UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
FORM 4
[ ] Check this box if no longer OMB APROVAL
subject to Section 16. Form 4 or OMB NUMBER: 3235-0287
Form 5 obligations may continue. Expires: September 30, 2000
See Instruction 1(b). Estimated average burden
hours per response........0.5
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935
or Section 30(f) of the Investment Company Act of 1940
(Print or Type Responses)
1. Name and Address of Reporting Person*
Morgan Stanley Venture Capital II, Inc. (1)
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(Last) (First) (Middle)
1221 Avenue of the Americas
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(Street)
New York NY 10020
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(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Lionbridge Technologies, Inc. (LIOX)
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3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary)
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4. Statement for Month/Year
11/99
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5. If Amendment, Date of Original (Month/Day/Year)
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6. Relationship of Reporting Person(s) to Issuer (Check all applicable)
Director X 10% Owner
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Officer (give title below) Other (specify below)
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7. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
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X Form filed by More than One Reporting Person
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<PAGE>
Table I -- Non-Derivative Securities Acquired, Disposed of or
Beneficially Owned
<TABLE>
1. Title of Security 2. Trans- 3. Trans- 4. Securities Acquired 5. Amount of Securities 6. Ownership 7. Nature of
(Instr. 3) action action (A) or Disposed of Beneficially Owned Form: Direct Indirect
Date Code (D) (Instr. 3, 4 at End of Month (D) or In- Beneficial
(Instr.8) and 5) (Instr. 3 and 4) direct (I) Ownership
(Month/ (Instr. 4) (Instr. 4)
Day/ (A) or
Year) Code V Amount (D) Price
------------------------- --------- ---- --- ------- --- --------- -------------------- -------------- -------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Common Stock 11/11/99 J(2)(3) 206 D $18.6875 4,619,340 I(4) Through
Partnership(5)
Common Stock 11/11/99 C 255,544 A $0.02 4,619,340 I(4) Through
Partnership(5)
</TABLE>
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction
4(b)(v).
(Over)
SEC 1474 (7-96)
<PAGE>
FORM 4 (continued)
Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
<TABLE>
1. Title of 2. Conversion or 3. Transaction Date 4. Transaction 5. Number of 6. Date Exercisable and
Derivative Exercise Price (Month/Day/Year) Code Derivative Expiration Date
Security of Derivative (Instr. 8) Securities (Month/Day/Year)
(Instr. 3) Security Acquired (A)
or Disposed of
(D) (Instr. 3,
4 and 5)
Date Expiration
Code V (A) (D) Exercisable Date
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<S> <C> <C> <C> <C> <C> <C> <C> <C>
Common Stock Warrants $0.015 11/11/99 C 255,544 Immed. 3/9/06
1. Title of 7. Title and Amount of 8. Price of 9. Number of 10. Ownership 11. Nature of
Derivative Underlying Securities Derivative derivative Form of Indirect
Security (Instr. 3 and 4) Security Securities Derivative Beneficial
(Instr. 3) (Instr. 5) Beneficially Security: Ownership
Amount Owned at End Direct (D) (Instr. 4)
or of Month or Indirect
Number (Instr. 4) (I)
of (Instr. 4)
Title Shares
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<S> <C> <C> <C> <C> <C> <C>
Common Stock Warrants Common Stock 255,544 -0- 1(4) Through
Partnership (5)
</TABLE>
Explanation of Responses:
(1) Please see attached Joint Filer Information.
(2) Pursuant to Section 16(b), the reporting person, Morgan Stanley Venture
Capital II, Inc. ("MSVC"), has, on behalf of Morgan Stanley Venture Capital
Fund II Annex, L.P. and Morgan Stanley Venture Investors Annex, L.P.
(collectively, the "Funds"), disgorged to the issuer all profit resulting
from the reported trades.
(3) Shares withheld by issuer in payment of exercise price in connection with
exercise of derivative securities.
(4) Except for the Funds, which hold the securities directly.
(5) Pursuant to Instruction 4(b)(iv), the entire amount of MSVC's securities
are being reported. The reporting person disclaims beneficial ownership of
the securities except to the extent of its pecuniary interests as the
managing general partner of Morgan Stanley Venture Partners II, L.P., the
General Partner of the Funds.
/s/ Stephanie Holmes 11/23/99
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**Signature of Reporting Person Date
By: Stephanie Holmes, authorized
signatory for Morgan Stanley Dean
Witter & Co. and Assistant Secretary of
Morgan Stanley Venture Capital II, Inc.,
the managing general partner of Morgan
Stanley Venture Partners II, L.P., the
General Partner of the Funds.
**Intentional misstatements or omissions of facts constitute Federal Criminal
Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedure.
Potential persons who are to respond to the collection of information contained
in this form are not required to respond unless the form displays a currently
valid OMB Number.
Page 2
SEC 1474 (7-96)
<PAGE>
Joint Filer Information
Each of the following joint filers has designated Morgan Stanley Venture Capital
II, Inc. ("MSVC II, Inc.") as the "Designated Filer" for purposes of Item 1 of
the attached Form 4:
(1) Morgan Stanley Dean Witter & Co. ("MSDW")
1585 Broadway
New York, New York 10036
(2) Morgan Stanley Venture Partners II, L.P. ("MSVP II, L.P.")
1221 Avenue of the Americas
New York, New York 10020
(3) Morgan Stanley Venture Capital Fund II Annex, L.P. ("MSVCF IIA, L.P.")
1221 Avenue of the Americas
New York, New York 10020
(4) Morgan Stanley Venture Investors Annex, L.P. ("MSVIA, L.P.")
1221 Avenue of the Americas
New York, New York 10020
Issuer & Ticker Symbol: Lionbridge Technologies, Inc. (LIOX)
Date of Event Requiring Statement: 11/99
Signature: /s/ Stephanie Holmes
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By: Stephanie Holmes, as authorized signatory for
MSDW and Assistant Secretary of MSVC II, Inc., the managing
general partner of MSVP II, L.P., the General Partner of MSVCF
IIA, L.P. and MSVIA, L.P.
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