UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 4)*
Concepts Direct, Inc.
(Name of Issuer)
Common Stock, $0.10 Par Value
(Title of Class of Securities)
206013 10 4
(CUSIP Number)
Check the following box if a fee is being paid with this statement [ ].
A fee is not required if the filing person: (1) has a previous statement
on file reporting beneficial ownership of more than five percent of the
class of securities described in Item 1; and (2) has filed no amendment
subsequent thereto reporting beneficial ownership of five percent or
less of such class.)(See Rule 13d-7)
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class
of securities, and for any subsequent amendments containing information
which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not
be deemed to be "filed" for the purpose of Section 18 of the Securities
Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of
that section of the Act but shall be subject to all other provisions
of the Act (however, see the Notes).
This Amendment No. 4 to Schedule 13-G, amends the Schedule 13G
previously filed by Phillip A. Wiland and Linda S. Wiland reporting
beneficial ownership of more than five percent of the Common Stock of
Concepts Direct, Inc. and Amendments 1, 2 and 3 to such Schedule 13G.
The original Schedule 13G is filed herewith as Appendix A, pursuant to
13d-2(c) under the Securities Exchange Act of 1934, as amended.
CUSIP No. 206013 10 4 13G Page 2 of Pages
1. NAME OF REPORTING PERSON
S.S. or IRS IDENTIFICATION NO. OF ABOVE PERSON
Phillip A. Wiland
###-##-####
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [ ]
3. SEC USE ONLY
4. CITIZENSHIP OR PLACE OF ORGANIZATION
Colorado, United States of America
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5. SOLE VOTING POWER
6. SHARED VOTING POWER
756,734
7. SOLE DISPOSITIVE POWER
0
8. SHARED DISPOSITIVE POWER
756,734
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
756,734
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
35.7%
12. TYPE OF REPORTING PERSON*
IN
*SEE INSTRUCTION BEFORE FILING OUT!
CUSIP No. 206013 10 4 13G Page 3 of Pages
1. NAME OF REPORTING PERSON
S.S. or IRS IDENTIFICATION NO. OF ABOVE PERSON
Linda A. Wiland
###-##-####
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [ ]
3. SEC USE ONLY
4. CITIZENSHIP OR PLACE OF ORGANIZATION
Colorado, United States of America
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5. SOLE VOTING POWER
6. SHARED VOTING POWER
756,734
7. SOLE DISPOSITIVE POWER
0
8. SHARED DISPOSITIVE POWER
756,734
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
756,734
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
35.7%
12. TYPE OF REPORTING PERSON*
IN
*SEE INSTRUCTION BEFORE FILING OUT!
ITEM 1.
(a) Name of Issuer
Concepts Direct, Inc.
(b) Address of Issuer's Principal Executive Offices
1351 South Sunset Street
Longmont, CO 80501
ITEM 2.
(a) Name of Person Filing
Phillip A. Wiland and Linda S. Wiland
(b) Address of Principal Business Office or, in none, Residence
8000 North 41st Street
Longmont, CO 80503
(c) Citizenship
United States of America
(d) Title of Class of Securities
Common Stock, $0.10 par value ("Shares")
(e) CUSIP Number
206013 10 4
ITEM 3. If this statement is filed pursuant to Rule 13d-1(b), or
13(d)-2(b), check whether the person filing is a:
(a) [ ] Broker or Dealer registered under Section 15 of the Act
(b) [ ] Bank as defined in section 3(a)(19) of the Act
(c) [ ] Insurance Company as defined in section 3(a)(19) of the Act
(d) [ ] Investment Company registered under section 8 of the Investment
Company Act
(e) [ ] Investment Adviser registered under section 203 of the
Investment Advisers Act of 1940
(f) [ ] Employee Benefit Plan, Pension Fund which is subject to the
provisions of the Employee Retirement Income Security
Act of 1974 or Endowment Fund; see section
240.13d-1(b)(ii)(F)
(g) [ ] Parent Holding Company, in accordance with section
240.13d-1(b)(ii)(G) (Note: See Item 7)
(h) [ ] Group, in accordance with section 240.13d-1(b)(ii)(H)
Not Applicable
ITEM 4. OWNERSHIP
If the percent of the class owned, as of December 31 of the year
covered by the statement, or as of the last day of any month
described in Rule 13d-1(b)(2), if applicable, exceeds five percent,
provide the following information as of that date and identify those
shares which there is a right to acquire.
(a) Amount Beneficially Owned
756,734
(b) Percent of Class
35.7%
(c) Number of Shares as to which such person has:
(i) sole power to vote or to direct the vote
0
(ii) shared power to vote or to direct the vote
756,734**
(iii) sole power to dispose or to direct the disposition of
0
(iv) shared power to dispose or to direct disposition of
756,734**
** Includes 6,450 shares held by Mr. Wiland as custodian for
his minor children under the Uniform Gift to Minors Act and
for which Mr. Wiland has sole voting and investment power and
2,300 shares owned by Mr. Wiland's daughter and for which Mr.
Wiland shares voting and investment power.
Does not include 20,600 shares held by Bank One as Trustee of
an irrevocable trust for minor children of Phillip A. Wiland
and Linda S. Wiland pursuant to a trust agreement dated as of
September 30, 1986.
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
Not Applicable
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
Not Applicable
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED
THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
Not Applicable
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
Not Applicable
ITEM 9. NOTICE OF DISSOLUTION OF GROUP
Not Applicable
ITEM 10. CERTIFICATION
Not Applicable
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true,
complete and correct.
Dated: February 13, 1997
By: /s/ Phillip A. Wiland
-----------------------
Phillip A. Wiland
By: /s/ Linda S. Wiland
-----------------------
Linda S. Wiland
APPENDIX A
The original Schedule 13G is filed herewith as Appendix A, pursuant to
13d-2(c) under the Securities Exchange Act of 1934, as amended:
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. )*
Concepts Direct, Inc.
(Name of Issuer)
Common Stock, $0.10 Par Value
(Title of Class of Securities)
206013 10 4
(CUSIP Number)
Check the following box if a fee is being paid with this statement [X].
A fee is not required if the filing person: (1) has a previous statement
on file reporting beneficial ownership of more than five percent of the
class of securities described in Item 1; and (2) has filed no amendment
subsequent thereto reporting beneficial ownership of five percent or
less of such class.)(See Rule 13d-7)
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class
of securities, and for any subsequent amendments containing information
which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not
be deemed to be "filed" for the purpose of Section 18 of the Securities
Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of
that section of the Act but shall be subject to all other provisions
of the Act (however, see the Notes).
CUSIP No. 206013 10 4 13G Page 2 of Pages
1. NAME OF REPORTING PERSON
S.S. or IRS IDENTIFICATION NO. OF ABOVE PERSON
Phillip A. Wiland
###-##-####
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [ ]
3. SEC USE ONLY
4. CITIZENSHIP OR PLACE OF ORGANIZATION
Colorado, United States of America
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5. SOLE VOTING POWER
6. SHARED VOTING POWER
324,742
7. SOLE DISPOSITIVE POWER
0
8. SHARED DISPOSITIVE POWER
324,742
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
324,742
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
35.7%
12. TYPE OF REPORTING PERSON*
IN
*SEE INSTRUCTION BEFORE FILING OUT!
CUSIP No. 206013 10 4 13G Page 3 of Pages
1. NAME OF REPORTING PERSON
S.S. or IRS IDENTIFICATION NO. OF ABOVE PERSON
Linda A. Wiland
###-##-####
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [ ]
3. SEC USE ONLY
4. CITIZENSHIP OR PLACE OF ORGANIZATION
Colorado, United States of America
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5. SOLE VOTING POWER
6. SHARED VOTING POWER
324,742
7. SOLE DISPOSITIVE POWER
0
8. SHARED DISPOSITIVE POWER
324,742
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
324,742
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
35.7%
12. TYPE OF REPORTING PERSON*
IN
*SEE INSTRUCTION BEFORE FILING OUT!
ITEM 1.
(a) Name of Issuer
Concepts Direct, Inc.
(b) Address of Issuer's Principal Executive Offices
1351 South Sunset Street
Longmont, CO 80501
ITEM 2.
(a) Name of Person Filing
Phillip A. Wiland and Linda S. Wiland
(b) Address of Principal Business Office or, in none, Residence
7334 South Meadow Court
Boulder, CO 80301
(c) Citizenship
United States of America
(d) Title of Class of Securities
Common Stock, $0.10 par value ("Shares")
(e) CUSIP Number
206013 10 4
ITEM 3. If this statement is filed pursuant to Rule 13d-1(b), or
13(d)-2(b), check whether the person filing is a:
Not Applicable
ITEM 4. OWNERSHIP
If the percent of the class owned, as of December 31 of the year
covered by the statement, or as of the last day of any month
described in Rule 13d-1(b)(2), if applicable, exceeds five percent,
provide the following information as of that date and identify those
shares which there is a right to acquire.
(a) Amount Beneficially Owned
324,742
(b) Percent of Class
35.7%
(c) Number of Shares as to which such person has:
(i) sole power to vote or to direct the vote
0
(ii) shared power to vote or to direct the vote
324,742**
(iii) sole power to dispose or to direct the disposition of
0
(iv) shared power to dispose or to direct disposition of
324,742**
** Does not include 11,500 shares held by First National Bank in
Boulder as Trustee of an irrevocable trust for minor children
of Phillip A. and Linda S. Wiland pursuant to a trust
agreement dated as of September 30, 1986.
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
Not Applicable
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
Not Applicable
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED
THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
Not Applicable
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
Not Applicable
ITEM 9. NOTICE OF DISSOLUTION OF GROUP
Not Applicable
ITEM 10. CERTIFICATION
Not Applicable
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true,
complete and correct.
Dated: February 5, 1993
By: /s/ Phillip A. Wiland
-----------------------
Phillip A. Wiland
By: /s/ Linda S. Wiland
-----------------------
Linda S. Wiland
