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OMB APPROVAL
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OMB Number 3235-0104
Expires: April 30, 1997
Estimated average burden
hours per response ....... 0.5
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U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 3
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act
of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935
or Section 30(f) of the Investment Company Act of 1940
1. Name and Address of Reporting Person
Newport Acquisition Company No. 2 LLC
c/o Crossroads Capital Partners, LLC
1600 Dove Street, Suite 300
Newport Beach, CA 92660
2. Date of Event Requiring Statement (Month/Day/Year)
February 27, 1998
3. IRS Number of Reporting Person
(Voluntary)
52-2085075
4. Issuer Name and Ticker or Trading Symbol
Centura Software Corporation (CNTRC)
5. Relationship of Reporting Person(s) to Issuer (Check all
applicable)
( ) Director (X) 10% Owner ( ) Officer (give title
below) ( ) Other (specify below)
6. If Amendment, Date of Original (Month/Day/Year)
7. Individual or Joint/Group Filing (Check Applicable Line)
( ) Form filed by One Reporting Person
(X) Form filed by More than One Reporting Person
Table I -- Non-Derivative Securities Beneficially Owned
1. Title of Security 2. Amount of 3. Ownership 4. Nature of Indirect
(Instr. 4) Securities Form: Beneficial Ownership
Beneficially Direct(D) or (Instr. 5)
Owned Indirect(I)
(Instr. 4) (Instr. 5)
Common Stock 11,415,094 D N/A
Page 1 of 3
<PAGE>
1. Name and Address of Reporting Person
Crossroads Capital Partners, LLC
1600 Dove Street, Suite 300
Newport Beach, CA 92660
2. Date of Event Requiring Statement (Month/Day/Year)
February 27, 1998
3. IRS Number of Reporting Person
(Voluntary)
4. Issuer Name and Ticker or Trading Symbol
Centura Software Corporation (CNTRC)
5. Relationship of Reporting Person(s) to Issuer (Check all
applicable)
( ) Director (X) 10% Owner ( ) Officer (give title
below) ( ) Other (specify below)
6. If Amendment, Date of Original (Month/Day/Year)
7. Individual or Joint/Group Filing (Check Applicable Line)
( ) Form filed by One Reporting Person
(X) Form filed by More than One Reporting Person
Table I -- Non-Derivative Securities Beneficially Owned
1. Title of Security 2. Amount of 3. Ownership 4. Nature of Indirect
(Instr. 4) Securities Form: Beneficial Ownership
Beneficially Direct(D) or (Instr. 5)
Owned Indirect(I)
(Instr. 4) (Instr. 5)
Common Stock 11,415,094 I Reporting person is the
Managing Member of
Newport Acquisition
Company No. 2 LLC, the
record owner of the
securities
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<PAGE>
<TABLE>
Table II -- Derivative Securities Beneficially Owned
<CAPTION>
<S> <C> <C> <C> <C> <C>
1.Title of 2.Date Exer- 3.Title and Amount 4. Conver- 5. Ownership 6. Nature of
Derivative cisable and of Securities sion or Form of Indirect
Security Expiration Underlying Exercise Derivative Beneficial
(Instr. 4) Date Derivative Security Price of Security: Ownership
(Month/Day/ --------------- Deri- Direct(D) or
Year) Title Amount or vative Indirect (I)
--------------- Number of Security
Date Expira- Shares
Exer- tion
cisable Date
Not Applicable
</TABLE>
Explanation of Responses:
NEWPORT ACQUISITION COMPANY NO. 2 LLC
By: Crossroads Capital Partners, LLC, as Managing Member
By: /s/Dennis I. Simon 03/06/98
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Dennis I. Simon, Managing Member Date
CROSSROADS CAPITAL PARTNERS, LLC
By: /s/Dennis I. Simon 03/06/98
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Dennis I. Simon, Managing Member Date
Page 3 of 3