SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
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Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): December 20, 1999
MORGAN STANLEY DEAN WITTER & CO.
(Exact name of Registrant as specified in its Charter)
Delaware
(State of Incorporation)
1-11758 36-3145972
(Commission File Number) (IRS Employer Id. Number)
1585 Broadway 10036
New York, New York (Zip Code)
(Address of principal executive offices)
(212) 761-4000
(Registrant's telephone number, including area code)
Not Applicable
(Former Name or Former Address, If Changed Since Last Report)
Item 5. Other Events
On December 20, 1999, Morgan Stanley Dean Witter & Co., a Delaware
corporation (the "Company"), declared a two-for-one stock split of the
Company's Common Stock in the form of a 100% stock dividend payable January
26, 2000 to common stockholders of record as of January 12, 2000 (the "2000
Stock Split").
In accordance with Rule 416 under the Securities Act of 1933, as
amended, and the July 1997 telephone interpretation manual published by the
staff of the Securities and Exchange Commission (the "Commission"), the
Company hereby adjusts the number of shares of Common Stock and associated
preferred stock purchase rights ("rights") registered with the Commission
pursuant to its following outstanding Registration Statements as follows: (1)
the Company hereby adjusts the number of shares of Common Stock and associated
rights registered with the Commission on Form S-3 Registration Statement (File
No. 33-92172) for issuance pursuant to the Share Purchase and Dividend
Reinvestment Plan from 10,000,000 shares and associated rights to 40,000,000
shares and associated rights, to reflect the 2000 Stock Split and the
Company's prior two-for-one stock split which was paid on January 14, 1997 to
common stockholders of record as of December 26, 1996 (the "1997 Stock
Split"); (2) the Company hereby adjusts the number of shares of Common Stock
and associated rights registered with the Commission on Form S-8 Registration
Statement (File No. 33-82242) for issuance pursuant to the Dean Witter
Reynolds Inc. Financial Advisor Productivity Compensation Plan (formerly known
as the Account Executive Productivity Compensation Plan) from 13,000,000
shares and associated rights to 26,000,000 shares and associated rights, to
reflect the 2000 Stock Split (the Registration Statement had previously been
amended to reflect the 1997 Stock Split); (3) the Company hereby adjusts the
number of shares of Common Stock and associated rights registered with the
Commission on Form S-8 Registration Statement (File No. 33-82244) for issuance
pursuant to the Dean Witter Reynolds Inc. Branch Manager Compensation Plan
from 1,000,000 shares and associated rights to 2,000,000 shares and associated
rights, to reflect the 2000 Stock Split (the Registration Statement had
previously been amended to reflect the 1997 Stock Split); (4) the Company
hereby adjusts the number of shares of Common Stock and associated rights
registered with the Commission on Form S-8 Registration Statement (File No.
33-63026) for issuance pursuant to the Dean Witter START Plan (Saving Today
Affords Retirement Tomorrow) (formerly known as the Dean Witter Reynolds Inc.
Employee Retirement Investment Plan) from 30,000,000 shares and associated
rights to 60,000,000 shares and associated rights, to reflect the 2000 Stock
Split (the Registration Statement had previously been amended to reflect the
1997 Stock Split); and (5) the Company hereby adjusts the number of shares of
Common Stock and associated rights registered with the Commission on Form S-8
Registration Statement (File No. 333-62869) for issuance pursuant to the Dean
Witter START Plan (Saving Today Affords Retirement Tomorrow) from 5,000,000
shares and associated rights, to 10,000,000 shares and associated rights, to
reflect the 2000 Stock Split.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
MORGAN STANLEY DEAN WITTER & CO.
By: /s/ Ronald T. Carman
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Name: Ronald T. Carman
Title: Assistant Secretary
Date: January 26, 2000
