GRILL CONCEPTS INC
NT 10-Q, 1998-11-13
EATING PLACES
Previous: LEVIATHAN GAS PIPELINE PARTNERS L P, 10-Q, 1998-11-13
Next: GRILL CONCEPTS INC, 10QSB, 1998-11-13




                     U.S. SECURITIES AND EXCHANGE COMMISSION
                             Washington, D.C. 20549

                                   FORM 12b-25

                           NOTIFICATION OF LATE FILING

                         Commission File Number 0-23226

(Check One):
[  ] Form 10-K and Form 10-KSB    [  ] Form 11-K
[  ] Form 20-F   [X] Form 10-Q and Form 10-QSB   [  ] Form N-SAR

         For Period Ended:       September 27, 1998      

[ ]  Transition Report on Form 10-K and Form 10-KSB
[ ]  Transition Report on Form 20-F
[ ]  Transition Report on Form 11-K
[ ]  Transition Report on Form 10-Q and Form 10-QSB
[ ]  Transition Report on Form N-SAR

     For the Transition Period Ended:

     Read Attached  Instruction  Sheet Before  Preparing  Form.  Please Print or
Type.

     Nothing in this form shall be  construed to imply that the  Commission  has
verified any information contained herein.

     If the  notification  relates  to a portion of the  filing  checked  above,
identify the item(s) to which the notification relates:
                                                                                
- --------------------------------------------------------------------------------
- --------------------------------------------------------------------------------

- --------------------------------------------------------------------------------
                                     PART I
                             REGISTRANT INFORMATION
- --------------------------------------------------------------------------------

Full Name of Registrant         Grill Concepts, Inc.
                              --------------------------------------------------
Former Name if Applicable
                              --------------------------------------------------
          
Address of Principal Executive
 Offices (Street and Number)    11661 San Vicente Blvd., Suite 404              
                              --------------------------------------------------
City, State and Zip Code        Los Angeles, California 90049                   
                              --------------------------------------------------

- --------------------------------------------------------------------------------
                                     PART II
                             RULE 12b-25(b) AND (c)
- --------------------------------------------------------------------------------

     If the subject  report could not be filed  without  unreasonable  effort or
expense and the  registrant  seeks  relief  pursuant  to Rule  12b-25  (b),  the
following should be completed. (Check appropriate box)

/X/  (a)  The  reasons  described  in  reasonable  detail in Part III of this 
          form could not be  eliminated without unreasonable effort or expense;
/X/  (b)  The subject annual report,  semi-annual  report,  transition report on
          Form 10-K,  10-KSB,  20-F, 11-K or Form  N-SAR,  or  portion  thereof 
          will be filed on or  before  the  15th  calendar day following the 
          prescribed due date; or the subject  quarterly report or transition  
          report on Form 10-Q,  10-QSB,  or portion  thereof will be filed on or
          before the fifth  calendar day  following the prescribed due date; and
/ / (c)   The accountant's statement or other exhibit required by Rule 12b-25(c)
          has been attached if applicable.

<PAGE>

- --------------------------------------------------------------------------------
                                    PART III
                                    NARRATIVE
- --------------------------------------------------------------------------------

     State below in reasonable detail the reasons why Forms 10-K, 10-KSB,  11-K.
20-F, 10-Q, 10-QSB, N-SAR, or the transition report or portion thereof could not
be filed within the prescribed time period. (Attach extra sheets if needed.)

     The  registrant  entered  into a number of  transactions  during the period
     ended  September 27, 1998 which are the subject of extensive  documentation
     which will be filed as  exhibits  to its Form  10-QSB for the  period.  The
     documentation  to be  filed  with  the  report  was  not  generated  by the
     registrant and was not available on disk. As a result of the extensive time
     and effort  required  to produce the  documents  in  electronic  format for
     purposes of filing via the SEC's EDGAR system,  the registrant is unable to
     file its Form  10-QSB  for the  quarter  ended  September  27,  1998 by the
     prescribed due date.

- --------------------------------------------------------------------------------
                                     PART IV
                                OTHER INFORMATION
- --------------------------------------------------------------------------------

(1)  Name  and  telephone  number  of  person  to  contact  in  regard  to  this
     notification

       Ben Sumner                 310                          820-5559
- -------------------------     ------------             ------------------------
         (Name)               (Area Code)                  (Telephone Number)

(2)  Have all other periodic  reports  required under Section 13 or 15(d) of the
     Securities Exchange Act of 1934 or Section 30 of the Investment Company Act
     of 1940 during the preceding 12 months or for such shorter  period that the
     registrant was required to file such report(s) been filed? If the answer is
     no, identify report(s).

- ----------------------------------------------------         [X] Yes [ ] No
                                                                                

(3)  Is it anticipated that any significant change in results of operations from
     the corresponding  period for the last fiscal year will be reflected by the
     earnings  statements  to be  included  in the  subject  report  or  portion
     thereof?  

                                                            [ ] Yes [X] No 

     If so, attach an explanation of the anticipated  change,  both  narratively
     and quantitatively, and, if appropriate, state the reasons why a reasonable
     estimate of the results cannot be made.


- --------------------------------------------------------------------------------
                              GRILL CONCEPTS, INC.
                   -----------------------------------------
                  (Name of Registrant as specified in charter)

     Has caused this  notification to be signed on its behalf by the undersigned
     hereunto duly authorized.

Date:   September 12, 1998                   By: /s/ Ben Sumner
                                                 -------------------------------
                                             Ben Sumner, Chief Financial Officer

INSTRUCTION: The form may be signed by an executive officer of the registrant or
by any other duly  authorized  representative.  The name and title of the person
signing  the form  shall  be typed or  printed  beneath  the  signature.  If the
statement is signed on behalf of the registrant by an authorized  representative
(other than an executive officer), evidence of the representative's authority to
sign on behalf of the registrant shall be filed with the form.

                                    ATTENTION

Intentional  misstatements  or omissions  of fact  constitute  Federal  criminal
violations (see 18 U.S.C. 1001).

                              GENERAL INSTRUCTIONS

1.   This form is required by Rule 12b-25 of the General  Rules and  Regulations
     under the Securities Exchange Act of 1934.

2.   One signed  original and four conformed  copies of this form and amendments
     thereto  must be  completed  and filed  with the  Securities  and  Exchange
     Commission,  Washington,  D.C.  20549,  in accordance  with Rule 0-3 of the
     General Rules and Regulations  under the Act. The information  contained in
     or filed  with the Form will be made a matter of the  public  record in the
     Commission files.

3.   A manually  signed copy of the form and  amendments  thereto shall be filed
     with each national  securities exchange on which any class of securities of
     the registrant is registered.

4.   Amendments to the  notification  must also be filed on Form 12b-25 but need
     not restate information that has been correctly  furnished.  The form shall
     be clearly identified as an amended notification.



© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission