United States
Securities and Exchange Commission
Washington, DC 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
ODWALLA, INC.
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(Name of Issuer)
Common Stock, no par value
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(Title of Class of Securities)
676111107
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(CUSIP Number)
May 29, 1999
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(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[ ] Rule 13d-1(b)
[X] Rule 13d-1(c)
[ ] Rule 13d-1(d)
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CUSIP NO. 676111107 13G PAGE 1 OF 1
1. NAME OF REPORTING PERSON:
Catterton-Simon Partners III, L.P.
IRS IDENTIFICATION NUMBER OF ABOVE PERSON:
067462224
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a)[ ]
(b)[X]
3. SEC USE ONLY
4. CITIZENSHIP OR PLACE OF ORGANIZATION:
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH:
5. SOLE VOTING POWER 1,075,000
6. SHARED VOTING POWER 0
7. SOLE DISPOSITIVE POWER 1,075,000
8. SHARED DISPOSITIVE POWER 0
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 1,075,000
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES [ ]
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 17.52%
12. TYPE OF REPORTING PERSON
PN
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SCHEDULE 13G
ITEM 1(A). NAME OF ISSUER
Odwalla, Inc.
ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES
120 Stone Pine Rd.
Half Moon Bay, CA 94019
ITEM 2(A). NAME OF PERSON FILING
Catterton-Simon Partners III, L.P.
ITEM 2(B). ADDRESS OF PRINCIPAL BUSINESS OFFICE
9 Greenwich Office Park
Third Floor
Greenwich, CT 06830
ITEM 2(C). CITIZENSHIP
California
ITEM 2(D). TITLE OF CLASS OF SECURITIES
Common Stock, no par value
ITEM 2(E). CUSIP NUMBER
676111107
ITEM 3. Not applicable.
ITEM 4. OWNERSHIP
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SHARED POWER
TO DISPOSE
SOLE POWER TO OR TO DIRECT
AMOUNT SOLE POWER SHARED POWER DISPOSE OR TO THE
BENEFICIALLY PERCENT TO DIRECT TO DIRECT THE DIRECT THE DISPOSITION
REPORTING PERSON OWNED OF CLASS THE VOTE VOTE DISPOSITION OF OF
- ------------------------------ -------------- ---------- -------------- --------------- --------------- --------------
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Catterton-Simon Partners
III, L.P. 1,075,000 17.52% 1,075,000 0 1,075,000 0
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ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
If this statement has been filed to report the fact that as of
the date hereof the reporting person has ceased to be the beneficial owner of
more than five percent of the class of securities, check the following [ ].
ITEM 6: OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON:
Not applicable.
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ITEM 7: IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH
ACQUIRED THE SECURITY BEING REPORTED BY THE PARENT HOLDING
COMPANY
Not applicable.
ITEM 8: IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.
Not applicable.
ITEM 9: NOTICE OF DISSOLUTION OF GROUP
Not applicable.
ITEM 10: CERTIFICATION
By signing below I certify that, to the best of my knowledge
and belief, the securities referred to above were not acquired
and are not held for the purpose of or with the effect of
changing or influencing the control of the issuer of the
securities and were not acquired and are not been held in
connection with or as a participant in any transaction having
that purpose or effect.
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this
statement is true, complete and correct.
DATE May 28, 1999
CATTERTON-SIMON PARTNERS III, L.P.
By: Catterton-Simon Managing Partner III,
L.L.C., its General Partner
By: /s/ CRAIG SAKIN
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Name: Craig Sakin
Title: Authorized Person
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