OMB Approval
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OMB Number: 3235-0145
Expires: August 31, 1999
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D/A
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 1)*
EXX INC.
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(Name of Issuer)
Common Stock Par Value, $.01 Per Share, Class B
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(Title of Class of Securities)
269283308
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(CUSIP Number)
William Henry Allen
P.O. Box 113
Washington, Illinois 61571
(309) 444-2620
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(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
March 19, 1999
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(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13 G to report
the acquisition that is the subjection of this Schedule 13D, and is filing this
schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check
the following box. / /
NOTE: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See Section 240.13d-7 for other
parties to whom copies are to be sent.
The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED
IN THIS FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY
VALID OMB CONTROL NUMBER.
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CUSIP No. 269283308
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1. Name of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
William Henry Allen
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2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) N/A
(b)
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3. SEC Use Only
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4. Source of Funds (See Instructions) PF
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5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items
2(d) or 2(e) N/A
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6. Citizenship or Place of Organization US Citizen
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7. Sole Voting Power 40,600
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Number of 8. Shared Voting Power -0-
Shares Bene- --------------------------------------------------------------
ficially by
Owned by Each 9. Sole Dispositive Power 40,600
Reporting --------------------------------------------------------------
Person With
10. Shared Dispositive Power -0-
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11. Aggregate Amount Beneficially Owned by Each Reporting Person 40,600
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12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions) N/A
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13. Percent of Class Represented by Amount in Row (11) 6.26%
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14. Type of Reporting Person (See Instructions)
IN
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ITEM 1. SECURITY AND ISSUER
This Statement relates to the common stock, Class B $.01 par value per share
(the "Shares") of EXX Inc., a Nevada corporation (the "Company"). The address of
the principal executive office of the Company is 1350 East Flamingo Road, Suite
689, Las Vegas, Nevada.
ITEM 2. IDENTITY AND BACKGROUND
(a) The name of the reporting person is William Henry Allen.
(b) Mr. Allen resides at 1911 Canterbury Court, Apt. F, Washington,
Illinois 61571.
(c) Mr. Allen's principal occupation is timber broker, Allen Timber
Products Co., 1911 Canterbury Court, Apt. F, Washington, Illinois
61571.
(d) During the last five years, Mr. Allen has not been convicted in a
criminal proceeding (excluding traffic violations or similar
violations).
(e) During the last five years, Mr. Allen has not been a party to a civil
proceeding of a judicial or administrative body of competent
jurisdiction.
(f) Mr. Allen is a United States citizen.
ITEM 3. SOURCE AND AMOUNT OF FUNDS AND OTHER CONSIDERATION
The acquisition of an additional 7,900 Shares since his previous filing which
required this filing results from a purchase using the personal assets of the
Reporting Person.
ITEM 4. PURPOSE OF THE TRANSACTION
Mr. Allen has acquired additional Shares for purposes of investment only. Mr.
Allen may, in the future, seek a position on the board of the corporation, or
seek to have representation on the Board of the Corporation. Mr. Allen,
dependent upon the condition of the market and valuation of the shares of the
corporation, may increase or decrease his position in this stock. Mr. Allen has
no intention of engaging in any conduct which would:
(b) Constitute an extraordinary corporate transaction, such as a merger,
reorganization or liquidation, involving the issuer or any of its
subsidiaries;
(c) Cause a sale or transfer of material amount of assets of the issuer or
any of its subsidiaries;
(e) Constitute a material change in the present capitalization or dividend
policy of the issuer;
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(f) Constitute any material change in the issuer's business or corporate
structure including but not limited to, if the issuer is a registered
closed-end investment company, any plans or proposals to make any
changes in its investment policy for which a vote is required by
Section 13 of the Investment Company Act of 1940;
(g) Create any change in the issuer's charter, bylaws or instruments
corresponding thereto or other actions which may impede the acquisition
of control of the issuer by any person;
(h) Or cause a class of securities of the issuer to be delisted from a
national securities exchange or to cease to be authorized to be quoted
in an inter-dealer quotation system of a registered national securities
association;
(i) Cause a class of equities securities of the issuer to become eligible
for termination of registration pursuant to Section 12(g)(4) of the
Act; or
(j) Take any action similar to any of those enumerated above.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
(a) Mr. Allen beneficially owns 40,600 Shares or approximately 6.26%.
(b) Mr. Allen has both the sole power to vote or direct to vote and to
dispose or direct to dispose of the 40,600 Shares.
(c) Mr. Allen has made the following open market purchases of Shares within
the past 60 days:
Date # of Shares Price Per Share
---- ----------- ---------------
January 11, 1999 1,000 2.228
January 27, 1999 1,000 1.978
March 19, 1999 600 2.187
All transactions were completed by Birchtree Financial Services, Inc., 920 Main,
Suite 216, Kansas City, MO 64105.
(d) Not applicable.
(e) Not applicable.
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDS OR RELATIONSHIPS WITH RESPECT
TO SECURITIES OF THE ISSUER
Not applicable.
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<PAGE>
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
None.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true and correct.
Date:
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Signature
William Henry Allen
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Name/Title
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