UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 1)
CAPMAC HOLDINGS, INC.
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(Name of Issuer)
Common Stock
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(Title of Class of Securities)
140649104
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(CUSIP Number)
GEORGE H. HOWARD, III, DILLON, READ & CO. INC.,
535 MADISON AVENUE, NEW YORK, NY 10022 (212) 906-7324
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(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
April 24, 1997
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(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following box | |.
Note: Six copies of this statement, including all exhibits, should be filed with
the Commission. See Rule 13d-1(a) for other parties to whom copies are to be
sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Page 1 of 73 Pages
<PAGE>
SCHEDULE 13D
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CUSIP No. 140649104 Page 2 of 73 Pages
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Dillon, Read Holding Inc.
I.R.S. No. 13-3634771
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2 CHECK THE APPROXIMATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |_|
N/A
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
N/A
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) |_|
N/A
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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7 SOLE VOTING POWER
NUMBER OF None
SHARES ----------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
EACH 1,520,554
REPORTING ----------------------------------------------------
PERSON WITH 9 SOLE DISPOSITIVE POWER
None
----------------------------------------------------
10 SHARED DISPOSITIVE POWER
1,520,554
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
Dillon, Read Holding Inc. disclaims beneficial ownership of 1,520,554
shares attributed to it through its ownership of Dillon, Read Inc.
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* |_|
N/A
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
9.3%
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14 TYPE OF REPORTING PERSON*
HC
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
Page 2 of 73 Pages
<PAGE>
SCHEDULE 13D
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CUSIP No. 140649104 Page 3 of 73 Pages
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Dillon, Read Inc.
I.R.S. No. 13-3404336
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2 CHECK THE APPROXIMATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |_|
N/A
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
N/A
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) |_|
N/A
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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7 SOLE VOTING POWER
NUMBER OF None
SHARES ----------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
EACH 1,520,554
REPORTING ----------------------------------------------------
PERSON WITH 9 SOLE DISPOSITIVE POWER
None
----------------------------------------------------
10 SHARED DISPOSITIVE POWER
1,520,554
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
Dillon, Read Inc. disclaims beneficial ownership of 1,520,554 shares
attributed to it through its ownership of Dillon, Read and Co. Inc..
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* |_|
N/A
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
9.3%
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14 TYPE OF REPORTING PERSON*
HC
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
Page 3 of 73 Pages
<PAGE>
SCHEDULE 13D
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CUSIP No. 140649104 Page 4 of 73 Pages
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Dillon, Read & Co. Inc.
I.R.S. No. 13-1939216
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2 CHECK THE APPROXIMATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |_|
N/A
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
N/A
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) |_|
N/A
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
Connecticut
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7 SOLE VOTING POWER
NUMBER OF 4,456
SHARES ----------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
EACH 1,516,098
REPORTING ----------------------------------------------------
PERSON WITH 9 SOLE DISPOSITIVE POWER
4,456
----------------------------------------------------
10 SHARED DISPOSITIVE POWER
1,516,098
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
The reporting person reports 1,520,554 shares held for managed
accounts and the reporting person disclaims beneficial ownership of
1,516,098 shares.
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* |_|
N/A
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
9.3%
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14 TYPE OF REPORTING PERSON*
BD
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
Page 4 of 73 Pages
<PAGE>
SCHEDULE 13D
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CUSIP No. 140649104 Page 5 of 73 Pages
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Concord Partners II, L.P.
I.R.S. No. 13-3421365
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2 CHECK THE APPROXIMATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |_|
N/A
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
WC
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) |_|
N/A
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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7 SOLE VOTING POWER
NUMBER OF None
SHARES ----------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
EACH 14,528
REPORTING ----------------------------------------------------
PERSON WITH 9 SOLE DISPOSITIVE POWER
None
----------------------------------------------------
10 SHARED DISPOSITIVE POWER
14,528
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
14,528
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* |_|
N/A
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
.09%
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14 TYPE OF REPORTING PERSON*
PN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
Page 5 of 73 Pages
<PAGE>
SCHEDULE 13D
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CUSIP No. 140649104 Page 6 of 73 Pages
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Concord Partners Japan Limited
I.R.S. No. 22-3012759
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2 CHECK THE APPROXIMATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |_|
N/A
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
WC
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) |_|
N/A
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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7 SOLE VOTING POWER
NUMBER OF None
SHARES ----------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
EACH 3,631
REPORTING ----------------------------------------------------
PERSON WITH 9 SOLE DISPOSITIVE POWER
None
----------------------------------------------------
10 SHARED DISPOSITIVE POWER
3,631
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,631
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* |_|
N/A
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
.02%
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14 TYPE OF REPORTING PERSON*
CO
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
Page 6 of 73 Pages
<PAGE>
SCHEDULE 13D
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CUSIP No. 140649104 Page 7 of 73 Pages
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Lexington Partners IV, L.P.
I.R.S. No. 13-3665818
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2 CHECK THE APPROXIMATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |_|
N/A
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
WC
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) |_|
N/A
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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7 SOLE VOTING POWER
NUMBER OF None
SHARES ----------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
EACH 672
REPORTING ----------------------------------------------------
PERSON WITH 9 SOLE DISPOSITIVE POWER
None
----------------------------------------------------
10 SHARED DISPOSITIVE POWER
672
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
672
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* |_|
N/A
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
.004%
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14 TYPE OF REPORTING PERSON*
PN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
Page 7 of 73 Pages
<PAGE>
SCHEDULE 13D
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CUSIP No. 140649104 Page 8 of 73 Pages
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Saratoga Partners II, L.P.
I.R.S. No. 13-3432012
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2 CHECK THE APPROXIMATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |_|
N/A
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
WC
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) |_|
N/A
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
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7 SOLE VOTING POWER
NUMBER OF None
SHARES ----------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
EACH 1,312,326
REPORTING ----------------------------------------------------
PERSON WITH 9 SOLE DISPOSITIVE POWER
None
----------------------------------------------------
10 SHARED DISPOSITIVE POWER
1,312,326
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,312,326
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* |_|
N/A
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.8%
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14 TYPE OF REPORTING PERSON*
PN
- -------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
Page 8 of 73 Pages
<PAGE>
SCHEDULE 13D
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CUSIP No. 140649104 Page 9 of 73 Pages
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Saratoga Partners II, C.V.
I.R.S. No.: N/A
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2 CHECK THE APPROXIMATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |_|
N/A
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3 SEC USE ONLY
- -------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
WC
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) or 2(e) |_|
N/A
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6 CITIZENSHIP OR PLACE OF ORGANIZATION
Netherlands Antilles
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7 SOLE VOTING POWER
NUMBER OF None
SHARES ----------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY
EACH 108,290
REPORTING ----------------------------------------------------
PERSON WITH 9 SOLE DISPOSITIVE POWER
None
----------------------------------------------------
10 SHARED DISPOSITIVE POWER
108,290
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
108,290
- -------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES* |_|
N/A
- -------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
.7%
- -------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
PN
- -------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
Page 9 of 73 Pages
<PAGE>
This Amendment No. 1 amends the Statement on Schedule 13D with respect to
the common stock (the "Common Stock") of CapMAC Holdings, Inc., previously filed
on April 2, 1997, by the Reporting Persons named therein (the "Schedule 13D").
Capitalized terms used herein without definition shall have the meanings given
to such terms in the Schedule 13D.
Item 5. Interests in Securities of the Issuer
Item 5 is amended by adding the following:
(a) By reason of their relationship with Dillon Read (see Item 2 to
Schedule 13D), as of April 24, 1997, DR Holding and DRI may be deemed pursuant
to Rule 13d-3 under the Act ("Rule 13d-3") to beneficially own 1,520,554 shares
of Common Stock, representing 9.3% of the outstanding shares of Common Stock
reported by the Company to be outstanding at December 31, 1996 (the "Outstanding
Shares"). DR Holding and DRI disclaim beneficial ownership of all shares of
Common Stock held by Dillon Read and the Funds.
By reason of Dillon Read's relationship with the Funds (see Item 2 to
Schedule 13D), as of April 24, 1997, Dillon Read may be deemed pursuant to Rule
13d-3 to beneficially own 1,520,554 shares of Common Stock (including 76,651
Agency Shares held by Dillon Read as agent for the persons listed on Exhibit J
hereto and 4,456 shares of Common Stock held in its own name), representing 9.3%
of the Outstanding Shares.
<PAGE>
As of April 24, 1997, Concord II beneficially owns 14,528 shares of Common
Stock, representing .09% of the Outstanding Shares. Concord Japan beneficially
owns 3,631 shares of Common Stock, representing .02% of the Outstanding Shares.
Lexington IV beneficially owns 672 shares of Common Stock, representing .004% of
the Outstanding Shares. Saratoga II beneficially owns 1,312,326 shares of Common
Stock, representing 7.8% of the Outstanding Shares. Saratoga CV beneficially
owns 108,290 shares of Common Stock, representing .7% of the Outstanding Shares.
In addition, as of April 24, 1997, DRI and the individuals named in Exhibit
J hereto may be deemed to beneficially own the 76,651 Agency Shares,
representing .5% of the Outstanding Shares; however, pursuant to powers of
attorney executed by each such individual in favor of Dillon Read, Dillon Read
has been granted sole voting power and sole investment power with respect to the
Agency Shares. Accordingly, each such person disclaims beneficial ownership of
the Agency Shares held by Dillon Read for his economic benefit. The name of each
such person and the number of Agency Shares and other shares of Common Stock and
the percentage of the Outstanding Shares as to which each such person disclaims
or affirms beneficial ownership are set forth in Exhibit J hereto, which is
incorporated herein by reference.
Pursuant to its partnership agreement, on April 17, 1997, Lexington IV
distributed an aggregate of 976 shares of Common Stock to its partners.
On April 7, 1997, Dillon Read, as Agent, released its powers of attorney
with respect to 47,161 shares of Common Stock.
Except as set forth herein, to the best knowledge of the Reporting Persons,
none of the other persons identified in this filing currently owns, or has any
right to acquire, any shares of the Common Stock.
(b) As noted in Items 2 of Schedule 13D and 5(a) herein, Dillon Read has
the voting power and investment power with respect to the shares of Common Stock
reported in this Statement as being beneficially owned by the Funds, and with
respect to the Agency Shares. By reason of their relationship with one another,
Dillon Read, DRI and DR Holding may be deemed to share voting and dispositive
powers as to all of the shares of Common Stock reported in Item 5(a) herein that
Dillon Read may be deemed to beneficially own; however, as noted above, DR
Holding and DRI disclaim beneficial ownership of such shares.
(c) On the following dates, the Reporting Persons exercised warrants for
shares of Common Stock, reducing the number of shares received in lieu of paying
the aggregate exercise price of the warrants in cash, as follows:
Warrants Exercise Common Stock
Date Exercised Price Received
---- --------- ----- --------
Concord II 04/01/97 27,326 $13.33 14,528
Concord Japan 04/01/97 6,834 $13.33 3,631
Saratoga II 04/24/97 638,974 $13.33 277,877
Saratoga CV 04/24/97 52,721 $13.33 22,927
Dillon Read,
as Agent 04/24/97 34,346 $13.33 14,936
Lexington IV 04/24/97 342 $13.33 148
(d) To the best knowledge of the Reporting Persons, no person other than
those identified in this Schedule has the right to receive or the power to
direct the receipt of
<PAGE>
dividends from, or the proceeds from the sale of, the securities reported on
this Schedule.
(e) Not applicable.
Item 7. Material to be Filed as Exhibits
Exhibit I - Executive Officers and Directors of Dillon,
Read & Co. Inc.(1)
Exhibit J - Ownership of Common Stock by Managing Direc-
tors, Former Managing Directors, Officers and
Former Officers of Dillon, Read & Co. Inc.(2)
Exhibit K - Joint Filing Agreement Pursuant to Rule
13d-1(f).(3)
- ----------
1 Replaces Exhibit C filed with Schedule 13D.
2 Replaces Exhibit E filed with Schedule 13D.
3 Replaces Exhibit F filed with Schedule 13D.
<PAGE>
SIGNATURES
The undersigned certify that, after reasonable inquiry and to the best of
their respective knowledge and belief, the information set forth in the Schedule
13D is true, complete and correct.
DILLON, READ HOLDING INC.
By: /s/ David W. Niemiec
----------------------------
Name: David W. Niemiec
Title: Vice Chairman
DILLON, READ INC.
By: /s/ David W. Niemiec
----------------------------
Name: David W. Niemiec
Title: Secretary
DILLON, READ & CO. INC.
By: /s/ David W. Niemiec
----------------------------
Name: David W. Niemiec
Title: Vice Chairman
LEXINGTON PARTNERS IV, L.P.
By: DRMC Inc.,
its General Partner
By: /s/ David W. Niemiec
-------------------------
Chairman
<PAGE>
CONCORD PARTNERS II, L.P.
By: Venture Associates II, L.P.,
its General Partner
By: Dillon, Read Inc.,
its General Partner
By: /s/ Peter A. Leidel
--------------------------
Attorney-in-Fact
CONCORD PARTNERS JAPAN LIMITED
By: /s/ Peter A. Leidel
--------------------------
Attorney-in-Fact
<PAGE>
SARATOGA PARTNERS II, L.P.
By: DR Associates II, L.P.,
its General Partner
By: Dillon, Read & Co. Inc.,
its General Partner
By: /s/ Charles P. Durkin, Jr.
--------------------------
Managing Director
SARATOGA PARTNERS II, C.V.
By: Selinus Corporation, N.V.
its General Partner
By: /s/ Curacao Corporation Company N.V.
--------------------------------------
Name: Curacao Corporation Company N.V.
Title: Managing Director
Dated: May 23, 1997
<PAGE>
SCHEDULE 13D
EXHIBIT I
Executive Officers and Directors of Dillon, Read & Co. Inc.
NAME: John P. Birkelund
RESIDENCE OR Dillon, Read & Co. Inc.
BUSINESS ADDRESS: 535 Madison Avenue
New York, NY 10022
PRINCIPAL OCCUPATION:
(a) Name: Dillon, Read & Co. Inc.
(b) Address: 535 Madison Avenue
New York, NY 10022
(c) Title: Chairman, Director and Managing
Director
CITIZENSHIP: USA
NAME: David W. Niemiec
RESIDENCE OR Dillon, Read & Co. Inc.
BUSINESS ADDRESS: 535 Madison Avenue
New York, NY 10022
PRINCIPAL OCCUPATION:
(a) Name: Dillon, Read & Co. Inc.
(b) Address: 535 Madison Avenue
New York, NY 10022
(c) Title: Vice Chairman, Director, Manaing
Director, Treasurer and Secretary
CITIZENSHIP: USA
<PAGE>
-2-
SCHEDULE 13D
EXHIBIT I
Executive Officers and Directors of Dillon, Read & Co. Inc.
NAME: Francois de Saint Phalle
RESIDENCE OR Dillon, Read & Co. Inc.
BUSINESS ADDRESS: 535 Madison Avenue
New York, NY 10022
PRINCIPAL OCCUPATION:
(a) Name: Dillon, Read & Co. Inc.
(b) Address: 535 Madison Avenue
New York, NY 10022
(c) Title: Vice Chairman, Director and Man-
aging Director
CITIZENSHIP: USA
NAME: Franklin W. Hobbs, IV
RESIDENCE OR Dillon, Read & Co. Inc.
BUSINESS ADDRESS: 535 Madison Avenue
New York, NY 10022
PRINCIPAL OCCUPATION:
(a) Name: Dillon, Read & Co. Inc.
(b) Address: 535 Madison Avenue
New York, NY 10022
(c) Title: President, Chief Executive Officer,
Director and Managing Director
CITIZENSHIP: USA
<PAGE>
-3-
SCHEDULE 13D
EXHIBIT I
Executive Officers and Directors of Dillon, Read & Co. Inc.
NAME: Barbara T. Alexander
RESIDENCE OR Dillon, Read & Co. Inc.
BUSINESS ADDRESS: 535 Madison Avenue
New York, NY 10022
PRINCIPAL OCCUPATION:
(a) Name: Dillon, Read & Co. Inc.
(b) Address: 535 Madison Avenue
New York, NY 10022
(c) Title: Director and Managing Director
CITIZENSHIP: USA
NAME: Sharyar Aziz
RESIDENCE OR Dillon, Read & Co. Inc.
BUSINESS ADDRESS: 535 Madison Avenue
New York, NY 10022
PRINCIPAL OCCUPATION:
(a) Name: Dillon, Read & Co. Inc.
(b) Address: 535 Madison Avenue
New York, NY 10022
(c) Title: Director and Managing Director
CITIZENSHIP: USA
<PAGE>
-4-
SCHEDULE 13D
EXHIBIT I
Executive Officers and Directors of Dillon, Read & Co. Inc.
NAME: Tamara A. Baum
RESIDENCE OR Dillon, Read & Co. Inc.
BUSINESS ADDRESS: 535 Madison Avenue
New York, NY 10022
PRINCIPAL OCCUPATION:
(a) Name: Dillon, Read & Co. Inc.
(b) Address: 535 Madison Avenue
New York, NY 10022
(c) Title: Director and Managing Director
CITIZENSHIP: USA
NAME: James H. Brandi
RESIDENCE OR Dillon, Read & Co. Inc.
BUSINESS ADDRESS: 535 Madison Avenue
New York, NY 10022
PRINCIPAL OCCUPATION:
(a) Name: Dillon, Read & Co. Inc.
(b) Address: 535 Madison Avenue
New York, NY 10022
(c) Title: Director and Managing Director
CITIZENSHIP: USA
<PAGE>
-5-
SCHEDULE 13D
EXHIBIT I
Executive Officers and Directors of Dillon, Read & Co. Inc.
NAME: William S. Brenizer
RESIDENCE OR Dillon, Read & Co. Inc.
BUSINESS ADDRESS: 535 Madison Avenue
New York, NY 10022
PRINCIPAL OCCUPATION:
(a) Name: Dillon, Read & Co. Inc.
(b) Address: 535 Madison Avenue
New York, NY 10022
(c) Title: Director and Managing Director
CITIZENSHIP: USA
NAME: James C. Brennan
RESIDENCE OR Dillon, Read & Co. Inc.
BUSINESS ADDRESS: 535 Madison Avenue
New York, NY 10022
PRINCIPAL OCCUPATION:
(a) Name: Dillon, Read & Co. Inc.
(b) Address: 535 Madison Avenue
New York, NY 10022
(c) Title: Director and Managing Director
CITIZENSHIP: USA
<PAGE>
-6-
SCHEDULE 13D
EXHIBIT I
Executive Officers and Directors of Dillon, Read & Co. Inc.
NAME: John G. Brim
RESIDENCE OR Dillon, Read & Co. Inc.
BUSINESS ADDRESS: 535 Madison Avenue
New York, NY 10022
PRINCIPAL OCCUPATION:
(a) Name: Dillon, Read & Co. Inc.
(b) Address: 535 Madison Avenue
New York, NY 10022
(c) Title: Director and Managing Director
CITIZENSHIP: USA
NAME: Michael A. Cilia
RESIDENCE OR Dillon, Read & Co. Inc.
BUSINESS ADDRESS: 535 Madison Avenue
New York, NY 10022
PRINCIPAL OCCUPATION:
(a) Name: Dillon, Read & Co. Inc.
(b) Address: 535 Madison Avenue
New York, NY 10022
(c) Title: Director and Managing Director
CITIZENSHIP: USA
<PAGE>
-7-
SCHEDULE 13D
EXHIBIT I
Executive Officers and Directors of Dillon, Read & Co. Inc.
NAME: Frank V. Colombo
RESIDENCE OR Dillon, Read & Co. Inc.
BUSINESS ADDRESS: 535 Madison Avenue
New York, NY 10022
PRINCIPAL OCCUPATION:
(a) Name: Dillon, Read & Co. Inc.
(b) Address: 535 Madison Avenue
New York, NY 10022
(c) Title: Director and Managing Director
CITIZENSHIP: USA
NAME: Kenneth S. Crews
RESIDENCE OR Dillon, Read & Co. Inc.
BUSINESS ADDRESS: 3950 Trammel Crow Lane
2001 Ross Avenue
Dallas, TX 75201
PRINCIPAL OCCUPATION:
(a) Name: Dillon, Read & Co. Inc.
(b) Address: 3950 Trammel Crow Lane
2001 Ross Avenue
Dallas, TX 75201
(c) Title: Director and Managing Director
CITIZENSHIP: USA
<PAGE>
-8-
SCHEDULE 13D
EXHIBIT I
Executive Officers and Directors of Dillon, Read & Co. Inc.
NAME: David M. Dickson, Jr.
RESIDENCE OR Dillon, Read & Co. Inc.
BUSINESS ADDRESS: 535 Madison Avenue
New York, NY 10022
PRINCIPAL OCCUPATION:
(a) Name: Dillon, Read & Co. Inc.
(b) Address: 535 Madison Avenue
New York, NY 10022
(c) Title: Director and Managing Director
CITIZENSHIP: USA
NAME: Charles P. Durkin, Jr.
RESIDENCE OR Dillon, Read & Co. Inc.
BUSINESS ADDRESS: 535 Madison Avenue
New York, NY 10022
PRINCIPAL OCCUPATION:
(a) Name: Dillon, Read & Co. Inc.
(b) Address: 535 Madison Avenue
New York, NY 10022
(c) Title: Director and Managing Director
CITIZENSHIP: USA
<PAGE>
-9-
SCHEDULE 13D
EXHIBIT I
Executive Officers and Directors of Dillon, Read & Co. Inc.
NAME: Blair W. Effron
RESIDENCE OR Dillon, Read & Co. Inc.
BUSINESS ADDRESS: 535 Madison Avenue
New York, NY 10022
PRINCIPAL OCCUPATION:
(a) Name: Dillon, Read & Co. Inc.
(b) Address: 535 Madison Avenue
New York, NY 10022
(c) Title: Director and Managing Director
CITIZENSHIP: USA
NAME: Raul P. Esquivel
RESIDENCE OR Dillon, Read & Co. Inc.
BUSINESS ADDRESS: 535 Madison Avenue
New York, NY 10022
PRINCIPAL OCCUPATION:
(a) Name: Dillon, Read & Co. Inc.
(b) Address: 535 Madison Avenue
New York, NY 10022
(c) Title: Director and Managing Director
CITIZENSHIP: USA
<PAGE>
-10-
SCHEDULE 13D
EXHIBIT I
Executive Officers and Directors of Dillon, Read & Co. Inc.
NAME: Peter M. Flanigan
RESIDENCE OR Dillon, Read & Co. Inc.
BUSINESS ADDRESS: 535 Madison Avenue
New York, NY 10022
PRINCIPAL OCCUPATION:
(a) Name: Dillon, Read & Co. Inc.
(b) Address: 535 Madison Avenue
New York, NY 10022
(c) Title: Director
CITIZENSHIP: USA
NAME: Thomas J. Hartfield
RESIDENCE OR Dillon, Read & Co. Inc.
BUSINESS ADDRESS: 535 Madison Avenue
New York, NY 10022
PRINCIPAL OCCUPATION:
(a) Name: Dillon, Read & Co. Inc.
(b) Address: 535 Madison Avenue
New York, NY 10022
(c) Title: Director and Managing Director
CITIZENSHIP: USA
<PAGE>
-11-
SCHEDULE 13D
EXHIBIT I
Executive Officers and Directors of Dillon, Read & Co. Inc.
NAME: John H.F. Haskell, Jr.
RESIDENCE OR Dillon, Read & Co. Inc.
BUSINESS ADDRESS: 535 Madison Avenue
New York, NY 10022
PRINCIPAL OCCUPATION:
(a) Name: Dillon, Read & Co. Inc.
(b) Address: 535 Madison Avenue
New York, NY 10022
(c) Title: Director and Managing Director
CITIZENSHIP: USA
NAME: Anthony B. Helfet
RESIDENCE OR Dillon, Read & Co. Inc.
BUSINESS ADDRESS: 555 California Street, Suite 4950
San Francisco, CA 94104
PRINCIPAL OCCUPATION:
(a) Name: Dillon, Read & Co. Inc.
(b) Address: 555 California Street, Suite 4950
San Francisco, CA 94104
(c) Title: Director and Managing Director
CITIZENSHIP: USA
<PAGE>
-12-
SCHEDULE 13D
EXHIBIT I
Executive Officers and Directors of Dillon, Read & Co. Inc.
NAME: William O. Hiltz
RESIDENCE OR Dillon, Read & Co. Inc.
BUSINESS ADDRESS: 535 Madison Avenue
New York, NY 10022
PRINCIPAL OCCUPATION:
(a) Name: Dillon, Read & Co. Inc.
(b) Address: 535 Madison Avenue
New York, NY 10022
(c) Title: Director and Managing Director
CITIZENSHIP: USA
NAME: Robert H. Hotz
RESIDENCE OR Dillon, Read & Co. Inc.
BUSINESS ADDRESS: 535 Madison Avenue
New York, NY 10022
PRINCIPAL OCCUPATION:
(a) Name: Dillon, Read & Co. Inc.
(b) Address: 535 Madison Avenue
New York, NY 10022
(c) Title: Director and Managing Director
CITIZENSHIP: USA
<PAGE>
-13-
SCHEDULE 13D
EXHIBIT I
Executive Officers and Directors of Dillon, Read & Co. Inc.
NAME: James W. Hunt
RESIDENCE OR Dillon, Read & Co. Inc.
BUSINESS ADDRESS: 3950 Trammel Crow Lane
2001 Ross Avenue
Dallas, TX 75201
PRINCIPAL OCCUPATION:
(a) Name: Dillon, Read & Co. Inc.
(b) Address: 3950 Trammel Crow Lane
2001 Ross Avenue
Dallas, TX 75201
(c) Title: Director and Managing Director
CITIZENSHIP: USA
NAME: Peter H. Imhoff
RESIDENCE OR Dillon, Read & Co. Inc.
BUSINESS ADDRESS: 535 Madison Avenue
New York, NY 10022
PRINCIPAL OCCUPATION:
(a) Name: Dillon, Read & Co. Inc.
(b) Address: 535 Madison Avenue
New York, NY 10022
(c) Title: Director and Managing Director
CITIZENSHIP: USA
<PAGE>
-14-
SCHEDULE 13D
EXHIBIT I
Executive Officers and Directors of Dillon, Read & Co. Inc.
NAME: Yerger Johnstone
RESIDENCE OR Dillon, Read & Co. Inc.
BUSINESS ADDRESS: 35 Wilson Street
London EC2
United Kingdom
PRINCIPAL OCCUPATION:
(a) Name: Dillon, Read & Co. Inc.
(b) Address: 35 Wilson Street
London EC2
United Kingdom
(c) Title: Director and Managing Director
CITIZENSHIP: USA
NAME: Craig A.T. Jones
RESIDENCE OR Dillon, Read & Co. Inc.
BUSINESS ADDRESS: 260 Franklin Street - 15th Floor
Boston, MA 02110
PRINCIPAL OCCUPATION:
(a) Name: Dillon, Read & Co. Inc.
(b) Address: 260 Franklin Street - 15th Floor
Boston, MA 02110
(c) Title: Director and Managing Director
CITIZENSHIP: USA
<PAGE>
-15-
SCHEDULE 13D
EXHIBIT I
Executive Officers and Directors of Dillon, Read & Co. Inc.
NAME: Kenjiro Kawaguchi
RESIDENCE OR Dillon, Read & Co. Inc.
BUSINESS ADDRESS: Imperial Tower, 6th Floor
1-1-1 Uschisaiwai-cho
Chiyoda-ku
Tokyo, Japan
PRINCIPAL OCCUPATION:
(a) Name: Dillon, Read & Co. Inc.
(b) Address: Imperial Tower, 6th Floor
1-1-1 Uschisaiwai-cho
Chiyoda-ku
Tokyo, Japan
(c) Title: Director and Managing Director
CITIZENSHIP: Japan
NAME: Patrick J. Landers
RESIDENCE OR Dillon, Read & Co. Inc.
BUSINESS ADDRESS: 535 Madison Avenue
New York, NY 10022
PRINCIPAL OCCUPATION:
(a) Name: Dillon, Read & Co. Inc.
(b) Address: 535 Madison Avenue
New York, NY 10022
(c) Title: Director and Managing Director
CITIZENSHIP: USA
<PAGE>
-16-
SCHEDULE 13D
EXHIBIT I
Executive Officers and Directors of Dillon, Read & Co. Inc.
NAME: Bryan H. Lawrence
RESIDENCE OR Dillon, Read & Co. Inc.
BUSINESS ADDRESS: 535 Madison Avenue
New York, NY 10022
PRINCIPAL OCCUPATION:
(a) Name: Dillon, Read & Co. Inc.
(b) Address: 535 Madison Avenue
New York, NY 10022
(c) Title: Director and Managing Director
CITIZENSHIP: USA
NAME: J. Richard Leaman, III
RESIDENCE OR Dillon, Read & Co. Inc.
BUSINESS ADDRESS: 535 Madison Avenue
New York, NY 10022
PRINCIPAL OCCUPATION:
(a) Name: Dillon, Read & Co. Inc.
(b) Address: 535 Madison Avenue
New York, NY 10022
(c) Title: Director and Managing Director
CITIZENSHIP: USA
<PAGE>
-17-
SCHEDULE 13D
EXHIBIT I
Executive Officers and Directors of Dillon, Read & Co. Inc.
NAME: Richard R. Macek
RESIDENCE OR Dillon, Read & Co. Inc.
BUSINESS ADDRESS: 120 Wall Street
New York, NY 10005
PRINCIPAL OCCUPATION:
(a) Name: Dillon, Read & Co. Inc.
(b) Address: 120 Wall Street
New York, NY 10005
(c) Title: Controller, Director and Managing
Director
CITIZENSHIP: USA
NAME: Daniel F. Marciano
RESIDENCE OR Dillon, Read & Co. Inc.
BUSINESS ADDRESS: 535 Madison Avenue
New York, NY 10022
PRINCIPAL OCCUPATION:
(a) Name: Dillon, Read & Co. Inc.
(b) Address: 535 Madison Avenue
New York, NY 10022
(c) Title: Director and Managing Director
CITIZENSHIP: USA
<PAGE>
-18-
SCHEDULE 13D
EXHIBIT I
Executive Officers and Directors of Dillon, Read & Co. Inc.
NAME: Russell K. Mayerfeld
RESIDENCE OR Dillon, Read & Co. Inc.
BUSINESS ADDRESS: 6000 Sears Tower
Chicago, IL 60606
PRINCIPAL OCCUPATION:
(a) Name: Dillon, Read & Co. Inc.
(b) Address: 6000 Sears Tower
Chicago, IL 60606
(c) Title: Managing Director
CITIZENSHIP: USA
NAME: Cynthia R. Melcher
RESIDENCE OR Dillon, Read & Co. Inc.
BUSINESS ADDRESS: 535 Madison Avenue
New York, NY 10022
PRINCIPAL OCCUPATION:
(a) Name: Dillon, Read & Co. Inc.
(b) Address: 535 Madison Avenue
New York, NY 10022
(c) Title: Director and Managing Director
CITIZENSHIP: USA
<PAGE>
-19-
SCHEDULE 13D
EXHIBIT I
Executive Officers and Directors of Dillon, Read & Co. Inc.
NAME: Richard J. Milligan
RESIDENCE OR Dillon, Read & Co. Inc.
BUSINESS ADDRESS: 535 Madison Avenue
New York, NY 10022
PRINCIPAL OCCUPATION:
(a) Name: Dillon, Read & Co. Inc.
(b) Address: 535 Madison Avenue
New York, NY 10022
(c) Title: Director and Managing Director
CITIZENSHIP: USA
NAME: Richard H. Montague
RESIDENCE OR Dillon, Read & Co. Inc.
BUSINESS ADDRESS: 535 Madison Avenue
New York, NY 10022
PRINCIPAL OCCUPATION:
(a) Name: Dillon, Read & Co. Inc.
(b) Address: 535 Madison Avenue
New York, NY 10022
(c) Title: Director and Managing Director
CITIZENSHIP: USA
<PAGE>
-20-
SCHEDULE 13D
EXHIBIT I
Executive Officers and Directors of Dillon, Read & Co. Inc.
NAME: Robert Moulton-Ely
RESIDENCE OR Dillon, Read & Co. Inc.
BUSINESS ADDRESS: 535 Madison Avenue
New York, NY 10022
PRINCIPAL OCCUPATION:
(a) Name: Dillon, Read & Co. Inc.
(b) Address: 535 Madison Avenue
New York, NY 10022
(c) Title: Director and Managing Director
CITIZENSHIP: USA
NAME: John H. Mullin, III
RESIDENCE OR Ridgeway Farm Inc.
BUSINESS ADDRESS: Route 2
Box 380
Brookneal, VA 24528
PRINCIPAL OCCUPATION:
(a) Name: Ridgeway Farm Inc.
(b) Address: Route 2
Box 380
Brookneal, VA 24528
(c) Title: Shade Tree Farmer
CITIZENSHIP: USA
<PAGE>
-21-
SCHEDULE 13D
EXHIBIT I
Executive Officers and Directors of Dillon, Read & Co. Inc.
NAME: Christian L. Oberbeck
RESIDENCE OR Dillon, Read & Co. Inc.
BUSINESS ADDRESS: 535 Madison Avenue
New York, NY 10022
PRINCIPAL OCCUPATION:
(a) Name: Dillon, Read & Co. Inc.
(b) Address: 535 Madison Avenue
New York, NY 10022
(c) Title: Director and Managing Director
CITIZENSHIP: USA
NAME: Victor A. Pelson
RESIDENCE OR Dillon, Read & Co. Inc.
BUSINESS ADDRESS: 535 Madison Avenue
New York, NY 10022
PRINCIPAL OCCUPATION:
(a) Name: Dillon, Read & Co. Inc.
(b) Address: 535 Madison Avenue
New York, NY 10022
(c) Title: Director
CITIZENSHIP: USA
<PAGE>
-22-
SCHEDULE 13D
EXHIBIT I
Executive Officers and Directors of Dillon, Read & Co. Inc.
NAME: Robert A. Pilkington
RESIDENCE OR Dillon, Read & Co. Inc.
BUSINESS ADDRESS: 535 Madison Avenue
New York, NY 10022
PRINCIPAL OCCUPATION:
(a) Name: Dillon, Read & Co. Inc.
(b) Address: 535 Madison Avenue
New York, NY 10022
(c) Title: Director and Managing Director
CITIZENSHIP: UK
NAME: Thomas L. Piper, III
RESIDENCE OR Dillon, Read & Co. Inc.
BUSINESS ADDRESS: 535 Madison Avenue
New York, NY 10022
PRINCIPAL OCCUPATION:
(a) Name: Dillon, Read & Co. Inc.
(b) Address: 535 Madison Avenue
New York, NY 10022
(c) Title: Director and Managing Director
CITIZENSHIP: USA
<PAGE>
-23-
SCHEDULE 13D
EXHIBIT I
Executive Officers and Directors of Dillon, Read & Co. Inc.
NAME: Jerome H. Powell
RESIDENCE OR Dillon, Read & Co. Inc.
BUSINESS ADDRESS: 535 Madison Avenue
New York, NY 10022
PRINCIPAL OCCUPATION:
(a) Name: Dillon, Read & Co. Inc.
(b) Address: 535 Madison Avenue
New York, NY 10022
(c) Title: Director and Managing Director
CITIZENSHIP: USA
NAME: William P. Powell
RESIDENCE OR Dillon, Read & Co. Inc.
BUSINESS ADDRESS: 535 Madison Avenue
New York, NY 10022
PRINCIPAL OCCUPATION:
(a) Name: Dillon, Read & Co. Inc.
(b) Address: 535 Madison Avenue
New York, NY 10022
(c) Title: Director and Managing Director
CITIZENSHIP: USA
<PAGE>
-24-
SCHEDULE 13D
EXHIBIT I
Executive Officers and Directors of Dillon, Read & Co. Inc.
NAME: Eric W. Roberts
RESIDENCE OR Dillon, Read & Co. Inc.
BUSINESS ADDRESS: 535 Madison Avenue
New York, NY 10022
PRINCIPAL OCCUPATION:
(a) Name: Dillon, Read & Co. Inc.
(b) Address: 535 Madison Avenue
New York, NY 10022
(c) Title: Director and Managing Director
CITIZENSHIP: USA
NAME: Kenneth M. Schmidt
RESIDENCE OR Dillon, Read & Co. Inc.
BUSINESS ADDRESS: 535 Madison Avenue
New York, NY 10022
PRINCIPAL OCCUPATION:
(a) Name: Dillon, Read & Co. Inc.
(b) Address: 535 Madison Avenue
New York, NY 10022
(c) Title: Director and Managing Director
CITIZENSHIP: USA
<PAGE>
-25-
SCHEDULE 13D
EXHIBIT I
Executive Officers and Directors of Dillon, Read & Co. Inc.
NAME: H.C. Bowen Smith
RESIDENCE OR Dillon, Read & Co. Inc.
BUSINESS ADDRESS: 535 Madison Avenue
New York, NY 10022
PRINCIPAL OCCUPATION:
(a) Name: Dillon, Read & Co. Inc.
(b) Address: 535 Madison Avenue
New York, NY 10022
(c) Title: Director and Managing Director
CITIZENSHIP: USA
NAME: Richard R.S. Smith
RESIDENCE OR Dillon, Read & Co. Inc.
BUSINESS ADDRESS: 535 Madison Avenue
New York, NY 10022
PRINCIPAL OCCUPATION:
(a) Name: Dillon, Read & Co. Inc.
(b) Address: 535 Madison Avenue
New York, NY 10022
(c) Title: Director and Managing Director
CITIZENSHIP: USA
<PAGE>
-26-
SCHEDULE 13D
EXHIBIT I
Executive Officers and Directors of Dillon, Read & Co. Inc.
NAME: Danforth H. Starr
RESIDENCE OR Dillon, Read & Co. Inc.
BUSINESS ADDRESS: 535 Madison Avenue
New York, NY 10022
PRINCIPAL OCCUPATION:
(a) Name: Dillon, Read & Co. Inc.
(b) Address: 535 Madison Avenue
New York, NY 10022
(c) Title: Director
CITIZENSHIP: USA
NAME: Jason D. Sweet
RESIDENCE OR Dillon, Read & Co. Inc.
BUSINESS ADDRESS: 3950 Trammel Crow Lane
2001 Ross Avenue
Dallas, TX 75201
PRINCIPAL OCCUPATION:
(a) Name: Dillon, Read & Co. Inc.
(b) Address: 3950 Trammel Crow Lane
2001 Ross Avenue
Dallas, TX 75201
(c) Title: Director and Managing Director
CITIZENSHIP: USA
<PAGE>
-27-
SCHEDULE 13D
EXHIBIT I
Executive Officers and Directors of Dillon, Read & Co. Inc.
NAME: F. Davis Terry, Jr.
RESIDENCE OR Dillon, Read & Co. Inc.
BUSINESS ADDRESS: 535 Madison Avenue
New York, NY 10022
PRINCIPAL OCCUPATION:
(a) Name: Dillon, Read & Co. Inc.
(b) Address: 535 Madison Avenue
New York, NY 10022
(c) Title: Director and Managing Director
CITIZENSHIP: USA
NAME: Lorenzo D. Weisman
RESIDENCE OR Dillon, Read & Co. Inc.
BUSINESS ADDRESS: 535 Madison Avenue
New York, NY 10022
PRINCIPAL OCCUPATION:
(a) Name: Dillon, Read & Co. Inc.
(b) Address: 535 Madison Avenue
New York, NY 10022
(c) Title: Director and Managing Director
CITIZENSHIP: France
<PAGE>
-27-
SCHEDULE 13D
EXHIBIT I
Executive Officers and Directors of Dillon, Read & Co. Inc.
NAME: Edward B. Whitney
RESIDENCE OR Dillon, Read & Co. Inc.
BUSINESS ADDRESS: 535 Madison Avenue
New York, NY 10022
PRINCIPAL OCCUPATION:
(a) Name: Dillon, Read & Co. Inc.
(b) Address: 535 Madison Avenue
New York, NY 10022
(c) Title: Director and Managing Director
CITIZENSHIP: USA
NAME: George A. Wiegers
RESIDENCE OR Dillon, Read & Co. Inc.
BUSINESS ADDRESS: 535 Madison Avenue
New York, NY 10022
PRINCIPAL OCCUPATION:
(a) Name: Dillon, Read & Co. Inc.
(b) Address: 535 Madison Avenue
New York, NY 10022
(c) Title: Director
CITIZENSHIP: USA
<PAGE>
-28-
SCHEDULE 13D
EXHIBIT I
Executive Officers and Directors of Dillon, Read & Co. Inc.
NAME: John E. Wilson
RESIDENCE OR Dillon, Read & Co. Inc.
BUSINESS ADDRESS: 535 Madison Avenue
New York, NY 10022
PRINCIPAL OCCUPATION:
(a) Name: Dillon, Read & Co. Inc.
(b) Address: 535 Madison Avenue
New York, NY 10022
(c) Title: Director and Managing Director
CITIZENSHIP: USA
NAME: Robert A. Young
RESIDENCE OR Dillon, Read & Co. Inc.
BUSINESS ADDRESS: 535 Madison Avenue
New York, NY 10022
PRINCIPAL OCCUPATION:
(a) Name: Dillon, Read & Co. Inc.
(b) Address: 535 Madison Avenue
New York, NY 10022
(c) Title: Director and Managing Director
CITIZENSHIP: USA
<PAGE>
-29-
SCHEDULE 13D
EXHIBIT I
Executive Officers and Directors of Dillon, Read & Co. Inc.
NAME: Simon A. Borrows
RESIDENCE OR Baring Brothers International
Limited
BUSINESS ADDRESS: 60 London Wall
London EC2M 5TQ
United Kingdom
PRINCIPAL OCCUPATION:
(a) Name: Baring Brothers International
Limited
(b) Address: 60 London Wall
London EC2M 5TQ
United Kingdom
(c) Title: Director
CITIZENSHIP: UK
NAME: Leendert C. Grijns
RESIDENCE OR Internationale Nederlanden (U.S.)
BUSINESS ADDRESS: Capital Corporation
135 East 57th Street
New York, NY 10022
PRINCIPAL OCCUPATION:
(a) Name: Internationale Nederlanden (U.S.)
Capital Corporation
(b) Address: 135 East 57th Street
New York, NY 10022
(c) Title: Chairman
CITIZENSHIP: Dutch
<PAGE>
-30-
SCHEDULE 13D
EXHIBIT I
Executive Officers and Directors of Dillon, Read & Co. Inc.
NAME: James R.C. Lupton
RESIDENCE OR Baring Brothers International
Limited
BUSINESS ADDRESS: 60 London Wall
London EC2M 5TQ
United Kingdom
PRINCIPAL OCCUPATION:
(a) Name: Baring Brothers International
Limited
(b) Address: 60 London Wall
London EC2M 5TQ
United Kingdom
(c) Title: Executive Director
CITIZENSHIP: UK
NAME: Michael D.G. Ross
RESIDENCE OR Baring Brothers International
Limited
BUSINESS ADDRESS: 535 Madison Avenue
New York, NY 10022
PRINCIPAL OCCUPATION:
(a) Name: Baring Brothers International
Limited
(b) Address: 535 Madison Avenue
New York, NY 10022
(c) Title: Managing Director
CITIZENSHIP: UK
<PAGE>
SCHEDULE 13D
EXHIBIT J
Ownership of Common Stock by Managing Directors, Former Managing Directors,
Officers and Former Officers of Dillon, Read & Co. Inc.
NAME: Barbara T. Alexander
NUMBER OF SHARES
BENEFICIAL OWNERSHIP
DISCLAIMED: 2,061
AMOUNT AND SOURCE
OF FUNDS: $25,000
PERCENTAGE OF
OUTSTANDING COMMON
STOCK: .01%
NAME: John P. Birkelund
NUMBER OF SHARES
BENEFICIAL OWNERSHIP
DISCLAIMED: 14,728
AMOUNT AND SOURCE
OF FUNDS: $166,625
PERCENTAGE OF
OUTSTANDING COMMON
STOCK: .1%
<PAGE>
-2-
SCHEDULE 13D
EXHIBIT J
Ownership of Common Stock by Managing Directors, Former Managing Directors,
Officers and Former Officers of Dillon, Read & Co. Inc.
NAME: James H. Brandi
NUMBER OF SHARES
BENEFICIAL OWNERSHIP
DISCLAIMED: 1,649
AMOUNT AND SOURCE
OF FUNDS: $20,000
PERCENTAGE OF
OUTSTANDING COMMON
STOCK: .01%
NAME: William S. Brenizer
NUMBER OF SHARES
BENEFICIAL OWNERSHIP
DISCLAIMED: 824
AMOUNT AND SOURCE
OF FUNDS: $10,000
PERCENTAGE OF
OUTSTANDING COMMON
STOCK: .006%
<PAGE>
-3-
SCHEDULE 13D
EXHIBIT J
Ownership of Common Stock by Managing Directors, Former Managing Directors,
Officers and Former Officers of Dillon, Read & Co. Inc.
NAME: John G. Brim
NUMBER OF SHARES
BENEFICIAL OWNERSHIP
DISCLAIMED: 2,061
AMOUNT AND SOURCE
OF FUNDS: $25,000
PERCENTAGE OF
OUTSTANDING COMMON
STOCK: .01%
NAME: Charles P. Durkin, JR.
NUMBER OF SHARES
BENEFICIAL OWNERSHIP
DISCLAIMED: 12,365
AMOUNT AND SOURCE
OF FUNDS: $150,000
PERCENTAGE OF
OUTSTANDING COMMON
STOCK: .08%
<PAGE>
-4-
SCHEDULE 13D
EXHIBIT J
Ownership of Common Stock by Managing Directors, Former Managing Directors,
Officers and Former Officers of Dillon, Read & Co. Inc.
NAME: James L. Elrod, JR.
NUMBER OF SHARES
BENEFICIAL OWNERSHIP
DISCLAIMED: 210
AMOUNT AND SOURCE
OF FUNDS: $5,000
PERCENTAGE OF
OUTSTANDING COMMON
STOCK: .001%
NAME: Peter M. Flanigan
NUMBER OF SHARES
BENEFICIAL OWNERSHIP
DISCLAIMED: 8,382
AMOUNT AND SOURCE
OF FUNDS: $91,937.01
PERCENTAGE OF
OUTSTANDING COMMON
STOCK: .06%
<PAGE>
-5-
SCHEDULE 13D
EXHIBIT J
Ownership of Common Stock by Managing Directors, Former Managing Directors,
Officers and Former Officers of Dillon, Read & Co. Inc.
NAME: John H.F. Haskell, Jr.
NUMBER OF SHARES
BENEFICIAL OWNERSHIP
DISCLAIMED: 4,191
AMOUNT AND SOURCE
OF FUNDS: $45,961.84
PERCENTAGE OF
OUTSTANDING COMMON
STOCK: .03%
NAME: Franklin W. Hobbs, IV
NUMBER OF SHARES
BENEFICIAL OWNERSHIP
DISCLAIMED: 6,182
AMOUNT AND SOURCE
OF FUNDS: $75,000
PERCENTAGE OF
OUTSTANDING COMMON
STOCK: .04%
<PAGE>
-6-
SCHEDULE 13D
EXHIBIT J
Ownership of Common Stock by Managing Directors, Former Managing Directors,
Officers and Former Officers of Dillon, Read & Co. Inc.
NAME: Robert H. Hotz
NUMBER OF SHARES
BENEFICIAL OWNERSHIP
DISCLAIMED: 419
AMOUNT AND SOURCE
OF FUNDS: $4,598.85
PERCENTAGE OF
OUTSTANDING COMMON
STOCK: .003%
NAME: Gregory P. Knapp
NUMBER OF SHARES
BENEFICIAL OWNERSHIP
DISCLAIMED: 824
AMOUNT AND SOURCE
OF FUNDS: $10,000
PERCENTAGE OF
OUTSTANDING COMMON
STOCK: .003%
<PAGE>
-7-
SCHEDULE 13D
EXHIBIT J
Ownership of Common Stock by Managing Directors, Former Managing Directors,
Officers and Former Officers of Dillon, Read & Co. Inc.
NAME: Cynthia R. Melcher
NUMBER OF SHARES
BENEFICIAL OWNERSHIP
DISCLAIMED: 2,060
AMOUNT AND SOURCE
OF FUNDS: $25,000
PERCENTAGE OF
OUTSTANDING COMMON
STOCK: .01%
NAME: John H. Mullin, III
NUMBER OF SHARES
BENEFICIAL OWNERSHIP
DISCLAIMED: 2,060
AMOUNT AND SOURCE
OF FUNDS: $25,000
PERCENTAGE OF
OUTSTANDING COMMON
STOCK: .01%
<PAGE>
-8-
SCHEDULE 13D
EXHIBIT J
Ownership of Common Stock by Managing Directors, Former Managing Directors,
Officers and Former Officers of Dillon, Read & Co. Inc.
NAME: David W. Niemiec
NUMBER OF SHARES
BENEFICIAL OWNERSHIP
DISCLAIMED: 2,473
AMOUNT AND SOURCE
OF FUNDS: $30,000
PERCENTAGE OF
OUTSTANDING COMMON
STOCK: .02%
NAME: Robert A. Pilkington
NUMBER OF SHARES
BENEFICIAL OWNERSHIP
DISCLAIMED: 1,237
AMOUNT AND SOURCE
OF FUNDS: $15,000
PERCENTAGE OF
OUTSTANDING COMMON
STOCK: .008%
<PAGE>
-9-
SCHEDULE 13D
EXHIBIT J
Ownership of Common Stock by Managing Directors, Former Managing Directors,
Officers and Former Officers of Dillon, Read & Co. Inc.
NAME: Francois de Saint Phalle
NUMBER OF SHARES
BENEFICIAL OWNERSHIP
DISCLAIMED: 18,239
AMOUNT AND SOURCE
OF FUNDS: $203,522.44
PERCENTAGE OF
OUTSTANDING COMMON
STOCK: .1%
NAME: Kenneth M. Schmidt
NUMBER OF SHARES
BENEFICIAL OWNERSHIP
DISCLAIMED: 1,048
AMOUNT AND SOURCE
OF FUNDS: $25,000
PERCENTAGE OF
OUTSTANDING COMMON
STOCK: .01%
<PAGE>
-10-
SCHEDULE 13D
EXHIBIT J
Ownership of Common Stock by Managing Directors, Former Managing Directors,
Officers and Former Officers of Dillon, Read & Co. Inc.
NAME: Richard R.S. Smith
NUMBER OF SHARES
BENEFICIAL OWNERSHIP
DISCLAIMED: 2,060
AMOUNT AND SOURCE
OF FUNDS: $25,000
PERCENTAGE OF
OUTSTANDING COMMON
STOCK: .01%
NAME: Michael I. Somers
NUMBER OF SHARES
BENEFICIAL OWNERSHIP
DISCLAIMED: 578
AMOUNT AND SOURCE
OF FUNDS: $7,000
PERCENTAGE OF
OUTSTANDING COMMON
STOCK: .004%
<PAGE>
-11-
SCHEDULE 13D
EXHIBIT J
Ownership of Common Stock by Managing Directors, Former Managing Directors,
Officers and Former Officers of Dillon, Read & Co. Inc.
NAME: F. Davis Terry, Jr.
NUMBER OF SHARES
BENEFICIAL OWNERSHIP
DISCLAIMED: 824
AMOUNT AND SOURCE
OF FUNDS: $10,000
PERCENTAGE OF
OUTSTANDING COMMON
STOCK: .006%
NAME: Wayne Thornbrough
NUMBER OF SHARES
BENEFICIAL OWNERSHIP
DISCLAIMED: 2,096
AMOUNT AND SOURCE
OF FUNDS: $22,994.25
PERCENTAGE OF
OUTSTANDING COMMON
STOCK: .02%
<PAGE>
-12-
SCHEDULE 13D
EXHIBIT J
Ownership of Common Stock by Managing Directors, Former Managing Directors,
Officers and Former Officers of Dillon, Read & Co. Inc.
NAME: Lorenzo D. Weisman
NUMBER OF SHARES
BENEFICIAL OWNERSHIP
DISCLAIMED: 3,297
AMOUNT AND SOURCE
OF FUNDS: $40,000
PERCENTAGE OF
OUTSTANDING COMMON
STOCK: .02%
NAME: Edward B. Whitney
NUMBER OF SHARES
BENEFICIAL OWNERSHIP
DISCLAIMED: 2,060
AMOUNT AND SOURCE
OF FUNDS: $25,000
PERCENTAGE OF
OUTSTANDING COMMON
STOCK: .01%
<PAGE>
-13-
SCHEDULE 13D
EXHIBIT J
Ownership of Common Stock by Managing Directors, Former Managing Directors,
Officers and Former Officers of Dillon, Read & Co. Inc.
NAME: George A. Wiegers
NUMBER OF SHARES
BENEFICIAL OWNERSHIP
DISCLAIMED: 4,121
AMOUNT AND SOURCE
OF FUNDS: $50,000
PERCENTAGE OF
OUTSTANDING COMMON
STOCK: .03%
NAME: Kazuo Yamada
NUMBER OF SHARES
BENEFICIAL OWNERSHIP
DISCLAIMED: 126
AMOUNT AND SOURCE
OF FUNDS: $1,386.32
PERCENTAGE OF
OUTSTANDING COMMON
STOCK: .001%
<PAGE>
-14-
SCHEDULE 13D
EXHIBIT J
Ownership of Common Stock by Managing Directors, Former Managing Directors,
Officers and Former Officers of Dillon, Read & Co. Inc.
NAME: Charles A. Ballard
NUMBER OF SHARES
BENEFICIAL OWNERSHIP
DISCLAIMED: 824
AMOUNT AND SOURCE
OF FUNDS: $10,000
PERCENTAGE OF
OUTSTANDING COMMON
STOCK: .006%
NAME: Richard C. Yancey(1)
NUMBER OF SHARES
BENEFICIAL OWNERSHIP
DISCLAIMED: 413
AMOUNT AND SOURCE
OF FUNDS: $5,000
PERCENTAGE OF
OUTSTANDING COMMON
STOCK: .003%
- ----------
1 In addition, Mr. Yancey owns 1,500 shares which he purchased in the open
market on January 31, 1997 and February 3, 1997 at a price of $34.125 per
share.
<PAGE>
-15-
SCHEDULE 13D
EXHIBIT J
Ownership of Common Stock by Managing Directors, Former Managing Directors,
Officers and Former Officers of Dillon, Read & Co. Inc.
NAME: Patrick S. Ciampi
NUMBER OF SHARES
BENEFICIAL OWNERSHIP
DISCLAIMED: 84
AMOUNT AND SOURCE
OF FUNDS: $919.77
PERCENTAGE OF
OUTSTANDING COMMON
STOCK: .001%
NAME: Douglas A. Darby
NUMBER OF SHARES
BENEFICIAL OWNERSHIP
DISCLAIMED: 824
AMOUNT AND SOURCE
OF FUNDS: $10,000
PERCENTAGE OF
OUTSTANDING COMMON
STOCK: .006%
<PAGE>
-16-
SCHEDULE 13D
EXHIBIT J
Ownership of Common Stock by Managing Directors, Former Managing Directors,
Officers and Former Officers of Dillon, Read & Co. Inc.
NAME: Glenn Hall
NUMBER OF SHARES
BENEFICIAL OWNERSHIP
DISCLAIMED: 824
AMOUNT AND SOURCE
OF FUNDS: $10,000
PERCENTAGE OF
OUTSTANDING COMMON
STOCK: .006%
NAME: E. Terri Herman
NUMBER OF SHARES
BENEFICIAL OWNERSHIP
DISCLAIMED: 42
AMOUNT AND SOURCE
OF FUNDS: $500
PERCENTAGE OF
OUTSTANDING COMMON
STOCK: .0003%
<PAGE>
-17-
SCHEDULE 13D
EXHIBIT J
Ownership of Common Stock by Managing Directors, Former Managing Directors,
Officers and Former Officers of Dillon, Read & Co. Inc.
NAME: Roger Jones
NUMBER OF SHARES
BENEFICIAL OWNERSHIP
DISCLAIMED: 413
AMOUNT AND SOURCE
OF FUNDS: $5,000
PERCENTAGE OF
OUTSTANDING COMMON
STOCK: .003%
NAME: W. Howard Keenan, Jr.
NUMBER OF SHARES
BENEFICIAL OWNERSHIP
DISCLAIMED: 824
AMOUNT AND SOURCE
OF FUNDS: $10,000
PERCENTAGE OF
OUTSTANDING COMMON
STOCK: .006%
<PAGE>
-18-
SCHEDULE 13D
EXHIBIT J
Ownership of Common Stock by Managing Directors, Former Managing Directors,
Officers and Former Officers of Dillon, Read & Co. Inc.
NAME: Denise Kraft
NUMBER OF SHARES
BENEFICIAL OWNERSHIP
DISCLAIMED: 824
AMOUNT AND SOURCE
OF FUNDS: $10,000
PERCENTAGE OF
OUTSTANDING COMMON
STOCK: .006%
NAME: James H. Laird
NUMBER OF SHARES
BENEFICIAL OWNERSHIP
DISCLAIMED: 2,473
AMOUNT AND SOURCE
OF FUNDS:
$30,000
PERCENTAGE OF
OUTSTANDING COMMON
STOCK: .02%
<PAGE>
-19-
SCHEDULE 13D
EXHIBIT J
Ownership of Common Stock by Managing Directors, Former Managing Directors,
Officers and Former Officers of Dillon, Read & Co. Inc.
NAME: Nathan Leight
NUMBER OF SHARES
BENEFICIAL OWNERSHIP
DISCLAIMED: 824
AMOUNT AND SOURCE
OF FUNDS: $10,000
PERCENTAGE OF
OUTSTANDING COMMON
STOCK: .006%
NAME: Richard H. Montague
NUMBER OF SHARES
BENEFICIAL OWNERSHIP
DISCLAIMED: 413
AMOUNT AND SOURCE
OF FUNDS: $5,000
PERCENTAGE OF
OUTSTANDING COMMON
STOCK: .003%
<PAGE>
-20-
SCHEDULE 13D
EXHIBIT J
Ownership of Common Stock by Managing Directors, Former Managing Directors,
Officers and Former Officers of Dillon, Read & Co. Inc.
NAME: Kim Perry
NUMBER OF SHARES
BENEFICIAL OWNERSHIP
DISCLAIMED: 2,060
AMOUNT AND SOURCE
OF FUNDS: $25,000
PERCENTAGE OF
OUTSTANDING COMMON
STOCK: .01%
NAME: Bret E. Russell
NUMBER OF SHARES
BENEFICIAL OWNERSHIP
DISCLAIMED: 2,060
AMOUNT AND SOURCE
OF FUNDS: $25,000
PERCENTAGE OF
OUTSTANDING COMMON
STOCK: .01%
<PAGE>
-21-
SCHEDULE 13D
EXHIBIT J
Ownership of Common Stock by Managing Directors, Former Managing Directors,
Officers and Former Officers of Dillon, Read & Co. Inc.
NAME: Andrew J. Silver
NUMBER OF SHARES
BENEFICIAL OWNERSHIP
DISCLAIMED: 419
AMOUNT AND SOURCE
OF FUNDS: $4,598.95
PERCENTAGE OF
OUTSTANDING COMMON
STOCK: .003%
NAME: Stuart L. Sindell
NUMBER OF SHARES
BENEFICIAL OWNERSHIP
DISCLAIMED: 165
AMOUNT AND SOURCE
OF FUNDS: $2,000
PERCENTAGE OF
OUTSTANDING COMMON
STOCK: .001%
<PAGE>
-22-
SCHEDULE 13D
EXHIBIT J
Ownership of Common Stock by Managing Directors, Former Managing Directors,
Officers and Former Officers of Dillon, Read & Co. Inc.
NAME: James T. Tierney
NUMBER OF SHARES
BENEFICIAL OWNERSHIP
DISCLAIMED: 123
AMOUNT AND SOURCE
OF FUNDS: $1,500
PERCENTAGE OF
OUTSTANDING COMMON
STOCK: .0008%
NAME: Robert Weeden
NUMBER OF SHARES
BENEFICIAL OWNERSHIP
DISCLAIMED: 824
AMOUNT AND SOURCE
OF FUNDS: $10,000
PERCENTAGE OF
OUTSTANDING COMMON
STOCK: .006%
<PAGE>
-23-
SCHEDULE 13D
EXHIBIT J
Ownership of Common Stock by Managing Directors, Former Managing Directors,
Officers and Former Officers of Dillon, Read & Co. Inc.
NAME: Gerald Greenwald
NUMBER OF SHARES
BENEFICIAL OWNERSHIP
DISCLAIMED: 12,365
AMOUNT AND SOURCE
OF FUNDS: $150,000
PERCENTAGE OF
OUTSTANDING COMMON
STOCK: .08%
NAME: Mark Kammert
NUMBER OF SHARES
BENEFICIAL OWNERSHIP
DISCLAIMED: 839
AMOUNT AND SOURCE
OF FUNDS: $9,197.70
PERCENTAGE OF
OUTSTANDING COMMON
STOCK: .006%
<PAGE>
SCHEDULE 13D
EXHIBIT K
Joint Filing Agreement
Pursuant to Rule 13d-1(f)
The undersigned hereby agree, pursuant to Rule 13d-1(f) under the
Securities Exchange Act of 1934, as amended, that the annexed Statement on
Schedule 13D and all amendments thereto shall be filed on behalf of each of
them.
DILLON, READ HOLDING INC.
By: /s/ David W. Niemiec
-----------------------------
Name: David W. Niemiec
Title: Vice Chairman
DILLON, READ INC.
By: /s/ David W. Niemiec
-----------------------------
Name: David W. Niemiec
Title: Secretary
DILLON, READ & CO. INC.
By: /s/ David W. Niemiec
-----------------------------
Name: David W. Niemiec
Title: Vice Chairman
LEXINGTON PARTNERS IV, L.P.
By: DRMC Inc.,
its General Partner
By: /s/ David W. Niemiec
------------------------------
Chairman
<PAGE>
CONCORD PARTNERS II, L.P.
By: Venture Associates II, L.P.,
its General Partner
By: Dillon, Read Inc.,
its General Partner
By: /s/ Peter A. Leidel
------------------------------
Attorney-in-Fact
CONCORD PARTNERS JAPAN LIMITED
By: /s/ Peter A. Leidel
------------------------------
Attorney-in-Fact
<PAGE>
SARATOGA PARTNERS II, L.P.
By: DR Associates II, L.P.,
its General Partner
By: Dillon, Read & Co. Inc.,
its General Partner
By: /s/ Charles P. Durkin, Jr.
----------------------------
Managing Director
SARATOGA PARTNERS II, C.V.
By: Selinus Corporation, N.V.
its General Partner
By: /s/ Curacao Corporation Company N.V.
---------------------------------------
Name: Curacao Corporation Company N.V.
Title: Managing Director
Dated: May 23, 1997
