SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13G
(Rule 13d-102)
INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No.1)*
SpectraLink Corp.
- --------------------------------------------------------------------------------
(Name of Issuer)
Common Stock
- --------------------------------------------------------------------------------
(Title of Class of Securities)
847580107
- --------------------------------------------------------------------------------
(CUSIP Number)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[ ] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[X] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
(Continued on following pages)
Page 1 of 16 Pages
Exhibit Index Contained on Page 16
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<TABLE>
<CAPTION>
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CUSIP NO. 847580107 13 G Page 2 of 16 Pages
- -------------------------------------- --------------------------------------
<S> <C> <C>
- ------------ ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Technology Venture Investors - 3, L.P. ("TVI-3")
Tax ID Number: 94-2944879
- ------------ ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ ---------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
California
- ------------------------------------ -------- ------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 576,221 shares, except that TVIM-3, the general partner of TVI-3, may be
BENEFICIALLY deemed to have sole voting power, and John Johnston ("Johnston"), Robert
OWNED BY EACH C. Kagle ("Kagle"), David F. Marquardt ("Marquardt"), Burton J. McMurtry
REPORTING ("McMurtry") and Mark G. Wilson ("Wilson"), the general partners of
PERSON TVIM-3, may be deemed to have shared power to vote these shares.
WITH -------- ------------------------------------------------------------------------
6 SHARED VOTING POWER
See response to row 5.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
576,221 shares, except that TVIM-3, the general partner of TVI-3, may be
deemed to have sole dispositive power, and Kagle, Marquardt, McMurtry,
Wilson, and Johnston, the general partners of TVIM-3, may be deemed to
have shared power to dispose of these shares.
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
See response to row 7.
- ------------ ---------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 576,221
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- ------------ ---------------------------------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
3.08%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
- ------------ ---------------------------------------------------------------------------------------------------------
<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
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CUSIP NO. 847580107 13 G Page 3 of 16 Pages
- -------------------------------------- --------------------------------------
<S> <C> <C>
- ------------ ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
TVI Management - 3, L.P. ("TVIM-3")
Tax ID Number: 94-2944878
- ------------ ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ ---------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
California
- ------------------------------------ -------- ------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 587,364 shares, of which 11,143 are directly owned by TVIM-3 and 576,221
BENEFICIALLY shares are directly owned by TVI-3. John Johnston ("Johnston"), Robert
OWNED BY EACH C. Kagle ("Kagle"), David F. Marquardt ("Marquardt"), Burton J. McMurtry
REPORTING ("McMurtry") and Mark G. Wilson ("Wilson"), the general partners of
PERSON TVIM-3, may be deemed to have shared power to vote these shares.
WITH -------- ------------------------------------------------------------------------
6 SHARED VOTING POWER
See response to row 5.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
587,364 shares, of which 11,143 are directly owned by TVIM-3 and 576,221
shares are directly owned by TVI-3. John Johnston ("Johnston"), Robert
C. Kagle ("Kagle"), David F. Marquardt ("Marquardt"), Burton J. McMurtry
("McMurtry") and Mark G. Wilson ("Wilson"), the general partners of
TVIM-3, may be deemed to have shared dispositive power with respect to
these shares.
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
See response to row 7.
- ------------ ---------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 587,364
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- ------------ ---------------------------------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
3.14%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
- ------------ ---------------------------------------------------------------------------------------------------------
<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
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CUSIP NO. 847580107 13 G Page 4 of 16 Pages
- -------------------------------------- --------------------------------------
<S> <C> <C>
- ------------ ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Technology Ventures Investors - 4, L.P. ("TVI-4")
Tax ID Number: 94-3088804
- ------------ ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ ---------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- ------------------------------------ -------- ------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 1,419,403 shares, except that TVIM-4, the general partner of TVI-4, may
BENEFICIALLY be deemed to have sole voting power and John Johnston ("Johnston"),
OWNED BY EACH Robert C. Kagle ("Kagle"), David F. Marquardt ("Marquardt"), Burton J.
REPORTING McMurtry ("McMurtry") and Mark G. Wilson ("Wilson"), the general
PERSON partners of TVIM-4, may be deemed to have shared power to vote these
WITH shares.
-------- ------------------------------------------------------------------------
6 SHARED VOTING POWER
See response to row 5.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
1,419,403 shares, except that TVIM-4, the general partner of TVI-4, may
be deemed to have shares power to dispositive power, and Kagle,
Marquardt, McMurtry, Wilson and Johnston, the general partners of
TVIM-4, may be deemed to have shared power to dispose of these shares.
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
See response to row 7.
- ------------ ---------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 1,419,403
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- ------------ ---------------------------------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
7.58%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
- ------------ ---------------------------------------------------------------------------------------------------------
<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
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CUSIP NO. 847580107 13 G Page 5 of 16 Pages
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<S> <C> <C>
- ------------ ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
TVI Partners - 4, L.P. ("TVIP-4")
Tax ID Number: 94-3084677
- ------------ ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ ---------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- ------------------------------------ -------- ------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 165,904 shares, except that TVIM-4, the general partner of TVIP-4, may
BENEFICIALLY be deemed to have sole voting power, and John Johnston ("Johnston"),
OWNED BY EACH Robert C. Kagle ("Kagle"), David F. Marquardt ("Marquardt"), Burton J.
REPORTING McMurtry ("McMurtry") and Mark G. Wilson ("Wilson"), the general
PERSON partners of TVIM-4, may be deemed to have shared power to vote these
WITH shares.
-------- ------------------------------------------------------------------------
6 SHARED VOTING POWER
See response to row 5.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
165,904 shares, except that TVIM-4, the general partner of TVIP-4, may
be deemed to have sole dispositive power, and Kagle, Marquardt, Wilson
and Johnston, the general partners of TVIM-4, may be deemed to have
shared power to dispose of these shares.
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
See response to row 7.
- ------------ ---------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 165,904
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- ------------ ---------------------------------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.89%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
- ------------ ---------------------------------------------------------------------------------------------------------
<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
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CUSIP NO. 847580107 13 G Page 6 of 16 Pages
- -------------------------------------- --------------------------------------
<S> <C> <C>
- ------------ ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
TVI Associates - 4, L.P. ("TVIA-4")
Tax ID Number: 94-3154357
- ------------ ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ ---------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- ------------------------------------ -------- ------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 10,152 shares, except that TVIM-4, the general partner of TVIA-4, may be
BENEFICIALLY deemed to have sole voting power, and John Johnston ("Johnston"), Robert
OWNED BY EACH C. Kagle ("Kagle"), David F. Marquardt ("Marquardt"), Burton J. McMurtry
REPORTING ("McMurtry") and Mark G. Wilson ("Wilson"), the general partners of
PERSON TVIM-4, may be deemed to have shared power to vote these shares.
WITH -------- ------------------------------------------------------------------------
6 SHARED VOTING POWER
See response to row 5.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
10,152 shares, except that TVIM-4, the general partner of TVIA-4, may be
deemed to have dispositive power, and Kagle, Marquardt, McMurtry, Wilson
and Johnston, the general partners of TVIM-4, may be deemed to have
shared power to dispose of these shares.
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
See response to row 7.
- ------------ ---------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 10,152
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- ------------ ---------------------------------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.05%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
- ------------ ---------------------------------------------------------------------------------------------------------
<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
- -------------------------------------- --------------------------------------
CUSIP NO. 847580107 13 G Page 7 of 16 Pages
- -------------------------------------- --------------------------------------
<S> <C> <C>
- ------------ ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
TVI Associates - 4 1988, L.P. ("TVIA `88-4")
Tax ID Number: 94-3084676
- ------------ ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ ---------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- ------------------------------------ -------- ------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 0 shares
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON
WITH -------- ------------------------------------------------------------------------
6 SHARED VOTING POWER
See response to row 5.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
See response to row 7.
- ------------ ---------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 0
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- ------------ ---------------------------------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
0.00%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
- ------------ ---------------------------------------------------------------------------------------------------------
<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
- -------------------------------------- --------------------------------------
CUSIP NO. 847580107 13 G Page 8 of 16 Pages
- -------------------------------------- --------------------------------------
<S> <C> <C>
- ------------ ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
TVI Management - 4, L.P. ("TVIM-4")
Tax ID Number: 94-3088676
- ------------ ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ ---------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- ------------------------------------ -------- ------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 1,595,459 shares, of which 1,419,403 are directly owned by TVI-4,
BENEFICIALLY 165,904 are directly owned by TVIP-4, and 10,152 are directly owned by
OWNED BY EACH TVIA-4. TVIM-4 is the general partner of TVI-4, TVIP-4 and TVIA-4, and
REPORTING may be deemed to have sole power to vote such shares.
PERSON -------- ------------------------------------------------------------------------
WITH 6 SHARED VOTING POWER
See response to row 5.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
1,595,459 shares, of which 1,419,403 are directly owned by TVI-4,
165,904 are directly owned by TVIP-4, and 10,152 are directly owned by
TVIA-4. TVIM-4 is the general partner of TVI-4, TVIP-4 and TVIA-4, and
may be deemed to have sole power to dispose of such shares.
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
See response to row 7.
- ------------ ---------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 1,595,459
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- ------------ ---------------------------------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
8.52%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
PN
- ------------ ---------------------------------------------------------------------------------------------------------
<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
- -------------------------------------- --------------------------------------
CUSIP NO. 847580107 13 G Page 9 of 16 Pages
- -------------------------------------- --------------------------------------
<S> <C> <C>
- ------------ ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Robert C. Kagle ("Kagle")
Tax ID Number:
- ------------ ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ ---------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- ------------------------------------ -------- ------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 0 shares
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON -------- ------------------------------------------------------------------------
WITH 6 SHARED VOTING POWER
2,182,823 shares, of which 576,221 are directly owned by TVI-3, 11,143
are directly owned by TVIM-3, 1,419,403 are directly owned by TVI-4,
165,904 are directly owned by TVIP-4, and 10,152 are directly owned by
TVIA-4. Kagle is a general partner of TVIM-3, the general partner of
TVI-3, and of TVIM-4, the general partner of TVI-4, TVIP-4, and TVIA-4,
and may be deemed to have shared power to vote such shares.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
2,182,823 shares, of which 576,221 are directly owned by TVI-3, 11,143
are directly owned by TVIM-3, 1,419,403 are directly owned by TVI-4,
165,904 are directly owned by TVIP-4, and 10,152 are directly owned by
TVIA-4. Kagle is a general partner of TVIM-3, the general partner of
TVI-3, and of TVIM-4, the general partner of TVI-4, TVIP-4, and TVIA-4,
and may be deemed to have shared power to dispose of such shares.
- ------------ ---------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 2,182,823
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- ------------ ---------------------------------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
11.66%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- ------------ ---------------------------------------------------------------------------------------------------------
<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
- -------------------------------------- --------------------------------------
CUSIP NO. 847580107 13 G Page 10 of 16 Pages
- -------------------------------------- --------------------------------------
<S> <C> <C>
- ------------ ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
David F. Marquardt ("Marquardt")
Tax ID Number:
- ------------ ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ ---------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- ------------------------------------ -------- ------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 0 shares
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON -------- ------------------------------------------------------------------------
WITH 6 SHARED VOTING POWER
2,182,823 shares, of which 576,221 are directly owned by TVI-3, 11,143
are directly owned by TVIM-3, 1,419,403 are directly owned by TVI-4,
165,904 are directly owned by TVIP-4, and 10,152 are directly owned by
TVIA-4. Marquardt is a general partner of TVIM-3, the general partner of
TVI-3, and of TVIM-4, the general partner of TVI-4, TVIP-4, and TVIA-4,
and may be deemed to have shared power to vote such shares.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
2,182,823 shares, of which 576,221 are directly owned by TVI-3, 11,143
are directly owned by TVIM-3, 1,419,403 are directly owned by TVI-4,
165,904 are directly owned by TVIP-4, and 10,152 are directly owned by
TVIA-4. Marquardt is a general partner of TVIM-3, the general partner of
TVI-3, and of TVIM-4, the general partner of TVI-4, TVIP-4, and TVIA-4,
and may be deemed to have shared power to dispose of such shares.
- ------------ ---------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 2,182,823
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- ------------ ---------------------------------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
11.66%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- ------------ ---------------------------------------------------------------------------------------------------------
<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
- -------------------------------------- --------------------------------------
CUSIP NO. 847580107 13 G Page 11 of 16 Pages
- -------------------------------------- --------------------------------------
<S> <C> <C>
- ------------ ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Burton J. McMurtry ("McMurtry")
Tax ID Number:
- ------------ ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ ---------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- ------------------------------------ -------- ------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 0 shares
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON -------- ------------------------------------------------------------------------
WITH 6 SHARED VOTING POWER
2,182,823 shares, of which 576,221 are directly owned by TVI-3, 11,143
are directly owned by TVIM-3, 1,419,403 are directly owned by TVI-4,
165,904 are directly owned by TVIP-4, and 10,152 are directly owned by
TVIA-4. McMurtry is a general partner of TVIM-3, the general partner of
TVI-3, and of TVIM-4, the general partner of TVI-4, TVIP-4, and TVIA-4,
and may be deemed to have shared power to vote such shares.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
2,182,823 shares, of which 576,221 are directly owned by TVI-3, 11,143
are directly owned by TVIM-3, 1,419,403 are directly owned by TVI-4,
165,904 are directly owned by TVIP-4, and 10,152 are directly owned by
TVIA-4. McMurtry is a general partner of TVIM-3, the general partner of
TVI-3, and of TVIM-4, the general partner of TVI-4, TVIP-4, and TVIA-4,
and may be deemed to have shared power to dispose of such shares.
- ------------ ---------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 2,182,823
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- ------------ ---------------------------------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
11.66%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- ------------ ---------------------------------------------------------------------------------------------------------
<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
- -------------------------------------- --------------------------------------
CUSIP NO. 847580107 13 G Page 12 of 16 Pages
- -------------------------------------- --------------------------------------
<S> <C> <C>
- ------------ ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
Mark G. Wilson ("Wilson")
Tax ID Number:
- ------------ ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ ---------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- ------------------------------------ -------- ------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 0 shares
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON -------- ------------------------------------------------------------------------
WITH 6 SHARED VOTING POWER
2,182,823 shares, of which 576,221 are directly owned by TVI-3, 11,143
are directly owned by TVIM-3, 1,419,403 are directly owned by TVI-4,
165,904 are directly owned by TVIP-4, and 10,152 are directly owned by
TVIA-4. Wilson is a general partner of TVIM-3, the general partner of
TVI-3, and of TVIM-4, the general partner of TVI-4, TVIP-4, and TVIA-4,
and may be deemed to have shared power to vote such shares.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
2,182,823 shares, of which 576,221 are directly owned by TVI-3, 11,143
are directly owned by TVIM-3, 1,419,403 are directly owned by TVI-4,
165,904 are directly owned by TVIP-4, and 10,152 are directly owned by
TVIA-4. Wilson is a general partner of TVIM-3, the general partner of
TVI-3, and of TVIM-4, the general partner of TVI-4, TVIP-4, and TVIA-4,
and may be deemed to have shared power to dispose of such shares.
- ------------ ---------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 2,182,823
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- ------------ ---------------------------------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
11.66%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- ------------ ---------------------------------------------------------------------------------------------------------
<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
- -------------------------------------- --------------------------------------
CUSIP NO. 847580107 13 G Page 13 of 16 Pages
- -------------------------------------- --------------------------------------
<S> <C> <C>
- ------------ ---------------------------------------------------------------------------------------------------------
1 NAME OF REPORTING PERSONS
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS
John R. Johnston ("Johnston")
Tax ID Number:
- ------------ ---------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ] (b) [X]
- ------------ ---------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
- ------------ ---------------------------------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- ------------------------------------ -------- ------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES 0 shares
BENEFICIALLY
OWNED BY EACH
REPORTING
PERSON -------- ------------------------------------------------------------------------
WITH 6 SHARED VOTING POWER
2,182,823 shares, of which 576,221 are directly owned by TVI-3, 11,143
are directly owned by TVIM-3, 1,419,403 are directly owned by TVI-4,
165,904 are directly owned by TVIP-4, and 10,152 are directly owned by
TVIA-4. Johnston is a general partner of TVIM-3, the general partner of
TVI-3, and of TVIM-4, the general partner of TVI-4, TVIP-4, and TVIA-4,
and may be deemed to have shared power to vote such shares.
-------- ------------------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
0 shares
-------- ------------------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
2,182,823 shares, of which 576,221 are directly owned by TVI-3, 11,143
are directly owned by TVIM-3, 1,419,403 are directly owned by TVI-4,
165,904 are directly owned by TVIP-4, and 10,152 are directly owned by
TVIA-4. Johnston is a general partner of TVIM-3, the general partner of
TVI-3, and of TVIM-4, the general partner of TVI-4, TVIP-4, and TVIA-4,
and may be deemed to have shared power to dispose of such shares.
- ------------ ---------------------------------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON 2,182,823
- ------------ ---------------------------------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES* [ ]
- ------------ ---------------------------------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
11.66%
- ------------ ---------------------------------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- ------------ ---------------------------------------------------------------------------------------------------------
<FN>
* SEE INSTRUCTIONS BEFORE FILLING OUT!
</FN>
</TABLE>
<PAGE>
Page 14 of 16 Pages
This statement amends the Statement on Schedule 13(G) (the
"Original Statement") filed by Technology Venture Investors-3,
L.P., a California limited partnership ("TVI-3"), TVI
Management-3, L.P., a California limited partnership
("TVIM-3"), Technology Venture Investors-4, L.P., a Delaware
limited partnership ("TVI-4"), TVI Partners-4, L.P., a
Delaware limited partnership ("TVIP-4"), TVI Associates-4,
L.P., a Delaware limited partnership ("TVIA-4"), TVI
Associates-4 1988, L.P., a Delaware limited partnership ("TVIA
`88-4"), TVI Management-4, L.P., a Delaware limited
partnership ("TVIM-4"), Robert C. Kagle ("Kagle"), David F.
Marquardt ("Marquardt"), Burton J. McMurtry ("McMurtry"), Mark
G. Wilson ("Wilson") and John R. Johnston ("Johnston")
(collectively, the "Reporting Persons"). Only those items as
to which there is a change are included in this report.
ITEM 2(a). NAME OF PERSONS FILING:
-----------------------
This Statement is filed by Technology Venture Investors-3,
L.P., a California limited partnership ("TVI-3"), TVI
Management-3, L.P., a California limited partnership
("TVIM-3"), Technology Venture Investors-4, L.P., a Delaware
limited partnership ("TVI-4"), TVI Partners-4, L.P., a
Delaware limited partnership ("TVIP-4"), TVI Associates-4,
L.P., a Delaware limited partnership ("TVIA-4"), TVI
Associates-4 1988, L.P., a Delaware limited partnership ("TVIA
`88-4"), TVI Management-4, L.P., a Delaware limited
partnership ("TVIM-4"), Robert C. Kagle ("Kagle"), David F.
Marquardt ("Marquardt"), Burton J. McMurtry ("McMurtry"), Mark
G. Wilson ("Wilson") and John R. Johnston ("Johnston"). The
foregoing entities and individuals are collectively referred
to as the "Reporting Persons."
TVIM-3 is the general partner of TVI-3, and may be deemed to
have sole power to vote and sole power to dispose of shares of
the issuer directly owned by TVI-3. Kagle, Marquardt,
McMurtry, Wilson and Johnston are the general partners of
TVIM-3, and may be deemed to have shared power to vote and
shared power to dispose of the shares of issuer directly owned
by TVI-3 and TVIM-3.
TVIM-4 is the general partner of TVI-4, TVIP-4, TVIA-4 and
TVIA `88-4, and may be deemed to have sole power to vote and
sole power to dispose of shares of the issuer directly owned
by TVI-4, TVIP-4, TVIA-4 and TVIA `88-4. Kagle, Marquardt,
McMurtry, Wilson and Johnston are the general partners of
TVIM-4, and may be deemed to have shared power to vote and
shared power to dispose of the shares of issuer directly owned
by TVI-4, TVIP-4, TVIA-4 and TVIA `88-4.
<PAGE>
Page 15 of 16 Pages
ITEM 4. OWNERSHIP:
----------
The following information with respect to the ownership of the Common
Stock of the issuer by the persons filing this Statement is provided as
of December 31, 1999:
(a) Amount beneficially owned:
-------------------------
See Row 9 of cover page for each Reporting Person.
(b) Percent of Class:
----------------
See Row 11 of cover page for each Reporting Person.
(c) Number of shares as to which such person has:
--------------------------------------------
(i) Sole power to vote or to direct the vote:
----------------------------------------
See Row 5 of cover page for each Reporting Person.
(ii) Shared power to vote or to direct the vote:
------------------------------------------
See Row 6 of cover page for each Reporting Person.
(iii) Sole power to dispose or to direct the disposition of:
-----------------------------------------------------
See Row 7 of cover page for each Reporting Person.
(iv) Shared power to dispose or to direct the disposition of:
-------------------------------------------------------
See Row 8 of cover page for each Reporting Person.
<PAGE>
Page 16 of 16 Pages
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: February 7, 2000
/s/ Mark G. Wilson
----------------------------------------
Mark G. Wilson, on behalf of TVIM-3 and
TVIM-4 in his capacity as a general
partner thereof, on behalf of TVI-3, in
his capacity as a general partner of
TVIM 3, the general partner of TVI-3, on
behalf of TVI-4, in his capacity as a
general partner of TVIM-4, the general
partner of TVI-4, on behalf of TVIP-4,
in his capacity as a general partner of
TVIM-4, the general partner of TVIP-4,
on behalf of TVIA-4, in his capacity as
a general partner of TVIM-4, the general
partner of TVIA-4, and on behalf of TVIA
`88-4, in his capacity as a general
partner of TVIM-4, the general partner
of TVIA `88-4.
/s/ Robert C. Kagle /s/ Mark G. Wilson
- ----------------------------------- -------------------------------------
ROBERT C. KAGLE MARK G. WILSON
/s/ David F. Marquardt /s/ John R. Johnston
- ----------------------------------- ----------------------------------------
DAVID F. MARQUARDT JOHN R. JOHNSTON
/s/ Burton J. McMurtry
- -----------------------------------
BURTON J. MCMURTRY
