIALS CO COM COM C929160109 $272 2668 SH Sole N/A Sole
WACHOVIA CORP COM NEW COM C929771103 $324 3998 SH Sole N/A Sole
WALT DISNEY CO COM COM C254687106 $435 4395 SH Sole N/A Sole
WARNER LAMBERT CO COM COM C934488107 $219 1760 SH Sole N/A Sole
WASH POST CO CL B COM COM C939640108 $404 831 SH Sole N/A Sole
WIS ENERGY COM COM C976657106 $264 9187 SH Sole N/A Sole
</TABLE>
