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OMB APPROVAL
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OMB Number 3235-0287
Expires: sEPTEMBER 30, 1998
Estimated average burden
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U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
AMENDMENT NO. 1 TO
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
[ ] Check this box if no longer subject of Section 16. Form 4 or Form 5
obligations may continue. See Instruction 1(b).
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1. Name and Address of Reporting Person*
MEDEL ROGER
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(Last) (First) (Middle)
1455 Northpark Drive
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(Street)
Fort Lauderdale FL 33326
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(City) (State) (Zip)
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2. Issuer Name and Ticker or Trading Symbol
Pediatrix Medical Group, Inc. (PDX)
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3. IRS or Social Security Number of Reporting Person (Voluntary)
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4. Statement for Month/Year
August 1999
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5. If Amendment, Date of Original (Month/Year)
August 1999
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6. Relationship of Reporting Person to Issuer
(Check all applicable)
[ X ] Director [ ] __10% Owner
[ X ] Officer (give title below) [ ] Other (specify below)
PRESIDENT AND C.E.O.
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7. Individual or Joint/Group Filing (Check applicable line)
[X] Form filed by one Reporting Person
[ ] Form filed by more than one Reporting Person
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Table I -- Non-Derivative Securities Acquired, Disposed of,
or Beneficially Owned
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<TABLE>
<CAPTION>
6.
4. 5. Owner-
Securities Acquired (A) or Amount of ship
3. Disposed of (D) Securities Form: 7.
Transaction (Instr. 3, 4 and 5) Beneficially Direct Nature of
2. Code ------------------------------- Owned at End (D) or Indirect
1. Transaction (Instr. 8) (A) of Month Indirect Beneficial
Title of Security Date ------------ Amount or Price (Instr. 3 (I) Ownership
(Instr. 3) (mm/dd/yy) Code V (D) and 4) (Instr.4) (Instr. 4)
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
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Common Stock 5000 A
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Common Stock 04/06/1999 P 20000 A $13.7500
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Common Stock 08/05/1999 P 10000 A $17.1250 35000 D
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Common Stock 240 A 240 I BY CHILD
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Common Stock 27970 (01) A 27970 I BY INVESTMENT
CORPORATIONS
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Common Stock 643665 (02) A 643665 I BY PARTNERSHIP
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</TABLE>
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
* If the Form is filed by more than one Reporting Person, see Instruction
4(b)(v).
Page 1 of 2
<PAGE>
FORM 4 (continued)
Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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<TABLE>
<CAPTION>
9. 10.
Number Owner-
of ship
2. Deriv- of
Conver- 5. 7. ative Deriv- 11.
sion Number of Title and Amount Secur- ative Nature
of Derivative 6. of Underlying 8. ities Secur- of
Exer- 4. Securities Date Securities Price Bene- ity: In-
cise 3. Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of ficially Direct direct
Price Trans- action or Disposed Expiration Date ---------------- Deriv- Owned (D) or Bene-
1. of action Code of(D) (Month/Day/Year) Amount ative at End In- ficial
Title of Deriv- Date (Instr. (Instr. 3, ---------------- or Secur- of direct Owner-
Derivative ative (Month/ 8) 4 and 5) Date Expira- Number ity Month (I) ship
Security Secur- Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr.
(Instr. 3) ity Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4)
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<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
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Stock Option $ 2.8400 07/01/93 J(03) 50,000 07/01/94 07/01/03 Common Stock 50,000 $ 2.8400 50,000 D
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Stock Option $ 5.0000 03/04/94 J(04) 120,000 03/04/95 03/04/04 Common Stock 120,000 $ 5.0000 120,000 D
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Stock Option $ 7.5000 10/25/94 J(05) 200,000 10/25/95 10/25/04 Common Stock 200,000 $ 7.5000 200,000 D
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Stock Option $19.2500 10/30/95 J(06) 200,000 10/30/96 10/30/05 Common Stock 200,000 $19.2500 200,000 D
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Stock Option $36.7500 03/22/96 J(07) 200,000 03/22/97 03/22/06 Common Stock 200,000 $36.7500 200,000 D
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Stock Option $41.3750 01/28/97 J(08) 200,000 01/28/98 01/28/07 Common Stock 200,000 $41.3750 200,000 D
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Stock Option $38.1250 01/28/98 J(09) 50,000 01/28/99 01/28/08 Common Stock 50,000 $38.1250 50,000 D
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Stock Option $61.0000 01/27/99 J(10) 250,000 01/27/00 01/27/09 Common Stock 250,000 $61.0000 250,000 D
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Stock Option $32.8750 11/20/96 J(11) 10,000 11/20/97 11/20/06 Common Stock 10,000 $32.8750 10,000 I BY SPOUSE
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Stock Option $29.0000 04/14/97 J(12) 50,000 04/14/98 04/14/07 Common Stock 50,000 $29.0000 50,000 I BY SPOUSE
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Stock Option $45.1250 10/29/98 J(13) 50,000 10/29/99 10/29/08 Common Stock 50,000 $45.1250 50,000 I BY SPOUSE
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</TABLE>
Explanation of Responses:
(01) SHARES INDIRECTLY BENEFICIALLY HELD BY THE INVESTMENT CORPORATION OF
WHICH DR. MEDEL AND HIS WIFE OWN 100% OF THE CAPITAL STOCK OF SUCH
CORPORTATION.
(02) SHARES INDIRECTLY BENEFICIALLY HELD BY DR. MEDEL THROUGH MEDEL FAMILY
LIMITED PARTNERSHIP, L.P., A FLORIDA LIMITED PARTNERSHIP, OF WHICH
MEDEL INVESTMENTS, INC. (THE "INVESTMENT CORPORATION"), A FLORIDA
CORPORATION, DR. MEDEL AND HIS WIFE OWN 100% OF THE CAPITAL
STOCK OF SUCH CORPORATION.
(03) OPTIONS GRANTED PURSUANT TO COMPANY'S AMENDED AND RESTATED STOCK
OPTION PLAN, ONE-THIRD OF THE OPTIONS EXERCISABLE ON EACH JULY 1,
1994, JULY 1, 1995 AND JULY 1, 1996.
(04) OPTIONS GRANTED PURSUANT TO COMPANY'S AMENDED AND RESTATED STOCK
OPTION PLAN. ONE-THIRD OF THE OPTIONS BECOME EXERCISABLE ON EACH
MARCH 4, 1995, MARCH 4, 1996 AND MARCH 4, 1997.
(05) OPTIONS GRANTED PURSUANT TO COMPANY'S AMENDED AND RESTATED STOCK
OPTION PLAN. ONE-THIRD OF THE OPTIONS BECOME EXERCISABLE ON EACH
OCTOBER 25, 1995, OCTOBER 25, 1996 AND OCTOBER 25, 1997.
(06) OPTIONS GRANTED PURSUANT TO COMPANY'S AMENDED AND RESTATED EMPLOYEE
STOCK OPTION PLAN. ONE-THIRD OF OPTIONS BECOME EXERCISABLE ON EACH
OCTOBER 30, 1996, OCTOBER 30, 1997 AND OCTOBER 30, 1998.
(07) OPTIONS GRANTED PURSUANT TO COMPANY'S AMENDED AND RESTATED STOCK
OPTIONS PLAN. ONE-THIRD OF THE OPTIONS BECOME EXERCISABLE ON EACH
MARCH 22, 1997, MARCH 22, 1998 AND MARCH 22, 1999.
(08) OPTIONS GRANTED PURSUANT TO COMPANY'S AMENDED AND RESTATED STOCK
OPTION PLAN. ONE-THIRD OF THE OPTIONS BECOME EXERCISABLE ON EACH
JANUARY 28, 1998, JANUARY 28, 1999, JANUARY 28, 2000.
(09) OPTIONS GRANTED PURSUANT TO COMPANY'S AMENDED AND RESTATED STOCK
OPTION PLAN. ONE-THIRD OF THE OPTIONS BECOME EXERCISABLE OF EACH
JANUARY 28, 1999, JANUARY 28, 2000, JANUARY 28, 2001.
(10) OPTIONS GRANTED PURSUANT TO COMPANY'S AMENDED AND RESTATED STOCK
OPTION PLAN. ONE-THIRD OF THE OPTION BECOME EXERCISABLE ON EACH
JANUARY 27, 2000, JANUARY 27, 2001, JANUARY 27, 2002.
(11) OPTIONS GRANTED PURSUANT TO COMPANY'S AMENDED AND RESTATED STOCK
OPTION PLAN. ONE-THIRD OF THE OPTIONS BECOME EXERCISABLE ON EACH
NOVEMBER 20, 1997, NOVEMBER 20, 1998 AND NOVEMBER 20, 1999.
(12) OPTIONS GRANTED PURSUANT TO COMPANY'S AMENDED AND RESTATED STOCK
OPTION PLAN. ONE-THIRD OF THE OPTIONS BECOME EXERCISABLE ON EACH APRIL
14, 1998, APRIL 14, 1999, AND APRIL 14, 2000.
(13) OPTIONS GRANTED PURSUANT TO COMPANY'S AMENDED AND RESTATED STOCK
OPTION PLAN. ONE-THIRD OF THE OPTIONS BECOME EXERCISABLE ON EACH
OCTOBER 29, 1999, OCTOBER 29, 2000 AND OCTOBER 29, 2001.
** Intentional misstatements or omissions of facts constitute Federal
Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained
in this form are not required to respond unless the form display a currently
valid OMB Number.
/s/ ROGER MEDEL August 11, 1999
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**Signature of Reporting Person Date
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