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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
UNIROYAL TECHNOLOGY CORPORATION
(Name of Issuer)
Common Stock, par value $.01 per share
(Title of Class of Securities)
909163107
(CUSIP Number)
Howard R. Curd
2 North Tamiami Trail
Suite 900
Sarasota, FL 34236
(941) 361-2205
December 12, 2000
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(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following box 9.
Note: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See Rule 13d-1(a) for other
parties to whom copies are to be sent.
oThe remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
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The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
SCHEDULE 13D
CUSIP No. 909163107
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Howard R. Curd
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a)9
(b)9
3 SEC USE ONLY
4 SOURCE OF FUNDS*
PF
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or (e) 9
6 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.
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7 SOLE VOTING POWER
NUMBER OF 2,634,102 shares of Common Stock
SHARES
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BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY None
EACH ------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON 2,634,102
WITH -------------------------------------------------
10 SHARED DISPOSITIVE POWER
None
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,634,102 shares of Common Stock
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
10.03%
14 TYPE OF REPORTING PERSON*
IN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
STATEMENT PURSUANT TO RULE 13d-1
OF THE
GENERAL RULES AND REGULATIONS
UNDER THE
SECURITIES EXCHANGE ACT OF 1934, AS AMENDED
Item 1. Security and Issuer.
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Common Stock, par value $.01 per share("Common Stock"), issued by
Uniroyal Technology Corporation, (the "Issuer"), 2 North Tamiami Trail, Suite
900, Sarasota, Florida 34236.
Item 2. Identity and Background.
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(a) Name:
Howard R. Curd
(b) Business Address:
2 North Tamiami Trail, Suite 900
Sarasota, Florida 34236
(c) The Reporting Person is Chairman of the Board and Chief
Executive Officer of the Issuer.
(d) The Reporting Person has not, during the last five years,
been convicted in a criminal proceeding (excluding traffic
violations or similar misdemeanors).
(e) The Reporting Person has not, during the last five years,
been a party to a civil proceeding of a judicial or administrative body of
competent jurisdiction, as a result of which proceeding he was subject to a
judgement, decree or final order enjoining future violations of, or
prohibiting or mandating activities subject to federal or state securities
laws or finding any violations with respect to such laws.
(f) Citizenship.
U.S.A.
Item 3. Source and Amount of funds or Other consideration.
------ -------------------------------------------------
The Reporting Person used personal funds to acquire the
Common Stock. The amount of funds used for purchases within the ten days
prior to filing of this Schedule 13D is $3,123,146.
Item 4. Purpose of Transaction.
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The Reporting Person acquired the Common Stock for
investment purposes.
Item 5. Interest in Securities of the Issuer.
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(a) The Reporting Person currently beneficially owns
2,634,102 shares of Common Stock, consisting of approximately 10.03% of the
outstanding Common Stock. Such shares consist of the following:
Shares held directly 2,301,612
Shares beneficially owned in Company Savings Plan 36,050
Shares issuable on exercise of currently exercisable
options 143,840
Shares issuable upon exercise of warrants 152,600
(b) The number of shares of Common Stock as to which there is
sole power to vote or to direct the vote, shared power to vote or to direct the
vote, sole power to dispose or direct the disposition, or shared power to
dispose or direct the disposition for each person named in Item 5(a) is set
forth on the cover page, and such information is incorporated herein by
reference.
(c) The Reporting Person acquired 334,892 shares of Common Stock
at a price of $4.8125 per share and 335,884 shares at a price of $4.50 per
share on December 12, 2000 through the exercise of stock options; he paid
for the exercise of the options through delivery of 381, 336 shares of Common
Stock to the Company.
(d) Not applicable.
(e) Not applicable.
Item 6. Contracts, Arrangements, Understandings or Relationships with Respect
to the Securities of the Issuer.
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None other than participation in stock option plans of the issuer.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Dated: December 21, 2000
/s/ HOWARD R. CURD
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Howard R. Curd
