UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. ___)*
Centura Software Corporation
(Name of Issuer)
Common Stock
(Title of Class of Securities)
15640W103
(CUSIP Number)
June 7, 1999
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
Rule 13d-1(b)
Rule 13d-1(c)
|X| Rule 13d-1(d)
The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter disclosure
provided in a prior cover page.
The information required in the remainder of this coverage page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
Page 1 of 4 pages
<PAGE>
CUSIP No. 15640W103 13G Page 2 of 4 Pages
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Stephen P. Smith
- --------------------------------------------------------------------------------
2 CHECKTHE APPROPRIATE BOX IF A MEMBER OF A GROUP*
N/A (a)
(b)
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
- --------------------------------------------------------------------------------
NUMBER OF 5 SOLE VOTING POWER
SHARES
BENEFICIALLY 1,029,952
OWNED BY -------------------------------------------------------------
EACH 6 SHARED VOTING POWER
REPORTING
PERSON _______
WITH -------------------------------------------------------------
7 SOLE DISPOSITIVE POWER
1,029,952
-------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
_______
- --------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,029,952
- --------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
N/A
- --------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
2.7%
- --------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
<PAGE>
Page 3 of 4
Item 1(a): NAME OF ISSUER
Centura Software Corporation
Item 1(b): ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES
975 Island Drive
Redwood Shores, CA 94065
Item 2(a): NAME OF PERSON FILING
Stephen P. Smith
Item 2(b): ADDRESS OF PRINCIPAL BUSINESS OFFICE
2420 8th Avenue N., #401
Seattle, WA
Item 2(c): CITIZENSHIP
USA
Item 2(d): TITLE OF CLASS OF SECURITIES
Common Stock
Item 2(e): CUSIP NUMBER
15640W103
Item 3: This statement is not filed pursuant to Rules 13d-1(b) or
13d-2, and therefore this item is not applicable.
Item 4: OWNERSHIP
(a) Amount Beneficially Owned:
1,029,952 shares
(b) Percent of Class
2.7%
(c) Number of Shares as to Which Such Person Has:
(i) sole power to vote or direct the vote:
1,029,952 Shares
(ii) shared power to vote or direct the vote
0 Shares
<PAGE>
Page 4 of 4
(iii) Sole power to dispose or to direct the
disposition of: 1,029,952 Shares
(iv) Shared power to dispose or to direct the
disposition of: 0 Shares
Item 5: OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
If this statement is being to report the fact that as
of Date hereof the reporting person has ceased to be
the beneficial owner of more than five percent of
the class of securities, check the following. |X|
Item 6: OWNERSHIP OF NOT MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER
PERSON
N/A
Item 7: IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH
ACQUIRED THE SECURITY BEING REPORTED BY THE PARENT HOLDING
COMPANY
N/A .
Item 8: IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
N/A
Item 9: NOTICE OF DISSOLUTION OF GROUP
N/A
Item 10: CERTIFICATION
N/A
SIGNATURE
---------
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in the statement is true, complete and
correct.
February 14, 2000
- ----------------------------
Date
/s/ Stephen P. Smith
- ----------------------------
Signature
Stephen P. Smith
- ----------------------------
Name (Typed)
