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FORM 4 OMB APPROVAL
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OMB Number: 3235-0287
Expires: September 30, 1998
Estimated average burden
hours per response.........0.5
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U.S. SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
/ / Check box if no
longer subject to Filed pursuant to Section 16(a) of the Securities
Section 16. Form 4 Exchange Act of 1934, Section 17(a) of the
or Form 5 obligations Public Utility Holding Company Act of 1935
may continue. See or Section 30(f) of the Investment Company
Instruction 1(b). Act of 1940
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<S> <C> <C> <C> <C> <C> <C>
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1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person to
Goyal Pritchart K. Network Associates, for "NETA" Issuer (Check all applicable)
- --------------------------------------------- ---------------------------------------------- Director 10% Owner
(Last) (First) (Middle) 3. IRS or Social Security 4. Statement for ---- ---
c/o Network Associates, Inc. Number of Reporting Month/Year X Officer (give Other (Specify
3965 Freedom Circle Person (Voluntary) October/1998 ---- title --- below)
- --------------------------------------------- ------------------ below)
(Street) 5. If Amendment, Chief Financial Officer
Santa Clara CA 95054 Date of Original --------------------------------
- --------------------------------------------- (Month/Year)
(City) (State) (Zip) 7. Individual or Joint/Group Filing
------------------ (Check applicable line)
X Form filed by one
---- Reporting Person
Form filed by more than
---- one Reporting Person
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TABLE 1 -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
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1. Title of Security 2. Trans- 3. Transac- 4. Securities Acquired (A) 5. Amount of Se- 6. Owner- 7. Nature
(Instr. 3) action tion or Disposed of (D) curities Benefi- ship of In-
Date Code (Instr. 3, 4 and 5) cially Owned at Form: direct
(Instr. 8) End of Month Direct Benefi-
(Month/ (Instr. 3 and 4) (D) or cial
Day/ --------------------------------------- Indirect Owner-
Year) Code V Amount (A) or Price (I) ship
(D) (Instr. 4) (Instr.
4)
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Common Stock 10/22/98 M 10,000 A $15.1852
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Common Stock 10/22/98 S 10,000 D $40.00
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Common Stock 10/22/98 M 5,000 A $15.1852
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Common Stock 10/22/98 S 5,000 D $40.00
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Common Stock 10/23/98 M 1,000 A $15.1852
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Common Stock 10/23/98 S 1,000 D $39.0625
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Common Stock 10/23/98 M 4,000 A $15.1852
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Common Stock 10/23/98 S 4,000 D $39.0625
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Common Stock 10/26/98 M 7,000 A $15.1852
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Common Stock 10/26/98 S 7,000 A $30.5625
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Common Stock 10/26/98 M 3,000 A $15.1852
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Common Stock 10/26/98 S 3,000 D $39.5625
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*If the Form is filed by more than one Reporting Person, see Instruction 4(b)(v).
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. (Over)
(Print or Type Response) (8/96)
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FORM 4 (continued)
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<S> <C> <C> <C> <C> <C>
Common Stock 10/26/98 M 5,000 A $15.1852
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Common Stock 10/26/98 S 5,000 D $39.5625
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Common Stock 10/27/98 M 10,000 A $15.1852
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Common Stock 10/27/98 S 10,000 D $39.0625
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Common Stock 10/27/98 M 20,000 A $15.1852
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Common Stock 10/27/98 S 20,000 D $39.0625
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(Over)
SEC 1474 (7-96)
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Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
*If the form is filed by more than one reporting person, see Instruction
4(b)(v).
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FORM 4 (CONTINUED) TABLE II -- DERIVATIVE SECURITIES BENEFICIALLY OWNED
(E.G., PUTS, CALLS, WARRANTS,OPTIONS, CONVERTIBLE SECURITIES)
<S> <C> <C> <C> <C> <C> <C> <C>
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1. Title of Derivative 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date Exer- 7. Title and Amount 8. Price
Security sion or action action Derivative cisable and of Underlying of
(Instr. 4) Exercise Date Code Securities Ac- Expiration Securities Deriv-
Price of (Month/ (Instr. 8) quired (A) or Date (Instr. 3 and 4) ative
Deriv- Day/ Disposed of (D) (Month/Day/ Secur-
ative Year) (Instr. 3, 4, Year) ity
Security and 5) (Instr. 5)
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Date Expira- Amount or
-------------------------- Exer- tion Title Number of
Code V (A) (D) cisable Date Shares
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Employee Stock Option
(right to buy) $15.1852 10/22/98 M D (1) 3/04/06 Common S. 10,000 $40.00
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Employee Stock Option
(right to buy) $15.1852 10/22/98 M D (1) 3/04/06 Common S. 5,000 $40.00
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Employee Stock Option
(right to buy) $15.1852 10/23/98 M D (1) 3/04/06 Common S. 1,000 $39.0625
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Employee Stock Option
(right to buy) $15.1852 10/23/98 M D (1) 3/04/06 Common S. 4,000 $39.0625
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Employee Stock Option
(right to buy) $15.1852 10/26/98 M D (1) 3/04/06 Common S. 7,000 $39.5625
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Employee Stock Option
(right to buy) $15.1852 10/26/98 M D (1) 3/04/06 Common S. 3,000 $39.5625
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Employee Stock Option
(right to buy) $15.1852 10/26/98 M D (1) 3/04/06 Common S. 5,000 $39.5625
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Employee Stock Option
(right to buy) $15.1852 10/27/98 M D (1) 3/04/06 Common S. 10,000 $39.0625
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Employee Stock Option
(right to buy) $15.1852 10/27/98 M D (1) 3/04/06 Common S. 20,000 $39.0625
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S> <C> <C> <C>
1. Title of Derivative 9. Number of 10. Ownership 11. Nature of
Security Derivative Form of Indirect
(Instr. 3) Securities Derivative Beneficial
Beneficially Security: Ownership
Owned at End Direct (D) (Instr. 4)
of Month or Indirect (I)
(Instr. 4) (Instr. 4)
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Employee Stock Option
(right to buy) 121,563 D
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Explanation of Responses:
(1) 25% of options vest and become exercisable on 3/18/97, with an additional 2.08% vesting
each month thereafter.
**Intentional misstatements or omissions of facts constitute Federal Criminal Violations Kurt J. Berney 11/10/98
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). ------------------------------- -------
**Signature of Reporting Person Date
Note. File three copies of this form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained
in this form are not required to respond unless the form displays a currently valid
OMB Number.
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