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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM 12b-25
Commission File Number 033-55254
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NOTIFICATION OF LATE FILING
(Check One): [X] Form 10-K [ ] Form 11-K [ ] Form 20-F [ ] Form 10-Q
[ ] Form N-SAR
For Period Ended: 12/31/97
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[ ] Transition Report on Form 10-K [ ] Transition Report on Form 10-Q
[ ] Transition Report on Form 20-F [ ] Transition Report on Form N-SAR
[ ] Transition Report on Form 11-K
For the Transition Period Ended:
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Read attached instruction sheet before preparing form. Please print or
type.
Nothing in this form shall be construed to imply that the Commission has
verified any information contained herein.
If the notification relates to a portion of the filing checked above,
identify the Item(s) to which the notification relates:
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Part I. Registrant Information
Full name of registrant: Associated Technologies, Inc.
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Former name if applicable: Associated Technologies
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Address of principal executive office (Street and number): 3 Riverside Drive
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City, State and Zip Code: Andover, Massachusetts 01810
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Part II. Rule 12b-25 (b) and (c)
If the subject report could not be filed without unreasonable effort or
expense and the registrant seeks relief pursuant to Rule 12b-25(b), the
following should be completed. (Check box if appropriate.)
(a) The reasons described in reasonable detail in Part III of this form
could not be eliminated without unreasonable effort or expense;
[X]
(b) The subject annual report, semi-annual report, transition report on
Form 10-K, 20-F, 11-K or Form N-SAR, or portion thereof will be filed
[X] on or before the 15th calendar day following the prescribed due date;
or the subject quarterly report or transition report on Form 10-Q, or
portion thereof will be filed on or before the fifth calendar day
following the prescribed due date; and
(c) The accountant's statement or other exhibit required by Rule 12b-
25(c) has been attached if applicable.
Part III. Narrative
State below in reasonable detail the reasons why Form 10-K, 11-K, 20-F,
10-Q, N-SAR or the transition report portion thereof could not be filed within
the prescribed time period. (Attach extra sheets if needed.)
The Registrant is awaiting additional financial information in order to
accurately prepare its year-end financial statements.
Part IV. Other Information
(1) Name and telephone number of person to contact in regard to this
notification
Mark Kripp (978) 688-8800
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(Name) (Area code) (Telephone number)
(2) Have all other periodic reports required under Section 13 or 15(d) of
the Securities Exchange Act of 1934 or Section 30 of the Investment Company Act
of 1940 during the preceding 12 months or for such shorter period that the
registrant was required to file such report(s) been filed? If the answer is
no, identify report(s). [ ] Yes [ X ] No
The Registrant filed a Current Report on Form 8-K on January 16,
1998. Financial Statements of Business Acquired and Pro-Forma Financial
Information required by Item 7 of such report have not yet been filed on a
Current Report on Form 8-K/A.<PAGE>
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(3) Is it anticipated that any significant change in results of
operations from the corresponding period for the last fiscal year will be
reflected by the earnings statements to be included in the subject report or
portion thereof? [ X ] Yes [ ] No
If so: attach an explanation of the anticipated change, both narratively
and quantitatively, and, if appropriate, state the reasons why a reasonable
estimate of the results cannot be made. See Attachment.
Associated Technologies, Inc.
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(Name of registrant as specified in charter)
Has caused this notification to be signed on its behalf by the undersigned
thereunto duly authorized.
Date 3/31/98 By /s/ Mark Kripp
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Name: Mark Kripp
Title: Chief Financial Officer
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Response to Part IV - Item 3
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On June 28, 1996, the Registrant acquired all of the outstanding shares of
capital stock of Ogenic Technologies Pty Ltd ("Ogenic"). Prior to the
Registrant's acquisition of Ogenic, the Registrant was a development-stage
company with no revenues from operations. The Registrant's results of
operations for the current period will incorporate a full year of Ogenic's
operations as compared to the prior period ended December 31, 1996 which only
incorporates six months of Ogenic's operations. As a result, operating revenue
is expected to increase to approximately $2,394,000 for the year ended December
31, 1997, from $459,883 for the year ended December 31, 1996, cost of sales is
expected to increase to approximately $1,479,000 for the year ended December
31, 1997, from $358,000 for the year ended December 31, 1997, and net income
(loss) is expected to decrease to approximately $(2,046,000) for the year ended
December 31, 1997, from $(2,644,052) for the year ended December 31, 1996.
116220
