<PAGE> 1
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 9)*
SERVOTRONICS, INC.
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(Name of Issuer)
Common Stock, par value $.20
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(Title of Class of Securities)
81773232 10 0
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(CUSIP Number)
Check the following box if a fee is being paid with this statement [ ]. (A fee
is not required only if the filing person: (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7.)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 13 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
(Continued on following page(s))
Page 1 of 5 Pages
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<TABLE>
<CAPTION>
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CUSIP NO. 81773232 10 0 13G Page 2 of 5 Pages
-------------
- ------------------------------------------------ --------------------------------------
<S> <C>
- -------------------------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Servotronics, Inc. Employee Stock Ownership Trust
(I.R.S. Id. No.: 16-125-2558)
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [ ]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
New York
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5 SOLE VOTING POWER
NUMBER OF
SHARES 660,713.248
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH ----------------------------------------------------------------------------------
6 SHARED VOTING POWER
----------------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
942,085
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8 SHARED DISPOSITIVE POWER
- -------------------------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
942,085
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10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
- -------------------------------------------------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
40%
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12 TYPE OF REPORTING PERSON*
EP
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</TABLE>
*SEE INSTRUCTION BEFORE FILLING OUT!
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AMENDMENT NO. 9
TO
SCHEDULE 13G
SERVOTRONICS, INC.
------------------
Item 1(a) Name of Issuer:
---------------
Servotronics, Inc.
Item 1(b) Address of Issuer's Principal Executive Offices:
------------------------------------------------
1110 Maple Street, Elma, New York 14059
Item 2(a) Name of Person Filing:
----------------------
Servotronics, Inc. Employee Stock Ownership Trust (the "ESOT")
Item 2(b) Address of Principal Business Office:
-------------------------------------
1110 Maple Street, Elma, New York 14059
Item 2(c) Citizenship:
------------
The ESOT is a trust organized in the State of New York.
Item 2(d) Title of Class of Securities:
-----------------------------
Common Stock, $.20 par value
Item 2(e) CUSIP Number:
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81773232 10 0
Item 3 This Statement is Filed Pursuant to Rule 13d-1(b) by an:
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(f) Employee Benefit Plan which is subject to the
provisions of the Employee Retirement Income Security
Act of 1974
Page 3 of 5 Pages
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Item 4 Ownership (as of December 31, 1996):
------------------------------------
(a) Amount Beneficially Owned:
-----------------------------
942,085 shares
(b) Percent of Class:
-----------------
40%
(c) The ESOT has sole dispositive power with respect to
approximately 942,085 shares and sole voting power
with respect to approximately 660,713.248 shares.
Item 5 Ownership of Five Percent or Less of a Class:
---------------------------------------------
Not applicable.
Item 6 Ownership of More than Five Percent on Behalf of Another
Person:
--------------------------------------------------------
Not applicable.
Item 7 Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on by the Parent Holding
Company:
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Not applicable.
Item 8 Identification and Classification of Members of the Group:
----------------------------------------------------------
Not applicable.
Item 9 Notice of Dissolution of Group:
-------------------------------
Not applicable.
Item 10 Certification:
--------------
By signing below I certify that, to the best of my knowledge
and belief, the securities referred to above were acquired in
the ordinary course of business and were not acquired for the
purpose of and do not have the effect of changing or
influencing control of the issuer of such securities and were
not acquired in
Page 4 of 5 Pages
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connection with or as the participant in any transaction
having such purpose or effect.
Signature
- ---------
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
DATED: February 14, 1997.
SERVOTRONICS, INC. EMPLOYEE STOCK
OWNERSHIP TRUST
By: /s/ Lee D. Burns, Trustee
--------------------------------------
Lee D. Burns, a Trustee
Page 5 of 5 Pages
