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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this report:
Name: John Hancock Advisers
Address: 101 Huntington Avenue
Boston, MA 02199
13F File Number: 28-3222
The Institutional Investment Manager Filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit is, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person signing this report on behalf of reporting manager:
Name: Susan S. Newton
Title: Vice President and Secretary
Phone: 617-375-1702
Signature, Place, and Date of Signing:
/s/Susan S. Newton 101 Huntington Ave., Boston, MA January 10, 2000
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Signature Place Date
Report Type (Check only One): [ x ] 13F HOLDINGS REPORT
[ ] 13F NOTICE
[ ] 13F COMBINATION REPORT
List of other managers reporting for this manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
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FORM 13F SUMMARY PAGE
Report Summary:
Number of other included managers:
Form 13F information table entry total:
Form 13F information table value total:
List of other included managers:
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No. 13F File number Name
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As Of December 31, 1999 Form 13F Reporting Manager-John Hancock Advisers
Report Code: cmpsr13f.rpt
Item 1 Item 2 Item 3 Item 4 Item 5 Item 6 Item 7 Item 8
Title of Cusip Fair Shrs/Prin Inv Discretion Voting Authority (Shrs)
Name of Issuer Class Number Market Value Amount Sole Shrd Othr Mgr A-Sole B-Shrd C-None
ABC BANCORP COM 000400101 3,251 306,000 X 01 306,000 0 0
AFLAC CORP COM 001055102 83,957 1,779,224 X 01 1,779,224 0 0
AMFM INC COM 001693100 27,149 346,950 X 01 346,950 0 0
AMFM INC 7% PFD STOCK PFD 001693209 4,303 20,000 X 01 20,000 0 0
ANB CORPORATION COM 001926104 6,062 152,500 X 01 152,500 0 0
AT & T CORP COM 001957109 15,921 313,717 X 01 313,717 0 0
AT & T LIBERTY MEDIA GROUP
COMMON STOCK COM 001957208 72,277 1,273,600 X 01 1,273,600 0 0
ATMI INC COM COM 00207R101 8,180 247,400 X 01 247,400 0 0
AXA FINL INC COM 002451102 69,409 2,049,005 X 01 2,049,005 0 0
ABBOTT LABORATORIES COM 002824100 29,521 812,961 X 01 812,961 0 0
ABN AMRO NORTH AMER INC PFD 1
SER 8.75 PFD 003714102 3,776 3,500 X 01 3,500 0 0
ABN AMRO NORTH AMER INC 6.5900%
Series 144A PFD 003714854 4,619 5,000 X 01 5,000 0 0
ABITIBI-CONSOLIDATED INC COM 003924107 14,796 1,246,000 X 01 1,246,000 0 0
ACADIANA BANCSHARES INC COM 004280103 451 23,000 X 01 23,000 0 0
ACCREDO HEALTH INC COM 00437V104 1,153 37,500 X 01 37,500 0 0
ACCRUE SOFTWARE INC COM 00437W102 19,572 361,600 X 01 361,600 0 0
ACKERLEY GROUP INC COM 004527107 1,822 100,500 X 01 100,500 0 0
ACME COMMUNICATION INC COM 004631107 12,702 382,000 X 01 382,000 0 0
ACTIVE SOFTWARE INC COM 00504E100 30,045 326,580 X 01 326,580 0 0
ADELPHIA BUSINESS SOLUTIONS COM 006847107 1,445 30,110 X 01 30,110 0 0
ADELPHIA BUSINESS SOL PFD 12.875%
PREFERRED STOCK PFD 006847305 3,742 3,742 X 01 3,742 0 0
ADELPHIA COMMUNICATIONS CL A COM 006848105 2,105 32,070 X 01 32,070 0 0
ADVANCED FIBRE COMMUNICATIONS COM 00754A105 15,641 350,000 X 01 350,000 0 0
AEROFLEX INC COM COM 007768104 2,853 275,000 X 01 275,000 0 0
ADVENT SOFTWARE INC COM 007974108 15,811 245,375 X 01 245,375 0 0
AFFILIATED MANAGERS GROUP COM COM 008252108 10,018 247,750 X 01 247,750 0 0
AFFYMETRIX INC. COM 00826T108 5,091 30,000 X 01 30,000 0 0
AGILENT TECHNOLOGIES INC COM 00846U101 25,127 325,000 X 01 325,000 0 0
AIR PRODUCTS & CHEMICALS COM 009158106 16,830 501,447 X 01 501,447 0 0
AIRBORNE FREIGHT CORP COM 009266107 882 40,100 X 01 40,100 0 0
AIRGATE PCS INC COM 009367103 18,370 348,250 X 01 348,250 0 0
AKAMAI TECHNOLOGIES COM 00971T101 6,453 19,695 X 01 19,695 0 0
ALABAMA NATL BANCORPORATION DE COM 010317105 3,586 190,000 X 01 190,000 0 0
ALABAMA PWR CO PFD 010392595 23,224 1,154,000 X 01 1,154,000 0 0
ALASKA AIR GROUP COM 011659109 1,798 51,200 X 01 51,200 0 0
ALASKA COMMUNICATIONS SYS GRP COM 01167P101 8,291 670,000 X 01 670,000 0 0
ALBERTA ENERGY COMPANY LTD.
COMMON STOCK COM 012873105 4,086 130,500 X 01 130,500 0 0
ALKERMES INC COM 01642T108 22,690 461,890 X 01 461,890 0 0
ALLEGIANCE TELECOM INC COM 01747T102 23,033 249,680 X 01 249,680 0 0
ALLERGAN INC COM 018490102 11,195 225,030 X 01 225,030 0 0
ALLERGAN SPECIALTY THER INC COM 018494104 821 65,000 X 01 65,000 0 0
ALLIANT CORP COM 018802108 19,132 695,700 X 01 695,700 0 0
ALLIED IRISH BANKS- SPONS ADR DR 019228402 1,041 49,257 X 01 49,257 0 0
ALLAMERICA FINANCIAL CORP COM 019754100 40,882 734,950 X 01 734,950 0 0
ALLSTATE CORP COM 020002101 422 17,582 X 01 17,582 0 0
ALLTEL CORP COM 020039103 40,377 488,309 X 01 488,309 0 0
ALPHA INDUSTRIES INC COM 020753109 12,113 211,350 X 01 211,350 0 0
ALPHARMA INC - CL A COM 020813101 13,195 429,100 X 01 429,100 0 0
ALTERA CORP COM 021441100 23,567 475,495 X 01 475,495 0 0
AMAZON COM INC COM 023135106 11,339 148,950 X 01 148,950 0 0
AMBAC FINANCIAL GROUP INC COM 023139108 43,305 829,800 X 01 829,800 0 0
AMBANC HOLDING CO COM 023161102 3,055 207,100 X 01 207,100 0 0
AMERCO 8.50% ser. A PFD 023586209 17,016 667,300 X 01 667,300 0 0
AMEREN CORP COM COM 023608102 11,301 345,066 X 01 345,066 0 0
AMERICA ONLINE INC COM 02364J104 114,756 1,521,207 X 01 1,521,207 0 0
AMERICAN BANCORP COM 024076408 2,931 179,000 X 01 179,000 0 0
AMERICAN BANCSHARES INC COM 02408H106 1,446 120,500 X 01 120,500 0 0
AMERICAN EXPRESS CO COM 025816109 100,668 605,570 X 01 605,570 0 0
AMERICAN GENERAL CORP COM 026351106 83,689 1,102,997 X 01 1,102,997 0 0
AMERICAN GREETINGS CORP. COM 026375105 6,910 292,507 X 01 292,507 0 0
AMERICAN HOME PRODS CORP COM 026609107 19,807 502,239 X 01 502,239 0 0
AMERICAN INTL GROUP COM 026874107 129,387 1,196,668 X 01 1,196,668 0 0
AMERICAN ITALIAN PASTA CO CL A COM 027070101 9,871 321,000 X 01 321,000 0 0
AMERICAN PACIFIC CORP COM 028740108 1,747 205,500 X 01 205,500 0 0
AMERICAN TOWER CORP CL A COM 029912201 1,979 64,750 X 01 64,750 0 0
AMERICREDIT COM 03060R101 11,655 630,000 X 01 630,000 0 0
AMGEN INC COM 031162100 14,538 242,046 X 01 242,046 0 0
AMKOR TECHNOLOGY INC COM 031652100 11,300 400,000 X 01 400,000 0 0
AMPHENOL CORP NEW CL A COM 032095101 39,907 599,545 X 01 599,545 0 0
AMSOUTH BANCORP COM 032165102 159,837 8,276,356 X 01 8,276,356 0 0
AMVESCAP PLC SPONSORED ADR DR 03235E100 43,788 775,000 X 01 775,000 0 0
ANADARKO PETROLEUM CORP COM 032511107 3,788 111,004 X 01 111,004 0 0
ANADARKO PETE CORP PFD 032511305 11,797 150,765 X 01 150,765 0 0
ANALOG DEVICES INC, COM 032654105 32,118 345,351 X 01 345,351 0 0
ANDOVER BANCORP INC COM 034258103 1,260 45,000 X 01 45,000 0 0
ANHEUSER BUSCH COM 035229103 20,025 282,536 X 01 282,536 0 0
ANTEC CORP COM 03664P105 125,705 3,443,970 X 01 3,443,970 0 0
AON CORPORATION COM 037389103 17,871 446,770 X 01 446,770 0 0
APACHE CORP COM 037411105 1,350 36,540 X 01 36,540 0 0
APACHE CORP 5.68% PFD 037411402 5,584 67,224 X 01 67,224 0 0
APARTMENT INVESTMENT AND MGMT COM 03748R101 13,616 342,000 X 01 342,000 0 0
APEX INC COMMON STOCK COM 037548104 19,040 590,380 X 01 590,380 0 0
APPLEBEE'S INTERNATIONAL INC COM 037899101 8,478 287,390 X 01 287,390 0 0
APPLIED MATERIALS INC COM 038222105 51,303 404,958 X 01 404,958 0 0
APPLIED PWR INC CL A COM 038225108 272 7,400 X 01 7,400 0 0
APPLIED SCIENCE & TECHNOLOGY COM 038236105 12,463 375,000 X 01 375,000 0 0
ARDEN REALTY GROUP COM 039793104 8,687 433,000 X 01 433,000 0 0
ARIS CORP COM COM 04040A101 1,974 168,000 X 01 168,000 0 0
ARROW ELECTRONICS COM 042735100 305 12,000 X 01 12,000 0 0
ART TECHNOLOGY GROUP INC COM 04289L107 12,813 100,000 X 01 100,000 0 0
ASCENT ENTERTAINMENT GROUP COM 043628106 4,250 335,000 X 01 335,000 0 0
ASPECT DEVELOPMENT INC. COM 045234101 12,445 181,675 X 01 181,675 0 0
ASPEN TECHNOLOGY INC COM 045327103 31,606 1,195,500 X 01 1,195,500 0 0
ASSOCIATED BANC CORP COM 045487105 18,512 540,494 X 01 540,494 0 0
ASSOCIATES FIRST CAPITAL CRP COM 046008108 56,379 2,054,697 X 01 2,054,697 0 0
ASTORIA FINANCIAL CORP COM 046265104 52,279 1,717,572 X 01 1,717,572 0 0
ASTORIA FINL CORP PFD 046265203 925 40,000 X 01 40,000 0 0
ASTRAZENECA PLC DR 046353108 1,879 45,000 X 01 45,000 0 0
ATLANTIC RICHFIELD CO COM 048825103 17,528 202,637 X 01 202,637 0 0
ATMEL CORP COM 049513104 23,366 790,400 X 01 790,400 0 0
AUDIBLE INC COM 05069A104 755 50,300 X 01 50,300 0 0
AUSTRALIA + NEW ZEALAND BKG GR
9.125% PFD 052528403 8,177 327,900 X 01 327,900 0 0
AUTOMATIC DATA PROCESSING INC. COM 053015103 48,054 891,945 X 01 891,945 0 0
AVERY DENNISON CORP COM 053611109 51,684 709,221 X 01 709,221 0 0
AVIRON COM COM 053762100 158 10,000 X 01 10,000 0 0
AVISTA CORP $1.24 PFD 05379B503 4,730 310,145 X 01 310,145 0 0
AVON PRODUCTS INC COM 054303102 4,568 138,429 X 01 138,429 0 0
AXA DR 054536107 28,225 397,535 X 01 397,535 0 0
AXENT TECHNOLOGIES INC COM 05459C108 8,520 405,700 X 01 405,700 0 0
BB&T CORP COM COM 054937107 96,642 3,530,292 X 01 3,530,292 0 0
BISYS GROUP INC COM 055472104 39,652 607,700 X 01 607,700 0 0
BJ SERVICES CO COM 055482103 1,700 40,660 X 01 40,660 0 0
BSB BANCORP INC COMMON STOCK COM 055652101 1,489 77,075 X 01 77,075 0 0
BT FINANCIAL CORP COM 055763106 5,674 257,907 X 01 257,907 0 0
BMC SOFTWARE COM 055921100 58,226 728,399 X 01 728,399 0 0
BYL BANCORP COM COM 056064108 689 81,000 X 01 81,000 0 0
BALTIMORE GAS + ELEC CO 6.7000%
Series 1993 PFD 059165688 2,084 20,000 X 01 20,000 0 0
BALTIMORE GAS & ELECTRIC 6.99% Pfd PFD 059165761 13,052 124,000 X 01 124,000 0 0
BANCFIRST OHIO CORP COM 059450106 1,978 86,000 X 01 86,000 0 0
BANCO BILBAO VIZCAYA INTL GIB
9.75% NON-CUM SERIES A PFD 059456103 3,963 156,950 X 01 156,950 0 0
BANCO BILBAO VIZCAYA DR 059458208 4,966 350,000 X 01 350,000 0 0
BANCFIRST CORP COM 05945F103 13,218 389,495 X 01 389,495 0 0
BANCORPSOUTH INC COM 059692103 8,729 535,100 X 01 535,100 0 0
BANCWEST CORP NEW COM 059790105 51,290 2,630,280 X 01 2,630,280 0 0
BANK AMER CORP COM 060505104 221,192 4,407,320 X 01 4,407,320 0 0
BANK OF THE OZARKS INC COM COM 063904106 2,508 128,600 X 01 128,600 0 0
BANK OF NEW YORK COM 064057102 153,242 3,831,044 X 01 3,831,044 0 0
BANK ONE CORP COM 06423A103 118,324 3,690,406 X 01 3,690,406 0 0
BANK UNITED CORP CL A COM 065412108 6,911 253,600 X 01 253,600 0 0
BANK WEST FINL CORP COM 065631103 837 103,000 X 01 103,000 0 0
BANKNORTH GROUP INC COM 06646L100 31,436 1,175,160 X 01 1,175,160 0 0
BARRICK GOLD CORP COM 067901108 1,709 96,638 X 01 96,638 0 0
BASIN EXPLORATION COM 070107107 3,084 175,000 X 01 175,000 0 0
BAUSCH & LOMB INC COM 071707103 1,435 20,964 X 01 20,964 0 0
BAXTER INTERNATIONAL, INC. COM 071813109 68,493 1,090,436 X 01 1,090,436 0 0
BE FREE INC COM 073308108 23,514 327,150 X 01 327,150 0 0
BEA SYSTEMS INC COM 073325102 28,646 409,600 X 01 409,600 0 0
BEAR STEARNS COS INC PFD 073902702 4,225 100,600 X 01 100,600 0 0
BEAR STEARNS CO PFD 073902868 15,911 418,700 X 01 418,700 0 0
BEAR STEARNS COS INC PFD 073902876 3,462 86,000 X 01 86,000 0 0
BEDFORD BANCSHARES INC COM 076014109 415 40,000 X 01 40,000 0 0
BELL ATLANTIC CORP COM 077853109 23,418 380,398 X 01 380,398 0 0
BELLSOUTH CORP COM 079860102 14,867 317,578 X 01 317,578 0 0
BEMIS CO COM 081437105 33,411 958,031 X 01 958,031 0 0
BERINGER WINE ESTATES HOLDINGS COM COM 084102102 3,743 93,860 X 01 93,860 0 0
BEST BUY CO INC COM 086516101 16,671 332,165 X 01 332,165 0 0
BESTFOODS COM COM 08658U101 32,694 622,010 X 01 622,010 0 0
BEVERLY NATL CORP COM 088115100 775 50,000 X 01 50,000 0 0
BINDVIEW DEVELOPMENT CORP COM 090327107 24,989 502,930 X 01 502,930 0 0
BIOGEN, INC. COM 090597105 12,022 142,270 X 01 142,270 0 0
BIOMET INC COM 090613100 1,428 35,712 X 01 35,712 0 0
BLACK & DECKER CORP COM 091797100 18,112 346,648 X 01 346,648 0 0
BLACKROCK INC COM 09247X101 7,734 450,000 X 01 450,000 0 0
BLUESTONE SOFTWARE COM 09623P102 15,342 133,410 X 01 133,410 0 0
BLUESTONE SOFTWARE PRIVATE PLACEMENTPFD 09623P987 17,443 168,529 X 01 168,529 0 0
BORG-WARNER AUTOMOTIVE INC COM COM 099724106 4,820 119,000 X 01 119,000 0 0
BOSTON EDISON CO PFD 4.25 Series PFD 100599208 5,253 82,009 X 01 82,009 0 0
BOSTON EDISON CO 4.7800% Series PFD 100599307 3,482 48,331 X 01 48,331 0 0
BOSTONFED BANCORP INC COM 101178101 6,933 436,700 X 01 436,700 0 0
BOWATER, INC. COM 102183100 1,846 33,980 X 01 33,980 0 0
BRANDYWINE RLTY TR SH BEN INT NEW COM 105368203 9,170 560,000 X 01 560,000 0 0
BRENTON BANKS INC COM 107211104 4,169 411,799 X 01 411,799 0 0
BRIGHTPOINT INC COM 109473108 22,921 1,746,350 X 01 1,746,350 0 0
BRISTOL-MYERS SQUIBB CO COM 110122108 99,697 1,553,218 X 01 1,553,218 0 0
BROADBASE SOFTWARE INC COM 11130R100 22,748 202,200 X 01 202,200 0 0
BROADCOM CORP - CL A COM 111320107 3,835 14,080 X 01 14,080 0 0
BROADWING INC. COMMON STOCK COM 111620100 3,134 85,000 X 01 85,000 0 0
BRUSH WELLMAN COMMON STOCK COM 117421107 908 54,000 X 01 54,000 0 0
BRYN MAWR BANK CORP COM 117665109 4,605 192,900 X 01 192,900 0 0
BSQUARE CORP COM 11776U102 2,395 57,100 X 01 57,100 0 0
BURLINGTON RES INC COM 122014103 758 22,913 X 01 22,913 0 0
CB BANCSHARES INC/HAWAII COM 124785106 4,462 151,577 X 01 151,577 0 0
CBT GROUP PUB LTD SPNSRD ADR NEW DR 124853300 13,400 400,000 X 01 400,000 0 0
CCB FINANCIAL CORP COM 124875105 79,987 1,836,142 X 01 1,836,142 0 0
CCF HLDG CO COM 12487X104 1,243 85,734 X 01 85,734 0 0
CBS CORP COM COM 12490K107 23,498 367,511 X 01 367,511 0 0
CFW COMMUNICATIONS COM 124923103 3,475 100,000 X 01 100,000 0 0
CCBT FINL COS INC COM 12500Q102 2,771 180,200 X 01 180,200 0 0
CH ENERGY GROUP INC COM 12541M102 12,580 381,200 X 01 381,200 0 0
CIGNA CORP COM 125509109 4,711 58,474 X 01 58,474 0 0
CIT GROUP INC CL A COM 125577106 21,442 1,015,000 X 01 1,015,000 0 0
CMG INFORMATION SERVICES INC COM 125750109 7,067 25,525 X 01 25,525 0 0
CMP GROUP INC COM 125887109 4,617 167,500 X 01 167,500 0 0
CSK AUTO CORP COM 125965103 8,334 476,254 X 01 476,254 0 0
CNF TRANSPORTATION INC COM 12612W104 11,975 347,100 X 01 347,100 0 0
CSB FINANCIAL GROUP INC COM 126289107 356 25,000 X 01 25,000 0 0
CSC HOLDINGS INC 11.125% SERIES M PFD 126304401 23,591 215,937 X 01 215,937 0 0
CSC HOLDINGS INC PFD 126304609 14,472 130,676 X 01 130,676 0 0
CTC COMMUNICATIONS GROUP INC COM 126419100 11,529 295,500 X 01 295,500 0 0
CT COMMUNICATIONS INC COM 126426402 3,416 61,000 X 01 61,000 0 0
CVS CORP COM 126650100 24,065 602,573 X 01 602,573 0 0
CV THERAPEUTICS INC COM 126667104 13,546 519,750 X 01 519,750 0 0
CABLEVISION SYSTEMS - CL A COM 12686C109 16,988 225,000 X 01 225,000 0 0
CVC INC COM 126945104 5,379 558,850 X 01 558,850 0 0
CADENCE DESIGN SYS INC COM 127387108 12,648 527,000 X 01 527,000 0 0
CALIFORNIA FED PFD CAP PFD 130214208 9,099 403,300 X 01 403,300 0 0
CALIPER TECHNOLOGIES CORP COM 130876105 1,579 23,650 X 01 23,650 0 0
CALPINE CORP COM COM 131347106 9,901 154,700 X 01 154,700 0 0
CAMBRIDGE TECHNOLOGY PARTNERS COM 132524109 1,678 63,930 X 01 63,930 0 0
CAMCO FINANCIAL CORP COM 132618109 343 33,482 X 01 33,482 0 0
CAMDEN NATIONAL CORP COM 133034108 1,591 95,000 X 01 95,000 0 0
CAMERON FINL CORP DEL COM 133425108 1,957 155,000 X 01 155,000 0 0
CAPITAL CITY BANK GROUP COM 139674105 1,158 53,850 X 01 53,850 0 0
CAPITAL ONE FINANCIAL CORP COM 14040H105 31,461 652,894 X 01 652,894 0 0
CAPSTAR BROADCASTING PARTNERS SR
PFD EXCH12% PFD 14066P304 2,941 25,354 X 01 25,354 0 0
CARDINAL HEALTH INC COM 14149Y108 7,046 147,168 X 01 147,168 0 0
CARNIVAL CORPORATION COM 143658102 478 9,993 X 01 9,993 0 0
CAROLINA FIRST CORP COM 143877108 675 36,983 X 01 36,983 0 0
CASCADE BANCORP COM 147154108 785 62,760 X 01 62,760 0 0
CATALINA MARKETING CORP COM 148867104 16,273 140,585 X 01 140,585 0 0
CATSKILL FINANCIAL CORP COM 149348104 2,861 210,000 X 01 210,000 0 0
CENDANT CORP COM COM 151313103 16,588 624,487 X 01 624,487 0 0
CENTENNIAL BANCORP COM 15133T104 273 25,375 X 01 25,375 0 0
CENTEX CORP COM 152312104 1,402 56,774 X 01 56,774 0 0
CENTRAL NEWSPAPERS -CL A COM 154647101 13,962 354,600 X 01 354,600 0 0
CENTURA BANKS INC COM 15640T100 30,256 685,687 X 01 685,687 0 0
CENTURY BANCSHARES INC COM COM 156436107 72 11,025 X 01 11,025 0 0
CENTURY SOUTH BANKS INC COM 156683104 884 39,500 X 01 39,500 0 0
CENTURYTEL INC COMMON STOCK COM 156700106 30,684 647,682 X 01 647,682 0 0
CEPHALON INC COM 156708109 1,383 40,000 X 01 40,000 0 0
CHAMPION INTERNATIONAL COM 158525105 3,234 52,207 X 01 52,207 0 0
CHARLES RIV ASSOCS INC COM 159852102 4,318 128,900 X 01 128,900 0 0
C-GRAMS UNLIMITED INC P/P COM 1604299A6 480 160,000 X 01 160,000 0 0
CHARTER ONE FIN INC COM 160903100 87,783 4,589,953 X 01 4,589,953 0 0
CHARTER COMMUNICATIONS COM 16117M107 5,014 229,210 X 01 229,210 0 0
CHASE MANHATTAN CORP NEW COM 16161A108 87,580 1,127,335 X 01 1,127,335 0 0
CHASE MANHATTAN CORP NEW 10.84%
Series C PFD 16161A884 16,921 620,951 X 01 620,951 0 0
CHEMDEX CORP COM 163595101 19,031 171,450 X 01 171,450 0 0
CHEVRON CORP COM 166751107 61,351 708,241 X 01 708,241 0 0
CHEVY CHASE SVGS PFD 166784207 3,205 105,000 X 01 105,000 0 0
CHEVY CHASE BANK 10.375% PFD PFD 16678M207 875 18,000 X 01 18,000 0 0
CHIEFTAIN INTL INC COM 16867C101 1,898 110,000 X 01 110,000 0 0
CHINA TELECOM HONG KONG LTD
SPONSORED ADR DR 169428109 6,765 52,618 X 01 52,618 0 0
CHITTENDEN CORP COM 170228100 33,792 1,140,646 X 01 1,140,646 0 0
CIENA CORPORATION COM 171779101 23,000 400,000 X 01 400,000 0 0
CINAR FILMS INC-CL B SUB VTG COM 171905300 16,197 661,100 X 01 661,100 0 0
CINERGY CORP COM 172474108 2,594 107,503 X 01 107,503 0 0
CIRCLE INTERNATIONAL GROUP COM 172574105 6,840 307,400 X 01 307,400 0 0
CIRCUIT CITY STORES INC COM 172737108 3,637 80,713 X 01 80,713 0 0
CISCO SYSTEMS, INC. COM 17275R102 147,463 1,376,555 X 01 1,376,555 0 0
CITADEL COMMUNICATIONS CORP COM 172853202 22,947 353,710 X 01 353,710 0 0
CINTAS CORP. COM 172908105 1,559 29,350 X 01 29,350 0 0
CITIGROUP COM 172967101 263,794 4,747,774 X 01 4,747,774 0 0
CITIGROUP INC 6.635% Ser F PFD 172967309 1,340 28,500 X 01 28,500 0 0
CITIGROUP INC 6.213% Ser G PFD 172967507 8,256 192,000 X 01 192,000 0 0
CITIGROUP INC 6.231% Ser H PFD 172967705 15,300 330,800 X 01 330,800 0 0
CITIGROUP INC 8.40% Ser K PFD 172967853 21,916 847,000 X 01 847,000 0 0
CITIZENS BANKING CORP MICH COM 174420109 5,060 226,136 X 01 226,136 0 0
CITIZENS UTILITIES CLASS B COM 177342201 426 30,000 X 01 30,000 0 0
CITRIX SYSTEMS INC. COM 177376100 12,997 105,665 X 01 105,665 0 0
CITY NATIONAL CORP. COM 178566105 42,767 1,298,414 X 01 1,298,414 0 0
CLARUS CORPORATION COM 182707109 21,981 333,050 X 01 333,050 0 0
CLASSIC COMMUN INC CL A COM 182728204 14,802 404,850 X 01 404,850 0 0
CLEAR CHANNEL COMMUNICATIONS COM 184502102 22,973 257,401 X 01 257,401 0 0
CLOROX CO.-DEL COM 189054109 277 5,492 X 01 5,492 0 0
COASTAL CORP COM 190441105 1,253 35,348 X 01 35,348 0 0
COASTAL FIN I PFD 190463208 11,760 519,800 X 01 519,800 0 0
COCA-COLA CO COM 191216100 914 15,686 X 01 15,686 0 0
COGNIZANT TECH SOLUTIONS COM 192446102 27,093 247,850 X 01 247,850 0 0
COLGATE PALMOLIVE COM 194162103 4,041 62,176 X 01 62,176 0 0
COLONIAL BANCGROUP INC COM 195493309 28,515 2,748,412 X 01 2,748,412 0 0
COLONIAL PPTYS TR COM SH BEN INT COM 195872106 6,261 270,000 X 01 270,000 0 0
COLT TELECOM GROUP PLC DR 196877104 4,821 23,630 X 01 23,630 0 0
COLUMBIA BANCORP COM 197227101 1,244 110,000 X 01 110,000 0 0
COLUMBIA BANCORP/OR COM 197231103 688 96,500 X 01 96,500 0 0
COLUMBIA GAS SYSTEM COM 197648108 1,076 17,012 X 01 17,012 0 0
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COMERICA INC COM 200340107 104,802 2,244,709 X 01 2,244,709 0 0
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COMMONWEALTH BANKSHARES INC COM 202736104 846 91,437 X 01 91,437 0 0
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COMMUNITY BKS INC MILLERSBURG COM 203628102 1,351 59,073 X 01 59,073 0 0
COMMUNITY BANKSHARES INC VA COM COM 203631106 917 41,662 X 01 41,662 0 0
COMMUNITY FIRST BANKSHARES COM 203902101 20,010 1,270,450 X 01 1,270,450 0 0
COMMUNITY SVGS BANKSHARES INC COM 204037105 678 54,000 X 01 54,000 0 0
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COMPUTER ASSOCIATES INTL INC COM 204912109 116,520 1,666,052 X 01 1,666,052 0 0
COMPUTER SCIENCES CORP COM 205363104 3,728 39,396 X 01 39,396 0 0
COMVERSE TECHNOLOGY INC COM 205862402 5,252 36,280 X 01 36,280 0 0
CONCORD COMMUNICATIONS INC COM COM 206186108 9,696 218,500 X 01 218,500 0 0
CONCORD EFS INC COM 206197105 2,562 99,497 X 01 99,497 0 0
CONECTIV INC - CLASS A COM 206829202 2,646 89,300 X 01 89,300 0 0
CONEXANT SYS INC COM 207142100 43,426 654,250 X 01 654,250 0 0
CONOCO INC - CL A COM 208251306 554 22,400 X 01 22,400 0 0
CONSOLIDATED EDISON INC COM COM 209115104 7,224 209,394 X 01 209,394 0 0
CONTINENTAL AIRLINES CL B COM 210795308 4,438 100,000 X 01 100,000 0 0
CONTOUR ENERGY CO PREFERRED STOCK PFD 21220C202 309 165,000 X 01 165,000 0 0
CONVERGYS CORP COM 212485106 434 14,100 X 01 14,100 0 0
COOPER CAMERON CORP COM 216640102 1,020 20,850 X 01 20,850 0 0
CORE CAP INC COM 21867R108 2,465 150,300 X 01 150,300 0 0
CORE CAP INC PFD 21867R207 3,568 150,300 X 01 150,300 0 0
CORNING INCORPORATED COM 219350105 11,172 86,644 X 01 86,644 0 0
CORPORATE EXECUTIVE BRD CO COM 21988R102 15,451 276,520 X 01 276,520 0 0
COST PLUS INC CALIF COM 221485105 13,149 369,100 X 01 369,100 0 0
COSTCO WHSL CORP NEW COM 22160K105 520 5,700 X 01 5,700 0 0
COUNTRYWIDE CREDIT IND INC COM 222372104 19,519 773,014 X 01 773,014 0 0
COX RADIO INC COM 224051102 4,286 42,970 X 01 42,970 0 0
CREDENCE SYSTEMS CORP COM 225302108 13,507 156,150 X 01 156,150 0 0
CREDIT LYONNAIS CAPITAL 144A PFD 225386101 2,400 100,000 X 01 100,000 0 0
CROWN CASTLE INTL CORP COM 228227104 19,419 604,495 X 01 604,495 0 0
CROWN CASTLE INT PFD 228227302 5,865 5,667 X 01 5,667 0 0
CULLEN/FROST BANKERS INC COM 229899109 70,070 2,721,170 X 01 2,721,170 0 0
CUMULUS MEDIA INC - CL A COM 231082108 21,143 416,610 X 01 416,610 0 0
CUMULUS MEDIA PFD 231082207 4,754 4,245 X 01 4,245 0 0
CUTTER & BUCK INC COM 232217109 3,880 256,557 X 01 256,557 0 0
CYBERGOLD COM 23246N105 16,170 914,200 X 01 914,200 0 0
CYBERONICS COM 23251P102 478 30,000 X 01 30,000 0 0
CYPRESS SEMICONDUCTOR CORP COM 232806109 19,425 600,000 X 01 600,000 0 0
CYTYC CORP COM 232946103 18,016 295,050 X 01 295,050 0 0
DNB FINL CORP COM 233237106 1,013 58,696 X 01 58,696 0 0
DPL INC COM 233293109 7,687 444,000 X 01 444,000 0 0
DST SYSTEMS INC COM 233326107 12,840 168,250 X 01 168,250 0 0
DTE ENERGY COMPANY COM 233331107 11,333 361,215 X 01 361,215 0 0
DVI INC COM 233343102 173 11,400 X 01 11,400 0 0
DANAHER CORPORATION COM 235851102 10,205 211,498 X 01 211,498 0 0
DANKA BUSINESS SYSTEMS PLC ADR DR 236277109 7,925 624,608 X 01 624,608 0 0
DATA RETURN CORP COM 23785M104 31,835 595,050 X 01 595,050 0 0
DAYTON HUDSON CORP COM 239753106 84,758 1,154,157 X 01 1,154,157 0 0
DELL COMPUTER CORP COM 247025109 49,410 968,833 X 01 968,833 0 0
DELTATHREE.COM INC. CL A COM 24783N102 4,169 161,900 X 01 161,900 0 0
DENDRITE INTERNATIONAL COM 248239105 13,787 407,000 X 01 407,000 0 0
DENTSPLY INTERNATIONAL INC COM 249030107 9,698 410,500 X 01 410,500 0 0
DESERT CMNTY BK VICTORVILLE CA COM 25037Y109 1,307 61,500 X 01 61,500 0 0
DEVON ENERGY CORPORATION NEW PFD 25179M202 22,270 251,000 X 01 251,000 0 0
DEXTER CORP COM 252165105 8,785 221,000 X 01 221,000 0 0
DIAL CORP COM 25247D101 14,294 587,925 X 01 587,925 0 0
DIGEX INCORPORATED COM 253756100 19,532 284,100 X 01 284,100 0 0
DIGIMARC CORP COM 253807101 1,053 21,050 X 01 21,050 0 0
DIME COMMUNITY BANCORP INC COM 253922108 6,894 372,654 X 01 372,654 0 0
DIGITAL LAVA COM 2539289A5 119 16,667 X 01 16,667 0 0
DIME BANCORP INC COM 25429Q102 29,070 1,922,000 X 01 1,922,000 0 0
DIVERSINET CORP COM 25536K204 38,214 1,737,000 X 01 1,737,000 0 0
DOMINION RESOURCES INC/VA COM 257470104 11,198 285,304 X 01 285,304 0 0
DOUBLECLICK INC COM COM 258609304 4,823 19,060 X 01 19,060 0 0
DOVER CORP COM 260003108 48,969 1,079,215 X 01 1,079,215 0 0
DOW CHEMICAL CO COM 260543103 3,673 27,484 X 01 27,484 0 0
DRIL-QUIP INC COM COM 262037104 5,618 184,960 X 01 184,960 0 0
E I DUPONT DE NEMOURS & CO INC COM 263534109 22,667 344,091 X 01 344,091 0 0
DUANE READE INC. COM 263578106 11,310 410,350 X 01 410,350 0 0
DUFF & PHELPS CREDIT RATING COM 26432F109 623 7,000 X 01 7,000 0 0
DUKE CAPITAL FIN PFD 264393208 1,531 71,400 X 01 71,400 0 0
DUKE POWER CO COM 264399106 5,416 108,057 X 01 108,057 0 0
DUKE CAPITAL FIN PFD 26439E204 3,922 183,500 X 01 183,500 0 0
DUPONT PHOTOMASKS INC COM 26613X101 11,074 229,520 X 01 229,520 0 0
ENTERGY LONDON CAP L P QUIPS A
8.625% PFD 268316205 2,473 107,500 X 01 107,500 0 0
EMC CORP COM 268648102 88,470 809,790 X 01 809,790 0 0
EOG RESOURCES INC COMMON STOCK COM 26875P101 17,563 1,000,000 X 01 1,000,000 0 0
ESB FINANCIAL CORP COM 26884F102 1,685 141,928 X 01 141,928 0 0
ESCO ELECTRONICS CORP COM 269030201 2,616 225,000 X 01 225,000 0 0
ETEC SYSTEMS INC. COM 26922C103 1,530 34,100 X 01 34,100 0 0
E TRADE GROUP INC COM 269246104 9,220 352,900 X 01 352,900 0 0
EAGLE BACSHARES INC COM 26942C109 1,682 117,000 X 01 117,000 0 0
EAGLE USA AIRFREIGHT INC COM 270018104 6,400 148,400 X 01 148,400 0 0
EARTHWATCH INC PFD 270324502 809 89,836 X 01 89,836 0 0
EAST TX FINL SVCS INC COM 275572105 652 66,000 X 01 66,000 0 0
EAST WEST BANCORP INC COM 27579R104 11,323 990,000 X 01 990,000 0 0
EASTERN ENTERPRISES COM 27637F100 13,657 237,771 X 01 237,771 0 0
EATON VANCE CORP COM 278265103 950 25,000 X 01 25,000 0 0
EBAY INC COM 278642103 12,519 100,000 X 01 100,000 0 0
EBENX INC COM 278668108 1,358 30,000 X 01 30,000 0 0
ECOLAB INC COM 278865100 17,826 455,618 X 01 455,618 0 0
EDISON INTERNATIONAL COM 281020107 7,146 272,891 X 01 272,891 0 0
J D EDWARDS & CO COM COM 281667105 45,723 1,530,480 X 01 1,530,480 0 0
EFFICIENT NETWORKS INC COM 282056100 15,579 229,100 X 01 229,100 0 0
EGREETINGS NETWORK INC. COM 282343102 330 32,550 X 01 32,550 0 0
EL PASO TENN PIPELINE CO 8.2500%
Series A PFD 283727204 43,533 829,200 X 01 829,200 0 0
ELAN CORP PLC ADR DR 284131208 1,475 50,000 X 01 50,000 0 0
ELDORADO BANCSHARES INC COM 28467W106 4,053 377,000 X 01 377,000 0 0
ELECTRONICS FOR IMAGING COM 286082102 28,294 486,780 X 01 486,780 0 0
ELMIRA SAVINGS BANK FSB COM 289660102 838 38,531 X 01 38,531 0 0
EMERSON ELECTRIC COM 291011104 69,879 1,217,942 X 01 1,217,942 0 0
EMMIS COMMUNICATIONS-CL A COM 291525103 1,987 15,940 X 01 15,940 0 0
EMPIRE BANC CORP COM 291610103 954 34,689 X 01 34,689 0 0
ENTERCOM COMMUNICATIONS CORP COM 293639100 7,758 117,550 X 01 117,550 0 0
ENTERGY GULF STS CAP I QUIPS A 8.75%PFD 29364H200 1,818 87,100 X 01 87,100 0 0
ENZON INC COM 293904108 434 10,000 X 01 10,000 0 0
EQUANT N V NY REG SHS COM 294409107 11,200 100,000 X 01 100,000 0 0
EQUITABLE FED SVGS BK MD COM 294487103 578 34,000 X 01 34,000 0 0
EQUITY OFFICE PROPERTIES TRUST COM 294741103 16,376 665,000 X 01 665,000 0 0
EQUITY RESIDENTIAL PROPERTIES COM 29476L107 8,964 210,000 X 01 210,000 0 0
ESPEED INC CL A COM 296643109 1,529 43,000 X 01 43,000 0 0
ETHAN ALLEN INTERIORS INC COM 297602104 4,934 153,875 X 01 153,875 0 0
EVERTRUST FINL GROUP INC COM 300412103 934 100,000 X 01 100,000 0 0
EXACTIS.COM INC COM 30064G104 824 33,900 X 01 33,900 0 0
EXODUS COMMUNICATIONS INC. COM 302088109 48,571 546,890 X 01 546,890 0 0
EXPEDITORS INTL WASH INC COM 302130109 17,988 410,566 X 01 410,566 0 0
EXPRESS SCRIPTS INC CL A COM 302182100 5,874 91,785 X 01 91,785 0 0
EXXON MOBIL CORPORATION
COMMON STOCK COM 30231G102 82,054 1,018,513 X 01 1,018,513 0 0
F & M NATIONAL CORP COM 302374103 5,513 200,025 X 01 200,025 0 0
FMS FINANCIAL CORPORATION COM 302509104 680 72,000 X 01 72,000 0 0
F.N.B. CORP COM 302520101 6,471 290,844 X 01 290,844 0 0
FNB FINL SVCS CORP COM 302526108 1,292 123,000 X 01 123,000 0 0
FNB BANKSHARES COM 30252H104 540 20,780 X 01 20,780 0 0
FPC CAPITAL I PFD 302552203 10,557 507,265 X 01 507,265 0 0
FIRST VIRTUAL CORP COM 30266P100 2,817 241,000 X 01 241,000 0 0
FVNB CORP COM 302674106 2,013 57,500 X 01 57,500 0 0
FACTSET RESEARCH SYSTEMS COM 303075105 12,461 156,500 X 01 156,500 0 0
FHLMC COM 313400301 39,704 843,654 X 01 843,654 0 0
FNMA COM 313586109 136,101 2,179,794 X 01 2,179,794 0 0
FEDERATED DEPARTMENT STORES COM 31410H101 5,796 114,624 X 01 114,624 0 0
FEDERATED INVESTORS INC-CLS B COM 314211103 13,903 693,000 X 01 693,000 0 0
FIDELITY FINANCIAL OF OHIO COM 31614P107 983 55,000 X 01 55,000 0 0
FIFTH THIRD BANCORP COM 316773100 50,034 681,916 X 01 681,916 0 0
FINANCIAL INSTNS INC COM 317585404 1,328 109,500 X 01 109,500 0 0
FINANCIAL SECURITY ASSURANCE COM 31769P100 59,016 1,132,202 X 01 1,132,202 0 0
FINISAR CORPORATION COM 31787A101 2,045 22,750 X 01 22,750 0 0
THE FINOVA GROUP INC COM 317928109 18,709 527,000 X 01 527,000 0 0
FIRST CHARTER CORP COM 319439105 1,246 83,750 X 01 83,750 0 0
FIRST CITIZENS BANCSHARES COM 31946M103 7,317 104,900 X 01 104,900 0 0
FIRST COLONIAL GROUP INC COM 319734109 600 34,517 X 01 34,517 0 0
FIRST FEDERAL CAPITAL CORP COM 319960100 4,095 280,000 X 01 280,000 0 0
FIRST DATA CORP COM 319963104 52,155 1,057,644 X 01 1,057,644 0 0
FIRST FEDERAL BANCORPORATION COM 319979100 890 126,000 X 01 126,000 0 0
FIRST DEFIANCE FINL CORP COM 32006W106 2,940 280,000 X 01 280,000 0 0
FIRST FINANCIAL CORP COM 320221104 1,403 109,000 X 01 109,000 0 0
FIRST FINL HLDGS INC COM 320239106 4,725 295,300 X 01 295,300 0 0
FIRST INDEPENDENCE CORP COM 32054B103 465 46,500 X 01 46,500 0 0
FIRST KEYSTONE FINANCIAL INC COM 320655103 644 66,000 X 01 66,000 0 0
FIRST MERCHANTS CORPORATION COM 320817109 4,781 182,150 X 01 182,150 0 0
FIRST PREFERRED 9.25% PFD PFD 33610Y207 3,769 150,000 X 01 150,000 0 0
FIRST REP BK SAN FRANCISCO COM COM 336158100 6,678 284,162 X 01 284,162 0 0
FIRST REP CAP PFD 336163209 1,930 2,000 X 01 2,000 0 0
FIRST SECURITY CP COM 336294103 65,344 2,559,354 X 01 2,559,354 0 0
FIRST STATE BANCORPORATION COM 336453105 3,612 262,687 X 01 262,687 0 0
FIRST SOURCE CAP 9% PFD PFD 33645W200 980 40,000 X 01 40,000 0 0
FIRST SOURCE CAP 9% PFD PFD 33645X208 955 40,000 X 01 40,000 0 0
FIRST SOURCE CORPORATION COM 336901103 2,997 119,888 X 01 119,888 0 0
FIRST TENNESSEE NAT'L CORP COM 337162101 136,504 4,789,580 X 01 4,789,580 0 0
FIRST UNION CORP COM 337358105 125,512 3,825,124 X 01 3,825,124 0 0
FIRST VIRGINIA BANKS INC COM 337477103 6,395 148,724 X 01 148,724 0 0
FIRST WASH REALTY TRUST PFD 337489603 2,710 113,498 X 01 113,498 0 0
FIRST WASHINGTON BANCORP INC. COM 33748T104 1,785 121,000 X 01 121,000 0 0
FIRSTBANK CORP ALMA MICH COM 33761G104 2,300 116,480 X 01 116,480 0 0
FIRSTAR CORPORATION COM 33763V109 169,180 8,008,425 X 01 8,008,425 0 0
FISERV INC COM 337738108 75,819 1,979,115 X 01 1,979,115 0 0
FIRSTMERIT CORPORATION COM 337915102 22,535 979,781 X 01 979,781 0 0
FLAGSTAR BANCORP INC COM COM 337930101 2,243 130,000 X 01 130,000 0 0
FITZGERALD GAMING PRFD PFD 338271406 219 125,000 X 01 125,000 0 0
FITZGERALD GAMING RESTRICTED
COMMON STOCK COM 338271984 78 156,752 X 01 156,752 0 0
FLAG FINL CORP COM 33832H107 761 108,750 X 01 108,750 0 0
FLEET BOSTON FINANCIAL COM 339030108 166,265 4,776,025 X 01 4,776,025 0 0
FLEETBOSTON FINL CORP PFD 339030504 21,015 842,700 X 01 842,700 0 0
FLEETBOSTON FINL CORP PFD 339030702 17,934 366,000 X 01 366,000 0 0
FLORIDA PWR + LT CO 6.7500% Series UPFD 341081776 10,474 100,000 X 01 100,000 0 0
FLORIDA PROGRESS CORP COM 341109106 26,804 633,469 X 01 633,469 0 0
FLUSHING FINANCIAL CORP COM 343873105 1,778 120,000 X 01 120,000 0 0
FORD MOTOR COM 345370100 20,297 379,822 X 01 379,822 0 0
FORD MTR CO DEL 8.25% CUM PFD
SERIES B PFD 345370407 798 30,100 X 01 30,100 0 0
FOREST LABS COM 345838106 6,703 109,100 X 01 109,100 0 0
FORRESTER RESEARCH INC COM 346563109 20,955 304,250 X 01 304,250 0 0
FORT JAMES CORP COM COM 347471104 22,626 826,515 X 01 826,515 0 0
FORT THOMAS FINL CORP COM 349031104 880 55,000 X 01 55,000 0 0
FORWARD AIR CORPORATION COM 349853101 20,748 478,350 X 01 478,350 0 0
FOUNDRY NETWORKS INC COM 35063R100 1,631 5,405 X 01 5,405 0 0
FRANKFORT FIRST BANCORP INC COM 352128201 1,097 72,500 X 01 72,500 0 0
FRANKLIN RESOURCES INC. COM 354613101 8,067 251,591 X 01 251,591 0 0
FREEMARKETS INC COM 356602102 1,707 5,000 X 01 5,000 0 0
FULTON FINANCIAL CORP COM 360271100 9,171 509,473 X 01 509,473 0 0
GA FINANCIAL INC COM 361437106 5,963 450,000 X 01 450,000 0 0
GTE CORP COM 362320103 14,404 204,132 X 01 204,132 0 0
GALILEO INTERNATIONAL INC COM COM 363547100 15,414 514,885 X 01 514,885 0 0
GANNETT CO INC COM 364730101 84,259 1,033,059 X 01 1,033,059 0 0
GAP STORES COM 364760108 9,269 201,503 X 01 201,503 0 0
GARTNER GROUP INC. COMMON STOCK COM 366651206 207 14,973 X 01 14,973 0 0
GATEWAY AMERN BANCSHARES INC COM 367569100 263 100,000 X 01 100,000 0 0
GATEWAY INC COM 367626108 25,911 359,568 X 01 359,568 0 0
GAYLORD CONTAINER CLASS A COM 368145108 7,468 1,096,200 X 01 1,096,200 0 0
GENENTECH INC COM 368710406 10,558 78,500 X 01 78,500 0 0
GENERAL DYNAMICS COM 369550108 10,353 196,268 X 01 196,268 0 0
GENERAL ELECTRIC COM 369604103 215,763 1,394,265 X 01 1,394,265 0 0
GENERAL GROWTH PROPERTIES REIT COM 370021107 14,560 520,000 X 01 520,000 0 0
GENERAL MTRS CORP 9.12% CUM PFD
SERIES G PFD 370442790 18,718 726,914 X 01 726,914 0 0
GENTEX CORP COM 371901109 6,009 216,530 X 01 216,530 0 0
GENEVA STEEL SER B PREF PFD 372252403 1 10,000 X 01 10,000 0 0
GENZYME CORP-GENL DIVISION COM 372917104 2,410 53,565 X 01 53,565 0 0
GEORGIA PACIFIC COM 373298108 7,540 148,579 X 01 148,579 0 0
GA PWR CAP TR IV PFD 37333R209 5,109 246,200 X 01 246,200 0 0
GETTY IMAGES INC COM 374276103 23,328 477,300 X 01 477,300 0 0
GLAXO WELLCOME PLC SPONSORED ADR DR 37733W105 3,911 70,000 X 01 70,000 0 0
GLOBAL TELESYSTEMS GROUP INC COM 37936U104 5,816 167,970 X 01 167,970 0 0
GLOBECOMM SYSTEMS INC COM 37956X103 5,901 233,705 X 01 233,705 0 0
GLOBESPAN INC COMMON STOCK COM 379571102 876 13,450 X 01 13,450 0 0
GOLDEN ST BANCORP INC COM 381197102 12,760 739,686 X 01 739,686 0 0
GOODRICH B F CO COM 382388106 6,190 225,095 X 01 225,095 0 0
GOTO.COM INC COM 38348T107 875 14,900 X 01 14,900 0 0
GRACE W R + CO DEL NEW COM 38388F108 1,398 100,753 X 01 100,753 0 0
GRAINGER WW INC COM 384802104 12,134 253,790 X 01 253,790 0 0
GRAND METRO DEL 9.42% CUM PFD
SERIES A PFD 386087209 5,067 194,420 X 01 194,420 0 0
GRAND PREMIER FIN'L INC-W/I COM 386174106 656 44,279 X 01 44,279 0 0
GRANITE BROADCASTING CORP PFD EXCH PFD 387241508 14,325 14,044 X 01 14,044 0 0
GRANITE ST BANKSHARES INC COM 387472103 2,516 126,600 X 01 126,600 0 0
GREAT ATLANTIC & PAC TEA CO COM 390064103 4,740 170,042 X 01 170,042 0 0
GREATER BAY BANCORP COM 391648102 16,831 392,569 X 01 392,569 0 0
GREENPOINT FINANCIAL CORP COM 395384100 83,153 3,492,000 X 01 3,492,000 0 0
GREENPOINT FINANCIAL CORP
COMMON STOCK COM 395384993 1,191 50,000 X 01 50,000 0 0
GREY WOLF INC COM COM 397888108 9,884 3,437,800 X 01 3,437,800 0 0
GUARANTY FINL CORP VA COM 401086103 619 75,000 X 01 75,000 0 0
GUIDANT CORP COM 401698105 3,381 71,939 X 01 71,939 0 0
HF FINANCIAL CORP COM 404172108 1,234 105,000 X 01 105,000 0 0
HMN FINANCIAL INC COM 40424G108 2,472 219,750 X 01 219,750 0 0
HAEMONETICS CORP COM 405024100 391 16,400 X 01 16,400 0 0
HANCOCK HOLDING CO COM 410120109 13,383 345,365 X 01 345,365 0 0
HARBOR FEDERAL BANCORP INC COM 41151A108 413 31,500 X 01 31,500 0 0
HARCOURT GENERAL INC. COM 41163G101 9,034 224,449 X 01 224,449 0 0
HARLEYSVILLE NATL CORP PA COM 412850109 3,305 101,678 X 01 101,678 0 0
HARTFORD FINL SVCS GROUP INC COM COM 416515104 38,326 808,998 X 01 808,998 0 0
HARTFORD LIFE INC CL A COM 416592103 2,310 52,500 X 01 52,500 0 0
HARVARD INDUSTRIES INC COM 417434503 1,755 230,210 X 01 230,210 0 0
HASBRO INC. COM 418056107 13,136 689,123 X 01 689,123 0 0
HAWAIIAN ELECTIC INDUSTRIES INC COM 419870100 3,664 126,900 X 01 126,900 0 0
HAWAIIAN ELEC 8.3600% Series PFD 41987M201 4,213 200,000 X 01 200,000 0 0
HAYNES HOLDINGS, INC COMMON STOCK COM 4208899A7 272 67,938 X 01 67,938 0 0
HAYWOOD BANCSHARES INC COM 421334103 1,098 53,400 X 01 53,400 0 0
HEALTHSOUTH CORP COM 421924101 643 119,538 X 01 119,538 0 0
HEALTH MANAGEMENT ASSOCIATES COM 421933102 1,528 114,270 X 01 114,270 0 0
HEALTHEON CORPORATION COM 422209106 1,125 30,000 X 01 30,000 0 0
HEALTHCENTRAL.COM COM 42221V106 658 90,000 X 01 90,000 0 0
HEIDRICK & STRUGGLES INTL COM 422819102 1,077 25,500 X 01 25,500 0 0
HELLER FINANCIAL INC COM 423328103 15,930 794,000 X 01 794,000 0 0
HERITAGE BANCORP INC VA COM 42720W100 55 15,000 X 01 15,000 0 0
HEWLETT-PACKARD INC COM 428236103 46,285 406,230 X 01 406,230 0 0
HIBERNIA CORPORATION CLASS A COM 428656102 8,604 809,800 X 01 809,800 0 0
HIGHLAND BANCORP INC COM 429879109 6,295 331,334 X 01 331,334 0 0
HIGHWOOD PROPERTIES INC COM 431284108 2,674 115,000 X 01 115,000 0 0
HINGHAM INSTN SVGS MASS COM 433323102 1,305 90,000 X 01 90,000 0 0
HISPANIC BROADCASTING CORP COM 43357B104 8,855 96,025 X 01 96,025 0 0
HOME FEDERAL BANCORP COM 436926109 3,737 166,100 X 01 166,100 0 0
HOME DEPOT COM 437076102 106,730 1,556,679 X 01 1,556,679 0 0
HOMEFED CORP COMMON STOCK COM 43739D208 35 39,615 X 01 39,615 0 0
HONEYWELL INTERNATIONAL INC
COMMON STOCK COM 438516106 115,139 1,995,908 X 01 1,995,908 0 0
HOUSEHOLD INTL INC COM 441815107 56,663 1,521,151 X 01 1,521,151 0 0
HOUSEHOLD INTL INC PFD 441815834 3,159 124,200 X 01 124,200 0 0
HUDSON UNITED BANCORP COMMON STOCK COM 444165104 18,144 709,781 X 01 709,781 0 0
HUMAN GENOME SCIENCES INC COM 444903108 10,742 70,380 X 01 70,380 0 0
HUNTINGTON BANCSHARES COM 446150104 8,919 373,587 X 01 373,587 0 0
HYPERION SOLUTIONS CORP COM 44914M104 4,133 95,000 X 01 95,000 0 0
ICG COMMUNICATIONS, INC. COM 449246107 1,237 65,965 X 01 65,965 0 0
ICG HOLDINGS PFD 449247501 2,603 2,925 X 01 2,925 0 0
I-CABLE COMMUNICATIONS LTD DR 44934B104 2,041 81,420 X 01 81,420 0 0
IDEC PHARMACEUTICALS CORP COM 449370105 18,766 191,000 X 01 191,000 0 0
IFC CAPITAL TRUST I 9.25% PFD PFD 44950A204 4,775 200,000 X 01 200,000 0 0
ISB FINANCIAL CORP COM 450091103 6,160 448,000 X 01 448,000 0 0
ITT EDUCATIONAL SERVICES COM 45068B109 2,188 141,750 X 01 141,750 0 0
IBASIS INC COM 450732102 395 13,750 X 01 13,750 0 0
IDAHO PWR CO 7.07% CUM PFD PFD 451380703 2,869 27,000 X 01 27,000 0 0
ILEX ONCOLOGY INC COM 451923106 1,568 65,000 X 01 65,000 0 0
ILLINOIS TOOL WORKS INC COM 452308109 46,729 691,646 X 01 691,646 0 0
ILLUMINET HOLDINGS INC COM 452334105 7,084 128,800 X 01 128,800 0 0
IMAX CORP COM 45245E109 12,924 472,095 X 01 472,095 0 0
IMANAGE INC COM 45245Y105 4,983 155,100 X 01 155,100 0 0
IMMERSON CORPORATION COM 452521107 13,460 350,750 X 01 350,750 0 0
IMMUNEX CORP NEW COM 452528102 6,552 59,840 X 01 59,840 0 0
IMPERIAL BANCORP COM 452556103 10,736 445,017 X 01 445,017 0 0
IMPATH INC COM 45255G101 1,272 50,000 X 01 50,000 0 0
IMR GLOBAL CORPORATION COM 45321W106 7,538 600,000 X 01 600,000 0 0
INDEPENDENCE CMNTY BK CORP COM 453414104 2,506 200,466 X 01 200,466 0 0
INDEPENDENT BANK CORP- MASS COM 453836108 10,250 820,000 X 01 820,000 0 0
INDEPENDENT BANK CORP - MICH
COMMON STOCK COM 453838104 1,506 103,000 X 01 103,000 0 0
INDEPENDENT BANCSHARES INC NEW COM 453841207 666 48,000 X 01 48,000 0 0
INDEPENDENT ENERGY HLDGS-ADR DR 45384X108 5,163 155,000 X 01 155,000 0 0
INDIANAPOLIS PWR & LT CO PFD% PFD 455434878 2,265 26,150 X 01 26,150 0 0
INDUSTRIAL BANCORP INC COM 455882100 2,083 140,000 X 01 140,000 0 0
INFINITY BROADCASTING CORP - A COM 45662S102 27,485 759,520 X 01 759,520 0 0
INFORMIX CORP COM 456779107 904 79,050 X 01 79,050 0 0
ING GROEP N V SPONSORED ADR DR 456837103 36,842 603,975 X 01 603,975 0 0
INGERSOLL-RAND CO COM 456866102 19,918 361,732 X 01 361,732 0 0
INHALE THERAPEUTIC SYS COM 457191104 213 5,000 X 01 5,000 0 0
INKTOMI CORP COM COM 457277101 21,176 238,600 X 01 238,600 0 0
INLAND STL INDS INC COM COM 457472108 1,139 58,600 X 01 58,600 0 0
INSIGHT ENTERPRISES INC COM 45765U103 12,472 307,000 X 01 307,000 0 0
INPRISE CORPORATION COM 45766C102 2,489 225,000 X 01 225,000 0 0
INSIGHT COMMUNICATIONS INC COM 45768V108 1,242 41,930 X 01 41,930 0 0
INSWEB CORPORATION COM 45809K103 10,574 413,650 X 01 413,650 0 0
INTEGRATED DEVICE TECH INC COM 458118106 23,200 800,000 X 01 800,000 0 0
INTEGRATED SYSTEMS INC COM 45812M104 5,370 160,000 X 01 160,000 0 0
INTEGRATED SILICON COM 45812P107 8,281 500,000 X 01 500,000 0 0
INTEL CORP COM 458140100 104,969 1,275,246 X 01 1,275,246 0 0
INTERCHANGE FINL SVCS CP/NJ COM 458447109 5,299 323,625 X 01 323,625 0 0
INTERIM SERVICES INC COM 45868P100 10,103 408,200 X 01 408,200 0 0
INTERMEDIA COMM OF FLORIDA COM 458801107 8,239 212,280 X 01 212,280 0 0
INTERMEDIA COMMUNICATIONS INC PFD B
EXCH13.5 PFD 458801404 2,134 2,178 X 01 2,178 0 0
INTERNAP NETWORK SERVICES COM 45885A102 6,635 38,350 X 01 38,350 0 0
INTERNATIONAL BUSINESS MACHINE COM 459200101 74,781 692,421 X 01 692,421 0 0
INTERNATIONAL PAPER CO COM 460146103 689 12,213 X 01 12,213 0 0
INTERPORE INTERNATIONAL COM 46062W107 6,845 869,250 X 01 869,250 0 0
INTERPUBLIC GROUP INC COM 460690100 92,083 1,596,241 X 01 1,596,241 0 0
INTERWEST BANCORP INC COM 460931108 1,766 91,737 X 01 91,737 0 0
INTRANET SOLUTIONS COM 460939309 13,150 355,400 X 01 355,400 0 0
INTERWOVEN INC COM 46114T102 8,198 67,400 X 01 67,400 0 0
INTUIT INC COM 461202103 38,645 644,930 X 01 644,930 0 0
BANK OF IRELAND - ADR DR 46267Q103 6,930 220,000 X 01 220,000 0 0
IRON MOUNTAIN INC COM 46284P104 9,003 229,000 X 01 229,000 0 0
ITHACA INDUSTRIES COM 465679108 44 235,000 X 01 235,000 0 0
I2 TECHNOLOGIES INC COM 465754109 75,869 389,070 X 01 389,070 0 0
JDA SOFTWARE GROUP INC COM 46612K108 5,516 336,850 X 01 336,850 0 0
JNI CORP COM 46622G105 7,636 115,700 X 01 115,700 0 0
JABIL CIRCUIT INC COM 466313103 4,184 57,320 X 01 57,320 0 0
JAZZTEL PLC - ADR DR 47214R152 607 9,324 X 01 9,324 0 0
JEFFRIES GROUP INC (NEW)
COMMON STOCK COM 472319102 1,584 72,000 X 01 72,000 0 0
JEFFERSON PILOT CORP. COM 475070108 19,974 292,660 X 01 292,660 0 0
JOHNSON & JOHNSON COM 478160104 115,386 1,239,040 X 01 1,239,040 0 0
JOHNSON CONTROLS COM 478366107 23,821 418,839 X 01 418,839 0 0
JUPITER COMMUNICATIONS INC COM 482050101 9,603 317,450 X 01 317,450 0 0
KLA INSTRUMENTS CORP COM 482480100 25,557 229,467 X 01 229,467 0 0
KLM ROYAL DUTCH AIRLINES NY REG SHSDR 482516309 3,193 128,030 X 01 128,030 0 0
KANA COMMUNICATIONS INC COM 483600102 1,814 8,850 X 01 8,850 0 0
KANSAS CITY POWER & LIGHT COM 485134100 4,986 226,000 X 01 226,000 0 0
KANSAS CITY SOUTHERN INDUST COM 485170104 2,679 35,897 X 01 35,897 0 0
KELLOGG CO COM 487836108 4,756 154,358 X 01 154,358 0 0
KERR - MCGEE CORP COM 492386107 6,110 98,545 X 01 98,545 0 0
KEY ENERGY GROUP INC COM COM 492914106 15,563 3,000,000 X 01 3,000,000 0 0
KEY CORP (NEW) COM 493267108 22,106 999,157 X 01 999,157 0 0
KEYSPAN CORPORATION COMMON STOCK COM 49337W100 9,626 415,140 X 01 415,140 0 0
KEYSTONE FINANCIAL INC COM 493482103 5,868 278,595 X 01 278,595 0 0
KIMBERLY-CLARK CORP COM 494368103 58,244 892,635 X 01 892,635 0 0
KINDER MORGAN INC KANS COM 49455P101 1,554 77,000 X 01 77,000 0 0
KING PHARMACEUTICALS INC COM 495582108 19,815 353,450 X 01 353,450 0 0
KOHLS CORP COM 500255104 1,533 21,238 X 01 21,238 0 0
KOREA TELECOM DR 50063P103 5,342 71,466 X 01 71,466 0 0
KROGER CO COM 501044101 13,783 730,250 X 01 730,250 0 0
LASMOS PLC CUM 10.00% Pfd SERIES A PFD 501730303 1,269 50,000 X 01 50,000 0 0
LG&E ENERGY CORPORATION COM 501917108 5,533 317,300 X 01 317,300 0 0
LTV CORP 8.25% CONVERTIBLE PFD 501921209 3,038 50,000 X 01 50,000 0 0
LSB BANCSHARES INC COM 502158108 890 56,512 X 01 56,512 0 0
LAMAR CAPITAL CORP COM COM 51282P106 790 71,000 X 01 71,000 0 0
LASER MEDICAL CORPORATION PFD PFD 517926986 500 500,000 X 01 500,000 0 0
LASER MEDICAL CORPORATION COM 517926994 0 491,800 X 01 491,800 0 0
LASMO AMERICA LTD PFD 51808V207 20,450 190,000 X 01 190,000 0 0
LATITUDE COMMUNICATIONS INC COM 518292107 7,952 304,400 X 01 304,400 0 0
ESTEE LAUDER COMPANIES - CL A COM 518439104 1,845 36,580 X 01 36,580 0 0
LAWRENCE SVGS BK MASS NEW COM 520341108 534 70,000 X 01 70,000 0 0
LEAR CORPORATION COM 521865105 7,027 219,600 X 01 219,600 0 0
LEGGETT & PLATT INC COM 524660107 38,385 1,790,539 X 01 1,790,539 0 0
LEGG MASON INCORPORATED COM 524901105 43,186 1,191,332 X 01 1,191,332 0 0
LEHMAN BROTHERS HOLDING INC COM 524908100 38,309 452,357 X 01 452,357 0 0
LEHMAN BROTHERS HLDGS INC PFD 524908704 9,721 237,100 X 01 237,100 0 0
LEHMAN BROTHERS HLDGS INC PFD 524908886 24,573 599,339 X 01 599,339 0 0
LEVEL 8 SYSTEMS INC COM 52729M102 8,086 233,950 X 01 233,950 0 0
LEVEL 3 COMMUNICATIONS INC COM 52729N100 9,866 120,500 X 01 120,500 0 0
LEXMARK INTL GROUP INC COM 529771107 31,241 345,206 X 01 345,206 0 0
LIBERTY CORP COM 530370105 13,922 330,000 X 01 330,000 0 0
LIFEMINDERS.COM INC COM 53219H108 13,693 237,100 X 01 237,100 0 0
LILLY ELI CO COM 532457108 21,385 321,581 X 01 321,581 0 0
LIMITED INC COM 532716107 5,789 133,655 X 01 133,655 0 0
LINCARE HOLDINGS INCORPORATED COM 532791100 343 9,900 X 01 9,900 0 0
LINCOLN NATIONAL CORP COM 534187109 26,389 659,718 X 01 659,718 0 0
LINEAR TECHNOLOGY CORP COM 535678106 6,231 87,070 X 01 87,070 0 0
LINENS 'N THINGS INC COM 535679104 11,715 395,455 X 01 395,455 0 0
LOCAL FINL CORP COM COM 539553206 4,150 400,000 X 01 400,000 0 0
LOGANSPORT FINL CORP COM 541209102 785 77,500 X 01 77,500 0 0
LONE STAR TECHNOLOGIES COM 542312103 14,250 511,200 X 01 511,200 0 0
LOWES COS INC. COM 548661107 54,648 914,611 X 01 914,611 0 0
LUCENT TECHNOLOGIES COM 549463107 62,780 839,170 X 01 839,170 0 0
M & T BANK CORPORATION COM 55261F104 37,978 91,678 X 01 91,678 0 0
MAF BANCORP INC COM 55261R108 12,233 584,243 X 01 584,243 0 0
MBIA INC. COM 55262C100 29,517 558,903 X 01 558,903 0 0
MBNA CORP COM 55262L100 58,965 2,163,913 X 01 2,163,913 0 0
MCI WORLDCOM INC COM 55268B106 66,850 1,259,835 X 01 1,259,835 0 0
MCN MICHIGAN LP 9.375% CUM PFD
SERIES A PFD 55268M201 4,171 173,800 X 01 173,800 0 0
MVBI CAP TR PFD 553816208 920 40,000 X 01 40,000 0 0
MACERICH COMPANY (THE) REIT COM 554382101 3,434 165,000 X 01 165,000 0 0
MACK CALI RLTY CORP COM 554489104 10,034 385,000 X 01 385,000 0 0
MAHASKA INVT CO COM 559809108 2,802 224,171 X 01 224,171 0 0
MAIN STR BANCORP INC COM 559906102 684 69,307 X 01 69,307 0 0
MANAGEMENT NETWORK GROUP INC COM 561693102 1,959 60,050 X 01 60,050 0 0
MARATHON FINL CORP COM 56580P104 173 27,500 X 01 27,500 0 0
MARINE DRILLING CO INC COM 568240204 7,977 355,500 X 01 355,500 0 0
MARSH & MCLENNAN COS INC COM 571748102 84,825 886,524 X 01 886,524 0 0
MARSHALL AND ILSLEY CORP COM 571834100 53,662 854,330 X 01 854,330 0 0
MARTHA STEWART LIVING COM 573083102 3,310 137,900 X 01 137,900 0 0
MASCO CORPORATION COM 574599106 50,817 2,002,621 X 01 2,002,621 0 0
MASSACHUSETTS ELEC CO 6.99% CUM PFD PFD 575634704 5,751 54,000 X 01 54,000 0 0
MASSBANK CORP COM 576152102 3,065 103,899 X 01 103,899 0 0
MAXTOR CORP COM 577729205 9,457 1,304,400 X 01 1,304,400 0 0
MAXIM INTERGRATED PRODUCTS COM 57772K101 14,961 317,060 X 01 317,060 0 0
MAVERICK TUBE CORPORATION COM 577914104 20,887 846,050 X 01 846,050 0 0
MCAFEE.COM CORPORATION COM 579062100 1,242 27,600 X 01 27,600 0 0
MCDONALDS CORP COM 580135101 48,175 1,195,044 X 01 1,195,044 0 0
MCGRAW-HILL INC COM 580645109 82,592 1,340,237 X 01 1,340,237 0 0
MCLEOD INC COM 582266102 6,925 117,630 X 01 117,630 0 0
MEDALLION FINL CORP COM 583928106 10,249 571,400 X 01 571,400 0 0
MEDFORD BANCORP INC COM 584131106 3,466 208,500 X 01 208,500 0 0
MEDIAONE GROUP INC COM COM 58440J104 31,022 403,862 X 01 403,862 0 0
MEDIA METRIX INC COM 58440X103 13,973 390,850 X 01 390,850 0 0
MEDIAPLEX INC COM 58446B105 19,117 304,650 X 01 304,650 0 0
MEDIMMUNE INC COM 584699102 5,972 36,000 X 01 36,000 0 0
MEDQUIST INC COM 584949101 6,769 262,230 X 01 262,230 0 0
MEDTRONIC INC COM 585055106 24,495 672,243 X 01 672,243 0 0
MELLON FINANCIAL CORP COM 58551A108 63,612 1,867,513 X 01 1,867,513 0 0
MERCANTILE BANKSHARES COM 587405101 28,426 890,050 X 01 890,050 0 0
MERCHANTS BANCORP INC/DEL COM 588438101 4,117 145,100 X 01 145,100 0 0
MERCK & CO INC COM 589331107 58,397 870,790 X 01 870,790 0 0
MERCURY INTERACTIVE CORP COM 589405109 31,438 291,260 X 01 291,260 0 0
MERITOR AUTOMOTIVE INC COM COM 59000G100 1,283 66,200 X 01 66,200 0 0
MERRILL LYNCH & CO COM 590188108 48,426 579,954 X 01 579,954 0 0
MERRILL LYNCH + CO INC 9% CUM PFD
SERIES A PFD 590188819 20,063 678,650 X 01 678,650 0 0
META GROUP INC COM 591002100 1,996 105,050 X 01 105,050 0 0
METAMOR WORLDWIDE INC COM 59133P100 9,131 313,500 X 01 313,500 0 0
METRIS COMPANIES INC COM 591598107 27,263 763,930 X 01 763,930 0 0
METROMEDIA FIBER NETWORK INC CL A COM 591689104 21,461 447,680 X 01 447,680 0 0
METROMEDIA INTL GROUP INC COM 591695101 309 65,000 X 01 65,000 0 0
METROBANCORP COM 591913108 1,037 138,220 X 01 138,220 0 0
MICHIGAN FINANCIAL CORP COM 594480105 2,036 73,878 X 01 73,878 0 0
MICREL INC COM 594793101 14,625 256,860 X 01 256,860 0 0
MICRO LINEAR CORP COM 594850109 171 20,000 X 01 20,000 0 0
MICROSOFT CORP COM 594918104 178,930 1,532,591 X 01 1,532,591 0 0
MICROMUSE INC COM 595094103 23,438 137,870 X 01 137,870 0 0
MICRON TECHNOLOGY COM 595112103 27,345 351,702 X 01 351,702 0 0
MICROWAVE PWR DEVICES INC DEL COM COM 59517M103 713 100,000 X 01 100,000 0 0
MID-STATE BANCSHARES COM 595440108 797 25,000 X 01 25,000 0 0
MIDAMERICAN ENERGY CO $7.80 PFD 595620204 950 9,125 X 01 9,125 0 0
MIDWEST BANC HOLDINGS INC COM COM 598251106 550 40,000 X 01 40,000 0 0
MIIX GROUP INC COM 59862V104 746 51,000 X 01 51,000 0 0
MILLENNIUM PHARMACEUTICALS COM 599902103 2,525 20,700 X 01 20,700 0 0
MILLIPORE CORP COM 601073109 11,985 310,286 X 01 310,286 0 0
MINNESOTA MINING & MFG COM 604059105 43,098 440,333 X 01 440,333 0 0
MISSISSIPPI VALLEY BANCSHRS COM 605720101 9,708 359,550 X 01 359,550 0 0
MITSUBISHI CORP - ADR DR 606769305 3,297 213,834 X 01 213,834 0 0
MODEM MEDIA POPPE TYSON COM 607533106 14,264 202,685 X 01 202,685 0 0
MONACO COACH CORP COM 60886R103 11,322 442,900 X 01 442,900 0 0
MONONGAHELA PWR CO $7.73 CUM PFD
SERIES L PFD 610202848 13,262 124,000 X 01 124,000 0 0
MONSANTO CO COM 611662107 20,556 577,005 X 01 577,005 0 0
MONTANA PWR CAP I 8.4500% 12/31/36
Series A PFD 612083204 973 40,000 X 01 40,000 0 0
MONTANA POWER CO COM 612085100 23,336 647,110 X 01 647,110 0 0
MONTANA PWR CO $6.8750 Series PFD 612085506 11,549 109,000 X 01 109,000 0 0
J P MORGAN & CO INC COM 616880100 784 6,192 X 01 6,192 0 0
MORGAN J P + CO INC 6.625 PFD 616880886 13,095 270,000 X 01 270,000 0 0
MORGAN KEEGAN INC COM 617410105 4,803 285,700 X 01 285,700 0 0
MORGAN S D WITTER DISCOVER&CO
COM NEW COM 617446448 84,950 595,120 X 01 595,120 0 0
MORGAN STANLEY GROUP INC 7.7500% PFD 617446562 19,084 367,000 X 01 367,000 0 0
CHINA STEEL CORP GDR DR 6193379 355 23,679 X 01 23,679 0 0
MOTOROLA INC COM 620076109 18,928 128,544 X 01 128,544 0 0
MP3.COM INC COM 62473M109 3,174 100,150 X 01 100,150 0 0
MULTEX.COM INC COM 625367107 15,786 419,550 X 01 419,550 0 0
MYSTIC FINANCIAL INC. COM 628643108 1,150 104,500 X 01 104,500 0 0
NBC INTERNET INC COM 62873D105 17,381 225,000 X 01 225,000 0 0
MUTUAL COMMUNITY SVGS COM 628990939 141 17,070 X 01 17,070 0 0
NPS PHARMACEUTICALS INC COM 62936P103 796 65,000 X 01 65,000 0 0
NS + L BANCORP INC COM 62937R108 436 42,000 X 01 42,000 0 0
NTL INCORPORATED COM 629407107 1,955 15,670 X 01 15,670 0 0
NTL INC SR PFD EXCH PFD 629407503 5,865 5,332 X 01 5,332 0 0
RJR NABISCO HOLDINGS CORP COM 62952P102 2,147 202,058 X 01 202,058 0 0
NATIONAL CITY BANCSHARES, INC. COM 635313109 2,403 95,634 X 01 95,634 0 0
NATIONAL CITY CORP COM 635405103 123,055 5,194,943 X 01 5,194,943 0 0
NATL COMMERCE BANCORP COM 635449101 7,101 313,000 X 01 313,000 0 0
NATIONAL COMPUTER SYS INC COM COM 635519101 18,490 491,435 X 01 491,435 0 0
NATIONAL INSTRUMENTS CORP COM 636518102 7,130 186,397 X 01 186,397 0 0
NATIONWIDE FINANCIAL SERV - A COM 638612101 6,705 240,000 X 01 240,000 0 0
NEIMAN MARCUS GROUP COMMON STOCK COM 640204301 7,206 267,491 X 01 267,491 0 0
NETWORK EVENT THEATER INC COM COM 640924106 19,130 643,025 X 01 643,025 0 0
NETWORKS ASSOCS INC COM 640938106 9,341 350,000 X 01 350,000 0 0
NET PERCEPTIONS INC COM 64107U101 33,209 790,700 X 01 790,700 0 0
NET2PHONE INC COM 64108N106 13,781 300,000 X 01 300,000 0 0
NETCREATIONS INC COM 64110N102 2,948 67,000 X 01 67,000 0 0
NETRATINGS INC COM 64116M108 8,521 177,050 X 01 177,050 0 0
NETWORK APPLIANCE INC COM 64120L104 10,499 126,402 X 01 126,402 0 0
NETWORK SOLUTIONS INC DEL CL A COM 64121Q102 413 1,900 X 01 1,900 0 0
NEW CENTY ENERGIES INC COM COM 64352U103 539 17,729 X 01 17,729 0 0
NEW ENGLAND ELEC SYS COM 644001109 18,612 359,650 X 01 359,650 0 0
NEW HAMPSHIRE THRIFT COM 644722100 888 70,000 X 01 70,000 0 0
NEWFIELD EXPLORATION COMPANY COM 651290108 10,702 400,065 X 01 400,065 0 0
NEWPARK RESOURCES INC COM 651718504 1,087 177,500 X 01 177,500 0 0
THE NEWS CORPORATION LIMITED ADR DR 652487703 17,259 451,220 X 01 451,220 0 0
NEXTCARD INC COM 65332K107 18,167 629,150 X 01 629,150 0 0
NEXTEL COMMUNICATIONS INC CL A COM 65332V103 5,910 57,310 X 01 57,310 0 0
NEXTEL COMMUNICATIONS INC PFD D EX PFD 65332V400 25,620 23,944 X 01 23,944 0 0
NEXTEL COMM INC PFD 65332V707 2,201 2,201 X 01 2,201 0 0
NEXTLINK COMMUNICATIONS INC PFD SR
EXCH PFD 65333H608 6,781 125,577 X 01 125,577 0 0
NEXTLINK COMMUNICATIONS INC CL A COM 65333H707 14,099 169,740 X 01 169,740 0 0
NEXT LEVEL COMMUNICATION INC COM 65333U104 861 11,500 X 01 11,500 0 0
99 CENTS ONLY STORES COM COM 65440K106 17,015 444,840 X 01 444,840 0 0
NOBLE AFFILIATES COM 654894104 725 33,840 X 01 33,840 0 0
NOKIA CORP "A" ADR DR 654902204 43,124 226,970 X 01 226,970 0 0
NORTEL NETWORKS CORP COM 656569100 21,069 208,608 X 01 208,608 0 0
NORTHFORK BANCORP COM 659424105 81,025 4,630,027 X 01 4,630,027 0 0
NORTH VALLEY BANCORP COM 66304M105 1,931 181,700 X 01 181,700 0 0
NORTHEAST UTILS COM 664397106 1,666 81,000 X 01 81,000 0 0
NORTHERN STATES POWER MINN COM 665772109 3,432 175,977 X 01 175,977 0 0
NORTHERN TRUST CORP COM 665859104 4,326 81,644 X 01 81,644 0 0
NORTHRIM BANK COM 666764105 792 79,700 X 01 79,700 0 0
NORTHWEST AIRLINES CORP CL A COM 667280101 34,513 1,551,150 X 01 1,551,150 0 0
NORTHWEST EQUITY CORP COM 667454102 1,357 61,000 X 01 61,000 0 0
NOVARTIS AG REGISTERED ADR DR 66987V109 1,826 25,000 X 01 25,000 0 0
NOVELL INC. COM 670006105 20,053 502,101 X 01 502,101 0 0
NOVELLUS SYSTEM INC COM 670008101 31,668 258,450 X 01 258,450 0 0
Novoste Corporation COM 67010C100 990 60,000 X 01 60,000 0 0
NSTAR COM 67019E107 18,671 461,000 X 01 461,000 0 0
NUCOR CORP COM 670346105 47,300 862,941 X 01 862,941 0 0
OGE ENERGY CORP COM 670837103 5,153 271,200 X 01 271,200 0 0
OAK HILL FINANCIAL INC COM 671337103 731 50,000 X 01 50,000 0 0
OAK INDUSTRIES INC COM 671400505 147,115 1,386,240 X 01 1,386,240 0 0
OCEAN SPRAY CRANBERRIES INC PFD 675022404 19,884 225,000 X 01 225,000 0 0
OCEANFIRST FINANCIAL CORP
COMMON STOCK COM 675234108 779 45,000 X 01 45,000 0 0
OFFICIAL PAYMENTS CORP COM 676235104 14,862 285,800 X 01 285,800 0 0
OLD KENT FINANCIAL CORP COM 679833103 42,077 1,189,463 X 01 1,189,463 0 0
OMNICARE INC COM 681904108 960 80,000 X 01 80,000 0 0
OMNICOM GROUP COM 681919106 2,973 29,725 X 01 29,725 0 0
OMNIPOINT CORP COM 68212D102 7,595 62,960 X 01 62,960 0 0
ON ASSIGNMENT INC COM 682159108 5,825 194,965 X 01 194,965 0 0
ONE VALLEY BANCORP OF WV COM 682419106 15,190 495,996 X 01 495,996 0 0
ORACLE SYSTEMS CORP COM 68389X105 56,142 500,984 X 01 500,984 0 0
O`REILLY AUTOMOTIVE COM 686091109 11,284 524,820 X 01 524,820 0 0
OUTBACK STEAKHOUSE INC COM 689899102 1,315 50,700 X 01 50,700 0 0
PECO ENERGY CO COM 693304107 6,445 185,472 X 01 185,472 0 0
P G & E CORPORATION COM 69331C108 575 28,045 X 01 28,045 0 0
PFF BANCORP INC COM 69331W104 3,681 190,000 X 01 190,000 0 0
PE CORP-PE BIOSYSTEMS GROUP
COMMON STOCK COM 69332S102 1,582 13,150 X 01 13,150 0 0
PLX TECHNOLOGY INC COM 693417107 16,153 852,970 X 01 852,970 0 0
PMC-SIERRA INC COM COM 69344F106 11,190 69,800 X 01 69,800 0 0
PNC BANK CORP. COM 693475105 55,643 1,250,405 X 01 1,250,405 0 0
PRI AUTOMATION INC COM 69357H106 33,208 494,715 X 01 494,715 0 0
PSI ENERGY INC 6.875% CUM PFD PFD 693627879 19,732 187,280 X 01 187,280 0 0
PACIFIC CAP BANCORP NEW COM 69404P101 3,540 115,125 X 01 115,125 0 0
PACIFIC CENTY FINL CORP COM COM 694058108 35,287 1,888,266 X 01 1,888,266 0 0
PACIFIC ENTERPRISES 4.50% PFD 694232505 1,257 18,090 X 01 18,090 0 0
PACIFIC SUNWEAR OF CALIF COM 694873100 17,353 544,350 X 01 544,350 0 0
PACKAGING CORP PFD 695156307 9,269 84,645 X 01 84,645 0 0
PACKETEER INC COM 695210104 11,616 163,600 X 01 163,600 0 0
PACTIV CORPORATION COMMON STOCK COM 695257105 8,703 819,081 X 01 819,081 0 0
PAINE WEBBER GROUP, INC. COM 695629105 12,212 314,646 X 01 314,646 0 0
PAMRAPO BANCORP INC COM 697738102 4,584 206,000 X 01 206,000 0 0
PARADYNE NETWORKS INC COM 69911G107 9,939 364,750 X 01 364,750 0 0
PARAMETRICS TECHNOLOGY CORP COM 699173100 92,241 3,408,450 X 01 3,408,450 0 0
PARK BANCORP INC COM 700164106 363 25,000 X 01 25,000 0 0
PATHWAYS GROUP INC COM COM 70321D106 86 36,000 X 01 36,000 0 0
PATRIOT BANK CORP COM 70335P103 1,527 142,000 X 01 142,000 0 0
PAYCHEX INC. COM 704326107 458 11,456 X 01 11,456 0 0
PCORDER.COM INC COM 70453H107 11,636 228,150 X 01 228,150 0 0
PEGASUS COMMUNICATIONS CORP COM 705904100 26,086 266,860 X 01 266,860 0 0
PENNFED FINL SVCX INC COM 708167101 9,241 611,000 X 01 611,000 0 0
PENTAIR INC COM 709631105 37,391 971,200 X 01 971,200 0 0
PENTON MEDIA INC COM 709668107 8,976 374,000 X 01 374,000 0 0
PEOPLES BANCSHARES INC MA COM 709795108 788 45,000 X 01 45,000 0 0
PEOPLES BANCTRUST INC COM 709796106 735 52,000 X 01 52,000 0 0
PEOPLES HERITAGE FIN GROUP INC COM 711147108 38,412 2,550,171 X 01 2,550,171 0 0
PEOPLES HLDG CO COM 711148106 676 23,400 X 01 23,400 0 0
PEPSICO INC. COM 713448108 53,021 1,504,135 X 01 1,504,135 0 0
PERKINELMER INC COMMON STOCK COM 714046109 21,690 520,292 X 01 520,292 0 0
PERMANENT BANCORP INC COM 714197100 1,738 100,000 X 01 100,000 0 0
PHARMACYCLICS INC COM 716933106 10,844 262,895 X 01 262,895 0 0
PHARMACIA & UPJOHN INC COM 716941109 12,297 273,272 X 01 273,272 0 0
PFIZER INC. COM 717081103 21,000 647,408 X 01 647,408 0 0
PFSWEB INC COM 717098107 827 22,050 X 01 22,050 0 0
PHARMACOPEIA INC COM 71713B104 5,456 241,150 X 01 241,150 0 0
PHILIP MORRIS COMP COS INC COM 718154107 27,149 1,170,831 X 01 1,170,831 0 0
PHONE COM INC COM 71920Q100 11,594 100,000 X 01 100,000 0 0
PIEDMONT BANCORP INC COM 720104108 170 15,000 X 01 15,000 0 0
PINNACLE HOLDINGS INC COM 72346N101 17,086 403,200 X 01 403,200 0 0
PITNEY BOWES INC COM 724479100 73,931 1,530,274 X 01 1,530,274 0 0
PITTSBURGH HOME FINANCIAL CR COM 725149108 1,900 160,000 X 01 160,000 0 0
PITTSTON BRINK`S GROUP COM 725701106 6,270 285,000 X 01 285,000 0 0
PLANTATION FIN CORP COM 727990996 420 28,000 X 01 28,000 0 0
POINTE FINANCIAL CORP COM COM 73084P100 170 20,000 X 01 20,000 0 0
POPULAR INC COM COM 733174106 31,541 1,129,000 X 01 1,129,000 0 0
POTOMAC ELEC PWR CO COM 737679100 12,095 527,300 X 01 527,300 0 0
POWERWAVE TECHNOLOGIES INC
COMMON STOCK COM 739363109 15,807 270,785 X 01 270,785 0 0
POWERTEL INC COM 73936C109 20,301 202,250 X 01 202,250 0 0
PREMIER BANCSHARES INC GA COM COM 739909109 1,245 91,400 X 01 91,400 0 0
PRECISION CASTPARTS CP COM 740189105 625 23,800 X 01 23,800 0 0
PREDICTIVE SYSTEMS INC COM 74036W102 16,755 255,800 X 01 255,800 0 0
PREMIER PARKS INC COM 740540208 15,287 529,420 X 01 529,420 0 0
PRENTISS PROPERTIES TRUST COM 740706106 9,555 455,000 X 01 455,000 0 0
PRESIDENTIAL LIFE CORP COM 740884101 7,332 399,000 X 01 399,000 0 0
PRESTIGE BANCORP INC COM 741115109 1,078 98,015 X 01 98,015 0 0
T. ROWE PRICE ASSOC INC. COM 741477103 35,932 972,805 X 01 972,805 0 0
PRIMEDIA INC 8.625 % PFD 74157K853 2,200 25,000 X 01 25,000 0 0
PRIMUS TELECOMMUNICATIONS GRP COM COM 741929103 19,125 500,000 X 01 500,000 0 0
PRIDE INTL INC COM COM 741932107 10,854 742,150 X 01 742,150 0 0
PRINCETON NATIONAL BANCORP COM 742282106 631 56,750 X 01 56,750 0 0
PRIORITY HEALTHCARE CORP COM 74264T102 651 22,500 X 01 22,500 0 0
PROCTER & GAMBLE CO COM 742718109 45,701 417,123 X 01 417,123 0 0
PRODIGY COMMUNICATIONS CORP. COM 74283P107 6,774 349,645 X 01 349,645 0 0
PROFIT RECOVERY GROUP INTL COM 743168106 11,337 426,797 X 01 426,797 0 0
PROGENICS COM 743187106 1,369 28,000 X 01 28,000 0 0
PROSPERITY BANCSHARES INC COM 743606105 800 50,000 X 01 50,000 0 0
PROTECTIVE LIFE CORP COM COM 743674103 43,278 1,360,390 X 01 1,360,390 0 0
PROVANTAGE HEALTH SERVICES
COMMON STOCK COM 743725103 200 25,000 X 01 25,000 0 0
PROVIDENT BANKSHARES CORP COM 743859100 15,834 914,602 X 01 914,602 0 0
PROVIDENT FINL GROUP INC COM COM 743866105 5,538 154,375 X 01 154,375 0 0
PROVIDIAN FINL CORP COM COM 74406A102 25,079 275,401 X 01 275,401 0 0
PROXYMED INC COM 744290107 439 45,000 X 01 45,000 0 0
PSINET INC COM 74437C101 1,799 29,130 X 01 29,130 0 0
PUBLIC SVC ELECTRIC & GAS CO 6.92%
CUM PFD PFD 744567710 11,766 111,925 X 01 111,925 0 0
PUBLIC SVC ENT GROUP INC COM 744573106 5,148 147,879 X 01 147,879 0 0
PUGET SOUND POWER & LIGHT CO COM 745332106 13,836 714,100 X 01 714,100 0 0
PUGET SOUND PWR + LT CO 7.45000%
Series II PFD 745332775 11,566 444,851 X 01 444,851 0 0
QLT PHOTOTHERAPEUTICS INC COM 746927102 1,763 30,000 X 01 30,000 0 0
QANTAS A.D.S. DR 74726M109 343 13,800 X 01 13,800 0 0
QLOGIC CORP COM 747277101 14,775 92,415 X 01 92,415 0 0
QUAKER CITY BANCORP INC COM 74731K106 3,367 207,187 X 01 207,187 0 0
QUAKER OATS CO COM 747402105 10,621 161,845 X 01 161,845 0 0
QUALCOMM INC COM 747525103 75,741 430,044 X 01 430,044 0 0
QUANTA SERVICES INC COM 74762E102 13,802 488,575 X 01 488,575 0 0
QUANTUM CORP-DLT & STORAGE
COMMON STOCK COM 747906204 3,781 250,000 X 01 250,000 0 0
QUANTUM HARD DISK DRIVE
COMMON STOCK COM 747906303 3,161 455,650 X 01 455,650 0 0
QUESTAR CORP COM 748356102 22,899 1,526,600 X 01 1,526,600 0 0
QWEST COMMUNICATIONS INTL INC COM COM 749121109 16,125 375,000 X 01 375,000 0 0
R & B FALCON CORP COM 74912E101 1,474 111,220 X 01 111,220 0 0
R&B FALCON CORP PFD 74912E309 7,930 7,517 X 01 7,517 0 0
RCN CORP COM COM 749361101 3,629 74,820 X 01 74,820 0 0
RPM INC COM 749685103 11,548 1,133,562 X 01 1,133,562 0 0
RF MICRODEVICES INC COM COM 749941100 10,040 146,700 X 01 146,700 0 0
RADIAN GROUP INC COMMON STOCK COM 750236101 4,536 95,000 X 01 95,000 0 0
RADIO ONE INC COM 75040P108 25,032 272,090 X 01 272,090 0 0
RADIO UNICA COMMUNICATIONS COM 75040Q106 12,051 417,350 X 01 417,350 0 0
RALSTON PURINA CO COM RAL-PUR GP COM 751277302 15,305 549,041 X 01 549,041 0 0
RARE HOSPITALITY INTL INC COM 753820109 4,234 195,650 X 01 195,650 0 0
RATIONAL SOFTWARE CORP COM 75409P202 16,084 327,400 X 01 327,400 0 0
RAYMOND JAMES FINANCIAL CORP COM 754730109 16,402 877,687 X 01 877,687 0 0
REALNETWORKS INC COM COM 75605L104 22,032 183,120 X 01 183,120 0 0
RECKSON ASSOCIATES REALTY CORP COM 75621K106 15,381 750,300 X 01 750,300 0 0
REGIONS FINANCIAL CORP COM 758940100 33,971 1,352,064 X 01 1,352,064 0 0
REINSURANCE GROUP OF AMERICA COM 759351109 34,254 1,234,363 X 01 1,234,363 0 0
RELIANT ENERGY INC COM 75952J108 17,096 747,366 X 01 747,366 0 0
RELIASTAR FINANCIAL CORP COM 75952U103 39,400 1,005,410 X 01 1,005,410 0 0
RENAL CARE GROUP INC COM 759930100 1,519 65,000 X 01 65,000 0 0
REPUBLIC NEW YORK CORP COM 760719104 5,750 79,861 X 01 79,861 0 0
REPUBLIC NY CORP PFD 760719732 11,340 260,700 X 01 260,700 0 0
REPUBLIC SECURITY FINL CORP COM 760758102 665 92,910 X 01 92,910 0 0
RESEARCH IN MOTION COM 7609759A2 18,475 400,000 X 01 400,000 0 0
REYNOLDS AND REYNOLDS COM 761695105 1,620 72,000 X 01 72,000 0 0
RJ REYNOLDS TOBACCO HOLDINGS INC COM 76182K105 573 32,500 X 01 32,500 0 0
RHYTHMS NETCONNECTIONS INC COM 762430205 15,096 486,980 X 01 486,980 0 0
RIGGS NATIONAL CORPORATION COM 766570105 4,748 360,000 X 01 360,000 0 0
ROCKINGHAM HERITAGE BK COM 77347A107 370 34,400 X 01 34,400 0 0
ROHM & HAAS CO COM 775371107 1,958 48,121 X 01 48,121 0 0
ROSLYN BANCORP INC COM 778162107 3,840 207,562 X 01 207,562 0 0
ROWAN BANCORP INC COM 779379106 291 15,000 X 01 15,000 0 0
ROWECOM INC COM 77957X108 10,556 232,650 X 01 232,650 0 0
ROYAL BANK OF CANADA COM 780087102 265 6,000 X 01 6,000 0 0
ROYAL DUTCH PETE CO DR 780257804 58,222 963,341 X 01 963,341 0 0
RUDOLPH TECHNOLOGIES INC COM 781270103 3,695 110,300 X 01 110,300 0 0
RURAL CELLULAR CORP-CL A COM 781904107 19,820 219,000 X 01 219,000 0 0
RURAL CELLULAR CORP PFD 781904305 2,110 2,069 X 01 2,069 0 0
S & T BANCORP INC COM 783859101 1,454 62,700 X 01 62,700 0 0
SBC COMMUNICATIONS COM 78387G103 72,310 1,483,291 X 01 1,483,291 0 0
SCI SYS INC COM 783890106 36,522 444,370 X 01 444,370 0 0
SCM MICROSYSTEMS INC COM COM 784018103 10,546 164,950 X 01 164,950 0 0
SFX ENTERTAINMENT INC CL A COM 784178105 1,491 41,200 X 01 41,200 0 0
SI FING TR I PFD TRUPS 9.5% PFD 784252207 4,998 196,000 X 01 196,000 0 0
SL GREEN RLTY CORP COM COM 78440X101 2,610 120,000 X 01 120,000 0 0
SLM HLDG CORP PFD 78442A307 15,616 325,000 X 01 325,000 0 0
SPX CORP COM 784635104 1,808 22,370 X 01 22,370 0 0
S1 CORPORATION COMMON STOCK COM 78463B101 10,052 128,670 X 01 128,670 0 0
SFC ACQUISITION CORP COM 78599S994 2,225 200,000 X 01 200,000 0 0
SAFEWAY INC COM 786514208 22,696 638,211 X 01 638,211 0 0
SAGE INC COM 786632109 6,828 352,400 X 01 352,400 0 0
SALEM BK + TR NATL ASSN COM 794035105 1,229 94,519 X 01 94,519 0 0
SAMSUNG E'TRONIC GDR DR 796050888 732 5,984 X 01 5,984 0 0
SAMUELS JEWELERS INC COM 796060101 2,100 300,000 X 01 300,000 0 0
SANMINA CORP COM COM 800907107 22,300 223,275 X 01 223,275 0 0
SANGSTAT MED CORP COM 801003104 1,934 65,000 X 01 65,000 0 0
SCANSOURCE INC COM 806037107 14,992 369,600 X 01 369,600 0 0
SCHERING-PLOUGH CORP COM 806605101 70,766 1,677,424 X 01 1,677,424 0 0
SCHLUMBERGER LTD COM 806857108 723 12,845 X 01 12,845 0 0
SCHWAB CHARLES CORP NEW COM COM 808513105 24,451 637,124 X 01 637,124 0 0
SCIENTIFIC ATLANTA INC COM 808655104 1,472 26,466 X 01 26,466 0 0
SCREAMING MEDIA.NET
PRIVATE PLACEMENT COM 8108809A4 1,739 155,300 X 01 155,300 0 0
SCRIPPS CO COM 811054204 24,297 542,200 X 01 542,200 0 0
SEACOAST BANKING CORP. OF FLA COM 811707108 6,292 219,800 X 01 219,800 0 0
SEAGATE TECHNOLOGY COM 811804103 33,586 721,314 X 01 721,314 0 0
SECURE COMPUTING CORP COM 813705100 11,814 940,400 X 01 940,400 0 0
SECURITY HOLDING BANK CO COM 814055109 336 58,274 X 01 58,274 0 0
SECURITY FED BANCORP INC COM 81423P103 504 33,600 X 01 33,600 0 0
SEMTECH CORPORATION COM 816850101 15,916 305,350 X 01 305,350 0 0
SEMPRA ENERGY COM 816851109 6,123 352,417 X 01 352,417 0 0
SENSORMATIC ELECTRONICS CORP COM 817265101 15,284 876,500 X 01 876,500 0 0
SHAW COMMUNICATIONS INC 8.45%
Series A PFD 82028K606 6,440 334,553 X 01 334,553 0 0
SHELL TRANS & TRADING PLC (NEW) DR 822703609 2,955 60,000 X 01 60,000 0 0
SHORE FINL CORP COM 82511E109 368 46,000 X 01 46,000 0 0
SIERRA PAC POWER 7.8% SERIES 1 PFD 826418709 10,436 389,586 X 01 389,586 0 0
SIERRA PAC RES NEW COM 826428104 4,235 244,600 X 01 244,600 0 0
SIERRA PAC PWR CAP 1 8.60% 7/30/36 PFD 826433203 2,126 90,000 X 01 90,000 0 0
SIGMA ALDRICH CORP COM 826552101 23,769 790,637 X 01 790,637 0 0
SIMMONS FIRST NATL CORP COM 828730200 8,338 333,500 X 01 333,500 0 0
SIRIUS SATELLITE RADIO INC 10.5%
DTD 11/17/97 PFD 82966U202 3,600 20,000 X 01 20,000 0 0
SIX RIVS NATL BK EUREKA CA CAP STK COM 830059101 345 26,000 X 01 26,000 0 0
SKY FINL GROUP INC COM 83080P103 11,792 585,955 X 01 585,955 0 0
SMARTERKIDS.COM INC COM 83169C106 502 69,300 X 01 69,300 0 0
SMITHKLINE BEECHAM PLC ADR DR 832378301 7,088 110,000 X 01 110,000 0 0
SMURFIT CONTAINER CORP COM 832727101 1,409 57,500 X 01 57,500 0 0
SOBIESKI BANCORP INC COM 833582109 413 40,000 X 01 40,000 0 0
SOFTWARE.COM INC COM 83402P104 7,901 82,300 X 01 82,300 0 0
SOLECTRON CORP COM 834182107 28,665 301,338 X 01 301,338 0 0
SOLUTIA INC COM COM 834376105 1,144 74,100 X 01 74,100 0 0
SOUTH CAROLINA ELEC + GAS CO 6.52%
Series PFD 837004829 18,270 180,000 X 01 180,000 0 0
SOUTH JERSEY FINANCIAL CORP COM 838493104 1,016 65,000 X 01 65,000 0 0
SOUTH STR FINL CORP COM 840468102 665 95,000 X 01 95,000 0 0
SOUTHERN BANC INC COM 842233108 688 83,400 X 01 83,400 0 0
SOUTHERN CO COM 842587107 9,375 398,947 X 01 398,947 0 0
SOUTHERN FINANCIAL BANCORP COM 842870107 1,058 64,098 X 01 64,098 0 0
SOUTHERN MISSOURI BANCORP COM 843380106 205 16,000 X 01 16,000 0 0
SOUTHERN UNION FINANCING 9.48% PFD 844038208 6,039 244,000 X 01 244,000 0 0
SOUTHTRUST CORP COM 844730101 80,750 2,135,529 X 01 2,135,529 0 0
SOUTHWEST BANCORP INC COM 844767103 2,150 107,500 X 01 107,500 0 0
SOUTHWEST BANCORP OF TEXAS COM 84476R109 11,914 601,330 X 01 601,330 0 0
SOVEREIGN BANCORP INC COM 845905108 4,820 646,650 X 01 646,650 0 0
SPANISH BROADCASTING SYS COM 846425882 2,805 69,700 X 01 69,700 0 0
SPIEKER PROPERTIES INC COM 848497103 15,304 420,000 X 01 420,000 0 0
SPORTSLINE USA INC COM COM 848934105 14,551 290,300 X 01 290,300 0 0
SPRINT CORP COM 852061100 9,323 138,499 X 01 138,499 0 0
SPRINT CORP COM 852061506 30,035 293,020 X 01 293,020 0 0
STAPLES INC COM 855030102 345 16,631 X 01 16,631 0 0
STARWOOD HOTELS & RESORTS WW REIT COM 85590A203 6,110 260,000 X 01 260,000 0 0
STATE FINL SERVICES CORP COM 856855101 1,626 135,504 X 01 135,504 0 0
STATE STREET CORP COM 857477103 52,474 718,204 X 01 718,204 0 0
STATION CASINOS INC COM 857689103 364 16,210 X 01 16,210 0 0
STATEWIDE FINANCIAL CORP COM 857914105 4,040 160,000 X 01 160,000 0 0
STERLING BANCSHARES INC/TX COM 858907108 4,323 386,430 X 01 386,430 0 0
STERICYCLE INC COM 858912108 1,223 65,000 X 01 65,000 0 0
STERLING BANCSHARES CAP TR I PFD
TR SECS PFD 858917206 1,943 80,000 X 01 80,000 0 0
STERLING FINL CORP COM 859319105 2,667 231,877 X 01 231,877 0 0
STERLING SOFTWARE COM 859547101 19,121 607,000 X 01 607,000 0 0
STMICROELECTRONICS COM 861012102 3,965 26,180 X 01 26,180 0 0
STONE CONTAINER CORP PFD E CV $1.75 PFD 861589307 10,937 465,400 X 01 465,400 0 0
STONE ENERGY CORP COM 861642106 10,907 306,150 X 01 306,150 0 0
STRYKER CORP COM 863667101 9,086 130,500 X 01 130,500 0 0
STURGIS FED SVGS BK MICH COM 864088109 735 106,000 X 01 106,000 0 0
SUMMIT BANCORP COM 866005101 126,807 4,140,632 X 01 4,140,632 0 0
SUMMIT BANKSHARES INC FT WORTH COM 866011109 5,914 319,700 X 01 319,700 0 0
SUN BANCORP INC N J COM 86663B102 886 89,142 X 01 89,142 0 0
SUN MICROSYSTEMS INC COM 866810104 1,339 17,297 X 01 17,297 0 0
SUNGARD DATA SYSTEMS, INC. COM 867363103 10,749 452,600 X 01 452,600 0 0
SUNTRUST BKS INC COM 867914103 191,683 2,785,578 X 01 2,785,578 0 0
SUPERIOR FINANCIAL CORP COM 868161100 873 78,500 X 01 78,500 0 0
SUPERMARKETS GENL HLDGS CORP PFD
EXCH $3.52 PFD 868446204 270 71,964 X 01 71,964 0 0
SUSQUEHANNA BANCSHARES INC COM 869099101 10,631 669,693 X 01 669,693 0 0
SYBRON CHEMICALS INC COM 870903101 222 18,900 X 01 18,900 0 0
SYCAMORE NETWORKS INC COM 871206108 6,095 19,790 X 01 19,790 0 0
SYLVAN LEARNING SYSTEMS INC COM 871399101 3,543 272,500 X 01 272,500 0 0
SYMYX TECHNOLOGIES INC COM 87155S108 3,164 105,450 X 01 105,450 0 0
SYNCOR INTL CORP-DEL COM 87157J106 1,966 67,500 X 01 67,500 0 0
SYNOPSYS INC COM 871607107 10,106 151,400 X 01 151,400 0 0
SYNOVUS FINANCIAL COM 87161C105 3,151 158,566 X 01 158,566 0 0
SYSCO CORP COM 871829107 82,089 2,074,908 X 01 2,074,908 0 0
TCF FINANCIAL CORPORATION COM 872275102 76,941 3,093,100 X 01 3,093,100 0 0
TDS CAPITAL II 8.04% PFD 87235R203 8,795 442,500 X 01 442,500 0 0
TDS CAP I TOPRS 8.5%2037 PFD 87235W202 9,627 453,050 X 01 453,050 0 0
TD WATERHOUSE GROUP COM 872362108 6,164 375,000 X 01 375,000 0 0
TECO ENERGY COM 872375100 10,399 560,200 X 01 560,200 0 0
TJX COS INC NEW COM 872540109 10,131 495,687 X 01 495,687 0 0
TLC BEATRICE INTL HOLDINGS COM 872543103 176 20,000 X 01 20,000 0 0
TXU ELEC CO PFD 87316T755 6,299 249,480 X 01 249,480 0 0
TXU ELEC CO PFD 87316T888 10,207 99,700 X 01 99,700 0 0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR DR 874039100 20,456 454,586 X 01 454,586 0 0
TALK COM INC COM 874264104 1,733 97,650 X 01 97,650 0 0
TANDY CORP COM 875382103 6,197 125,989 X 01 125,989 0 0
TECH DATA CORP COM 878237106 4,876 179,750 X 01 179,750 0 0
TEHAMA BANCORP COM COM 879053106 665 57,552 X 01 57,552 0 0
TEKTRONIX INC COM 879131100 17,739 456,298 X 01 456,298 0 0
TELECORP PCS INC COM 879299105 272 7,170 X 01 7,170 0 0
TELEFONOS DE MEXICO ADR DR 879403780 2,187 19,437 X 01 19,437 0 0
TELEMATE.NET SOFTWARE INC COM 87943L100 5,688 350,000 X 01 350,000 0 0
TELEWEST COMM PLC-SPONS ADR DR 87956P105 2,893 52,357 X 01 52,357 0 0
TELIGENT INC CL A COM 87959Y103 844 13,670 X 01 13,670 0 0
TELLABS INC COM 879664100 38,213 595,339 X 01 595,339 0 0
TENFOLD CORPORATION COM 88033A103 16,243 406,700 X 01 406,700 0 0
TENNECO AUTOMOTIVE INC.
COMMON STOCK COM 880349105 5,288 567,800 X 01 567,800 0 0
TERADYNE INC COM 880770102 9,957 150,869 X 01 150,869 0 0
TERAYON COMMUNICATIONS SYS COM 880775101 15,355 244,450 X 01 244,450 0 0
TEREX CORP COM 880779103 9,461 340,950 X 01 340,950 0 0
TERRA NETWORKS SA-SPONS ADR DR 88100W103 218 3,981 X 01 3,981 0 0
TEVA PHARMACEUTICAL INDS LTD DR 881624209 3,584 50,000 X 01 50,000 0 0
TEXACO INC COM 881694103 3,986 73,390 X 01 73,390 0 0
TEXARKANA FIRST FINL CORP COM 881801104 2,402 124,800 X 01 124,800 0 0
TEXAS INSTRUMENTS COM 882508104 18,344 189,361 X 01 189,361 0 0
TEXAS REGIONAL BANCSHARES COM 882673106 13,966 481,600 X 01 481,600 0 0
TEXTRON INC COM 883203101 10,072 131,339 X 01 131,339 0 0
THESTREET.COM COM 88368Q103 8,903 464,000 X 01 464,000 0 0
TIME WARNER INC COM 887315109 40,671 561,468 X 01 561,468 0 0
TIME WARNER TELECOM INC COM 887319101 3,597 72,030 X 01 72,030 0 0
TITAN PHARMACEUTICALS INC COM 888314101 1,520 80,000 X 01 80,000 0 0
TIVO INC COM 888706108 11,213 332,250 X 01 332,250 0 0
TORCHMARK CORP COM 891027104 17,113 588,830 X 01 588,830 0 0
TORONTO DOMINION BANK COM 891160509 20,571 761,900 X 01 761,900 0 0
TOTAL RENAL CARE HOLDINGS COM 89151A107 2,675 400,000 X 01 400,000 0 0
TRAVELERS PROPERTY CASUALTY COM 893939108 32,878 959,905 X 01 959,905 0 0
TRIANGLE PHARMACEUTICALS INC COM 89589H104 7,187 560,900 X 01 560,900 0 0
TRICO BANCSHARES COM 896095106 6,816 354,075 X 01 354,075 0 0
TRITEL INC COM 89675X104 1,704 53,770 X 01 53,770 0 0
TRUSTMARK CORP COM 898402102 7,920 366,500 X 01 366,500 0 0
TULARIK INC COM 899165104 5,700 176,050 X 01 176,050 0 0
TUT SYSTEMS COM 901103101 26,813 500,000 X 01 500,000 0 0
24/7 MEDIA INC COM 901314104 8,567 152,300 X 01 152,300 0 0
TYCO INTL LTD NEW COM COM 902124106 44,771 1,151,657 X 01 1,151,657 0 0
UAL CORP COM 902549500 9,858 127,100 X 01 127,100 0 0
UCBH HLDGS INC COM 90262T100 2,733 133,333 X 01 133,333 0 0
USX - MARATHON GROUP COM 902905827 10,062 407,561 X 01 407,561 0 0
USB HOLDING CO INC COM 902910108 1,873 117,500 X 01 117,500 0 0
UST INC COM 902911106 6,760 268,379 X 01 268,379 0 0
US BANCORP DEL COM COM 902973106 125,126 5,254,615 X 01 5,254,615 0 0
US LEC CORP / CL A COMMON STOCK COM 90331S109 11,175 346,500 X 01 346,500 0 0
UMPQUA HOLDINGS CORP COM 904214103 185 20,000 X 01 20,000 0 0
UNION PACIFIC CORP COM 907818108 487 11,169 X 01 11,169 0 0
UNION PLANTERS CORP. COM 908068109 60,453 1,532,884 X 01 1,532,884 0 0
UNIONBANCAL CORPORATION COM 908906100 87,863 2,227,900 X 01 2,227,900 0 0
UNISYS CORP COM 909214108 21,730 680,390 X 01 680,390 0 0
UNITED HEALTHCARE CORP COM 910581107 3,510 66,071 X 01 66,071 0 0
UNITED SEC BANCORPORATION WASH COM 91146A101 2,412 192,936 X 01 192,936 0 0
U S TR CORP NEW COM 91288L105 26,863 335,000 X 01 335,000 0 0
UNITED TECHNOLOGIES COM 913017109 40,823 628,051 X 01 628,051 0 0
UNITEDGLOBALCOM COM 913247508 4,175 59,120 X 01 59,120 0 0
UNIVISION COMMUNICATIONS INC COM 914906102 2,575 25,200 X 01 25,200 0 0
UNIVEST CORP PA COM 915271100 2,780 109,000 X 01 109,000 0 0
USBANCORP INC - PA COM 917292104 2,426 206,500 X 01 206,500 0 0
UTILICORP UNITED INC COM 918005109 5,763 296,500 X 01 296,500 0 0
UTILICORP CAPTL 8.875% CUM PFD
SERIES A PFD 91800E209 7,924 349,256 X 01 349,256 0 0
VA LINUX SYSTEMS INC COM 91819B105 3,616 17,500 X 01 17,500 0 0
VBC CAP I PFD 91819N109 503 20,000 X 01 20,000 0 0
VRB BANCORP COM COM 918281106 714 117,804 X 01 117,804 0 0
VAIL BANKS INC COM 918779109 868 87,850 X 01 87,850 0 0
VALERO ENERGY CORP NEW COM COM 91913Y100 919 46,250 X 01 46,250 0 0
VALLEY NATIONAL BANCORP COM 919794107 2,716 97,000 X 01 97,000 0 0
VEECO INTRUMENTS INC COM 922417100 7,022 150,000 X 01 150,000 0 0
VERIO INC COM 923433106 3,598 77,900 X 01 77,900 0 0
VERITAS SOFTWARE CORP COM 923436109 5,350 37,380 X 01 37,380 0 0
VERISITY LTD. PRIVATE PLACEMENT PFD 92343K546 1,000 135,768 X 01 135,768 0 0
VERITAS DGC INC COM COM 92343P107 1,406 100,400 X 01 100,400 0 0
VERSATEL TELECOM INTL - ADR DR 925301103 1,582 45,270 X 01 45,270 0 0
VERTICALNET INC COM 92532L107 53,523 326,360 X 01 326,360 0 0
VIATEL INC COMMON STOCK COM 925529208 11,064 206,315 X 01 206,315 0 0
VIANT CORP COM 92553N107 2,049 20,700 X 01 20,700 0 0
VICOR CORP COM 925815102 57,032 1,408,200 X 01 1,408,200 0 0
VIRATA CORP COM 927646109 1,394 46,650 X 01 46,650 0 0
VIRGINIA EL + PWR $6.98 CUM PFD PFD 927804625 4,789 45,500 X 01 45,500 0 0
VIRGINIA ELEC + PWR CO $7.0500
Series PFD 927804633 3,164 30,000 X 01 30,000 0 0
VISUAL NETWORKS INC COM 928444108 7,556 95,350 X 01 95,350 0 0
VITESSE SEMICONDUCTOR CORP COM 928497106 19,472 371,340 X 01 371,340 0 0
VIXEL CORP COM 928552108 4,266 250,000 X 01 250,000 0 0
VOICESTREAM WIRELESS CORP COM 928615103 3,625 25,470 X 01 25,470 0 0
VORNADO REALTY TRUST COM 929042109 3,738 115,000 X 01 115,000 0 0
WPS RESOURCES CORP COM 92931B106 4,879 194,200 X 01 194,200 0 0
WSFS FINANCIAL CORP COM 929328102 3,022 239,400 X 01 239,400 0 0
WACHOVIA CORP COM 929771103 74,145 1,090,373 X 01 1,090,373 0 0
WADDELL & REED FINANCIAL CL A COM 930059100 13,563 500,000 X 01 500,000 0 0
WAL-MART STORES INC COM 931142103 83,197 1,203,572 X 01 1,203,572 0 0
WALGREEN CO COM 931422109 1,575 53,832 X 01 53,832 0 0
WARNER LAMBERT CO COM 934488107 69,341 846,269 X 01 846,269 0 0
WARREN BANCORP INC COM 934710104 1,399 186,500 X 01 186,500 0 0
WASHINGTON FEDERAL, INC. COM 938824109 23,805 1,205,313 X 01 1,205,313 0 0
WASHINGTON MUTUAL INC COM 939322103 109,856 4,225,242 X 01 4,225,242 0 0
WASTE SYSTEMS INTERNATIONAL COM 94106P209 4,433 933,315 X 01 933,315 0 0
WATERS CORP COM 941848103 12,929 243,940 X 01 243,940 0 0
WATSON PHARMACEUTICAL INC COM 942683103 380 10,606 X 01 10,606 0 0
WEB STREET INC COM 947336103 11,106 897,450 X 01 897,450 0 0
WEBSTER FINANCIAL CORP COM 947890109 9,310 395,110 X 01 395,110 0 0
WEBTRENDS CORP COM 94844D104 16,816 207,600 X 01 207,600 0 0
WEBVAN GROUP INC COM 94845V103 1,475 89,400 X 01 89,400 0 0
WELLPOINT HEALTH NETWORKS COM 94973H108 5,665 85,911 X 01 85,911 0 0
WELLS FARGO & CO COM 949746101 253,593 6,271,242 X 01 6,271,242 0 0
WELLS FINL CORP COM 949759104 1,411 122,000 X 01 122,000 0 0
WEST COAST BANCORP COM 952145100 3,615 267,803 X 01 267,803 0 0
WESTAMERICA BANCORP COM 957090103 24,352 871,646 X 01 871,646 0 0
WESTERFED FINANCIAL CORP COM 957550106 5,362 351,588 X 01 351,588 0 0
WESTERN DIGITAL COM 958102105 2,094 500,000 X 01 500,000 0 0
WESTERN RESOURCES INC COM 959425109 7,772 457,200 X 01 457,200 0 0
WEST POINT STEVENS COM 961238102 803 45,900 X 01 45,900 0 0
WESTWIND MEDIA.COM
PRIVATE PLACEMENT COM 9617549A8 1,250 500,000 X 01 500,000 0 0
WESTWOOD ONE, INC COMMON STOCK COM 961815107 22,268 293,006 X 01 293,006 0 0
WHITNEY HOLDING CORP COM 966612103 23,631 637,600 X 01 637,600 0 0
WHITTMAN-HART INC COM 966834103 14,217 265,110 X 01 265,110 0 0
WHOLEFOODS MARKET INC COM 966837106 10,782 232,500 X 01 232,500 0 0
WILD OATS MARKETS INC COM 96808B107 16,609 748,577 X 01 748,577 0 0
WILLAMETTE INDS COM 969133107 7,718 166,204 X 01 166,204 0 0
WILLIAMS COMMUNICATIONS GROUP COM 969455104 2,386 82,440 X 01 82,440 0 0
WILMINGTON TRUST CORP COM 971807102 12,835 266,000 X 01 266,000 0 0
WINBOND ELECTRS CORP DR 972657100 1,410 60,960 X 01 60,960 0 0
WINBOND ELECTRS CORP DR 972657308 476 20,600 X 01 20,600 0 0
WIND RIVER SYSTEMS COM 973149107 52,688 1,438,575 X 01 1,438,575 0 0
WINK COMMUNICATIONS COMMON STOCK COM 974168106 23,203 386,310 X 01 386,310 0 0
WINSTAR COMMUNICATIONS INC COM COM 975515107 23,091 306,860 X 01 306,860 0 0
WORLD ACCESS INC COM 98141A101 593 30,792 X 01 30,792 0 0
XM SATELLITE RADIO HOLDINGS COM 983759101 18,031 472,950 X 01 472,950 0 0
XILINX INC COM 983919101 13,681 300,892 X 01 300,892 0 0
XPEDIOR INC COM 98413B100 1,762 61,300 X 01 61,300 0 0
YAHOO! INC COM 984332106 44,031 101,761 X 01 101,761 0 0
YARDVILLE NATIONAL BANCORP COM 985021104 2,062 177,400 X 01 177,400 0 0
YORK FINANCIAL CORP COM 986630101 853 75,796 X 01 75,796 0 0
Z-TEL TECHNOLOGIES COM 988792107 628 15,550 X 01 15,550 0 0
ZIONS BANCORPORATION COM 989701107 63,921 1,079,975 X 01 1,079,975 0 0
BUILDNETNET, INC. PRIVATE PLACEMENT COM BUILDN9A2 3,000 681,726 X 01 681,726 0 0
ACE LIMITED COM G0070K103 76,670 4,594,455 X 01 4,594,455 0 0
CORECOMM LIMITED COMMON STOCK COM G2422R109 16,735 281,850 X 01 281,850 0 0
EL SITIO INC COMMON STOCK COM G30177102 619 16,850 X 01 16,850 0 0
GLOBAL CROSSING LTD COM G3921A100 16,303 326,062 X 01 326,062 0 0
OPENTV CORPORATION COM G67543101 770 9,590 X 01 9,590 0 0
TOMMY HILFIGER CORP COM G8915Z102 3,907 167,600 X 01 167,600 0 0
XL CAPITAL LTD COM G98255105 60,269 1,161,816 X 01 1,161,816 0 0
GOMEZ ADVISORS PRIVATE PLACEMENT COM GOMADV9A2 1,500 294,118 X 01 294,118 0 0
COMMTOUCH SOFTWARE LTD COM M25596103 15,885 327,100 X 01 327,100 0 0
FUNDTECH LTD ORD COM M47095100 8,982 438,150 X 01 438,150 0 0
METALINK LTD COM M69897102 6,358 312,050 X 01 312,050 0 0
ORCKIT COMMUNICATIONS LTD COM M7531S107 17,215 501,700 X 01 501,700 0 0
RADWARE LTD COM M81873107 664 15,400 X 01 15,400 0 0
TOWER SEMICONDUCTORS LTD COM M87915100 2,838 259,500 X 01 259,500 0 0
ASM LITHOGRAPHY HOLDING NV COM N07059111 29,089 255,730 X 01 255,730 0 0
CORE LABORATORIES N V COM COM N22717107 5,184 258,400 X 01 258,400 0 0
GRUPO TELEVISA DR SS2399450 796 11,664 X 01 11,664 0 0
WINBOND ELECTRONIC CORP-GDR DR SS5615164 244 10,253 X 01 10,253 0 0
TRANSCEPT, INC PRIVATE PLACEMENT COM TRAINK9A0 1,960 7,000 X 01 7,000 0 0
ROYAL CARIBBEAN CRUISES LTD COM V7780T103 14,641 296,900 X 01 296,900 0 0
FLEXTRONICS INTL LTD COM Y2573F102 9,520 206,960 X 01 206,960 0 0
20,097,798
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