------------------------------
OMB APPROVAL
------------------------------
OMB Number: 3235-0287
Expires: December 31, 2001
Estimated average burden
hours per response ....... 0.5
------------------------------
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
[ ] Check this box if no longer subject to Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
(Print or Type Responses)
================================================================================
1. Name and Address of Reporting Person*
FEINSTEIN, MICHAEL
- --------------------------------------------------------------------------------
(Last) (First) (Middle)
801 SPRUCE STREET
- --------------------------------------------------------------------------------
(Street)
PHILADELPHIA, PA 19107
- --------------------------------------------------------------------------------
(City) (State) (Zip)
================================================================================
2. Issuer Name and Ticker or Trading Symbol
NOCOPI TECHNOLOGIES, INC. NNUP
================================================================================
3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary)
================================================================================
4. Statement for Month/Year
MARCH 2000
================================================================================
5. If Amendment, Date of Original (Month/Year)
================================================================================
6. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
[ X ] Director [ ] 10% Owner
[ X ] Officer (give title below) [ ] Other (specify below)
Acting Chief Executive Officer
--------------------------------------------------------------------
================================================================================
7. Individual or Joint/Group Filing (Check Applicable Line)
[ X ] Form filed by One Reporting Person
[ ] Form filed by More than One Reporting Person
================================================================================
Table I -- Non-Derivative Securities Acquired, Disposed of,
or Beneficially Owned
================================================================================
<TABLE>
<CAPTION>
6.
4. 5. Owner-
Securities Acquired (A) or Amount of ship
3. Disposed of (D) Securities Form: 7.
Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of
2. Code ------------------------------- Owned at End (D) or Indirect
1. Transaction (Instr. 8) (A) of Month Indirect Beneficial
Title of Security Date ------------ Amount or Price (Instr. 3 (I) Ownership
(Instr. 3) (mm/dd/yy) Code V (D) and 4) (Instr.4) (Instr. 4)
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Common Stock 3/6/2000 P 6,000 A 0.30 1,098,000 I (1)
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock 3/16/2000 P 10,000 A 0.29 1,098,000 I (1)
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock 3/17/2000 P 12,000 A 0.2975 1,098,000 I (1)
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock 3/17/2000 P 6,000 A 0.27 1,098,000 I (1)
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock 3/20/2000 P 2,000 A 0.29 1,098,000 D
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock 3/20/2000 P 10,000 A 0.285 1,098,000 D
====================================================================================================================================
</TABLE>
Notes: (1) By self, as Trustee of Pension Trust
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
* If the form is filed by more than one reporting person, see
Instruction 4(b)(v).
Potential persons who are to respond to the collection of Information contained
in this form are not required to respond unless the form displays a currently
valid OMB control number.
(over)
SEC.1474 (3-99)
<PAGE>
FORM 4 (continued)
<TABLE>
<CAPTION>
Table I--Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
(Continued)
6.
4. 5. Owner-
Securities Acquired (A) or Amount of ship
3. Disposed of (D) Securities Form: 7.
Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of
2. Code ------------------------------- Owned at End (D) or Indirect
1. Transaction (Instr. 8) (A) of Month Indirect Beneficial
Title of Security Date ------------ Amount or Price (Instr. 3 (I) Ownership
(Instr. 3) (mm/dd/yy) Code V (D) and 4) (Instr.4) (Instr. 4)
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Common Stock 3/21/2000 P 10,000 A 0.28 1,098,000 D
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock 3/22/2000 P 2,500 A 0.285 1,098,000 I (1)
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock 3/23/2000 P 2,000 A 0.275 1,098,000 I (1)
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock 3/23/2000 P 11,000 A 0.27 1,098,000 I (1)
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock 3/23/2000 P 18,000 A 0.275 1,098,000 I (1)
- ------------------------------------------------------------------------------------------------------------------------------------
Common Stock 3/24/2000 P 8,000 A 0.27 1,098,000 D
====================================================================================================================================
</TABLE>
Notes: (1) By self, as Trustee of Pension Trust
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
* If the form is filed by more than one reporting person, see
Instruction 4(b)(v).
Potential persons who are to respond to the collection of Information contained
in this form are not required to respond unless the form displays a currently
valid OMB control number.
(over)
SEC.1474 (3-99)
<PAGE>
FORM 4 (continued)
Table II -- Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
================================================================================
<TABLE>
<CAPTION>
2. 3.
Date Exercisable and Title and Amount of Securities
Expiration Date Underlying Derivative Security
(Month/Day/Year (Instr. 4)
5.
Ownership
Form of
1. 4. Derivative
Title of Conversion or Security: 6.
Derivative Date Expira- Amount or Exercise Price Direct (D) Nature of Indirect
Security Exer- tion Title Number of of Derivative or Indirect (I) Beneficial Ownership
(Instr. 4) cisable Date Shares Security (Instr. 5) (Instr. 5)
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------
====================================================================================================================================
</TABLE>
Explanation of Responses:
/s/ Thomas F. Hurley May 1, 2000
- --------------------------------------------- -----------------------
**Signature of Reporting Person Date
Thomas F. Hurley, as Agent for Reporting Person
** Intentional misstatements or omissions of facts constitute Federal Criminal
Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedures.
Potential persons who are to respond to the collection of information contained
in this form are not required to respond unless the form displays a currently
valid OMB Number.
