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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-QSB
Amendment No. 1
(MARK ONE)
[X] QUARTERLY REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE
ACT OF 1934
FOR THE QUARTERLY PERIOD ENDED SEPTEMBER 30, 2000
OR
[ ] TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934
FOR THE TRANSITION PERIOD _____________ TO _________________
COMMISSION FILE NUMBER 1-11454-03
vFINANCE.COM, INC.
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(EXACT NAME OF SMALL BUSINESS ISSUER AS SPECIFIED IN ITS CHARTER)
DELAWARE 58-1974423
------------------------- ------------------
(STATE OR OTHER JURISDICTION OF (I.R.S. EMPLOYER
INCORPORATION OR ORGANIZATION) IDENTIFICATION NO.)
6600 NORTH ANDREWS AVENUE, SUITE 304, FORT LAUDERDALE, FL 33309
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(Address of principal executive offices)
(954) 384-7800
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(Issuer's telephone number)
3300 PGA BOULEVARD, SUITE 810, PALM BEACH GARDENS, FL 33410
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(Former name, former address and former
fiscal year, if changed since last report)
Check whether the issuer (1) filed all reports required to be filed by
Section 13 or 15(d) of the Exchange Act during the past 12 months (or for such
shorter period that the registrant was required to file such reports), and (2)
has been subject to such filing requirements for the past 90 days.
Yes [X] No [ ]
State the number of shares outstanding of each of the issuer's classes
of common equity, as of September 30, 2000:
15,045,067
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Transitional Small Business Disclosure Format (Check one): Yes [ ]; No [X]
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Item 6. EXHIBITS AND REPORTS ON FORM 8-K
(a) Exhibits
EXHIBIT NO. DESCRIPTION
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10.1 Amended and Restated Employment Agreement between
Paul T. Mannion, Jr., and the Company
10.2 Amended and Restated Employment Agreement between
Andrew S. Reckles and the Company
10.3 Amended and Restated Employment Agreement between
Vincent Sbarra and the Company
*27 Financial Data Schedule
(b) Reports on Form 8-K
NONE
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* Previously filed on Form 10-QSB for the quarterly period ended September
30, 2000.
SIGNATURES
In accordance with section 13 or 15(d) of the Exchange Act, the registrant has
caused this report to be signed on its behalf by the undersigned, thereunto duly
authorized.
<TABLE>
<CAPTION>
Signature Title Date
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<S> <C> <C>
By: /s/ Leonard J. Sokolow
------------------------ Chief Executive Officer November 15, 2000
Leonard J. Sokolow and Vice Chairman of
the Board of Directors
</TABLE>
In accordance with the Exchange Act, this report has been signed by the
following persons on behalf of the registrant and in the capacities and on the
dates indicated.
<TABLE>
<CAPTION>
Signature Title Date
--------- ----- ----
<S> <C> <C>
By: /s/ Leonard J. Sokolow
----------------------- Chief Executive Officer November 15, 2000
Leonard J. Sokolow and Vice Chairman of
the Board of Directors
By: /s/ Timothy Mahoney
------------------------ Chief Operating Officer November 15, 2000
Timothy Mahoney and Chairman of the
Board of Directors
By: /s/ D. Carr Moody
----------------------- Chief Financial Officer November 15, 2000
D. Carr Moody
</TABLE>
