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SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 10-Q/A
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(Mark One)
/X/ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934
For the quarterly period ended May 31, 1996
OR
/ / TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES
EXCHANGE ACT OF 1934
For the transition period from to
Commission file number 0-23036
ODWALLA, INC.
(Exact name of registrant as specified in its charter)
California 77-0096788
(State or other jurisdiction of (I.R.S. Employer Identification No.)
incorporation or organization)
120 Stone Pine Road, Half Moon Bay, CA 94019
(Address and zip code of principal executive offices)
(415) 726-1888
(Registrant's telephone number)
(Former name, former address and former fiscal year, if changed since last
report)
Indicate by check X whether the registrant (1) has filed all reports required to
be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during
the preceding 12 months (or for such shorter period that the registrant was
required to file such reports), and (2) has been subject to such filing
requirements for the past 90 days.
Yes X No
Indicate the number of shares outstanding of each of the issuer's classes of
common stock, as of the latest practicable date:
Common Stock, no par value 4,941,436 shares
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(Class) (Outstanding at July 1, 1996)
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ODWALLA, INC.
FORM 10-Q/A
FOR THE QUARTERLY PERIOD ENDED MAY 31, 1996
INDEX
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Part I. Financial Information
PART II. OTHER INFORMATION
Item 6. Exhibits.......................................................................
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PART I - FINANCIAL INFORMATION
The information required in this Part I is contained in Part I of the
Registrant's Annual Report on Form 10-Q (SEC File No. 0-23036), as filed with
the Securities and Exchange Commission on July 12, 1996, which is incorporated
herein by reference.
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PART II - OTHER INFORMATION
ITEM 6. EXHIBITS AND REPORTS ON FORM 8-K
A. EXHIBITS
*Exhibit 11.1 - Statement of Computation of Per Share Earnings
Exhibit 27.1 - Financial Data Schedule
B. REPORTS ON FORM 8-K
The Company did not file any reports on Form 8-K during the
quarter ended May 31, 1996.
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* Incorporated by reference to exhibits of the same number filed with the
Registrant's Quarterly Report on Form 10-Q for the Quarter Ended May 31, 1996.
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1934, the
registrant has duly caused this report to be signed on its behalf by
the undersigned thereunto duly authorized.
ODWALLA, INC.
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(Registrant)
Date: Oct. 15, 1996 By: /s/ D. STEPHEN C. WILLIAMSON
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D. Stephen C. Williamson
Chief Executive Officer
(duly authorized Officer)
Date: Oct. 15, 1996 By: /s/ JIM STEICHEN
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Jim Steichen
Vice President, Finance
(duly authorized Officer and
Principal Financial Accounting
Officer)
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THIS SCHEDULE CONTAINS SUMMARY FINANCIAL INFORMATION EXTRACTED FROM (A) ODWALLA,
INC.'S FINANCIAL STATEMENTS FOR THE NINE MONTHS ENDED MAY 31, 1996 AS FILED ON
FORM 10-Q AND IS QUALIFIED IN ITS ENTIRETY BY REFERENCE TO SUCH(B) FILING ON
FORM 10-Q.
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<MULTIPLIER> 1,000
<CURRENCY> U.S. DOLLARS
<S> <C>
<PERIOD-TYPE> 9-MOS
<FISCAL-YEAR-END> AUG-31-1996
<PERIOD-START> SEP-01-1995
<PERIOD-END> MAY-31-1996
<EXCHANGE-RATE> 1
<CASH> 7,706
<SECURITIES> 6,710
<RECEIVABLES> 5,747
<ALLOWANCES> 205
<INVENTORY> 2,175
<CURRENT-ASSETS> 22,610
<PP&E> 16,372
<DEPRECIATION> 4,651
<TOTAL-ASSETS> 37,316
<CURRENT-LIABILITIES> 7,633
<BONDS> 539
0
0
<COMMON> 28,654
<OTHER-SE> 461
<TOTAL-LIABILITY-AND-EQUITY> 37,316
<SALES> 42,505
<TOTAL-REVENUES> 42,505
<CGS> 22,048
<TOTAL-COSTS> 22,048
<OTHER-EXPENSES> 74,569
<LOSS-PROVISION> 169
<INTEREST-EXPENSE> 76
<INCOME-PRETAX> 537
<INCOME-TAX> 204
<INCOME-CONTINUING> 333
<DISCONTINUED> 0
<EXTRAORDINARY> 0
<CHANGES> 0
<NET-INCOME> 333
<EPS-PRIMARY> .06
<EPS-DILUTED> .06
</TABLE>
