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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 1)*
REDHOOK ALE BREWERY, INCORPORATED
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(Name of Issuer)
COMMON STOCK
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(Title of Class of Securities)
757473 10 3
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(CUSIP Number)
Check the following box if a fee is being paid with this statement [ ]. (A fee
is not required only if the filing person: (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7).
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
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CUSIP NO. 757473 10 3 13G PAGE 2 OF 5 PAGES
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Paul S. Shipman
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ]
(b) [ ]
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3 SEC USE ONLY
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4 CITIZENSHIP OR PLACE OF ORGANIZATION
U.S.A.
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5 SOLE VOTING POWER
NUMBER OF 485,300
SHARES --------------------------------------------------------
BENEFICIALLY 6 SHARED VOTING POWER
OWNED BY 13,300
EACH --------------------------------------------------------
REPORTING 7 SOLE DISPOSITIVE POWER
PERSON WITH 485,300
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8 SHARED DISPOSITIVE POWER
13,300
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9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
498,600
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10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN
SHARES* [ ]
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11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
6.4%
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12 TYPE OF REPORTING PERSON*
IN
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SCHEDULE 13G
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Item 1(a). Name of Issuer:
REDHOOK ALE BREWERY, INCORPORATED
Item 1(b). Address of Issuer's Principal Executive Offices:
3400 PHINNEY AVENUE NORTH, SEATTLE, WA 98103
Item 2(a). Name of Person Filing:
PAUL S. SHIPMAN
Item 2(b). Address of Principal Business Office or, if None, Residence:
3400 PHINNEY AVENUE NORTH, SEATTLE, WA 98103
Item 2(c). Citizenship:
U.S.A.
Item 2(d). Title of Class of Securities:
COMMON STOCK
Item 2(e). CUSIP Number:
757473 10 3
Item 3. If this statement is filed pursuant to Rules 13d-1(b), or
13d-2(b), check whether the person filing is a:
NOT APPLICABLE.
Item 4. Ownership.
</TABLE>
If the percent of the class owned, as of December 31 of the year
covered by the statement, or as of the last day of any month described in Rule
13d-1(b)(2), if applicable, exceeds five percent, provide the following
information as of that date and identify those shares which there is a right to
acquire.
(a) Amount beneficially owned:
498,600*
(b) Percent of class: 6.4%
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(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote: 485,300*
(ii) Shared power to vote or to direct the vote: 13,300
(iii) Sole power to dispose or direct the disposition of:
485,300*
(iv) Shared power to dispose or to direct the
disposition of: 13,300
*Includes 65,000 shares subject to an option exercisable within 60 days
of December 31, 1996.
Item 5. Ownership of Five Percent or Less of a Class.
NOT APPLICABLE.
Item 6. Ownership of More than Five Percent on Behalf of Another
Person.
NOT APPLICABLE.
Item 7. Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on by the Parent Holding
Company.
NOT APPLICABLE.
Item 8. Identification and Classification of Members of the Group.
NOT APPLICABLE.
Item 9. Notice of Dissolution of Group.
NOT APPLICABLE.
Item 10. Certification.
By signing below I certify that, to the best of my
knowledge and belief, the securities referred to above were
acquired in the ordinary course of business and were not
acquired for the purpose of and do not have the effect of
changing or influencing the control of the issuer of such
securities and were not acquired in connection with or as a
participant in any transaction having such purposes or effect.
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
February 7, 1997
/s/ PAUL S. SHIPMAN
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Paul S. Shipman
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