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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
------------------
Check here if Amendment [ ]; Amendment Number: -----------------
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Banco Santander Central Hispano, S.A.
-------------------------------------
Address: New York Branch
45 East 53rd Street
New York, NY 10022
Form 13F File Number: 28-04177
--------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Gonzalo de las Heras
Title: Executive Vice President, Banco Santander Central Hispano, S.A.
---------------------------------------------------------------
Phone: 212-350-3444
------------
Signature, Place, and Date of Signing:
/s/ Gonzalo de las Heras New York, NY May 29, 2000
-------------------------- ------------- -------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-________________ __________________________
[Repeat as necessary.]
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 2
-
Form 13F Information Table Entry Total: 305
Form 13F Information Table Value Total: $1,195,964
----------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
No. Form 13F File Number Name
1 28- Banco Santander Trust & Banking Corporation Limited
- ------------------ ---------------------------------------------------
2 28- BCH Gestion, S.A. S.G.I.I.C
- ------------------ ---------------------------
[Repeat as necessary.]
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
------------------
Check here if Amendment [ ]; Amendment Number: _________________
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: BCH Gestion, S.A. S.G.I.I.C.
----------------------------
Address: C/ Juan Esplandiu, 11- 3(a)pl. .
-------------------------------------------------------
28007 MADRID, SPAIN
Form 13F File Number: 28-______________
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Gustavo A. Suarez Cuesta
------------------------
Title: C E O
-----
Phone: 91-557-2043
-----------
Signature, Place, and Date of Signing:
/s/ Gustavo A. Suarez Cuesta Madrid, Spain May 29, 2000
------------------------------ -------------- --------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[x] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
28-04177 Banco Santander Central Hispano, S.A.
-------- -------------------------------------
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
------------------
Check here if Amendment [ ]; Amendment Number: _________________
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Banco Santander Trust & Banking Corporation Limited
Address: Bahamas Financial Centre, Charlotte & Suirley Street
Nassau, Bahamas
----------------------------------
Form 13F File Number: 28-______________
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Jose Lozada
Title: Vice President and General Manager
Phone: 242-302-2859
Signature, Place, and Date of Signing:
/s/ Jose Lozada Nassau, Bahamas May 15, 2000
------------------- ------------------- ------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[x] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
28-04177 Banco Santander Central Hispano, S.A.
-------- -------------------------------------
<PAGE>
FORM 13F INFORMATION TABLE
<TABLE>
Column 8:
Voting Authority
Column : (Shares)
Column 4: ------------------- --------------------
Column 3: Fair Market Shares of Column 6: Column 7:
Column 1: Column 2: CUSIP Value Principal Sh/ Put/ Investment Other (a) (b) (c)
Name of Issuer Title of Class Number (x$1000) Amount Prn Call discretion Managers Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AT&T CORP COM 001957109 4,862 111,730 Sh Shared-Defined X
AT&T CORP COM 001957109 1,027 23,600 Sh Shared-Defined 2 X
ABBOTT LABS COM 002824100 228 6,236 Sh Shared-Defined X
ADOBE SYS INC COM 00724F101 1,547 13,633 Sh Shared-Defined X
ADOBE SYS INC COM 00724F101 5,337 47,020 Sh Shared-Defined 2 X
ALCOA INC COM 013817101 1,335 21,521 Sh Shared-Defined X
ALCOA INC COM 013817101 6,709 108,100 Sh Shared-Defined 2 X
ALLERGAN INC COM 018490102 239 2,177 Sh Shared-Defined X
ALLERGAN INC COM 018490102 418 3,800 Sh Shared-Defined 2 X
ALLIEDSIGNAL INC COM 019512102 469 7,834 Sh Shared-Defined X
ALLIEDSIGNAL INC COM 019512102 2,062 34,400 Sh Shared-Defined 2 X
ALLSTATE CORP COM 020002101 311 12,454 Sh Shared-Defined X
AMAZON COM INC COM 023135106 288 3,600 Sh Shared-Defined X
AMAZON COM INC COM 023135106 1,599 20,000 Sh Shared-Defined 2 X
AMERICA
ONLINE INC DEL COM 02364J104 2,934 28,199 Sh Shared-Defined X
AMERICA
ONLINE INC DEL COM 02364J104 4,402 42,300 Sh Shared-Defined 2 X
AMERICAN EXPRESS CO COM 025816109 1,235 9,146 Sh Shared-Defined X
AMERICAN INTL
GROUP INC COM 026874107 3,189 36,693 Sh Shared-Defined X
AMERICAN INTL
GROUP INC COM 026874107 7,037 80,940 Sh Shared-Defined 2 X
AMERITRADE HLDG CORP CL A 03072H109 902 49,100 Sh Shared-Defined 2 X
AMERITECH CORP NEW COM 030954101 207 3,100 Sh Shared-Defined X
AMERITECH CORP NEW COM 030954101 668 10,000 Sh Shared-Defined 2 X
AMGEN INC COM 031162100 282 3,465 Sh Shared-Defined X
AMGEN INC COM 031162100 1,865 22,884 Sh Shared-Defined 2 X
ANALOGY INC COM 032659104 100 50,000 Sh Shared-Defined X
ANHEUSER BUSCH
COS INC COM 035229103 889 12,691 Sh Shared-Defined X
APPLE COMPUTER INC COM 037833100 4,166 65,800 Sh Shared-Defined 2 X
APPLIED MATLS INC COM 038222105 788 10,136 Sh Shared-Defined X
AT HOME CORP COM SER A 045919107 497 12,000 Sh Shared-Defined X
AT HOME CORP COM SER A 045919107 1,657 40,000 Sh Shared-Defined 2 X
BMC SOFTWARE INC COM 055921100 286 4,000 Sh Shared-Defined X
BAKER HUGHES INC COM 057224107 445 15,348 Sh Shared-Defined X
BAKER HUGHES INC COM 057224107 3,441 118,639 Sh Shared-Defined 2 X
BANCO BILBAO VIZCAYA
INTL GIBR SPON ADR GTD E 059456400 1,325 53,272 Sh Shared-Defined X
BANCO DE GALICIA Y
BUENOS AIRE SPON ADR B NEW 059538207 502 24,136 Sh Shared-Defined X
BANCO FRANCES DEL
RIO DE LA PL SPONSORED ADR 059591107 851 42,800 Sh Shared-Defined X
BANCO GANADERO S A SP ADR PREF C 059594507 147 19,900 Sh Shared-Defined X
BANCO RIO DE LA
PLATA SA SPON ADR CL B 059644104 192,617 17,917,900 Sh Shared-Defined 1 X
BANCO SANTANDER P R
SAN JUAN COM 059646109 256 15,016 Sh Shared-Defined X
BANCO SANTANDER
CHILE SPON ADR SER A 05965F108 297,949 17,335,727 Sh Shared-Defined 1 X
BANCO SANTIAGO SP ADR REP COM 05965L105 17,890 894,500 Sh Shared-Defined 1 X
BANCOLOMBIA S A SPON ADR PREF 05968L102 723 160,750 Sh Shared-Defined X
BANK OF AMERICA
CORPORATION COM 060505104 1,865 33,491 Sh Shared-Defined X
<PAGE>
Column 8:
Voting Authority
Column 5: (Shares)
Column 4: ------------------- --------------------
Column 3: Fair Market Shares of Column 6: Column 7:
Column 1: Column 2: CUSIP Value Principal Sh/ Put/ Investment Other (a) (b) (c)
Name of Issuer Title of Class Number (x$1000) Amount Prn Call discretion Managers Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA
CORPORATION COM 060505104 5,253 94,330 Sh Shared-Defined 2 X
BANK ONE CORP COM 06423A103 1,541 44,245 Sh Shared-Defined X
BANK ONE CORP COM 06423A103 2,851 81,910 Sh Shared-Defined 2 X
BAUSCH & LOMB INC COM 071707103 1,977 29,990 Sh Shared-Defined 2 X
BELL ATLANTIC CORP COM 077853109 2,779 41,278 Sh Shared-Defined X
BELL ATLANTIC CORP COM 077853109 5,582 82,920 Sh Shared-Defined 2 X
BELLSOUTH CORP COM 079860102 1,151 25,560 Sh Shared-Defined X
BEST BUY INC COM 086516101 558 9,000 Sh Shared-Defined X
BIOGEN INC COM 090597105 1,567 19,883 Sh Shared-Defined 2 X
BOEING CO COM 097023105 1,158 27,151 Sh Shared-Defined X
BOSTON SCIENTIFIC
CORP COM 101137107 419 16,931 Sh Shared-Defined X
BRISTOL MYERS
SQUIBB CO COM 110122108 1,227 18,194 Sh Shared-Defined X
BRISTOL MYERS
SQUIBB CO COM 110122108 945 14,000 Sh Shared-Defined 2 X
BROADVISION INC COM 111412102 293 2,200 Sh Shared-Defined X
CBS CORP COM 12490K107 974 21,060 Sh Shared-Defined 2 X
CD RADIO INC COM 125127100 357 14,000 Sh Shared-Defined X
CNET INC COM 125945105 2,016 36,000 Sh Shared-Defined 2 X
CALPINE CORP COM 131347106 468 5,500 Sh Shared-Defined X
CARDIODYNAMICS INTL
CORP COM 141597104 105 35,087 Sh Shared-Defined X
CARNIVAL CORP COM 143658102 409 9,400 Sh Shared-Defined X
CATERPILLAR INC DEL COM 149123101 208 3,799 Sh Shared-Defined X
CATERPILLAR INC DEL COM 149123101 2,825 51,540 Sh Shared-Defined 2 X
CEMEX S A SPON ADR 5 ORD 151290889 1,439 59,632 Sh Shared-Defined X
CENTRAL EUROPEAN
VALUE FD INC COM 153455100 189 18,897 Sh Shared-Defined X
CHASE MANHATTAN
CORP NEW COM 16161A108 3,074 40,782 Sh Shared-Defined X
CHASE MANHATTAN
CORP NEW COM 16161A108 2,921 38,750 Sh Shared-Defined 2 X
CIENA CORP COM 171779101 365 10,000 Sh Shared-Defined 2 X
CINCINNATI BELL INC COM 171870108 194 10,000 Sh Shared-Defined 2 X
CIRCUIT CITY
STORE INC CIRCT CITY GRP 172737108 2,702 64,030 Sh Shared-Defined X
CIRCUIT CITY
STORE INC CIRCT CITY GRP 172737108 3,915 92,810 Sh Shared-Defined 2 X
CISCO SYS INC COM 17275R102 4,052 59,093 Sh Shared-Defined X
CITIGROUP INC COM 172967101 3,406 77,414 Sh Shared-Defined X
CITIGROUP INC COM 172967101 5,374 122,144 Sh Shared-Defined 2 X
COCA COLA CO COM 191216100 3,874 80,294 Sh Shared-Defined X
COCA COLA
ENTERPRISES INC COM 191219104 683 30,271 Sh Shared-Defined X
COLGATE PALMOLIVE CO COM 194162103 1,079 23,583 Sh Shared-Defined X
COLGATE PALMOLIVE CO COM 194162103 4,735 103,500 Sh Shared-Defined 2 X
COMPANHIA PARANAENSE
ENERG COP SPON ADR PFD 20441B407 148 22,500 Sh Shared-Defined X
COMPANIA CERVECERIAS
UNIDAS SA SPONSORED ADR 204429104 552 24,000 Sh Shared-Defined X
COMPANIA DE
TELECOMUNICS CHILE SPON ADR NEW 204449300 3,314 183,500 Sh Shared-Defined X
COMPAQ COMPUTER CORP COM 204493100 2,468 107,859 Sh Shared-Defined X
CROWN CASTLE INTL
CORP COM 228227104 498 26,590 Sh Shared-Defined 2 X
DELL COMPUTER CORP COM 247025109 299 7,188 Sh Shared-Defined X
DELTA AIR LINES INC
DEL COM 247361108 257 5,300 Sh Shared-Defined X
DESC S A DE C V SPON ADR C 250309101 528 31,500 Sh Shared-Defined X
DIAMONDS TR UNIT SER 1 252787106 622 6,000 Sh Shared-Defined 2 X
DISNEY WALT CO COM 254687106 771 29,666 Sh Shared-Defined X
2
<PAGE>
Column 8:
Voting Authority
Column 5: (Shares)
Column 4: ------------------- --------------------
Column 3: Fair Market Shares of Column 6: Column 7:
Column 1: Column 2: CUSIP Value Principal Sh/ Put/ Investment Other (a) (b) (c)
Name of Issuer Title of Class Number (x$1000) Amount Prn Call discretion Managers Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
DISNEY WALT CO COM 254687106 2,223 85,500 Sh Shared-Defined 2 X
DOUBLECLICK INC COM 258609304 1,954 16,400 Sh Shared-Defined 2 X
DOW CHEM CO COM 260543103 466 4,100 Sh Shared-Defined X
DRUG EMPORIUM INC COM 262175102 338 50,000 Sh Shared-Defined X
DU PONT E I DE
NEMOURS & CO COM 263534109 769 12,701 Sh Shared-Defined X
E M C CORP MASS COM 268648102 1,576 22,080 Sh Shared-Defined X
E M C CORP MASS COM 268648102 8,913 124,880 Sh Shared-Defined 2 X
E-TEK DYNAMICS INC COM 269240107 326 6,000 Sh Shared-Defined 2 X
E TRADE GROUP INC COM 269246104 931 39,620 Sh Shared-Defined 2 X
EBAY INC COM 278642103 4,020 28,500 Sh Shared-Defined 2 X
ELAN PLC ADR 284131208 607 18,100 Sh Shared-Defined 2 X
ELECTRONIC DATA SYS
NEW COM 285661104 871 16,454 Sh Shared-Defined X
ELECTRONIC DATA SYS
NEW COM 285661104 3,510 66,300 Sh Shared-Defined 2 X
EMBRATEL
PARTICIPACOES S A SPON ADR PFD 29081N100 346 30,090 Sh Shared-Defined X
EMBOTELLADORA
ANDINA S A SPON ADR A 29081P204 360 20,800 Sh Shared-Defined X
EMPRESA NACIONAL DE
ELCTRCIDAD SPONSORED ADR 29244T101 911 70,754 Sh Shared-Defined X
ENDESA S A SPONSORED ADR 29258N107 864 45,170 Sh Shared-Defined X
ENERSIS S A SPONSORED ADR 29274F104 1,261 60,400 Sh Shared-Defined X
ETOYS INC COM 297862104 1,331 20,000 Sh Shared-Defined 2 X
EXXON CORP COM 302290101 1,639 21,567 Sh Shared-Defined X
FDX CORP COM 31304N107 607 15,623 Sh Shared-Defined X
FDX CORP COM 31304N107 467 12,000 Sh Shared-Defined 2 X
FEDERAL NATL MTG
ASSN COM 313586109 2,227 35,528 Sh Shared-Defined X
FEDERAL NATL MTG
ASSN COM 313586109 1,050 16,750 Sh Shared-Defined 2 X
FIRST UN CORP COM 337358105 437 12,262 Sh Shared-Defined X
FIRST UN CORP COM 337358105 35,625 1,000,000 Sh Shared-Defined 1 X
FIRST UN CORP COM 337358105 2,063 57,900 Sh Shared-Defined 2 X
FLEET FINL GROUP
INC NEW COM 338915101 216 5,900 Sh Shared-Defined X
FORD MTR CO DEL COM 345370100 903 17,975 Sh Shared-Defined X
GTE CORP COM 362320103 548 7,130 Sh Shared-Defined X
GANNETT INC COM 364730101 208 3,000 Sh Shared-Defined 2 X
GAP INC DEL COM 364760108 376 11,759 Sh Shared-Defined X
GARTNER GROUP
INC NEW COM 366651107 160 10,000 Sh Shared-Defined 2 X
GATEWAY INC COM 367626108 576 13,087 Sh Shared-Defined X
GATEWAY INC COM 367626108 4,712 107,080 Sh Shared-Defined 2 X
GENER S A SPONSORED ADR 368731105 390 25,513 Sh Shared-Defined X
GENERAL ELEC CO COM 369604103 7,063 59,578 Sh Shared-Defined X
GENERAL ELEC CO COM 369604103 6,068 51,180 Sh Shared-Defined 2 X
GENERAL INSTR
CORP DEL COM 370120107 348 7,250 Sh Shared-Defined X
GENERAL MTRS CORP COM 370442105 1,723 27,381 Sh Shared-Defined X
GENERAL MTRS CORP COM 370442105 3,374 53,610 Sh Shared-Defined 2 X
GILLETTE CO COM 375766102 571 16,802 Sh Shared-Defined X
GILLETTE CO COM 375766102 9,675 285,075 Sh Shared-Defined 2 X
GO2NET INC COM 383486107 207 3,200 Sh Shared-Defined X
GRUPO TELEVISA SA
DE CV SP ADR REP ORD 40049J206 2,664 66,700 Sh Shared-Defined X
GUIDANT CORP COM 401698105 354 6,600 Sh Shared-Defined 2 X
3
<PAGE>
Column 8:
Voting Authority
Column 5: (Shares)
Column 4: ------------------- --------------------
Column 3: Fair Market Shares of Column 6: Column 7:
Column 1: Column 2: CUSIP Value Principal Sh/ Put/ Investment Other (a) (b) (c)
Name of Issuer Title of Class Number (x$1000) Amount Prn Call discretion Managers Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
HAMBRECHT & QUIST
GROUP INC COM 406545103 419 8,600 Sh Shared-Defined 2 X
HEWLETT PACKARD CO COM 428236103 3,825 42,141 Sh Shared-Defined X
HEWLETT PACKARD CO COM 428236103 1,407 15,500 Sh Shared-Defined 2 X
HOME DEPOT INC COM 437076102 1,511 22,019 Sh Shared-Defined X
HOME DEPOT INC COM 437076102 3,399 49,530 Sh Shared-Defined 2 X
HOMESTAKE MNG CO COM 437614100 1,515 164,940 Sh Shared-Defined X
IMS HEALTH INC COM 449934108 319 14,000 Sh Shared-Defined 2 X
INTEL CORP COM 458140100 3,631 48,873 Sh Shared-Defined X
INTEL CORP COM 458140100 446 6,000 Sh Shared-Defined 2 X
INTERNATIONAL
BUSINESS MACHS COM 459200101 7,333 60,594 Sh Shared-Defined X
INTERNATIONAL
BUSINESS MACHS COM 459200101 44,320 366,279 Sh Shared-Defined 2 X
INTL PAPER CO COM 460146103 2,095 43,570 Sh Shared-Defined X
INTL PAPER CO COM 460146103 4,441 92,400 Sh Shared-Defined 2 X
INTUIT COM 461202103 263 3,000 Sh Shared-Defined X
INTUIT COM 461202103 526 6,000 Sh Shared-Defined 2 X
JOHNSON & JOHNSON COM 478160104 4,684 50,985 Sh Shared-Defined X
JOHNSON & JOHNSON COM 478160104 8,226 89,540 Sh Shared-Defined 2 X
KANSAS CITY SOUTHN
INDS INC COM 485170104 279 6,001 Sh Shared-Defined X
KANSAS CITY SOUTHN
INDS INC COM 485170104 1,833 39,420 Sh Shared-Defined 2 X
KIMBERLY CLARK CORP COM 494368103 317 6,000 Sh Shared-Defined X
KONINKLIJKE PHILIPS
ELECTRS NV SPON ADR NEW 500472204 200 1,980 Sh Shared-Defined X
KOREA FD COM 500634100 708 56,600 Sh Shared-Defined X
LANDS END INC COM 515086106 528 8,000 Sh Shared-Defined 2 X
LILLY ELI & CO COM 532457108 1,329 20,722 Sh Shared-Defined X
LILLY ELI & CO COM 532457108 867 13,500 Sh Shared-Defined 2 X
LOEWS CORP COM 540424108 435 6,200 Sh Shared-Defined X
LUCENT TECHNOLOGIES
INC COM 549463107 6,752 104,079 Sh Shared-Defined X
LUCENT TECHNOLOGIES
INC COM 549463107 8,299 127,920 Sh Shared-Defined 2 X
LYCOS INC COM 550818108 2,005 40,000 Sh Shared-Defined 2 X
MCI WORLDCOM INC COM 55268B106 3,915 54,454 Sh Shared-Defined X
MCI WORLDCOM INC COM 55268B106 9,661 134,410 Sh Shared-Defined 2 X
MALLINCKRODT INC NEW COM 561232109 356 11,800 Sh Shared-Defined X
MARIMBA INC COM 56781Q109 359 12,000 Sh Shared-Defined 2 X
MARKETWATCH COM INC COM 570619106 662 14,000 Sh Shared-Defined 2 X
MCDONALDS CORP COM 580135101 2,410 55,728 Sh Shared-Defined X
MCDONALDS CORP COM 580135101 2,199 50,850 Sh Shared-Defined 2 X
MEDIA METRIX INC COM 58440X103 210 3,000 Sh Shared-Defined 2 X
MEDTRONIC INC COM 585055106 1,108 31,150 Sh Shared-Defined X
MEDTRONIC INC COM 585055106 4,463 125,494 Sh Shared-Defined 2 X
MELLON BK CORP COM 585509102 738 21,926 Sh Shared-Defined X
MERCK & CO INC COM 589331107 3,229 49,832 Sh Shared-Defined X
MERCK & CO INC COM 589331107 1,220 18,820 Sh Shared-Defined 2 X
MERRILL LYNCH &
CO INC COM 590188108 1,404 20,827 Sh Shared-Defined X
MICROSOFT CORP COM 594918104 9,676 106,848 Sh Shared-Defined X
MICROSOFT CORP COM 594918104 9,843 108,690 Sh Shared-Defined 2 X
MICROMUSE INC COM 595094103 1,022 15,900 Sh Shared-Defined 2 X
MINNESOTA MNG &
MFG CO COM 604059105 355 3,700 Sh Shared-Defined X
4
<PAGE>
Column 8:
Voting Authority
Column 5: (Shares)
Column 4: ------------------- --------------------
Column 3: Fair Market Shares of Column 6: Column 7:
Column 1: Column 2: CUSIP Value Principal Sh/ Put/ Investment Other (a) (b) (c)
Name of Issuer Title of Class Number (x$1000) Amount Prn Call discretion Managers Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
MINNESOTA MNG &
MFG CO COM 604059105 1,652 17,200 Sh Shared-Defined 2 X
MOBIL CORP COM 607059102 2,038 20,234 Sh Shared-Defined X
MOBIL CORP COM 607059102 5,075 50,370 Sh Shared-Defined 2 X
MORGAN J P & CO INC COM 616880100 399 3,500 Sh Shared-Defined X
MORGAN STANLEY DEAN
WITTER & CO COM NEW 617446448 535 6,000 Sh Shared-Defined X
MOTOROLA INC COM 620076109 264 3,000 Sh Shared-Defined X
MP3 COM INC COM 62473M109 376 10,000 Sh Shared-Defined 2 X
NATIONAL INFO
CONSORTIUM INC COM 636491102 247 10,000 Sh Shared-Defined 2 X
NETMANAGE INC COM 641144100 124 60,000 Sh Shared-Defined 2 X
NETWORK APPLIANCE INC COM 64120L104 1,074 15,000 Sh Shared-Defined 2 X
NETWORK ACCESS
SOLUTIONS CORP COM 64120S109 172 13,000 Sh Shared-Defined 2 X
NETWORK SOLUTIONS
INC DEL COM 64121Q102 322 3,500 Sh Shared-Defined X
NEXTEL
COMMUNICATIONS INC CL A 65332V103 235 3,463 Sh Shared-Defined X
NIKE INC CL B 654106103 664 11,684 Sh Shared-Defined X
NIKE INC CL B 654106103 2,576 45,300 Sh Shared-Defined 2 X
NIPPON TELEG &
TEL CORP SPONSORED ADR 654624105 1,062 17,200 Sh Shared-Defined X
NORTEL INVERSORA S A SPON ADR PFD B 656567401 179 10,600 Sh Shared-Defined X
OPTICAL SECURITY
GROUP INC COM NEW 683848204 138 39,300 Sh Shared-Defined 2 X
ORACLE CORP COM 68389X105 858 18,853 Sh Shared-Defined X
ORACLE CORP COM 68389X105 8,173 179,620 Sh Shared-Defined 2 X
PECO ENERGY CO COM 693304107 544 14,507 Sh Shared-Defined X
PECO ENERGY CO COM 693304107 4,321 115,220 Sh Shared-Defined 2 X
PEPSICO INC COM 713448108 2,563 84,062 Sh Shared-Defined X
PEPSICO INC COM 713448108 1,525 50,000 Sh Shared-Defined 2 X
PHARMACIA &
UPJOHN INC COM 716941109 278 5,600 Sh Shared-Defined X
PFIZER INC COM 717081103 601 16,739 Sh Shared-Defined X
PFIZER INC COM 717081103 735 20,500 Sh Shared-Defined 2 X
PHILIP MORRIS COS INC COM 718154107 1,244 36,395 Sh Shared-Defined X
PRICELINE COM INC COM 741503106 1,935 30,000 Sh Shared-Defined 2 X
PROCTER & GAMBLE CO COM 742718109 2,478 26,445 Sh Shared-Defined X
PROCTER & GAMBLE CO COM 742718109 1,019 10,870 Sh Shared-Defined 2 X
QUALCOMM INC COM 747525103 322 1,700 Sh Shared-Defined X
QUINENCO S A SPONSORED ADR 748718103 106 10,500 Sh Shared-Defined X
QWEST COMMUNICATIONS
INTL INC COM 749121109 243 8,227 Sh Shared-Defined X
QWEST COMMUNICATIONS
INTL INC COM 749121109 4,395 148,661 Sh Shared-Defined 2 X
R O C TAIWAN FD SH BEN INT 749651105 752 102,000 Sh Shared-Defined X
REALNETWORKS INC COM 75605L104 314 3,000 Sh Shared-Defined 2 X
RED HAT INC COM 756577102 2,880 30,000 Sh Shared-Defined 2 X
ROCKWELL INTL
CORP NEW COM 773903109 457 8,700 Sh Shared-Defined X
ROYAL DUTCH PETE CO NY REG GLD1.25 780257804 2,683 45,439 Sh Shared-Defined X
ROYAL DUTCH PETE CO NY REG GLD1.25 780257804 5,767 97,649 Sh Shared-Defined 2 X
SBC COMMUNICATIONS
INC COM 78387G103 1,978 38,725 Sh Shared-Defined X
SBC COMMUNICATIONS
INC COM 78387G103 5,175 101,340 Sh Shared-Defined 2 X
SDL INC COM 784076101 763 10,000 Sh Shared-Defined 2 X
SPDR TR UNIT SER 1 78462F103 27,761 215,618 Sh Shared-Defined X
SPDR TR UNIT SER 1 78462F103 579 4,500 Sh Shared-Defined 2 X
5
<PAGE>
Column 8:
Voting Authority
Column 5: (Shares)
Column 4: ------------------- --------------------
Column 3: Fair Market Shares of Column 6: Column 7:
Column 1: Column 2: CUSIP Value Principal Sh/ Put/ Investment Other (a) (b) (c)
Name of Issuer Title of Class Number (x$1000) Amount Prn Call discretion Managers Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
SAFECO CORP COM 786429100 252 9,000 Sh Shared-Defined X
SAFEWAY INC COM NEW 786514208 368 9,667 Sh Shared-Defined X
SARA LEE CORP COM 803111103 250 10,696 Sh Shared-Defined X
SCHERING PLOUGH CORP COM 806605101 1,680 38,502 Sh Shared-Defined X
SCHERING PLOUGH CORP COM 806605101 7,247 166,120 Sh Shared-Defined 2 X
SCHWAB CHARLES
CORP NEW COM 808513105 347 10,400 Sh Shared-Defined X
SCHWAB CHARLES
CORP NEW COM 808513105 468 14,000 Sh Shared-Defined 2 X
SCIENTIFIC
ATLANTA INC COM 808655104 694 14,000 Sh Shared-Defined 2 X
SIEBEL SYS INC COM 826170102 272 4,088 Sh Shared-Defined X
SIEBEL SYS INC COM 826170102 2,658 39,890 Sh Shared-Defined 2 X
SOUTHWEST SECS
GROUP INC COM 845224104 810 30,000 Sh Shared-Defined 2 X
SPRINT CORP COM FON GROUP 852061100 604 11,138 Sh Shared-Defined X
SPRINT CORP COM FON GROUP 852061100 2,170 40,000 Sh Shared-Defined 2 X
SPRINT CORP PCS COM SER 1 852061506 253 3,390 Sh Shared-Defined X
STERLING COMM INC COM 859205106 213 11,500 Sh Shared-Defined X
SUN MICROSYSTEMS INC COM 866810104 4,417 47,502 Sh Shared-Defined X
SUN MICROSYSTEMS INC COM 866810104 11,794 126,820 Sh Shared-Defined 2 X
SYLVAN LEARNING SYS
INC COM 871399101 330 17,050 Sh Shared-Defined X
SYLVAN LEARNING SYS
INC COM 871399101 6,606 340,965 Sh Shared-Defined 2 X
TELE CELULAR SUL
PART S A SPON ADR PFD 879238103 570 30,109 Sh Shared-Defined X
TELE CENTRO SUL
PART S A SPON ADR PFD 879239101 1,461 26,318 Sh Shared-Defined X
TELE NORTE LESTE
PART S A SPON ADR PFD 879246106 1,575 101,600 Sh Shared-Defined X
TELECOMUNICACOES
BRASILEIRAS S SPONSORED ADR 879287308 6,312 85,000 Sh Shared-Defined X
TELECOMUNICACOES
BRASILEIRAS SP ADR TELEBRS 87928R106 6,885 90,000 Sh Shared-Defined X
TELEFONICA DE
ARGENTINA S A SPON ADR CL B 879378206 2,765 104,852 Sh Shared-Defined X
TELEFONICA S A SPONSORED ADR 879382208 912 19,000 Sh Shared-Defined X
TELEFONICA DEL
PERU S A SPON ADR CL B 879384105 148 11,000 Sh Shared-Defined X
TELEFONOS DE
MEXICO S A SPON ADR ORD L 879403780 3,663 51,410 Sh Shared-Defined X
TELESP
PARTICIPACOES S A SPON ADR PFD 87952K100 831 52,770 Sh Shared-Defined X
TELESP CELULAR
PART S A SPON ADR PFD 87952L108 917 35,096 Sh Shared-Defined X
TEXACO INC COM 881694103 1,849 29,293 Sh Shared-Defined X
TEXAS INSTRS INC COM 882508104 2,976 36,179 Sh Shared-Defined X
TEXAS INSTRS INC COM 882508104 10,251 124,630 Sh Shared-Defined 2 X
3COM CORP COM 885535104 978 33,997 Sh Shared-Defined X
3COM CORP COM 885535104 3,123 108,630 Sh Shared-Defined 2 X
TIME WARNER INC COM 887315109 2,905 47,826 Sh Shared-Defined X
TIME WARNER INC COM 887315109 5,093 83,841 Sh Shared-Defined 2 X
TRANSPORTADORA DE
GAS SUR SPON ADR B 893870204 779 95,100 Sh Shared-Defined X
TRICON GLOBAL
RESTAURANTS COM 895953107 250 6,100 Sh Shared-Defined X
TV AZTECA S A DE C V SPONSORED ADR 901145102 200 40,000 Sh Shared-Defined X
24 / 7 MEDIA INC COM 901314104 360 9,500 Sh Shared-Defined X
TYCO INTL LTD NEW COM 902124106 1,368 13,248 Sh Shared-Defined X
TYCO INTL LTD NEW COM 902124106 3,775 36,560 Sh Shared-Defined 2 X
UAL CORP COM PAR $0.01 902549500 385 5,900 Sh Shared-Defined X
USA NETWORKS INC COM 902984103 233 6,000 Sh Shared-Defined 2 X
UNILEVER N V N Y SHS NEW 904784709 204 2,989 Sh Shared-Defined X
6
<PAGE>
Column 8:
Voting Authority
Column 5: (Shares)
Column 4: ------------------- --------------------
Column 3: Fair Market Shares of Column 6: Column 7:
Column 1: Column 2: CUSIP Value Principal Sh/ Put/ Investment Other (a) (b) (c)
Name of Issuer Title of Class Number (x$1000) Amount Prn Call discretion Managers Sole Shared None
------------------------------------------------------------------------------------------------------------------------------------
UNITED HEALTHCARE
CORP COM 910581107 307 6,310 Sh Shared-Defined X
UNITED HEALTHCARE
CORP COM 910581107 445 9,130 Sh Shared-Defined 2 X
UNITED TECHNOLOGIES
CORP COM 913017109 1,110 18,724 Sh Shared-Defined X
UNITED TECHNOLOGIES
CORP COM 913017109 2,101 35,430 Sh Shared-Defined 2 X
USWEB CORP COM 917327108 1,201 35,000 Sh Shared-Defined 2 X
VERTICALNET INC COM 92532L107 1,110 30,000 Sh Shared-Defined 2 X
VISX INC DEL COM 92844S105 221 2,800 Sh Shared-Defined X
VODAFONE AIRTOUCH
PLC SPONSORED ADR 92857T107 5,359 22,540 Sh Shared-Defined 2 X
WEBS INDEX FD INC JAPAN WEBS 92923H889 2,263 162,330 Sh Shared-Defined X
WAL MART STORES INC COM 931142103 5,442 114,416 Sh Shared-Defined X
WAL MART STORES INC COM 931142103 7,900 166,100 Sh Shared-Defined 2 X
WARNER LAMBERT CO COM 934488107 3,294 49,636 Sh Shared-Defined X
WARNER LAMBERT CO COM 934488107 3,059 46,082 Sh Shared-Defined 2 X
WASHINGTON MUT INC COM 939322103 453 15,467 Sh Shared-Defined X
WELLPOINT HEALTH
NETWORK NEW COM 94973H108 323 5,669 Sh Shared-Defined X
WELLPOINT HEALTH
NETWORK NEW COM 94973H108 689 12,090 Sh Shared-Defined 2 X
WEYERHAEUSER CO COM 962166104 1,481 25,700 Sh Shared-Defined 2 X
WINSTAR
COMMUNICATIONS INC COM 975515107 391 10,000 Sh Shared-Defined 2 X
WRIGLEY WM JR CO COM 982526105 1,376 20,000 Sh Shared-Defined 2 X
XILINX INC COM 983919101 655 10,000 Sh Shared-Defined 2 X
XEROX CORP COM 984121103 1,517 36,203 Sh Shared-Defined X
YAHOO INC COM 984332106 279 1,551 Sh Shared-Defined X
YAHOO INC COM 984332106 11,389 63,451 Sh Shared-Defined 2 X
ZIFF-DAVIS INC COM ZD 989511100 258 16,000 Sh Shared-Defined 2 X
GLOBAL CROSSING LTD COM G3921A100 1,855 70,000 Sh Shared-Defined 2 X
INTERNATIONAL
BRIQUETTES HLDG ORD G4821Q104 102 41,148 Sh Shared-Defined X
HILFIGER TOMMY CORP ORD G8915Z102 564 20,000 Sh Shared-Defined 2 X
TRANSOCEAN OFFSHORE
INC CAYMON ORD G90076103 530 17,300 Sh Shared-Defined X
TRANSOCEAN OFFSHORE
INC CAYMON ORD G90076103 1,807 59,000 Sh Shared-Defined 2 X
TEEKAY SHIPPING CORP COM V89564104 469 30,000 Sh Shared-Defined 2 X
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Total 1,195,964
====================================================================================================================================
7
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