-----------------------------
OMB APPROVAL
-----------------------------
OMB Number: 3235-0006
Expires: October 31, 2000
Estimated average
burden hours per
response:...............24.7
-----------------------------
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2000
Check here if Amendment [ ]; Amendment Number:
-----------------------
This Amendment (Check only one.):
[_] is a restatement.
[_] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Investor AB
Address: Arsenalsgatan 8c, S-103 32
Stockholm, Sweden
Form 13F File Number: 28-03431
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Mr. Michael Oporto
Title: Attorney-in-Fact
Phone: 212-515-9043
Signature, Place, and Date of Signing:
/S/ MICHAEL OPORTO
-----------------------------------------------------------------------
[Signature]
New York, New York
-----------------------------------------------------------------------
[City, State]
November 14, 2000
-----------------------------------------------------------------------
[Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[_] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
<PAGE>
FORM 13F INFORMATION TABLE
Form 13F Summary Page
Report Summary:
Number of Other Included Managers:
4
Form 13F Information Table Entry Total:
18
Form 13F Information Table Value Total:
$7,941,203 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file
number(s) of all institutional investment managers with
respect to which this report is filed, other than the manager
filing this report.
No. Form 13F File Number Name
--- -------------------- ----
1 Not Known Extoria Trade AB
2 Not Known Investor Investments AB
3 Not Known Investors Trading AB
4 Not Known Investor Guernsey Limited
<PAGE>
<TABLE>
<CAPTION>
INVESTOR 00-09-30
USD Item 4 Item 8
Item 1 Item 2 Item 3 Fair Market Item 5 Item 6 Item 7 Voting Authority
Name of Issuer title of CUSIP Value Shares of (a) Sole (b) Shared (c) Managers (Shares)
class Number x$ 1000) Principal As defined Shared See (a) Sole (b) Shared
Amount in USD Other Instr.
<S> <C> <C> <C> <C>
Aktiebolag Electrolux Spons ADR 010198208 $ 303,770 12,000,800 10,430,800 1,570,000 3 10,430,800 1,570,000
Amkor COM 031652100 $ 26,125 1,000,000 1,000,000 4 1,000,000
Astrazeneca PLC Spons ADR 046353108 $4,857,843 92,420,310 92,420,310 92,420,310
Axcan COM 054923107 $ 36,458 3,333,334 3,333,334 4 3,333,334
Checkpoint Systems Inc. COM 162825103 $ 6,675 882,600 882,600 1 882,600
Edison COM 281033100 $ 96,334 3,034,154 3,034,154 2 3,034,154
Ericsson L M ADR B 294821400 $1,866,653 126,018,800 126,018,800 126,018,800
Esperion COM 29664R106 $ 19,602 1,136,363 1,136,363 1,136,363
Intrabiotics COM 46116T100 $ 50,781 3,125,000 3,125,000 4 3,125,000
Intuitive Surgical COM 46120E107 $ 29,722 2,529,545 2,529,545 4 2,529,545
King Pharmaceutical COM 495582108 $ 111,892 3,346,312 3,346,312 4 3,346,312
Lucent Technologies COM 549463107 $ 2,220 77,000 77,000 3 77,000
NTL INC. COM 629407107 $ 41,816 902,901 902,901 902,901
Scania Aktiebolag Spons ADR A 806018107 $ 408,204 16,661,380 16,661,380 16,661,380
Scania Aktiebolag Spons ADR B 806018206 $ 37,057 1,508,693 1,508,693 1,508,693
SKF AB Spons ADR 784375404 $ 7,843 600,000 600,000 3 600,000
Sylvan Learning
Systems Inc COM 871399101 $ 36,846 2,487,500 2,487,500 2,487,500
Whirlpool COM 963320106 $ 1,361 35,000 20,000 3 20,000
$7,941,203 271,099,692 249,079,247 22,005,445 249,079,247 22,005,445
</TABLE>
