UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
------------------
----------
Check here if Amendment [ ]; Amendment Number:
----------
This Amendment (Check only one.): |_| is a restatement.
|_| adds new holdings entries
Institutional Investment Manager Filing this Report:
Name: Crown Advisors, Ltd.
------------------------------------------
Address: 67 East Park Place, 8th Floor
------------------------------------------
Morristown, NJ 07960-3945
------------------------------------------
------------------------------------------
Form 13F File Number: 28-
---------------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name. Chester A. Siuda
---------------------------------------------
Title: President
---------------------------------------------
Phone: 973-734-0909
---------------------------------------------
Signature, Place, and Date of Signing:
- --------------------------------- -------------------------- ---------------
[Signature] Morristown, NJ 11/15/99
Report Type (Check only one.):
|X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
|_| 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other [ ] reporting manager(s).)
|_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this [ ] report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-
----------------- ------------------------------------------------
[Repeat as necessary.]
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 7
-------------------------------
Form 13F Information Table Entry Total: 72
---------------------------
Form 13F Information Table Value Total: 285208
---------------------------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
No. Form 13F File NumberName Name
1 28- Bellet David F.
2 Crown Associates III, LP
3 Crown Capital Management, Ltd.
4 Crown-Glynn Advisors, Ltd.
5 Crown-Glynn Associates, LP
6 Glynn John Walter Jr. dba Glynn Capital
Management
7 Siuda Chester A.
- ---- ------------------------ ------------------------------------------
[Repeat as necessary.]
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
<CAPTION>
Title Voting Authority
of Value Shares/ Sh/ Put/ Invstmt Other ----------------------
Name of Issuer Class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
- -------------------------------- ----- --------- -------- ------- -------- ------- ----------- ---- ------- ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Abbott Laboratories COM 002824100 1761 48000 SH Defined 06 48000
Accrue Software COM 00437W102 7626 338940 SH Defined 06 338940
Advanced Fibre Comm. COM 00754A105 3938 177000 SH Defined 06 02 177000
Advent Software COM 00794108 17538 281730 SH Defined 02 05 03 06 281730
Agile Software Corp. COM 00846X105 12041 188148 SH Defined 06 02 188148
Alteon Web Systems COM 02145A109 12325 131115 SH Defined 06 131115
Amazon.com COM 023135106 5196 65000 SH Defined 06 02 65000
Applied Imaging COM 03820G106 28 30000 SH Defined 06 30000
Ariba COM 04033v104 723 5000 SH Defined 06 5000
ArthroCare Corp. COM 043136100 956 17500 SH Defined 06 17500
Aspect Telecom. COM 045237104 7412 436792 SH Defined 02 05 03 06 436792
Aspen Technology COM 045327103 4674 479428 SH Defined 02 05 03 06 479428
Avid Technology COM 05367P100 387 29461 SH Defined 02 05 03 06 29461
BP Amoco PLC COM 055622104 1056 9527 SH Defined 06 9527
Berkshire Hathaway Class A COM 084670108 825 15 SH Defined 06 15
Berkshire Hathaway Class B COM 084670207 1062 572 SH Defined 06 572
C-Cube Microsystems COM 125015107 12554 288600 SH Defined 06 02 288600
C/Net COM 125945105 9688 173000 SH Defined 06 02 173000
CBL & Assoc. Properties, Inc. COM 124830100 244 10000 SH Defined 06 10000
Cardio Thoracic Systems COM 141907105 1722 102800 SH Defined 06 102800
Career Builder, Inc. COM 141684100 2347 333800 SH Defined 06 02 333800
Carrier Access COM 144460102 418 10000 SH Defined 06 10000
Clelritek, Inc. COM 150926103 245 40000 SH Defined 06 40000
Clarify Inc. COM 180492100 7134 141800 SH Defined 06 02 141800
Concord EFS COM 206197105 7132 345788 SH Defined 02 05 03 345788
Covad COM 222814204 3052 70000 SH Defined 06 02 70000
Critical Path * (12,094 shrs in) COM 22674V100 3899 96647 SH Defined 06 96647
Dayton Hudson COM 239753106 1845 30720 SH Defined 06 30720
Digital Generation COM 25392110 1748 517939 SH Defined 06 02 517939
E-Toys COM 297862104 3162 47500 SH Defined 06 02 47500
Echelon Corporation COM 27874N105 667 87500 SH Defined 06 87500
Electronic Arts COM 285512109 20040 276888 SH Defined 02 05 03 06 276888
Fleetwood Enterprises COM 339099103 808 40000 SH Defined 06 40000
General Electric COM 369604103 2214 18672 SH Defined 06 18672
General Mills COM 370334104 541 6668 SH Defined 06 6668
Halliburton Co. COM 406216101 410 10000 SH Defined 06 10000
IBM COM 459200101 2858 23616 SH Defined 06 23616
Incyte Pharmaceuticals COM 45337C102 2673 115600 SH Defined 06 02 115600
Information Management Service COM 456923101 1957 381800 SH Defined 02 05 03 381800
Inhale Therapeutic Systems COM 457191104 3554 117000 SH Defined 06 02 117000
Inktomi COM 457277101 1921 16000 SH Defined 06 02 16000
Innovasive Devices COM 45766K104 771 97900 SH Defined 06 97900
Intel Corp. COM 458140100 3842 51696 SH Defined 06 51696
Intuit COM 461202103 10843 123700 SH Defined 06 02 123700
Johnson & Johnson COM 478160104 741 8064 SH Defined 06 8064
Legato Systems, Inc. COM 524651106 13488 309400 SH Defined 06 02 309400
Linear Technology COM 535678106 13020 221500 SH Defined 06 02 221500
Marimba COM 5678q109 2390 80000 SH Defined 06 02 80000
Micro Therapeutics COM 59500W100 449 39000 SH Defined 06 39000
Millennium Pharm. COM 599902103 4193 64500 SH Defined 06 02 64500
Molecular Devices COM 60851C107 5292 192433 SH Defined 06 02 192433
Nova Corp. COM 66784100 3030 121200 SH Defined 02 05 03 121200
Oakwood Homes Corporation COM 674098108 138 30624 SH Defined 06 30624
Opta Foods COM 68381N105 635 216150 SH Defined 02 05 03 06 216150
PMC-Sierra Inc. COM 69344F106 4163 45000 SH Defined 06 02 45000
Packeteer, Inc. COM 695210104 341 10000 SH Defined 06 10000
Pair Gain Tech. COM 695934109 5291 415000 SH Defined 02 05 03 415000
Pfizer, Inc. COM 717081103 2239 62400 SH Defined 06 62400
Premisys, Corp. COM 740584107 1845 222000 SH Defined 02 05 03 222000
ProBusiness COM 742674104 4633 172400 SH Defined 06 02 172400
Project Software COM 74339P101 7597 142000 SH Defined 02 05 03 06 142000
Proxim COM 744284100 2300 50000 SH Defined 06 02 50000
Rambus COM 750917106 3313 50000 SH Defined 06 02 50000
Rouse Co. COM 779273101 242 10500 SH Defined 06 10500
Royal Dutch Petrol COM 780257804 236 4000 SH Defined 06 4000
Santa Barbara Restaurant COM 801378100 262 133016 SH Defined 02 05 03 133016
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
Title Voting Authority
of Value Shares/ Sh/ Put/ Invstmt Other ----------------------
Name of Issuer Class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
- -------------------------------- ----- --------- -------- ------- -------- ------- ----------- ---- ------- ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Schering-Plough COM 806605101 2757 63200 SH Defined 06 63200
Schlumberger Ltd. COM 806857108 499 8000 SH Defined 06 8000
Siebel COM 822170102 5830 87500 SH Defined 06 02 87500
Transaction Systems COM 893416107 4482 166040 SH Defined 06 02 166040
Vantive COM 922091103 5795 667100 SH Defined 02 05 03 06 667100
Vertex Pharm. COM 92532F100 4175 134410 SH Defined 02 05 03 06 134410
</TABLE>
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
------------------
----------
Check here if Amendment [ ]; Amendment Number:
----------
This Amendment (Check only one.): |_| is a restatement.
|_| adds new holdings entries
Institutional Investment Manager Filing this Report:
Name: David F. Bellet
------------------------------------------
Address: The Lincoln Building, Suite 3405
------------------------------------------
60 East 42nd Street
------------------------------------------
New York, NY 10165
------------------------------------------
Form 13F File Number: 28-
---------------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name. David F. Bellet
---------------------------------------------
Title: General Partner
---------------------------------------------
Phone: 212-808-5278
---------------------------------------------
Signature, Place, and Date of Signing:
- --------------------------------- -------------------------- ---------------
[Signature] New York, NY 11/15/99
Report Type (Check only one.):
|_| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
|X| 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
|_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
28- Crown Advisors, Ltd.
----------------- ------------------------------------------------
[Repeat as necessary.]
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
------------------
----------
Check here if Amendment [ ]; Amendment Number:
----------
This Amendment (Check only one.): |_| is a restatement.
|_| adds new holdings entries
Institutional Investment Manager Filing this Report:
Name: Crown Associates III, LP
------------------------------------------
Address: 67 East Park Place, 8th Floor
------------------------------------------
Morristown, NJ 07960-3945
------------------------------------------
------------------------------------------
Form 13F File Number: 28-
---------------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name. Chester A. Siuda
---------------------------------------------
Title: General Partner
---------------------------------------------
Phone: 973-734-0909
---------------------------------------------
Signature, Place, and Date of Signing:
- --------------------------------- -------------------------- ---------------
[Signature] Morristown, NJ 11/15/99
Report Type (Check only one.):
|_| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
|X| 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
|_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
28- Crown Advisors, Ltd.
----------------- ------------------------------------------------
[Repeat as necessary.]
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
------------------
----------
Check here if Amendment [ ]; Amendment Number:
----------
This Amendment (Check only one.): |_| is a restatement.
|_| adds new holdings entries
Institutional Investment Manager Filing this Report:
Name: Crown Capital Management, Ltd.
------------------------------------------
Address: 67 East Park Place, 8th Floor
------------------------------------------
Morristown, NJ 07960-3945
------------------------------------------
------------------------------------------
Form 13F File Number: 28-
---------------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name. Chester A. Siuda
---------------------------------------------
Title: Managing Director
---------------------------------------------
Phone: 973-734-0909
---------------------------------------------
Signature, Place, and Date of Signing:
- --------------------------------- -------------------------- ---------------
[Signature] Morristown, NJ 11/15/99
Report Type (Check only one.):
|_| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
|Xx| 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
|_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
28- Crown Advisors, Ltd.
----------------- ------------------------------------------------
[Repeat as necessary.]
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
------------------
----------
Check here if Amendment [ ]; Amendment Number:
----------
This Amendment (Check only one.): |_| is a restatement.
|_| adds new holdings entries
Institutional Investment Manager Filing this Report:
Name: Crown-Glynn Advisors, Ltd.
------------------------------------------
Address: 67 East Park Place, 8th Floor
------------------------------------------
Morristown, NJ 07960-3945
------------------------------------------
------------------------------------------
Form 13F File Number: 28-
---------------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name. Chester A. Siuda
---------------------------------------------
Title: Managing Director
---------------------------------------------
Phone: 973-734-0909
---------------------------------------------
Signature, Place, and Date of Signing:
- --------------------------------- -------------------------- ---------------
[Signature] Morristown, NJ 11/15/99
Report Type (Check only one.):
|_| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
|X| 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
|_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
28- Crown Advisors, Ltd.
----------------- ------------------------------------------------
[Repeat as necessary.]
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
------------------
----------
Check here if Amendment [ ]; Amendment Number:
----------
This Amendment (Check only one.): |_| is a restatement.
|_| adds new holdings entries
Institutional Investment Manager Filing this Report:
Name: Crown-Glynn Associates, LP
------------------------------------------
Address: 67 East Park Place, 8th Floor
------------------------------------------
Morristown, NJ 07960-3945
------------------------------------------
------------------------------------------
Form 13F File Number: 28-
---------------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name. Chester A. Siuda
---------------------------------------------
Title: Managing Director
---------------------------------------------
Phone: 973-734-0909
---------------------------------------------
Signature, Place, and Date of Signing:
- --------------------------------- -------------------------- ---------------
[Signature] Morristown, NJ 11/15/99
Report Type (Check only one.):
|_| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
|X| 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
|_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
28- Crown Advisors, Ltd.
----------------- ------------------------------------------------
[Repeat as necessary.]
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
------------------
----------
Check here if Amendment [ ]; Amendment Number:
----------
This Amendment (Check only one.): |_| is a restatement.
|_| adds new holdings entries
Institutional Investment Manager Filing this Report:
Name: John W. Glynn Jr. dba Glynn Capital
Management
------------------------------------------
Address: 3000 Sand Hill Road, Bldg 4-235
------------------------------------------
Menlo Park, CA 94025
------------------------------------------
------------------------------------------
Form 13F File Number: 28-
---------------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name. John Walter Glynn Jr.
---------------------------------------------
Title:
---------------------------------------------
Phone: 650-854-2215
---------------------------------------------
Signature, Place, and Date of Signing:
- --------------------------------- -------------------------- ---------------
[Signature] Menlo Park, CA 11/15/99
Report Type (Check only one.):
|_| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
|X| 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
|_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
28- Crown Advisors, Ltd.
----------------- ------------------------------------------------
[Repeat as necessary.]
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
------------------
----------
Check here if Amendment [ ]; Amendment Number:
----------
This Amendment (Check only one.): |_| is a restatement.
|_| adds new holdings entries
Institutional Investment Manager Filing this Report:
Name: Chester A. Siuda
------------------------------------------
Address: 67 East Park Place, 8th Floor
------------------------------------------
Morristown, NJ 07960-3945
------------------------------------------
------------------------------------------
Form 13F File Number: 28-
---------------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name. Chester A. Siuda
---------------------------------------------
Title:
---------------------------------------------
Phone: 973-734-0909
---------------------------------------------
Signature, Place, and Date of Signing:
- --------------------------------- -------------------------- ---------------
[Signature] Morristown, NJ 11/15/99
Report Type (Check only one.):
|_| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
|X| 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
|_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
28- Crown Advisors, Ltd.
----------------- ------------------------------------------------
[Repeat as necessary.]
