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OMB APPROVAL
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OMB Number: 3235-0006
Expires: February, 1997
Estimated average burden
hours per response......24.60
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SEC USE ONLY
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended March 31, 1999
- --------------------------------------------------------------------------------
(Please read instructions before preparing form.)
- --------------------------------------------------------------------------------
If amended report check |_|
Crown Advisors, Ltd.
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
67 East Park Place, 8th Floor Morristown New Jersey 07960-3945
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
Chester A. Siuda, President (973) 734-0909
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
ATTENTION
- --------------------------------------------------------------------------------
Intentional misstatements or omissions of facts constitute
Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City Morristown and State of New Jersey on the 15 day of
May, 1999.
Crown Advisors, Ltd.
-------------------------------------------
(Name of Institutional Investment Manager)
-------------------------------------------
(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
6
Name: 13F File 3
- -------------------------------------------------- -------------
1. Bellet, David F.
- -------------------------------------------------- -------------
2. Crown Associates III, L.P.
- -------------------------------------------------- -------------
3. Crown Capital Management, Ltd.
- -------------------------------------------------- -------------
4. Crown-Glynn Advisors, Ltd.
- -------------------------------------------------- -------------
5. Crown-Glynn Associates, LP
- -------------------------------------------------- -------------
6. Glynn Buckley Investments, LP
- -------------------------------------------------- -------------
7. Glynn Capital Management
- -------------------------------------------------- -------------
8. Glynn Emerging Opportunity Fund, LP
- -------------------------------------------------- -------------
9. Glynn-Hume Investments, L.P.
- -------------------------------------------------- -------------
10. Glynn Investments, LP
- -------------------------------------------------- -------------
11. Glynn John Walter Jr.
- -------------------------------------------------- -------------
12. Glynn Management, GP
- -------------------------------------------------- -------------
13. Glynn Management II, GP
- -------------------------------------------------- -------------
14. Glynn-Nelke Investments, LP
- -------------------------------------------------- -------------
15. Glynn Peterson Investments, LP
- -------------------------------------------------- -------------
16. Glynn Ventures III, LP
- -------------------------------------------------- -------------
17. Glynn Ventures IV, LP
- -------------------------------------------------- -------------
18. The McMorgan Fund II, LP
- -------------------------------------------------- -------------
19. Siuda, Chester, A.
- -------------------------------------------------- -------------
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 19
------------
Form 13F Information Table Entry Total: 339
------------
Form 13F Information Table Value Total: $ 259,886
------------
(thousands)
<PAGE>
Page 1 of 18
FORM 13F
---------------------
Name of Reporting (SEC USE ONLY)
Manager Crown Advisors, Ltd.
------------------------
<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Item 6: Item 8:
Item 4: Investment Discretion Voting Authority (Shares)
Item 2: Fair Item 5: ---------------------------- -------------------------
Item 1: Title Item 3: Market Shares of (b) Shared- (c) Item 7:
Name of Issuer of CUSIP Value Principal (a) As Defined Shared- Manager (a) (b) (a)
Class Number (x$1000) Amount Sole In Instr. V Other See Intr. V Sole Shared None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Public Securities
Abbot Laboratories COM 002824100 2,247 48,000 2 7,11 48,000
Advanced Fibre Comm. COM 00754A105 1,345 140,200 2 7,11 140,200
915 95,400 2 8,11 95,400
315 32,800 2 6,11 32,800
813 84,700 2 1,2,4,11,19 84,700
396 41,300 2 1,4,5,11,19 41,300
3,411 355,500 2 1,3,11,19 355,500
320 33,400 2 10,11 33,400
637 66,400 2 11,18 66,400
116 12,100 2 11,14 12,100
97 10,100 2 11,15 10,100
Advent Software COM 007974108 2,810 56,200 2 7,11 56,200
1,725 34,500 2 8,11 34,500
630 12,600 2 6,11 12,600
725 14,500 2 1,2,4,11,19 14,500
320 6,400 2 1,4,5,11,19 6,400
4,656 93,120 2 1,3,11,19 93,120
600 12,000 2 10,11 12,000
70 1,400 2 9,11 1,400
</TABLE>
<PAGE>
Page 2 of 18
FORM 13F
---------------------
Name of Reporting (SEC USE ONLY)
Manager Crown Advisors, Ltd.
------------------------
<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Item 6: Item 8:
Item 4: Investment Discretion Voting Authority (Shares)
Item 2: Fair Item 5: ---------------------------- -------------------------
Item 1: Title Item 3: Market Shares of (b) Shared- (c) Item 7:
Name of Issuer of CUSIP Value Principal (a) As Defined Shared- Manager (a) (b) (a)
Class Number (x$1000) Amount Sole In Instr. V Other See Intr. V Sole Shared None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
1,165 23,300 2 11,18 23,300
225 4,500 2 11,14 4,500
190 3,800 2 11,15 3,800
Amazon.com COM 766 4,450 2 7,11 4,450
525 3,050 2 8,11 3,050
189 1,100 2 6,11 1,100
172 1,000 2 10,11 1,000
34 200 2 9,11 200
344 2,000 2 11,18 2,000
69 400 2 11,14 400
52 300 2 11,15 300
Applied Imaging COM 03820G106 28 30,000 2 11,13,17 30,000
ArthroCare Corp. COM 043136100 289 17,500 2 11,13,17 17,500
Aspect Telecom. COM 045237104 1,154 174,196 2 7,11 174,196
664 100,200 2 8,11 100,200
208 31,400 2 6,11 31,400
295 44,500 2 1,2,4,11,19 44,500
143 21,600 2 1,4,5,11,19 21,600
1,686 254,500 2 1,3,11,19 254,500
207 31,196 2 10,11 31,196
</TABLE>
<PAGE>
Page 3 of 18
FORM 13F
---------------------
Name of Reporting (SEC USE ONLY)
Manager Crown Advisors, Ltd.
------------------------
<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Item 6: Item 8:
Item 4: Investment Discretion Voting Authority (Shares)
Item 2: Fair Item 5: ---------------------------- -------------------------
Item 1: Title Item 3: Market Shares of (b) Shared- (c) Item 7:
Name of Issuer of CUSIP Value Principal (a) As Defined Shared- Manager (a) (b) (a)
Class Number (x$1000) Amount Sole In Instr. V Other See Intr. V Sole Shared None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
60 9,000 2 9,11 9,000
462 69,700 2 11,18 69,700
83 12,500 2 11,14 12,500
68 10,200 2 11,15 10,200
15 2,200 2 11,12,16 2,200
Aspen Technology COM 045327103 1,711 120,600 2 7,11 120,600
929 65,500 2 8,11 65,500
404 28,500 2 6,11 28,500
626 44,100 2 1,2,4,11,19 44,100
304 21,400 2 1,4,5,11,19 21,400
3,099 218,428 2 1,3,11,19 218,428
318 22,400 2 10,11 22,400
45 3,200 2 9,11 3,200
742 52,300 2 11,18 52,300
150 10,600 2 11,14 10,600
99 7,000 2 11,15 7,000
14 1,000 2 11,12,16 1,000
Aurora Biosciences COM 051920106 209 31,100 2 7,11 31,100
11 1,600 2 8,11 1,600
99 14,800 2 6,11 14,800
</TABLE>
<PAGE>
Page 4 of 18
FORM 13F
---------------------
Name of Reporting (SEC USE ONLY)
Manager Crown Advisors, Ltd.
------------------------
<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Item 6: Item 8:
Item 4: Investment Discretion Voting Authority (Shares)
Item 2: Fair Item 5: ---------------------------- -------------------------
Item 1: Title Item 3: Market Shares of (b) Shared- (c) Item 7:
Name of Issuer of CUSIP Value Principal (a) As Defined Shared- Manager (a) (b) (a)
Class Number (x$1000) Amount Sole In Instr. V Other See Intr. V Sole Shared None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
97 14,500 2 10,11 14,500
31 4,600 2 11,15 4,600
Avid Technology COM 05367P100 1,440 82,559 2 7,11 82,559
1,009 57,845 2 8,11 57,845
403 23,100 2 6,11 23,100
649 37,200 2 1,2,4,11,19 37,200
314 18,000 2 1,4,5,11,19 18,000
2,185 125,300 2 1,3,11,19 125,300
381 21,867 2 10,11 21,867
59 3,400 2 9,11 3,400
699 40,090 2 11,18 40,090
148 8,500 2 11,14 8,500
124 7,100 2 11,15 7,100
9 500 2 11,12,16 500
BMC Software COM 055921100 2,571 69,369 2 7,11 63,369
1,827 49,295 2 8,11 49,295
630 16,993 2 6,11 16,993
694 18,731 2 10,11 18,731
</TABLE>
<PAGE>
Page 5 of 18
FORM 13F
---------------------
Name of Reporting (SEC USE ONLY)
Manager Crown Advisors, Ltd.
------------------------
<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Item 6: Item 8:
Item 4: Investment Discretion Voting Authority (Shares)
Item 2: Fair Item 5: ---------------------------- -------------------------
Item 1: Title Item 3: Market Shares of (b) Shared- (c) Item 7:
Name of Issuer of CUSIP Value Principal (a) As Defined Shared- Manager (a) (b) (a)
Class Number (x$1000) Amount Sole In Instr. V Other See Intr. V Sole Shared None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
199 5,366 2 11,14 5,366
148 3,983 2 11,15 3,983
BP Amoco PLC COM 962 9,527 2 7,11 9,527
Berkshire Hathaway
Class A COM 084670108 1,071 15 2 11,18 15
Berkshire Hathaway
Class B COM 084670207 1,300 553 2 7,11 553
45 19 2 11,18 19
C-Cube Microsystems COM 125015107 2,356 118,900 2 7,11 118,900
1,496 75,500 2 8,11 75,500
541 27,300 2 6,11 27,300
317 16,000 2 1,2,4,11,19 16,000
153 7,700 2 1,4,5,11,19 7,700
1,115 56,300 2 1,3,11,19 56,300
79 4,000 2 9,11 4,000
1,018 51,400 2 11,18 51,400
194 9,800 2 11,14 9,800
162 8,200 2 11,15 8,200
C/Net COM 125945105 2,837 30,800 2 7,11 30,800
1,953 21,200 2 8,11 21,200
700 7,600 2 6,11 7,600
682 7,400 2 10,11 7,400
1,437 15,600 2 11,18 15,600
258 2,800 2 11,14 2,800
</TABLE>
<PAGE>
Page 6 of 18
FORM 13F
---------------------
Name of Reporting (SEC USE ONLY)
Manager Crown Advisors, Ltd.
------------------------
<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Item 6: Item 8:
Item 4: Investment Discretion Voting Authority (Shares)
Item 2: Fair Item 5: ---------------------------- -------------------------
Item 1: Title Item 3: Market Shares of (b) Shared- (c) Item 7:
Name of Issuer of CUSIP Value Principal (a) As Defined Shared- Manager (a) (b) (a)
Class Number (x$1000) Amount Sole In Instr. V Other See Intr. V Sole Shared None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
203 2,200 2 11,15 2,200
CBL & Assoc.
Properties, Inc. COM 124830100 465 20,000 2 7,11 20,000
Cardio Thoracic
Systems COM 141907105 354 37,000 2 7,11 37,000
258 27,000 2 6,11 27,000
269 28,100 2 8,11 28,100
43 4,500 2 10,11 4,500
37 3,900 2 11,18 3,900
58 6,100 2 11,14 6,100
11 1,200 2 11,15 1,200
Carrier Access COM 773 10,000 2 11,13,17 10,000
Celeritek, Inc. COM 1509926103 160 40,000 2 11,12,16 40,000
Clarify Inc. COM 180492100 2,028 76,000 2 7,11 76,000
1,278 47,900 2 8,11 47,900
475 17,800 2 6,11 17,800
1,233 46,200 2 1,2,4,11 46,200
590 22,100 2 1,4,5,11,19 22,100
2,501 93,700 2 1,3,11,19 93,700
454 17,000 2 10,11 17,000
1,017 38,100 2 11,18 38,100
195 7,300 2 11,14 7,300
</TABLE>
<PAGE>
Page 7 of 18
FORM 13F
---------------------
Name of Reporting (SEC USE ONLY)
Manager Crown Advisors, Ltd.
------------------------
<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Item 6: Item 8:
Item 4: Investment Discretion Voting Authority (Shares)
Item 2: Fair Item 5: ---------------------------- -------------------------
Item 1: Title Item 3: Market Shares of (b) Shared- (c) Item 7:
Name of Issuer of CUSIP Value Principal (a) As Defined Shared- Manager (a) (b) (a)
Class Number (x$1000) Amount Sole In Instr. V Other See Intr. V Sole Shared None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
168 6,300 2 11,15 6,300
Concord EFS COM 206197105 1,148 41,650 2 1,2,4,11,19 41,650
557 20,200 2 1,4,5,11,19 20,200
5,338 193,675 2 1,3,11,19 193,675
Dayton Hudson COM 239753106 2,047 30,720 2 7,11 30,720
Digital Generation COM 253921100 578 132,200 2 7,11 132,200
356 81,300 2 8,11 81,300
121 27,700 2 6,11 27,700
736 168,170 2 1,2,4,11,19 168,170
356 81,305 2 1,4,5,11,19 81,305
1,124 256,825 2 1,3,11,19 256,825
151 34,600 2 10,11 34,600
478 109,167 2 11,12,16 109,167
781 178,572 2 11,13,17 178,572
368 84,200 2 11,18 84,200
58 13,300 2 11,14 13,300
39 8,900 2 11,15 8,900
13 3,000 2 11 3,000
Echelon Corporation COM 27874N105 757 75,674 2 8,11 75,674
875 87,500 2 11,12,16 87,500
</TABLE>
<PAGE>
Page 8 of 18
FORM 13F
---------------------
Name of Reporting (SEC USE ONLY)
Manager Crown Advisors, Ltd.
------------------------
<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Item 6: Item 8:
Item 4: Investment Discretion Voting Authority (Shares)
Item 2: Fair Item 5: ---------------------------- -------------------------
Item 1: Title Item 3: Market Shares of (b) Shared- (c) Item 7:
Name of Issuer of CUSIP Value Principal (a) As Defined Shared- Manager (a) (b) (a)
Class Number (x$1000) Amount Sole In Instr. V Other See Intr. V Sole Shared None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Edify Corporation COM 280599101 903 166,046 2 7,11 166,046
542 99,600 2 8,11 99,600
256 47,000 2 6,11 47,000
222 40,800 2 1,2,4,11,19 40,800
109 20,100 2 1,4,5,11,19 20,100
1,227 225,600 2 1,3,11,19 225,600
188 34,545 2 10,11 34,545
242 44,444 2 11,12,16 44,444
486 89,400 2 11,18 89,400
71 13,000 2 11,14 13,000
59 10,900 2 11,15 10,900
8 1,500 2 11 1,500
Electronic Arts COM 285512109 3,421 72,024 2 7,11 72,024
2,059 43,350 2 8,11 43,350
665 14,000 2 6,11 14,000
1,226 25,800 2 1,2,4,11,19 25,800
594 12,500 2 1,4,5,11,19 12,500
5,102 107,420 2 1,3,11,19 107,420
748 15,744 2 10,11 15,744
90 1,900 2 9,11 1,900
</TABLE>
<PAGE>
Page 9 of 18
FORM 13F
---------------------
Name of Reporting (SEC USE ONLY)
Manager Crown Advisors, Ltd.
------------------------
<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Item 6: Item 8:
Item 4: Investment Discretion Voting Authority (Shares)
Item 2: Fair Item 5: ---------------------------- -------------------------
Item 1: Title Item 3: Market Shares of (b) Shared- (c) Item 7:
Name of Issuer of CUSIP Value Principal (a) As Defined Shared- Manager (a) (b) (a)
Class Number (x$1000) Amount Sole In Instr. V Other See Intr. V Sole Shared None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
1,342 28,250 2 11,18 28,250
204 4,300 2 11,14 4,300
233 4,900 2 11,15 4,900
Fleetwood Enterprises COM 339099103 1,145 40,000 2 11,18 40,000
Fore Systems COM 1,581 83,600 2 1,2,4,11,19 83,600
773 40,900 2 1,4,5,11,19 40,900
5,256 278,000 2 1,3,11,19 278,000
General Electric COM 369604103 2,066 18,672 2 7,11 18,672
General Mills COM 370334104 504 6,668 2 7,11 6,668
Halliburton Co. COM 406216101 385 10,000 2 7,11 10,000
Harbinger COM 41145C103 383 56,700 2 1,2,4,11,19 56,700
173 25,650 2 1,4,5,11,19 25,650
1,419 210,150 2 1,3,11,19 210,150
IBM COM 459200101 2,093 11,808 2 7,11 11,808
ISS Group COM 450306105 239 3,000 2 8,11 3,000
Impath COM 45255G101 610 24,900 2 1,2,4,11,19 24,900
301 12,300 2 1,4,5,11,19 12,300
2,457 100,300 2 1,3,11,19 100,300
Incyte Pharmaceuticals COM 45337C102 716 35,700 2 7,11 35,700
654 32,600 2 8,11 32,600
</TABLE>
<PAGE>
Page 10 of 18
FORM 13F
---------------------
Name of Reporting (SEC USE ONLY)
Manager Crown Advisors, Ltd.
------------------------
<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Item 6: Item 8:
Item 4: Investment Discretion Voting Authority (Shares)
Item 2: Fair Item 5: ---------------------------- -------------------------
Item 1: Title Item 3: Market Shares of (b) Shared- (c) Item 7:
Name of Issuer of CUSIP Value Principal (a) As Defined Shared- Manager (a) (b) (a)
Class Number (x$1000) Amount Sole In Instr. V Other See Intr. V Sole Shared None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
201 10,000 2 6,11 10,000
197 9,800 2 10,11 9,800
443 22,100 2 11,18 22,100
50 2,500 2 11,14 2,500
58 2,900 2 11,15 2,900
Information Management
Services COM 456923101 209 98,400 2 1,2,4,11,19 98,400
101 47,300 2 1,4,5,11,19 47,300
581 273,600 2 1,3,11,19 273,600
Inhale Therapeutic
Systems COM 457191104 1,166 43,000 2 7,11 43,000
781 28,800 2 8,11 28,800
225 8,300 2 6,11 8,300
258 9,500 2 10,11 9,500
654 24,100 2 11,18 24,100
81 3,000 2 11,14 3,000
76 2,800 2 11,15 2,800
Innovasive Devices COM 45766K104 141 42,500 2 11,12,16 42,500
184 55,400 2 11,13,17 55,400
Intel Corp. COM 458140100 3,073 25,848 2 7,11 25,848
Intuit COM 461202103 4,660 45,800 2 7,11 45,800
3,164 31,100 2 8,11 31,100
</TABLE>
<PAGE>
Page 11 of 18
FORM 13F
---------------------
Name of Reporting (SEC USE ONLY)
Manager Crown Advisors, Ltd.
------------------------
<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Item 6: Item 8:
Item 4: Investment Discretion Voting Authority (Shares)
Item 2: Fair Item 5: ---------------------------- -------------------------
Item 1: Title Item 3: Market Shares of (b) Shared- (c) Item 7:
Name of Issuer of CUSIP Value Principal (a) As Defined Shared- Manager (a) (b) (a)
Class Number (x$1000) Amount Sole In Instr. V Other See Intr. V Sole Shared None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
1,068 10,500 2 6,11 10,500
692 6,800 2 1,2,4,11,19 6,800
326 3,200 2 1,4,5,11,19 3,200
7,405 72,775 2 1,3,11,19 72,775
1,007 9,900 2 10,11 9,900
2,483 24,400 2 11,18 24,400
193 1,900 2 11,14 1,900
326 3,200 2 11,15 3,200
Johnson & Johnson COM 478160104 754 8,064 2 7,11 8,064
Legato Systems, Inc. COM 524651106 2,623 50,800 2 7,11 50,800
1,905 36,900 2 8,11 36,900
640 12,400 2 6,11 12,400
3,671 71,100 2 1,3,11,19 71,100
620 12,000 2 10,11 12,000
93 1,800 2 9,11 1,800
1,291 25,000 2 11,18 25,000
227 4,400 2 11,14 4,400
201 3,900 2 11,15 3,900
Linear Technology COM 535678106 4,859 94,800 2 7,11 94,800
2,604 50,800 2 8,11 50,800
</TABLE>
<PAGE>
Page 12 of 18
FORM 13F
---------------------
Name of Reporting (SEC USE ONLY)
Manager Crown Advisors, Ltd.
------------------------
<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Item 6: Item 8:
Item 4: Investment Discretion Voting Authority (Shares)
Item 2: Fair Item 5: ---------------------------- -------------------------
Item 1: Title Item 3: Market Shares of (b) Shared- (c) Item 7:
Name of Issuer of CUSIP Value Principal (a) As Defined Shared- Manager (a) (b) (a)
Class Number (x$1000) Amount Sole In Instr. V Other See Intr. V Sole Shared None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
1,107 21,600 2 6,11 21,600
2,798 54,600 2 11,18 54,600
246 4,800 2 11,14 4,800
144 2,800 2 11,15 2,800
26 500 2 11 500
Merant COM 587336108 90 9,200 2 1,2,4,11,19 9,200
45 4,600 2 1,4,5,11,19 4,600
278 28,475 2 1,3,11,19 28,475
Micro Therapeutics COM 59500W100 254 39,000 2 11,12,16 39,000
Millennium Pharm. COM 599902103 1,216 38,900 2 7,11 38,900
928 29,700 2 8,11 29,700
278 8,900 2 6,11 8,900
300 9,600 2 10,11 9,600
516 16,500 2 11,18 16,500
103 3,300 2 11,14 3,300
78 2,500 2 11,15 2,500
Molecular Devices COM 60851C107 1,399 51,800 2 7,11 51,800
799 29,600 2 8,11 29,600
332 12,300 2 6,11 12,300
324 12,000 2 10,11 12,000
</TABLE>
<PAGE>
Page 13 of 18
FORM 13F
---------------------
Name of Reporting (SEC USE ONLY)
Manager Crown Advisors, Ltd.
------------------------
<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Item 6: Item 8:
Item 4: Investment Discretion Voting Authority (Shares)
Item 2: Fair Item 5: ---------------------------- -------------------------
Item 1: Title Item 3: Market Shares of (b) Shared- (c) Item 7:
Name of Issuer of CUSIP Value Principal (a) As Defined Shared- Manager (a) (b) (a)
Class Number (x$1000) Amount Sole In Instr. V Other See Intr. V Sole Shared None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
1,440 53,333 2 11,12,16 53,333
51 1,900 2 9,11 1,900
618 22,900 2 11,18 22,900
127 4,700 2 11,14 4,700
105 3,900 2 11,15 3,900
Natural Microsystems COM 638882100 224 45,400 2 7,11 45,400
152 30,700 2 8,11 30,700
52 10,500 2 6,11 10,500
43 8,800 2 1,2,4,11,19 8,800
24 4,800 2 1,4,5,11,19 4,800
112 22,600 2 1,3,11,19 22,600
58 11,700 2 10,11 11,700
196 39,700 2 11,18 39,700
5 1,000 2 11 1,000
Nova Corp. COM 662 25,200 2 1,2,4,11,19 25,200
328 12,500 2 1,4,5,11,19 12,500
2,192 83,500 2 1,3,11,19 83,500
Oakwood Homes
Corporation COM 674098108 429 30,624 2 11,18 30,624
Opta Foods COM 68381N105 148 58,540 2 7,11 58,540
146 57,500 2 8,11 57,500
</TABLE>
<PAGE>
Page 14 of 18
FORM 13F
---------------------
Name of Reporting (SEC USE ONLY)
Manager Crown Advisors, Ltd.
------------------------
<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Item 6: Item 8:
Item 4: Investment Discretion Voting Authority (Shares)
Item 2: Fair Item 5: ---------------------------- -------------------------
Item 1: Title Item 3: Market Shares of (b) Shared- (c) Item 7:
Name of Issuer of CUSIP Value Principal (a) As Defined Shared- Manager (a) (b) (a)
Class Number (x$1000) Amount Sole In Instr. V Other See Intr. V Sole Shared None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
48 19,000 2 6,11 19,000
396 156,446 2 1,2,4,11,19 156,446
217 85,918 2 1,4,5,11,19 85,918
411 162,546 2 1,3,11,19 162,546
35 13,900 2 10,11 13,900
107 42,450 2 11,18 42,450
18 7,100 2 11,14 7,100
16 6,500 2 11,15 6,500
PMC-Sierra Inc. COM 584 8,200 2 7,11 8,200
370 5,200 2 8,11 5,200
142 2,000 2 6,11 2,000
135 1,900 2 10,11 1,900
21 300 2 9,11 300
256 3,600 2 11,18 3,600
50 700 2 11,14 700
43 600 2 11,15 600
Pair Gain Tech. COM 695934109 1,190 122,000 2 1,2,4,11,19 122,000
585 60,000 2 1,4,5,11,19 60,000
4,076 418,000 2 1,3,11,19 418,000
Pfizer, Inc.. COM 717081103 2,886 20,800 2 7,11 20,800
</TABLE>
<PAGE>
Page 15 of 18
FORM 13F
---------------------
Name of Reporting (SEC USE ONLY)
Manager Crown Advisors, Ltd.
------------------------
<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Item 6: Item 8:
Item 4: Investment Discretion Voting Authority (Shares)
Item 2: Fair Item 5: ---------------------------- -------------------------
Item 1: Title Item 3: Market Shares of (b) Shared- (c) Item 7:
Name of Issuer of CUSIP Value Principal (a) As Defined Shared- Manager (a) (b) (a)
Class Number (x$1000) Amount Sole In Instr. V Other See Intr. V Sole Shared None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Phoenix International
LTD COM 719078107 424 86,900 2 1,2,4,11,19 86,900
173 35,500 2 1,4,5,11,19 35,500
1,292 265,050 2 1,3,11,19 265,050
Premisys, Corp. COM 888 103,000 2 1,2,4,11,19 103,000
440 51,000 2 1,4,5,11,19 51,000
2,984 346,000 2 1,3,11,19 346,000
ProBusiness COM 742674104 1,380 32,850 2 7,11 32,850
863 20,550 2 8,11 20,550
252 6,000 2 6,11 6,000
315 7,500 2 10,11 7,500
630 15,000 2 11,18 15,000
158 3,750 2 11,14 3,750
95 2,250 2 11,15 2,250
Project Software COM 74339P101 1,419 57,900 2 7,11 57,900
1,068 43,600 2 8,11 43,600
360 14,700 2 6,11 14,700
929 37,900 2 1,2,4,11,19 37,900
451 18,400 2 1,4,5,11,19 18,400
2,470 100,800 2 1,3,11,19 100,800
336 13,700 2 10,11 13,700
</TABLE>
<PAGE>
Page 16 of 18
FORM 13F
---------------------
Name of Reporting (SEC USE ONLY)
Manager Crown Advisors, Ltd.
------------------------
<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Item 6: Item 8:
Item 4: Investment Discretion Voting Authority (Shares)
Item 2: Fair Item 5: ---------------------------- -------------------------
Item 1: Title Item 3: Market Shares of (b) Shared- (c) Item 7:
Name of Issuer of CUSIP Value Principal (a) As Defined Shared- Manager (a) (b) (a)
Class Number (x$1000) Amount Sole In Instr. V Other See Intr. V Sole Shared None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
603 24,600 2 11,18 24,600
140 5,700 2 11,14 5,700
110 4,500 2 11,15 4,500
29 1,200 2 11 1,200
Proxim COM 744284100 282 9,800 2 1,2,4,11,19 9,800
135 4,700 2 1,4,5,11,19 4,700
1,164 40,500 2 1,3,11,19 40,500
Rouse Co. COM 779273101 233 10,500 2 7,11 10,500
Royal Dutch Petrol COM 780257804 208 4,000 2 7,11 4,000
Schering-Plough COM 806605101 3,492 63,200 2 7,11 63,200
Schlumberger Ltd. COM 806857108 482 8,000 2 7,11 8,000
Transaction Systems COM 893416107 1,336 37,100 2 7,11 37,100
821 22,800 2 8,11 22,800
295 8,200 2 6,11 8,200
274 7,600 2 10,11 7,600
47 1,300 2 9,11 1,300
554 15,400 2 11,18 15,400
108 3,000 2 11,14 3,000
90 2,500 2 11,15 2,500
Vantive COM 922091103 1,378 114,200 2 7,11 114,200
</TABLE>
<PAGE>
Page 17 of 18
FORM 13F
---------------------
Name of Reporting (SEC USE ONLY)
Manager Crown Advisors, Ltd.
------------------------
<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------------
Item 6: Item 8:
Item 4: Investment Discretion Voting Authority (Shares)
Item 2: Fair Item 5: ---------------------------- -------------------------
Item 1: Title Item 3: Market Shares of (b) Shared- (c) Item 7:
Name of Issuer of CUSIP Value Principal (a) As Defined Shared- Manager (a) (b) (a)
Class Number (x$1000) Amount Sole In Instr. V Other See Intr. V Sole Shared None
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
998 82,700 2 8,11 82,700
340 28,200 2 6,11 28,200
1,084 89,900 2 1,2,4,11,19 89,900
531 44,000 2 1,4,5,11,19 44,000
2,528 209,600 2 1,3,11,19 209,600
288 23,900 2 10,11 23,900
683 56,600 2 11,18 56,600
106 8,800 2 11,14 8,800
99 8,200 2 11,15 8,200
12 1,000 2 11 1,000
Vertex Pharm. COM 92532F100 928 36,755 2 7,11 36,755
480 19,000 2 8,11 19,000
101 4,000 2 6,11 4,000
354 14,000 2 1,2,4,11,19 14,000
167 6,600 2 1,4,5,11,19 6,600
742 29,400 2 1,3,11,19 29,400
267 10,555 2 10,11 10,555
631 25,000 2 11,18 25,000
61 2,400 2 11,14 2,400
43 1,700 2 11,15 1,700
</TABLE>
EXHIBIT TO FORM 13 F
The information with respect to securities positions is included on the form for
Crown Advisors
<PAGE>
-----------------------------
OMB APPROVAL
-----------------------------
OMB Number: 3235-0006
Expires: February, 1997
Estimated average burden
hours per response......24.60
-----------------------------
---------------------------
SEC USE ONLY
---------------------------
---------------------------
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended March 31, 1999
- --------------------------------------------------------------------------------
(Please read instructions before preparing form.)
- --------------------------------------------------------------------------------
If amended report check |_|
David F. Bellet
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
The Lincoln Building, Suite 3405 60 East 42nd Street New York, NY 10165
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
David F. Bellet, General Partner (212) 808-5278
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
ATTENTION
- --------------------------------------------------------------------------------
Intentional misstatements or omissions of facts constitute
Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City New York and State of New York on the 15 day of May,
1999.
David F. Bellet
-------------------------------------------
(Name of Institutional Investment Manager)
-------------------------------------------
(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.:
- -------------------------------------------------- -------------
1.
- -------------------------------------------------- -------------
2.
- -------------------------------------------------- -------------
3.
- -------------------------------------------------- -------------
4.
- -------------------------------------------------- -------------
5.
- -------------------------------------------------- -------------
6.
- -------------------------------------------------- -------------
7.
- -------------------------------------------------- -------------
8.
- -------------------------------------------------- -------------
9.
- -------------------------------------------------- -------------
10.
- -------------------------------------------------- -------------
<PAGE>
-----------------------------
OMB APPROVAL
-----------------------------
OMB Number: 3235-0006
Expires: February, 1997
Estimated average burden
hours per response......24.60
-----------------------------
---------------------------
SEC USE ONLY
---------------------------
---------------------------
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended March 31, 1999
- --------------------------------------------------------------------------------
(Please read instructions before preparing form.)
- --------------------------------------------------------------------------------
If amended report check |_|
Crown Associates III, LP
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
67 East Park Place, 8th Floor Morristown New Jersey 07960-3945
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
Chester A. Siuda, General Partner (973) 734-0909
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
ATTENTION
- --------------------------------------------------------------------------------
Intentional misstatements or omissions of facts constitute
Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City Morristown and State of New Jersey on the 15 day of
May, 1999.
Crown Associates III, LP
-------------------------------------------
(Name of Institutional Investment Manager)
-------------------------------------------
(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.:
- -------------------------------------------------- -------------
1.
- -------------------------------------------------- -------------
2.
- -------------------------------------------------- -------------
3.
- -------------------------------------------------- -------------
4.
- -------------------------------------------------- -------------
5.
- -------------------------------------------------- -------------
6.
- -------------------------------------------------- -------------
7.
- -------------------------------------------------- -------------
8.
- -------------------------------------------------- -------------
9.
- -------------------------------------------------- -------------
10.
- -------------------------------------------------- -------------
<PAGE>
-----------------------------
OMB APPROVAL
-----------------------------
OMB Number: 3235-0006
Expires: February, 1997
Estimated average burden
hours per response......24.60
-----------------------------
---------------------------
SEC USE ONLY
---------------------------
---------------------------
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended March 31, 1999
- --------------------------------------------------------------------------------
(Please read instructions before preparing form.)
- --------------------------------------------------------------------------------
If amended report check |_|
Crown Capital Management, Ltd.
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
67 East Park Place, 8th Floor Morristown New Jersey 07960-3945
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
Chester A. Siuda, Managing Director (973) 734-0909
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
ATTENTION
- --------------------------------------------------------------------------------
Intentional misstatements or omissions of facts constitute
Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City Morristown and State of New Jersey on the 15 day of
May, 1999.
Crown Capital Management, Ltd.
-------------------------------------------
(Name of Institutional Investment Manager)
-------------------------------------------
(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.:
- -------------------------------------------------- -------------
1.
- -------------------------------------------------- -------------
2.
- -------------------------------------------------- -------------
3.
- -------------------------------------------------- -------------
4.
- -------------------------------------------------- -------------
5.
- -------------------------------------------------- -------------
6.
- -------------------------------------------------- -------------
7.
- -------------------------------------------------- -------------
8.
- -------------------------------------------------- -------------
9.
- -------------------------------------------------- -------------
10.
- -------------------------------------------------- -------------
<PAGE>
-----------------------------
OMB APPROVAL
-----------------------------
OMB Number: 3235-0006
Expires: February, 1997
Estimated average burden
hours per response......24.60
-----------------------------
---------------------------
SEC USE ONLY
---------------------------
---------------------------
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended March 31, 1999
- --------------------------------------------------------------------------------
(Please read instructions before preparing form.)
- --------------------------------------------------------------------------------
If amended report check |_|
Crown-Glynn Advisors, Ltd.
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
67 East Park Place, 8th Floor Morristown New Jersey 07960-3945
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
Chester A. Siuda, Managing Director (973) 734-0909
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
ATTENTION
- --------------------------------------------------------------------------------
Intentional misstatements or omissions of facts constitute
Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City Morristown and State of New Jersey on the 15 day of
May, 1999.
Crown-Glynn Advisors, Ltd.
-------------------------------------------
(Name of Institutional Investment Manager)
-------------------------------------------
(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.:
- -------------------------------------------------- -------------
1.
- -------------------------------------------------- -------------
2.
- -------------------------------------------------- -------------
3.
- -------------------------------------------------- -------------
4.
- -------------------------------------------------- -------------
5.
- -------------------------------------------------- -------------
6.
- -------------------------------------------------- -------------
7.
- -------------------------------------------------- -------------
8.
- -------------------------------------------------- -------------
9.
- -------------------------------------------------- -------------
10.
- -------------------------------------------------- -------------
<PAGE>
-----------------------------
OMB APPROVAL
-----------------------------
OMB Number: 3235-0006
Expires: February, 1997
Estimated average burden
hours per response......24.60
-----------------------------
---------------------------
SEC USE ONLY
---------------------------
---------------------------
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended March 31, 1999
- --------------------------------------------------------------------------------
(Please read instructions before preparing form.)
- --------------------------------------------------------------------------------
If amended report check |_|
Crown-Glynn Associates, LP
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
67 East Park Place, 8th Floor Morristown New Jersey 07960-3945
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
Chester A. Siuda, Managing Director (973) 734-0909
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
ATTENTION
- --------------------------------------------------------------------------------
Intentional misstatements or omissions of facts constitute
Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City Morristown and State of New Jersey on the 15 day of
May, 1999.
Crown-Glynn Associates, LP
-------------------------------------------
(Name of Institutional Investment Manager)
-------------------------------------------
(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.:
- -------------------------------------------------- -------------
1.
- -------------------------------------------------- -------------
2.
- -------------------------------------------------- -------------
3.
- -------------------------------------------------- -------------
4.
- -------------------------------------------------- -------------
5.
- -------------------------------------------------- -------------
6.
- -------------------------------------------------- -------------
7.
- -------------------------------------------------- -------------
8.
- -------------------------------------------------- -------------
9.
- -------------------------------------------------- -------------
10.
- -------------------------------------------------- -------------
<PAGE>
-----------------------------
OMB APPROVAL
-----------------------------
OMB Number: 3235-0006
Expires: February, 1997
Estimated average burden
hours per response......24.60
-----------------------------
---------------------------
SEC USE ONLY
---------------------------
---------------------------
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended March 31, 1999
- --------------------------------------------------------------------------------
(Please read instructions before preparing form.)
- --------------------------------------------------------------------------------
If amended report check |_|
Glynn Buckley Investments, LP
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
3000 Sandhill Road, Building 4-235 Menlo Park California 94025
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
John Walter Glynn Jr., General Partner (650) 854-2215
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
ATTENTION
- --------------------------------------------------------------------------------
Intentional misstatements or omissions of facts constitute
Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City Menlo Park and State of California on the 15 day of
May, 1999.
Glynn Buckley Investments, LP
-------------------------------------------
(Name of Institutional Investment Manager)
-------------------------------------------
(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.:
- -------------------------------------------------- -------------
1.
- -------------------------------------------------- -------------
2.
- -------------------------------------------------- -------------
3.
- -------------------------------------------------- -------------
4.
- -------------------------------------------------- -------------
5.
- -------------------------------------------------- -------------
6.
- -------------------------------------------------- -------------
7.
- -------------------------------------------------- -------------
8.
- -------------------------------------------------- -------------
9.
- -------------------------------------------------- -------------
10.
- -------------------------------------------------- -------------
<PAGE>
-----------------------------
OMB APPROVAL
-----------------------------
OMB Number: 3235-0006
Expires: February, 1997
Estimated average burden
hours per response......24.60
-----------------------------
---------------------------
SEC USE ONLY
---------------------------
---------------------------
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended March 31, 1999
- --------------------------------------------------------------------------------
(Please read instructions before preparing form.)
- --------------------------------------------------------------------------------
If amended report check |_|
Glynn Capital Management
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
3000 Sandhill Road, Building 4-235 Menlo Park California 94025
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
John Walter Glynn Jr., General Partner (650) 854-2215
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
ATTENTION
- --------------------------------------------------------------------------------
Intentional misstatements or omissions of facts constitute
Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City Menlo Park and State of California on the 15 day of
May, 1999.
Glynn Capital Management
-------------------------------------------
(Name of Institutional Investment Manager)
-------------------------------------------
(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.:
- -------------------------------------------------- -------------
1.
- -------------------------------------------------- -------------
2.
- -------------------------------------------------- -------------
3.
- -------------------------------------------------- -------------
4.
- -------------------------------------------------- -------------
5.
- -------------------------------------------------- -------------
6.
- -------------------------------------------------- -------------
7.
- -------------------------------------------------- -------------
8.
- -------------------------------------------------- -------------
9.
- -------------------------------------------------- -------------
10.
- -------------------------------------------------- -------------
<PAGE>
-----------------------------
OMB APPROVAL
-----------------------------
OMB Number: 3235-0006
Expires: February, 1997
Estimated average burden
hours per response......24.60
-----------------------------
---------------------------
SEC USE ONLY
---------------------------
---------------------------
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended March 31, 1999
- --------------------------------------------------------------------------------
(Please read instructions before preparing form.)
- --------------------------------------------------------------------------------
If amended report check |_|
Glynn Emerging Opportunity Fund, LP
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
3000 Sandhill Road, Building 4-235 Menlo Park California 94025
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
John Walter Glynn Jr., General Partner (650) 854-2215
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
ATTENTION
- --------------------------------------------------------------------------------
Intentional misstatements or omissions of facts constitute
Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City Menlo Park and State of California on the 15 day of
May, 1999.
Glynn Emerging Opportunity Fund, LP
-------------------------------------------
(Name of Institutional Investment Manager)
-------------------------------------------
(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.:
- -------------------------------------------------- -------------
1.
- -------------------------------------------------- -------------
2.
- -------------------------------------------------- -------------
3.
- -------------------------------------------------- -------------
4.
- -------------------------------------------------- -------------
5.
- -------------------------------------------------- -------------
6.
- -------------------------------------------------- -------------
7.
- -------------------------------------------------- -------------
8.
- -------------------------------------------------- -------------
9.
- -------------------------------------------------- -------------
10.
- -------------------------------------------------- -------------
<PAGE>
-----------------------------
OMB APPROVAL
-----------------------------
OMB Number: 3235-0006
Expires: February, 1997
Estimated average burden
hours per response......24.60
-----------------------------
---------------------------
SEC USE ONLY
---------------------------
---------------------------
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended March 31, 1999
- --------------------------------------------------------------------------------
(Please read instructions before preparing form.)
- --------------------------------------------------------------------------------
If amended report check |_|
Glynn-Hume Investments, L.P.
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
3000 Sandhill Road, Building 4-235 Menlo Park California 94025
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
John Walter Glynn Jr., General Partner (650) 854-2215
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
ATTENTION
- --------------------------------------------------------------------------------
Intentional misstatements or omissions of facts constitute
Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City Menlo Park and State of California on the 15 day of
May, 1999.
Glynn-Hume Investments, L.P.
-------------------------------------------
(Name of Institutional Investment Manager)
-------------------------------------------
(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.:
- -------------------------------------------------- -------------
1.
- -------------------------------------------------- -------------
2.
- -------------------------------------------------- -------------
3.
- -------------------------------------------------- -------------
4.
- -------------------------------------------------- -------------
5.
- -------------------------------------------------- -------------
6.
- -------------------------------------------------- -------------
7.
- -------------------------------------------------- -------------
8.
- -------------------------------------------------- -------------
9.
- -------------------------------------------------- -------------
10.
- -------------------------------------------------- -------------
<PAGE>
-----------------------------
OMB APPROVAL
-----------------------------
OMB Number: 3235-0006
Expires: February, 1997
Estimated average burden
hours per response......24.60
-----------------------------
---------------------------
SEC USE ONLY
---------------------------
---------------------------
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended March 31, 1999
- --------------------------------------------------------------------------------
(Please read instructions before preparing form.)
- --------------------------------------------------------------------------------
If amended report check |_|
Glynn Investments, LP
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
3000 Sandhill Road, Building 4-235 Menlo Park California 94025
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
John Walter Glynn Jr., General Partner (650) 854-2215
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
ATTENTION
- --------------------------------------------------------------------------------
Intentional misstatements or omissions of facts constitute
Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City Menlo Park and State of California on the 15 day of
May, 1999.
Glynn Investments, LP
-------------------------------------------
(Name of Institutional Investment Manager)
-------------------------------------------
(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.:
- -------------------------------------------------- -------------
1.
- -------------------------------------------------- -------------
2.
- -------------------------------------------------- -------------
3.
- -------------------------------------------------- -------------
4.
- -------------------------------------------------- -------------
5.
- -------------------------------------------------- -------------
6.
- -------------------------------------------------- -------------
7.
- -------------------------------------------------- -------------
8.
- -------------------------------------------------- -------------
9.
- -------------------------------------------------- -------------
10.
- -------------------------------------------------- -------------
<PAGE>
-----------------------------
OMB APPROVAL
-----------------------------
OMB Number: 3235-0006
Expires: February, 1997
Estimated average burden
hours per response......24.60
-----------------------------
---------------------------
SEC USE ONLY
---------------------------
---------------------------
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended March 31, 1999
- --------------------------------------------------------------------------------
(Please read instructions before preparing form.)
- --------------------------------------------------------------------------------
If amended report check |_|
John Walter Glynn Jr.
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
3000 Sandhill Road, Building 4-235 Menlo Park California 94025
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
John Walter Glynn Jr., Trustee (650) 854-2215
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
ATTENTION
- --------------------------------------------------------------------------------
Intentional misstatements or omissions of facts constitute
Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City Menlo Park and State of California on the 15 day of
May, 1999.
John Walter Glynn Jr.
-------------------------------------------
(Name of Institutional Investment Manager)
-------------------------------------------
(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.:
- -------------------------------------------------- -------------
1.
- -------------------------------------------------- -------------
2.
- -------------------------------------------------- -------------
3.
- -------------------------------------------------- -------------
4.
- -------------------------------------------------- -------------
5.
- -------------------------------------------------- -------------
6.
- -------------------------------------------------- -------------
7.
- -------------------------------------------------- -------------
8.
- -------------------------------------------------- -------------
9.
- -------------------------------------------------- -------------
10.
- -------------------------------------------------- -------------
<PAGE>
-----------------------------
OMB APPROVAL
-----------------------------
OMB Number: 3235-0006
Expires: February, 1997
Estimated average burden
hours per response......24.60
-----------------------------
---------------------------
SEC USE ONLY
---------------------------
---------------------------
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended March 31, 1999
- --------------------------------------------------------------------------------
(Please read instructions before preparing form.)
- --------------------------------------------------------------------------------
If amended report check |_|
Glynn Management, GP
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
3000 Sandhill Road, Building 4-235 Menlo Park California 94025
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
John Walter Glynn Jr., General Partner (650) 854-2215
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
ATTENTION
- --------------------------------------------------------------------------------
Intentional misstatements or omissions of facts constitute
Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City Menlo Park and State of California on the 15 day of
May, 1999.
Glynn Management, GP
-------------------------------------------
(Name of Institutional Investment Manager)
-------------------------------------------
(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.:
- -------------------------------------------------- -------------
1.
- -------------------------------------------------- -------------
2.
- -------------------------------------------------- -------------
3.
- -------------------------------------------------- -------------
4.
- -------------------------------------------------- -------------
5.
- -------------------------------------------------- -------------
6.
- -------------------------------------------------- -------------
7.
- -------------------------------------------------- -------------
8.
- -------------------------------------------------- -------------
9.
- -------------------------------------------------- -------------
10.
- -------------------------------------------------- -------------
<PAGE>
-----------------------------
OMB APPROVAL
-----------------------------
OMB Number: 3235-0006
Expires: February, 1997
Estimated average burden
hours per response......24.60
-----------------------------
---------------------------
SEC USE ONLY
---------------------------
---------------------------
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended March 31, 1999
- --------------------------------------------------------------------------------
(Please read instructions before preparing form.)
- --------------------------------------------------------------------------------
If amended report check |_|
Glynn Management II, GP
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
3000 Sandhill Road, Building 4-235 Menlo Park California 94025
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
John Walter Glynn Jr., General Partner (650) 854-2215
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
ATTENTION
- --------------------------------------------------------------------------------
Intentional misstatements or omissions of facts constitute
Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City Menlo Park and State of California on the 15 day of
May, 1999.
Glynn Management II, GP
-------------------------------------------
(Name of Institutional Investment Manager)
-------------------------------------------
(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.:
- -------------------------------------------------- -------------
1.
- -------------------------------------------------- -------------
2.
- -------------------------------------------------- -------------
3.
- -------------------------------------------------- -------------
4.
- -------------------------------------------------- -------------
5.
- -------------------------------------------------- -------------
6.
- -------------------------------------------------- -------------
7.
- -------------------------------------------------- -------------
8.
- -------------------------------------------------- -------------
9.
- -------------------------------------------------- -------------
10.
- -------------------------------------------------- -------------
<PAGE>
-----------------------------
OMB APPROVAL
-----------------------------
OMB Number: 3235-0006
Expires: February, 1997
Estimated average burden
hours per response......24.60
-----------------------------
---------------------------
SEC USE ONLY
---------------------------
---------------------------
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended March 31, 1999
- --------------------------------------------------------------------------------
(Please read instructions before preparing form.)
- --------------------------------------------------------------------------------
If amended report check |_|
Glynn-Nelke Investments, LP
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
3000 Sandhill Road, Building 4-235 Menlo Park California 94025
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
John Walter Glynn Jr., General Partner (650) 854-2215
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
ATTENTION
- --------------------------------------------------------------------------------
Intentional misstatements or omissions of facts constitute
Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City Menlo Park and State of California on the 15 day of
May, 1999.
Glynn-Nelke Investments, LP
-------------------------------------------
(Name of Institutional Investment Manager)
-------------------------------------------
(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.:
- -------------------------------------------------- -------------
1.
- -------------------------------------------------- -------------
2.
- -------------------------------------------------- -------------
3.
- -------------------------------------------------- -------------
4.
- -------------------------------------------------- -------------
5.
- -------------------------------------------------- -------------
6.
- -------------------------------------------------- -------------
7.
- -------------------------------------------------- -------------
8.
- -------------------------------------------------- -------------
9.
- -------------------------------------------------- -------------
10.
- -------------------------------------------------- -------------
<PAGE>
-----------------------------
OMB APPROVAL
-----------------------------
OMB Number: 3235-0006
Expires: February, 1997
Estimated average burden
hours per response......24.60
-----------------------------
---------------------------
SEC USE ONLY
---------------------------
---------------------------
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended March 31, 1999
- --------------------------------------------------------------------------------
(Please read instructions before preparing form.)
- --------------------------------------------------------------------------------
If amended report check |_|
Glynn Peterson Investments, L.P.
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
3000 Sandhill Road, Building 4-235 Menlo Park California 94025
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
John Walter Glynn Jr., General Partner (650) 854-2215
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
ATTENTION
- --------------------------------------------------------------------------------
Intentional misstatements or omissions of facts constitute
Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City Menlo Park and State of California on the 15 day of
May, 1999.
Glynn Peterson Investments, L.P.
-------------------------------------------
(Name of Institutional Investment Manager)
-------------------------------------------
(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.:
- -------------------------------------------------- -------------
1.
- -------------------------------------------------- -------------
2.
- -------------------------------------------------- -------------
3.
- -------------------------------------------------- -------------
4.
- -------------------------------------------------- -------------
5.
- -------------------------------------------------- -------------
6.
- -------------------------------------------------- -------------
7.
- -------------------------------------------------- -------------
8.
- -------------------------------------------------- -------------
9.
- -------------------------------------------------- -------------
10.
- -------------------------------------------------- -------------
<PAGE>
-----------------------------
OMB APPROVAL
-----------------------------
OMB Number: 3235-0006
Expires: February, 1997
Estimated average burden
hours per response......24.60
-----------------------------
---------------------------
SEC USE ONLY
---------------------------
---------------------------
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended March 31, 1999
- --------------------------------------------------------------------------------
(Please read instructions before preparing form.)
- --------------------------------------------------------------------------------
If amended report check |_|
Glynn Ventures III, LP
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
3000 Sandhill Road, Building 4-235 Menlo Park California 94025
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
John Walter Glynn Jr., General Partner (650) 854-2215
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
ATTENTION
- --------------------------------------------------------------------------------
Intentional misstatements or omissions of facts constitute
Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City Menlo Park and State of California on the 15 day of
May, 1999.
Glynn Ventures III, LP
-------------------------------------------
(Name of Institutional Investment Manager)
-------------------------------------------
(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.:
- -------------------------------------------------- -------------
1.
- -------------------------------------------------- -------------
2.
- -------------------------------------------------- -------------
3.
- -------------------------------------------------- -------------
4.
- -------------------------------------------------- -------------
5.
- -------------------------------------------------- -------------
6.
- -------------------------------------------------- -------------
7.
- -------------------------------------------------- -------------
8.
- -------------------------------------------------- -------------
9.
- -------------------------------------------------- -------------
10.
- -------------------------------------------------- -------------
<PAGE>
-----------------------------
OMB APPROVAL
-----------------------------
OMB Number: 3235-0006
Expires: February, 1997
Estimated average burden
hours per response......24.60
-----------------------------
---------------------------
SEC USE ONLY
---------------------------
---------------------------
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended March 31, 1999
- --------------------------------------------------------------------------------
(Please read instructions before preparing form.)
- --------------------------------------------------------------------------------
If amended report check |_|
Glynn Ventures IV, LP
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
3000 Sandhill Road, Building 4-235 Menlo Park California 94025
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
John Walter Glynn Jr., General Partner (650) 854-2215
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
ATTENTION
- --------------------------------------------------------------------------------
Intentional misstatements or omissions of facts constitute
Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City Menlo Park and State of California on the 15 day of
May, 1999.
Glynn Ventures IV, LP
-------------------------------------------
(Name of Institutional Investment Manager)
-------------------------------------------
(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.:
- -------------------------------------------------- -------------
1.
- -------------------------------------------------- -------------
2.
- -------------------------------------------------- -------------
3.
- -------------------------------------------------- -------------
4.
- -------------------------------------------------- -------------
5.
- -------------------------------------------------- -------------
6.
- -------------------------------------------------- -------------
7.
- -------------------------------------------------- -------------
8.
- -------------------------------------------------- -------------
9.
- -------------------------------------------------- -------------
10.
- -------------------------------------------------- -------------
<PAGE>
-----------------------------
OMB APPROVAL
-----------------------------
OMB Number: 3235-0006
Expires: February, 1997
Estimated average burden
hours per response......24.60
-----------------------------
---------------------------
SEC USE ONLY
---------------------------
---------------------------
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended March 31, 1999
- --------------------------------------------------------------------------------
(Please read instructions before preparing form.)
- --------------------------------------------------------------------------------
If amended report check |_|
The McMorgan Fund II, LP
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
3000 Sandhill Road, Building 4-235 Menlo Park California 94025
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
John Walter Glynn Jr., General Partner (650) 854-2215
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
ATTENTION
- --------------------------------------------------------------------------------
Intentional misstatements or omissions of facts constitute
Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City Menlo Park and State of California on the 15 day of
May, 1999.
The McMorgan Fund II, LP
-------------------------------------------
(Name of Institutional Investment Manager)
-------------------------------------------
(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.:
- -------------------------------------------------- -------------
1.
- -------------------------------------------------- -------------
2.
- -------------------------------------------------- -------------
3.
- -------------------------------------------------- -------------
4.
- -------------------------------------------------- -------------
5.
- -------------------------------------------------- -------------
6.
- -------------------------------------------------- -------------
7.
- -------------------------------------------------- -------------
8.
- -------------------------------------------------- -------------
9.
- -------------------------------------------------- -------------
10.
- -------------------------------------------------- -------------
<PAGE>
-----------------------------
OMB APPROVAL
-----------------------------
OMB Number: 3235-0006
Expires: February, 1997
Estimated average burden
hours per response......24.60
-----------------------------
---------------------------
SEC USE ONLY
---------------------------
---------------------------
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended March 31, 1999
- --------------------------------------------------------------------------------
(Please read instructions before preparing form.)
- --------------------------------------------------------------------------------
If amended report check |_|
Chester A. Siuda
- --------------------------------------------------------------------------------
Name of Institutional Investment Manager
67 East Park Place, 8th Floor Morristown New Jersey 07960-3945
- --------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
Chester A. Siuda (973) 734-0909
- --------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
ATTENTION
- --------------------------------------------------------------------------------
Intentional misstatements or omissions of facts constitute
Federal Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its
attachments and the person by whom it is signed represent hereby that all
information contained therein is true, correct and complete. It is understood
that all required items, statements and schedules are considered integral parts
of this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete as
previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City Morristown and State of New Jersey on the 15 day of
May, 1999.
Chester A. Siuda
-------------------------------------------
(Name of Institutional Investment Manager)
-------------------------------------------
(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filed (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.:
- -------------------------------------------------- -------------
1.
- -------------------------------------------------- -------------
2.
- -------------------------------------------------- -------------
3.
- -------------------------------------------------- -------------
4.
- -------------------------------------------------- -------------
5.
- -------------------------------------------------- -------------
6.
- -------------------------------------------------- -------------
7.
- -------------------------------------------------- -------------
8.
- -------------------------------------------------- -------------
9.
- -------------------------------------------------- -------------
10.
- -------------------------------------------------- -------------
