SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
COMMAND SYSTEMS, INC.
---------------------
(Name of Issuer)
Common Stock
------------
(Title of Class of Securities)
200903102
---------
(CUSIP Number)
Carole A. Masters, Esq.
Phoenix Home Life Mutual Insurance Company
One American Row
Hartford, CT 06102-5056
(860) 403-5538
---------------------------------------------
(Name, Address and Telephone Number of Person
to Receive Notice and Communication)
March 12, 1998
--------------
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G
to report the acquisition that is the subject of this Schedule 13D,
and is filing this schedule because of Sections 240.13d-1(e),
240.13d-1(f) or 240.13d-1(g), check the following box [ ].
Page 1 of 6
<PAGE>
SCHEDULE 13D
|-----------------------| |--------------------------|
| CUSIP Nos. 200903102 | | Page 2 of Pages 6 |
|-----------------------| |--------------------------|
|----------------------------------------------------------------------------|
| 1 | NAMES OF REPORTING PERSONS |
| | |
| | a. Phoenix Home Life Mutual Insurance Company ("PHLMIC") |
| | Tax Identification Number: 06-0493340 |
| | b. PM Holdings, Inc. ("PMH") |
| | Tax Identification Number: 06-1065485 |
| | c. PHL Global Holding Company ("PHL Global") |
| | Tax Identification Number: None |
| | |
|---------|------------------------------------------------------------------|
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] |
| | (b) [ ] |
| | (c) [ ] |
|---------|------------------------------------------------------------------|
| 3 | SEC USE ONLY |
| | |
|---------|------------------------------------------------------------------|
| 4 | SOURCE OF FUNDS: 00 (see response to item 3 on page 5). |
| | |
| | |
|---------|------------------------------------------------------------------|
| 5 | CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED |
| | PURSUANT TO ITEMS 2(d) and 2(e) [ ] |
|---------|------------------------------------------------------------------|
| 6 | PLACE OF ORGANIZATION |
| | a. Phoenix Home Life Mutual Insurance Company -- New York |
| | b. PM Holdings, Inc. -- Connecticut |
| | c. PHL Global Holding Company -- Mauritius |
| | |
| | |
|----------------|-----|-----------------------------------------------------|
| | | PHLMIC PMH PHL Global |
| | | |
| | 7 | SOLE VOTING POWER 0 0 0 |
| | | |
| NUMBER OF |-----|-----------------------------------------------------|
| SHARES | 8 | SHARED VOTING POWER 1,181,750 659,250 659,250 |
| BENEFICIALLY | | |
| OWNED BY EACH |-----|-----------------------------------------------------|
| REPORTING | 9 | SOLE DISPOSITIVE POWER 0 0 0 |
| PERSON | | |
| WITH |-----|-----------------------------------------------------|
| | 10 | SHARED DISPOSITIVE 1,181,750 659,250 659,250 |
| | | POWER |
|----------------------------------------------------------------------------|
<PAGE>
|----------------------------------------------------------------------------|
| 11 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
| | Common Stock |
| | a. PHLMIC 1,181,750 |
| | b. PMH 659,250 |
| | c. PHL Global 659,250 |
|---------|------------------------------------------------------------------|
| 12 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) |
| | EXCLUDES CERTAIN SHARES [ ] |
| | |
|---------|------------------------------------------------------------------|
| 13 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
| | |
| | a. PHLMIC 15.4% |
| | b. PMH 8.6% |
| | c. PHL Global 8.6% |
|---------|------------------------------------------------------------------|
| 14 | TYPE OF REPORTING PERSON |
| | |
| | a. PHLMIC - IC, HC, CO |
| | b. PMH - CO |
| | c. PHL Global - CO |
|----------------------------------------------------------------------------|
*SEE INSTRUCTIONS BEFORE FILLING OUT!
Page 3 of 6
<PAGE>
Item 1. Security and Issue
Common Stock
Command Systems, Inc.
766 Batterson Park Road
Farmington, CT 06032
Item 2. Identity and Background
Part I - Corporations
PHLMIC
(a) Place of Organization.............................................New York
(b) Principal Business...............................Life and health insurance
and annuities
(c) Address of Its Principal Business.........................One American Row
..................................................Hartford, CT 06102-5056
Address of Its Principal Office...........................One American Row
..................................................Hartford, CT 06102-5056
(d) Involvement in Certain Criminal
Legal Proceedings.....................................................None
(e) Involvement in Certain Civil Proceedings..............................None
PMH
(a) Place of Organization..........................................Connecticut
(b) Principal Business.........................................Holding company
(c) Address of Its Principal Business.........................One American Row
..................................................Hartford, CT 06102-5056
Address of Its Principal Office...........................One American Row
..................................................Hartford, CT 06102-5056
(d) Involvement in Certain Criminal
Legal Proceedings.....................................................None
(e) Involvement in Certain Civil Proceedings..............................None
PHL Global
(a) Place of Organization............................................Mauritius
(b) Principal Business.........................................Holding company
(c) Address of Its Principal Business.....................c/o Priscille Koenig
....................................................BCM (Secretaries) Ltd.
..................................................Sixth Floor, Cerne House
......................................................Chaussee, Port Louis
.................................................................Mauritius
Page 4 of 6
<PAGE>
Address of Its Principal Office.......................c/o Priscille Koenig
....................................................BCM (Secretaries) Ltd.
..................................................Sixth Floor, Cerne House
......................................................Chaussee, Port Louis
.................................................................Mauritius
(d) Involvement in Certain Criminal
Legal Proceedings.....................................................None
(e) Involvement in Certain Civil Proceedings..............................None
Part II - Directors and Executive Officers
See Exhibit B.
Item 3. Source and Amount of Funds or Other Consideration
In 1997, PHLMIC was the holder of certain promissory notes of the
Command companies. In August of that year, PHLMIC entered into an
agreement with Command Systems, Inc. pursuant to which the former
agreed to exchange such notes for Series A Convertible Preferred
Stock of the latter. PHLMIC was granted certain registration
rights in connection with this transaction. As of December 1997,
PHL Global, a subsidiary of PHLMIC, exchanged its interest in an
Indian company jointly owned with Command for shares of Series B
Convertible Preferred Stock of Command Systems, Inc. PHL Global
was granted certain registration rights in connection with that
transaction. When Command underwent an initial public offering of
its common stock, PHLMIC and PHL Global elected to exercise their
rights to convert their preferred shares to common. No additional
consideration was paid by PHLMIC or PHL Global in connection with
the conversions.
Item 4. Purpose of Transaction
PHLMIC wished to exchange its preferred shares for a more easily
liquidated security.
(a) Additional Securities of Issuer: None.
(b) Extraordinary Transaction: None.
(c) Transfer of Assets: None.
(d) Change in Board or Management: None.
(e) Capitalization; Dividend Policy: None.
(f) Material Changes in Business or Corporate Structure: None.
(g) Changes in Charter or Bylaws: None
(h) Delisting: None
(i) Eligibility for Termination of Registration: None.
Page 5 of 6
<PAGE>
Item 5. Interest in Securities of Issuer
(a) Ownership: See Items 11 and 13 on the Cover Pages of this
Schedule 13(d) with respect to PHLMIC, PMH and Phoenix
Global.
(b) Voting Control: See Items 7 through 10 on the Cover Pages of
this Schedule 13(d) with respect to PHLMIC, PMH and PHL
Global.
(c) Transactions in Issuer's Securities: None.
(d) Right to Receive or Power to Direct Dividends: Inapplicable.
(e) Ceased to be Beneficial Owner: Inapplicable.
Item 6. Contracts, Arrangements, Understandings or Relationships with
Respect to Securities of the Issuer
There are no such contracts, arrangements, understanding or
relationships among the persons named in Item 2 or between such
persons or any other person with respect to securities of the
issuer.
Item 7. Materials Filed as Exhibits
Exhibit A - Agreement to File Joint Acquisition Statement
Exhibit B - Directors and Executive Officers
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
September 1, 1999 /s/ Carole A. Masters
- ----------------------------------------- -------------------------------------
Date Carole A. Masters, Counsel
Page 6 of 6
<PAGE>
Exhibit A
AGREEMENT FOR JOINT FILING
The undersigned agree that this Schedule 13D, and all subsequent filings on
Schedule 13D with respect to Command Systems, Inc., are filed on behalf of each
of them.
PHOENIX HOME LIFE MUTUAL INSURANCE
COMPANY
By: /s/ Dona D. Young
Dated: September 1, 1999 -----------------
-----------------
Its: Executive Vice President
------------------------
PM HOLDINGS, INC.
Dated: September 1, 1999 By: /s/ Dona D. Young
----------------- -----------------
Its: Vice President
--------------
PHL GLOBAL HOLDING COMPANY
Dated: September 1, 1999 By: /s/ John J. C. Herdon
----------------- ---------------------
Its: Director
--------
<PAGE>
Exhibit B to Schedule 13(d)
(Items 2, Part II)
Re: Command Systems, Inc.
PHOENIX HOME LIFE MUTUAL INSURANCE COMPANY
DIRECTORS
<TABLE>
<CAPTION>
====================================================================================================================================
Certain Certain
Current Occupation/Business Criminal Civil
Name Residence Address Proceedings Proceedings Citizenship
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
Sal H. Alfiero 9 Four Winds Way Chairman and CEO None None USA
Amherst, NY 14426 Mark IV Industries, Inc.
501 John James Audubon Parkway
- ------------------------------------------------------------------------------------------------------------------------------------
J. Carter Bacot 48 Porter Place Chairman and CEO None None USA
Montclair, NJ 07042 The Bank of New York
48 Wall Street, 3rd Floor
New York, NY 10286
- ------------------------------------------------------------------------------------------------------------------------------------
Richard H. Booth 60 High Ridge Road Executive Vice President None None USA
South Glastonbury, CT 06073 Phoenix Home Life Mutual Insurance Co.
One American Row
Hartford, CT 06102-5056
- ------------------------------------------------------------------------------------------------------------------------------------
Arthur P. Byrne 85 Bishop Lane President, CEO & Chairman None None USA
Avon, CT 06001 The Wiremold Company
60 Woodlawn Street
West Hartford, CT 06110
- ------------------------------------------------------------------------------------------------------------------------------------
Richard N. Cooper 33 Washington Avenue Professor None None USA
Cambridge, MA 02140 Center for International Affairs
Harvard University
1737 Cambridge Street, Room 403
Cambridge, MA 02138
- ------------------------------------------------------------------------------------------------------------------------------------
Gordon J. Davis 241 Central Park West Partner None None USA
New York, NY 10024 LeBoeuf, Lamb Greene & MacRae
125 West 55th Street
New York, NY 10019
====================================================================================================================================
</TABLE>
Page 1 of 12
<PAGE>
<TABLE>
<CAPTION>
====================================================================================================================================
Certain Certain
Current Occupation/Business Criminal Civil
Name Residence Address Proceedings Proceedings Citizenship
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
Robert W. Fiondella 29 Summerberry Circle Chairman, President & CEO None None USA
Bristol, CT 06010 Phoenix Home Life Mutual Insurance Co.
One American Row
Hartford, CT 06102-5056
- ------------------------------------------------------------------------------------------------------------------------------------
John E. Haire 12 Searles Road President None None USA
Darien, CT 06820 The Fortune Group
1271 Avenue of the Americas
New York, NY 10020
- ------------------------------------------------------------------------------------------------------------------------------------
Jerry J. Jasinowski 3288 Rittenhouse St., N.W. President None None USA
Washington, DC 20015 National Association of Manufacturers
1331 Pennsylvania Avenue, N.W.
Suite 600
Washington, DC 20004
- ------------------------------------------------------------------------------------------------------------------------------------
John W. Johnstone, Jr. 467 Carter Street Chairman None None USA
New Canaan, CT 06840 Governance & Nominating Committees
Arch Chemicals, Inc.
191 Post Road West
Westport, CT 06880
- ------------------------------------------------------------------------------------------------------------------------------------
Marilyn E. LaMarche 930 Fifth Ave., Apt. 10D Limited Managing Director None None USA
New York, NY 10021 Lazard Freres & Co. L.L.C.
30 Rockefeller Plaza
New York, NY 10020
- ------------------------------------------------------------------------------------------------------------------------------------
Philip R. McLoughlin 39 Joshua Drive Executive Vice President None None USA
West Simsbury, CT 06092 Phoenix Home Life Mutual Insurance Co.
One American Row
Hartford, CT 06102-5056
- ------------------------------------------------------------------------------------------------------------------------------------
Indra K. Nooyi 12 Deer Lane Senior Vice President, Corporate Strategy None None USA
Greenwich, CT 06830 & Development
PepsiCo., Inc.
700 Anderson Hill Road
Purchase, NY 10577
====================================================================================================================================
</TABLE>
Page 2 of 12
<PAGE>
<TABLE>
<CAPTION>
====================================================================================================================================
Certain Certain
Current Occupation/Business Criminal Civil
Name Residence Address Proceedings Proceedings Citizenship
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
Robert F. Vizza, Ph.D. 3 Maria Lane President & CEO None None USA
Old Brookville, NY The DeMatteis Center of St. Francis
Hospital
Northern Boulevard
Old Brookville, NY 11545
- ------------------------------------------------------------------------------------------------------------------------------------
Robert G. Wilson Key Colony III, Apt. 1127 Retired None None USA
151 Crandon Boulevard
Key Biscayne, FL 33149
- ------------------------------------------------------------------------------------------------------------------------------------
Dona D. Young 89 Woodford Hills Drive Executive Vice President None None USA
Avon, CT 06001 Phoenix Home Life Mutual Insurance Co.
One American Row
Hartford, CT 06102-5056
====================================================================================================================================
</TABLE>
Page 3 of 12
<PAGE>
PM HOLDINGS, INC.
DIRECTORS
<TABLE>
<CAPTION>
====================================================================================================================================
Certain Certain
Current Occupation/Business Criminal Civil
Name Residence Address Proceedings Proceedings Citizenship
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
Richard H. Booth 60 High Ridge Road Executive Vice President None None USA
South Glastonbury, CT 06073 Phoenix Home Life Mutual Insurance Co.
One American Row
Hartford, CT 06102-5056
- ------------------------------------------------------------------------------------------------------------------------------------
Carl T. Chadburn 252 Knollwood Road Executive Vice President None None USA
Manchester, CT Phoenix Home Life Mutual Insurance Co.
One American Row
Hartford, CT 06102-5056
- ------------------------------------------------------------------------------------------------------------------------------------
Robert W. Fiondella 29 Summerberry Circle Chairman, President and CEO None None USA
Bristol, CT 06010 Phoenix Home Life Mutual Insurance Co.
One American Row
Hartford, CT 06102-5056
- ------------------------------------------------------------------------------------------------------------------------------------
Martin J. Gavin 108 Winding Lane Senior Vice President None None USA
Avon, CT 06001 Phoenix Home Life Mutual Insurance Co.
One American Row
Hartford, CT 06102-5056
- ------------------------------------------------------------------------------------------------------------------------------------
Philip R. McLoughlin 39 Joshua Drive Executive Vice President None None USA
West Simsbury, CT 06092 Phoenix Home Life Mutual Insurance Co.
One American Row
Hartford, CT 06102-5056
- ------------------------------------------------------------------------------------------------------------------------------------
Frederick W. Sawyer, III 8 Sachem Drive Senior Vice President None None USA
Glastonbury, CT 06033 Phoenix Home Life Mutual Insurance Co.
One American Row
Hartford, CT 06102-5056
- ------------------------------------------------------------------------------------------------------------------------------------
David W. Searfoss 3 Stratford Road Executive Vice President None None USA
Farmington, CT 06032 Phoenix Home Life Mutual Insurance Co.
One American Row
Hartford, CT 06102-5056
====================================================================================================================================
</TABLE>
Page 4 of 12
<PAGE>
<TABLE>
<CAPTION>
====================================================================================================================================
Certain Certain
Current Occupation/Business Criminal Civil
Name Residence Address Proceedings Proceedings Citizenship
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
Dona D. Young 89 Woodford Hills Drive Executive Vice President None None USA
Avon, CT 06001 Phoenix Home Life Mutual Insurance Co.
One American Row
Hartford, CT 06102-5056
====================================================================================================================================
</TABLE>
Page 5 of 12
<PAGE>
PHL GLOBAL HOLDING COMPANY
DIRECTORS
<TABLE>
<CAPTION>
====================================================================================================================================
Certain Certain
Current Occupation/Business Criminal Civil
Name Residence Address Proceedings Proceedings Citizenship
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
Thierry Chellen Engrais Martial Barrister at Law None None Mauritian
Curepipe Road 5th Floor, TM Building
Mauritius Pope Hennessy Street
Port Louis
Mauritius
- ------------------------------------------------------------------------------------------------------------------------------------
John J.C. Herndon Stillwater Farm Vice President, Strategic Development None None USA
138 Housatonic River Road Phoenix Home Life Mutual Insurance Co.
Salisbury, CT 06068 One American Row
Hartford, CT 06102-5056
- ------------------------------------------------------------------------------------------------------------------------------------
Parwiz Jagoo Engrais Martial Legal Consultant None None Mauritian
Curepipe Road 5th Floor, TM Building
Mauritius Pope Hennessy Street
Port Louis
Mauritius
====================================================================================================================================
</TABLE>
Page 6 of 12
<PAGE>
PHOENIX HOME LIFE MUTUAL INSURANCE COMPANY
EXECUTIVE OFFICERS
<TABLE>
<CAPTION>
====================================================================================================================================
Certain Certain
Current Occupation/Business Criminal Civil
Name Residence Address Proceedings Proceedings Citizenship
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
Robert W. Fiondella 29 Summerberry Circle Chairman, President & CEO None None USA
Bristol, CT 06010 Phoenix Home Life Mutual Insurance Co.
One American Row
Hartford, CT 06102-5056
- ------------------------------------------------------------------------------------------------------------------------------------
Richard H. Booth 60 High Ridge Road Executive Vice President, None None USA
South Glastonbury, CT 06073 Strategic Development
Phoenix Home Life Mutual Insurance Co.
One American Row
Hartford, CT 06102-5056
- ------------------------------------------------------------------------------------------------------------------------------------
Philip R. McLoughlin(1) 39 Joshua Drive Executive Vice President, Investments(1) None None USA
West Simsbury, CT 06092 Phoenix Home Life Mutual Insurance Company
One American Row
Hartford, CT 06102-5056
- ------------------------------------------------------------------------------------------------------------------------------------
David W. Searfoss 3 Stratford Road Executive Vice President and Chief None None USA
Farmington, CT 06032 Financial Officer
Phoenix Home Life Mutual Insurance Co.
One American Row
Hartford, CT 06102-5056
- ------------------------------------------------------------------------------------------------------------------------------------
Dona D. Young 89 Woodford Hills Drive Executive Vice President, Individual None None USA
Avon, CT 06001 Insurance and General Counsel
Phoenix Home Life Mutual Insurance Co.
One American Row
Hartford, CT 06102-5056
====================================================================================================================================
</TABLE>
- ----------------------------
(1) This is a secondary position. He is employed by Phoenix Investment Partners,
Ltd., to which he devotes approximately 75% of his time, with his remaining work
hours being applied to his role as an officer and Director of Phoenix Home Life
and certain of its subsidiaries.
Page 7 of 12
<PAGE>
<TABLE>
<CAPTION>
====================================================================================================================================
Certain Certain
Current Occupation/Business Criminal Civil
Name Residence Address Proceedings Proceedings Citizenship
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
Kelly J. Carlson 42 Woodchuck Hill Senior Vice President, Business Practices None None USA
West Simsbury, CT 06092 Phoenix Home Life Mutual Insurance Co.
One American Row
Hartford, CT 06102-5056
- ------------------------------------------------------------------------------------------------------------------------------------
Robert G. Chipkin 230 Fair Hill Lane Senior Vice President and Corporate None None USA
Suffield, CT Actuary
Phoenix Home Life Mutual Insurance Co.
One American Row
Hartford, CT 06102-5056
- ------------------------------------------------------------------------------------------------------------------------------------
Martin J. Gavin 108 Winding Lane Senior Vice President, Trust Operations None None USA
Avon, CT 06001 Phoenix Home Life Mutual Insurance Co.
One American Row
Hartford, CT 06102-5056
- ------------------------------------------------------------------------------------------------------------------------------------
Randall C. Giangiulio 63 Hildercrest Drive Senior Vice President, Group Life and None None USA
Simsbury, CT 06070 Health
Phoenix Home Life Mutual Insurance Co.
100 Bright Meadow Boulevard
Enfield, CT 06083
- ------------------------------------------------------------------------------------------------------------------------------------
Edward P. Hourihan 17 Chesbro Avenue Senior Vice President, Information Systems None None USA
Noank, CT 06266 Phoenix Home Life Mutual Insurance Co.
One American Row
Hartford, CT 06102-5056
- ------------------------------------------------------------------------------------------------------------------------------------
Joseph E. Kelleher 6 Spruce Lane Senior Vice President, Underwriting and None None USA
Simsbury, CT 06070 Operations
Phoenix Home Life Mutual Insurance Co.
100 Bright Meadow Boulevard
Enfield, CT 06083
- ------------------------------------------------------------------------------------------------------------------------------------
Robert G. Lautensack 21 Stillwood Chase Senior Vice President, Individual Line None None USA
Simsbury, CT 06070 Financial
Phoenix Home Life Mutual Insurance Co.
One American Row
Hartford, CT 06102-5056
====================================================================================================================================
</TABLE>
Page 8 of 12
<PAGE>
<TABLE>
<CAPTION>
====================================================================================================================================
Certain Certain
Current Occupation/Business Criminal Civil
Name Residence Address Proceedings Proceedings Citizenship
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
Maura L. Melley 16 Old Oak Road Senior Vice President, Public Affairs None None USA
West Hartford, CT 06117 Phoenix Home Life Mutual Insurance Co.
One American Row
Hartford, CT 06102-5056
- ------------------------------------------------------------------------------------------------------------------------------------
Scott C. Noble 15 Apple Hill Road Senior Vice President None None USA
Wilbraham, MA 01095 Phoenix Home Life Mutual Insurance Co.
One American Row
Hartford, CT 06102-5056
- ------------------------------------------------------------------------------------------------------------------------------------
David R. Pepin 42 Laurel Drive Senior Vice President None None USA
Willington, CT 06279 Phoenix Home Life Mutual Insurance Co.
One American Row
Hartford, CT 06102-5056
- ------------------------------------------------------------------------------------------------------------------------------------
Robert E. Primmer 47 Wyngate Senior Vice President, Distribution and None None USA
Simsbury, CT 06070 Sales
Phoenix Home Life Mutual Insurance Co.
One American Row
Hartford, CT 06102-5056
- ------------------------------------------------------------------------------------------------------------------------------------
Frederick W. Sawyer, III 8 Sachem Drive Senior Vice President None None USA
Glastonbury, CT 06033 Phoenix Home Life Mutual Insurance Co.
One American Row
Hartford, CT 06102-5056
- ------------------------------------------------------------------------------------------------------------------------------------
John F. Solan, Jr. 11 Schuyler Lane Senior Vice President None None USA
Bloomfield, CT 06002 Phoenix Home Life Mutual Insurance Co.
One American Row
Hartford, CT 06102-5056
- ------------------------------------------------------------------------------------------------------------------------------------
Simon Y. Tan 169 Weir Street Senior Vice President, Individual Market None None USA
Glastonbury, CT 06033 and Product Development
Phoenix Home Life Mutual Insurance Co.
One American Row
Hartford, CT 06102-5056
====================================================================================================================================
</TABLE>
Page 9 of 12
<PAGE>
<TABLE>
<CAPTION>
====================================================================================================================================
Certain Certain
Current Occupation/Business Criminal Civil
Name Residence Address Proceedings Proceedings Citizenship
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
Anthony J. Zeppetella 81 81st Street Senior Vice President, Corporate Portfolio None None USA
New York, NY 11209 Management
Phoenix Home Life Mutual Insurance Co.
One American Row
Hartford, CT 06102-5056
- ------------------------------------------------------------------------------------------------------------------------------------
Walter H. Zultowski 6 Winhart Drive Senior Vice President, Marketing and None None USA
Granby, CT 06035 Market Research
Phoenix Home Life Mutual Insurance Co.
One American Row
Hartford, CT 06102-5056
====================================================================================================================================
</TABLE>
Page 10 of 12
<PAGE>
PM HOLDINGS, INC.
OFFICERS
<TABLE>
<CAPTION>
====================================================================================================================================
Certain Certain
Current Occupation/Business Criminal Civil
Name Residence Address Proceedings Proceedings Citizenship
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
Robert W. Fiondella 29 Summerberry Circle President None None USA
Bristol, CT 06010 PM Holdings, Inc.
One American Row
Hartford, CT 06115
- ------------------------------------------------------------------------------------------------------------------------------------
Richard H. Booth 60 High Ridge Road Vice President None None USA
South Glastonbury, CT 06073 PM Holdings, Inc.
One American Row
Hartford, CT 06115
- ------------------------------------------------------------------------------------------------------------------------------------
Carl T. Chadburn 252 Knollwood Avenue Vice President None None USA
Manchester, CT PM Holdings, Inc.
One American Row
Hartford, CT 06115
- ------------------------------------------------------------------------------------------------------------------------------------
Martin J. Gavin 108 Winding Lane Vice President None None USA
Avon, CT 06001 PM Holdings, Inc
One American Row
Hartford, CT 06115
- ------------------------------------------------------------------------------------------------------------------------------------
Philip R. McLoughlin 39 Joshua Drive Vice President None None USA
West Simsbury, CT 06092 PM Holdings, Inc.
One American Row
Hartford, CT 06115
- ------------------------------------------------------------------------------------------------------------------------------------
Frederick W. Sawyer, III 8 Sachem Drive Vice President None None USA
Glastonbury, CT 06033 PM Holdings, Inc.
One American Row
Hartford, CT 06115
- ------------------------------------------------------------------------------------------------------------------------------------
David W. Searfoss 3 Stratford Road Vice President None None USA
Farmington, CT 06032 PM Holdings, Inc.
One American Row
Hartford, CT 06115
====================================================================================================================================
</TABLE>
Page 11 of 12
<PAGE>
<TABLE>
<CAPTION>
====================================================================================================================================
Certain Certain
Current Occupation/Business Criminal Civil
Name Residence Address Proceedings Proceedings Citizenship
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C>
Dona D. Young 89 Woodford Hills Drive Vice President None None USA
Avon, CT 06001 PM Holdings, Inc.
One American Row
Hartford, CT 06115
====================================================================================================================================
</TABLE>
Page 12 of 12
