<PAGE>
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 5)
Morgan Stanley Dean Witter & Co.
________________________________
(Name of Issuer)
Common Stock, $.01 par value
____________________________
(Title of Class of Securities)
617446448
___________________
(CUSIP Number)
Ronald T. Carman, Esq.
Assistant Secretary
Morgan Stanley Dean Witter & Co.
1585 Broadway
New York, NY 10036
(212) 761-4000
_______________________________________________________
(Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications)
November 30, 2000
______________________________________________________
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), (f) or (g), check the following box: [ ]
<PAGE>
_____________________________
S C H E D U L E 1 3 D
_____________________________
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CUSIP No. 617446448
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1. NAME OF REPORTING PERSON
S.S. or I.R.S. IDENTIFICATION NUMBER OF ABOVE PERSON
The former "group" consisting of the persons listed on Appendix A.
--------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF GROUP/*/
(a) [x] (b) [_]
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3. SEC USE ONLY
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4. SOURCE OF FUNDS*
00 (Applies to each person listed on Appendix A)
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5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEM 2(d) OR 2(e)
(Applies to each person listed on Appendix A) [_]
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6. CITIZENSHIP OR PLACE OF ORGANIZATION
As stated on Appendix A
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Number of 7. SOLE VOTING POWER
Shares Less than 1% (Applies to each person listed on Appendix A)
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Beneficially 8. SHARED VOTING POWER
Owned by 0
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Each 9. SOLE DISPOSITIVE POWER
Reporting Less than 1% (Applies to each person listed on Appendix A)
--------------------------------------------------------------------------------
Person 10. SHARED DISPOSITIVE POWER
with 0
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11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
Less than 1% (Applies to each person listed on Appendix A)
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12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
(Applies to each person listed on Appendix A) [_]
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13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Less than 1% (Applies to each person listed on Appendix A)
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14. TYPE OF REPORTING PERSON
IN (Applies to each person listed on Appendix A)
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/*/ Prior to its dissolution effective as of November 30, 2000, the persons
listed on Appendix A were a "group" as defined under Section 13(d)(3) and
Rule 13d-5 of the Act. The "group" was dissolved effective as of November
30, 2000.
2
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Appendix A
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Line 1 Line 6
Name Citizenship
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Abdel-Meguid,Tarek F United States of America
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Adams,Charles S. United States of America
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Adelman,Lawrence United States of America
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Albanese,Tommaso Matteo Italy
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Albers,Alexandria J. United States of America
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Alberti,Christopher United States of America
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Alkire,John R. United States of America
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Anda,Jon A. United States of America
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Anfang,Richard L. United States of America
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Apter,Alan Bret United States of America
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Arias,Carlos United States of America
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Armitage,Michael R. United Kingdom
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Armstrong,Arden C. United States of America
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Armstrong,R. Michael United States of America
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Armstrong,W. David United States of America
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Arthur,Douglas M. United States of America
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Ashizawa,Katsushiro Japan
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Asprem,Mads Michael Denmark
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Atkins,William John United Kingdom
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Atkinson,Richard N. United Kingdom
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Atterbury,Richard William United Kingdom
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Atwell,R. Wayne United States of America
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Bachiller,Francisco Spain
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Baesel,Jerome B. United States of America
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Ball,Rick Australia
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Bandeen,R. Derek Canada
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Baptista,Samuel J. United States of America
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Barancik,Gary S. United States of America
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Barker,Rodney J. United Kingdom
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Barnett,Phillip S. United States of America
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Basirov,Olga A. United Kingdom
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Bechtel,Karen H. United States of America
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Becker,Dietrich Germany
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Becker,Glenn E. United States of America
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Bell,Andrew J. United Kingdom
------------------------------------------------------------------------------
Benet,Lincoln E. United States of America
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Bennett,Thomas L. United States of America
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Berchtold,Michael J. United States of America
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Berler,Matthew K. United States of America
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Berner,Richard Brian United States of America
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Best,Eric P. United States of America
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Bianco,Frank United States of America
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3
<PAGE>
--------------------------------------------------------------------------------
Line 1 Line 6
Name Citizenship
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Biert,Gisep Switzerland
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Biggs,Barton M. United States of America
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Bigman,Theodore R. Canada
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Bilotti,Richard A. United States of America
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Birnbaum,Jeffrey M. United States of America
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Blain,Paul F. United Kingdom
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Blum,Jon E. United States of America
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Blumstein,Michael W. United States of America
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Bodenchak,Frank L. United States of America
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Bodson,Michael C. United States of America
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Boiarsky,Robert United States of America
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Bopp,Walter S. United States of America
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Borosh,David A. United States of America
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Botta,Gian Andrea Italy
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Boublik,Michael J. United States of America
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Bovich,Francine J. United States of America
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Boyd,Stephen L. United States of America
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Boyer,Amy A. United States of America
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Bradford,Leslie Embs United States of America
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Bradley,Mark H. United States of America
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Bradway,Robert A. United States of America
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Breslow,Stuart J.M. United States of America
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Brickman,Keith D. United States of America
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Brierwood,David C. United Kingdom
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Brombach,Theodore J. United States of America
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Brown,Andrew United States of America
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Brown,Andrew C. United States of America
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Brown,Douglas L. United States of America
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Brown,G. William United States of America
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Brundler,Adolf Switzerland
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Bryant,Malcolm P. United Kingdom
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Bryce,Colin United Kingdom
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Burns,Dennis J. United States of America
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Burr,Thomas United States of America
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Busch,May C. United States of America
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Cahill,Thomas F. United States of America
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Caldecott,P. Dominic United Kingdom
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Callahan,Daniel H. United States of America
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Campion,Frances Ireland
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Canelo,Peter J. United States of America
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Cardello,Thomas R. United States of America
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Carey,James P. United States of America
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Carlin,Jane D. United States of America
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Carman,Ronald T. United States of America
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Carrafiell,John A. United States of America
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4
<PAGE>
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Line 1 Line 6
Name Citizenship
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Carroll,Jesse L. United States of America
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Carruthers,Alan Thomas United Kingdom
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Casper,Robert Y. United States of America
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Cassou,Beatrice M. United States of America
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Castellano,Richard R. United States of America
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Caulfield,Michael J. United States of America
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Chamberlain,Paul E. United States of America
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Chamberlain,Stephen P. United Kingdom
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Chammah,Walid A. Lebanon
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Chandler,Elizabeth R. United States of America
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Chang,Victor United States of America
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Chasin,Charles United States of America
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Chenevix-Trench,Jonathan United Kingdom
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Chiarello,Guy United States of America
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Christianakis,Leonidas Ioannis United Kingdom
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Churchouse,Frederick P. New Zealand
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Chutter,Jessica C. Canada
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Citrino,Mary Anne United States of America
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Clark,Mayree C. United States of America
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Clark,William Thomas United States of America
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Coates,John S. United States of America
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Cohen,David L. United States of America
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Colby-Jones,Lisa R. United States of America
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Coleman,Kevin P. United States of America
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Colosimo,Louis A. United States of America
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Conway,Andrew J. United States of America
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Cooper,Alastair W.P. United Kingdom
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Cooper,Scott H. Canada
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Cordy,Stephen C. United States of America
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Corley, Kathryn United States of America
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Corsi,Stefano Italy
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Cory,Charles R. United States of America
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Cox,Kevin C. United States of America
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Crawford,Stephen S. United States of America
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Crnkovich,Peter N. United States of America
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Crompton,Bradley Canada
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Crompton,John D. United Kingdom
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Cruz,Zoe Greece
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Cunningham,Michael John United Kingdom
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Cunningham,Michael T. United States of America
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Cunningham,Stephen M. United States of America
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Curtis,Michael S. United States of America
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Damico,Christopher United States of America
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D'Antonio,Stephen H. United States of America
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Darst,David M. United States of America
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5
<PAGE>
-------------------------------------------------------------------------------
Line 1 Line 6
Name Citizenship
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Davidson,John P. United States of America
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Davidson,Richard Gavin United Kingdom
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Davis,Barry United States of America
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Davis,Joseph F. United States of America
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Day,Jacqueline A. United Kingdom
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de Balasy,Jean-Jacques Raymond France
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De Chazal,Guy L. United States of America
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de Montfort,Piers United Kingdom
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De Saint-Aignan,Patrick United States of America
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De Winton,William Michael Jefferies United Kingdom
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Dean,Angela H. United Kingdom
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Dean,Gordon G. United States of America
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Dee,Michael E. United States of America
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DeLuca,Anthony United States of America
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DeMartini,Richard United States of America
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deRegt,Kenneth M. United States of America
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Desalvo,Matthew S. United States of America
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Dickman,Michael J. United States of America
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Dolan,Martin W. United States of America
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Donoghue,Michael J. United States of America
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Doran,William M. United States of America
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Dorfman,Jonathan L. United States of America
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Doshi,Mihir J. United States of America
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Drake,George United States of America
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Driscoll,Thomas P. United States of America
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Dritley,Jeffrey A. United States of America
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Dunn,Kenneth B. United States of America
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Durrant,James United Kingdom
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Dutt,Ashoke India
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Ebers-Franckowiak,Gay L. United States of America
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Edelstone,Mark L. United States of America
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Ehrenkranz,John B. United States of America
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Eichorn,Mark D. United States of America
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Eifler,Carl M. United States of America
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Elliott,Jerry V. United States of America
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Ellis,Simon Frederick United Kingdom
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English,Frank E. United States of America
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Epstein,Stuart J. United States of America
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Esser,Stephen F. United States of America
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Essig,Karl P. United States of America
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Estes,Susan M. United States of America
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Evans,R Bradford United States of America
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Ewell,C. Daniel United States of America
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Fadel,James P. United States of America
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Falls,Amy C. United States of America
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6
<PAGE>
-------------------------------------------------------------------------------
Line 1 Line 6
Name Citizenship
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Farley,Nicholas John United Kingdom
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Fawcett,Amelia C. United States of America
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Feldman,Kirsten J. Canada
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Feldman,Robert A. United States of America
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Feldmann,Joel P. United States of America
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Felix,Richard B. United States of America
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Fernandez,Henry A. United States of America
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Fiedorek,Bruce D. United States of America
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Field-Marsham,R. Scott Canada
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Flannery,Simon Ireland
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Francescotti,Mario United Kingdom
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Frank,Alexander C. United States of America
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Freeman,Ivan K. United States of America
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Friedman,Catherine J. United States of America
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Friedman,Philip W. United States of America
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Friend,Warren H. United States of America
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Frost,Ronald X. United States of America
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Fung,E. Michael Hong Kong
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Galbraith,Steven M. United States of America
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Gallo,Fabrizio Italy
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Gandhi,Vikram S. India
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Garber,Victor S. United States of America
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Garrison,Robert E. United States of America
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Gartin,Clinton G. United States of America
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Gartland,Robert F. United States of America
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Garvey,Andrew United States of America
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Gault,Bernard France
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Genova,Lisa A. United States of America
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Germany,J. David United States of America
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Girsky,Stephen J. United States of America
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Glascott,James D. United States of America
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Goldberg,Alan E. United States of America
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Gorman Taylor,Jessica G. United States of America
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Goulart,Steven J. United States of America
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Gould,Richard G. United States of America
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Graham,Gilles United Kingdom
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Greenberg,Edward M. United States of America
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Greenshields,Simon T.W. United Kingdom
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Greenwald,Jamie United States of America
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Greenwood,John M. United States of America
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Gregg,Michael T. United States of America
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Gremont,Arnaud Jean-Marie France
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Grimes,Michael D. United States of America
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Gunther,James W. United States of America
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Haffner,Lynn C. United States of America
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7
<PAGE>
-------------------------------------------------------------------------------
Line 1 Line 6
Name Citizenship
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Halliday,Christopher I. United Kingdom
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Hamada,Toshiyuki Japan
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Hamilton,Peter F. United States of America
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Hantho,Mark A. Canada
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Hara,Fusao Japan
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Harding,William J. United States of America
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Hardman,E. Davisson United States of America
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Harker,Steven John Australia
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Harland,Christopher M. United States of America
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Harpe,Michael G. Canada
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Harris,Carla A. United States of America
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Harris,Mark United States of America
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Harris,Trevor S. United States of America
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Harris,W. Brooks United States of America
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Harvey,Peter M. United States of America
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Havens,John P. United States of America
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Hay,Marianne Laing United Kingdom
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Haythe,David O. United States of America
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Hedlund,Mats Mikael Sweden
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Hegglin,Daniel R. Switzerland
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Hendel,Stuart J. United States of America
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Hepburn,John K. Canada
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Heyes,Richard C. United Kingdom
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Higgins, James United States of America
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Hoch,James S. United States of America
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Hoffen,Howard I. United States of America
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Hoffman,Michael C. United States of America
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Hogan,Jeffrey N. United States of America
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Hoit,Roger United States of America
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Holzschuh,Jeffrey R. United States of America
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Hoornweg,Roberto Netherlands
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Horn,David B. United States of America
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Hsieh,Jackson United States of America
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Hu,Wei-Chung Bradford United States of America
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Huang,Susan S. United States of America
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Hyman,John Edward United Kingdom
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Imanishi,Jun Japan
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Isasi,Luis Spain
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Ivey,Tracey H. United States of America
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Iyer,Anand S. United States of America
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Jacobs,David A. United States of America
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Jalouneix,Olivier France
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James,George Michael United States of America
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James,Melissa E. United States of America
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Janson,Michael M. United States of America
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8
<PAGE>
-------------------------------------------------------------------------------
Line 1 Line 6
Name Citizenship
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Jodka,Jonathan D. United States of America
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Johansson,Jerker M. Sweden
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Johnson,David United States of America
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Johnson,R. Sheldon United States of America
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Johnson,Theodore J. United States of America
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Jones,Alan K. United States of America
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Jones,Robert W. United States of America
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Joseph,Ravindra J. Sri Lanka
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Juterbock,Thomas M. United States of America
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Kamen,Eric M. United States of America
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Kamins,Harold W. United States of America
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Kani,Takeo Japan
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Katsuragi,Akio Japan
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Kauffman,Richard L. United States of America
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Kayello,Sammy Lebanon
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Kelleher,Colm Thomas United Kingdom
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Kelley,Scott M. United States of America
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Kelly,George J. United States of America
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Kelly,Timothy D. United States of America
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Kemp,Stephen C. United Kingdom
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Kempf,Donald G. United States of America
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Key,Nigel R. United States of America
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Khadjavi,Laya Iran
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Kilcoyne,Moira A. United States of America
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Kim,Eun Sang Korea
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Kimball,Paul G. United States of America
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Kindred,Jonathan B. United States of America
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Kirkland,Derek G. United States of America
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Kishimoto,Satoshi Japan
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Knee,Jonathan A. United States of America
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Koederitz,Candice E. United States of America
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Koerling,Heinrich Germany
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Konolige,Kit United States of America
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Kourakos,William United States of America
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Kovich,Nicholas J. United States of America
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Kreider,Steven K. United States of America
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Krom,Frederick B. United States of America
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Lamountain,Jon United States of America
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Lancksweert,Dominique Belgium
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Landers,John Q. United States of America
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Landman,David United States of America
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Langford,Thomas R. United States of America
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Langsam,Joseph A. United States of America
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Lap,Michiel P Netherlands
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Latif,Nadir S. Pakistan
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9
<PAGE>
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Line 1 Line 6
Name Citizenship
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Lavelle,Brendan J. United States of America
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Leach,Brian R. United States of America
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Leibowitz,Shelley B. United States of America
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Leimer,Willi Kurt Austria
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Leitch,Donald S. United States of America
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Lenowitz,Scott J. United States of America
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Levy,Thomas A. United States of America
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Levy,William D. United States of America
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Lewis,William M. United States of America
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Liang,James L. United States of America
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Lieblich,Steven United States of America
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Lippi,Marco Italy
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Lipton,Stephen C. United Kingdom
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Little,James W. United States of America
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Liu,Jialin China
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Loarie,Robert J. United States of America
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Lorentzen,Kent R. United States of America
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Lovoi,John V. United States of America
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Lucaya,Jorge Spain
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Lyche,Iver United States of America
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Lynch,Elizabeth W. United States of America
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MacDonald,Gavin L. United Kingdom
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Mack,John J. United States of America
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Maguire,J. Robert United States of America
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Mahon,James J. United States of America
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Maiwald,Maryann K. United States of America
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Mamdani,Mahmoud A. United States of America
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Manson,Christopher United Kingdom
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Mantz,Jay H. United States of America
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Maratos,Jason G. Greece
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Marcin,Robert J. United States of America
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Margolis,Jeffrey United States of America
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Markwalter,John S. United States of America
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Marsch,Paul Andrew United Kingdom
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Martin,M. Paul United States of America
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Mason,Alexander Maurice Ireland
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Massoni,Steven M. United States of America
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Massot,Sylvain P. France
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Matlock,Scott W. United States of America
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Maw,Rory John Hamilton United Kingdom
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McCombe,William D. Australia
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McDonnell,Gail P. United States of America
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McDonough,Patrick J. United States of America
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McGeehan,John D. United States of America
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McGinnis,James P. United States of America
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10
<PAGE>
-------------------------------------------------------------------------------
Line 1 Line 6
Name Citizenship
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McGuire,Raymond J. United States of America
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McHugh,Daniel A. United States of America
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McMahon,Franklin D. United States of America
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Medina,Daniel L. United States of America
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Meeker,Mary G. United States of America
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Melchiorre,Anthony United States of America
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Merdian,Diane L. United States of America
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Merin, Mitch United States of America
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Metzler,Robert A. United States of America
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Meuli,Benjamin United Kingdom
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Meyer,Robert L. United States of America
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Micioni,Peter J. United States of America
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Milazzo,Jason T. United States of America
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Mirat,Pierre Jean Henri France
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Missett,Bruce M. United States of America
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Mizen,Greg E. United States of America
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Mizuno,Toshiya Japan
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Modest,David United States of America
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Mogenson,Harvey B. United States of America
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Mole,Marie L. United States of America
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Moonier,James F. United States of America
-------------------------------------------------------------------------------
Moore,David Neil United Kingdom
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Moore,Donald A. United States of America
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Moore,Duncan Charles Mcnaught United Kingdom
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More,Daniel B. United States of America
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Morgan,David H. United Kingdom
-------------------------------------------------------------------------------
Morrison,Allister George United Kingdom
-------------------------------------------------------------------------------
Mortimer,Patrick J. United States of America
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Moscati,Leonard F. United States of America
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Mothersill,Christopher C. United States of America
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Mourre,Marc France
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Mozer,Francine L. United States of America
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Mueller,John M. United States of America
-------------------------------------------------------------------------------
Muller,Peter United States of America
-------------------------------------------------------------------------------
Muller,Thomas R. United States of America
-------------------------------------------------------------------------------
Mullin,Sean C.V. Canada
-------------------------------------------------------------------------------
Munari,Andrea Italy
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Munemura,Kenji Japan
-------------------------------------------------------------------------------
Munger,Stephen R. United States of America
-------------------------------------------------------------------------------
Murphy,Devin I. United States of America
-------------------------------------------------------------------------------
Murphy,Kevin C. United States of America
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Murray,Eileen K. United States of America
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Murray,Peter J. United Kingdom
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Nabhan,Robert Gregory United States of America
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Nagrani,Vineet India
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11
<PAGE>
--------------------------------------------------------------------------------
Line 1 Line 6
Name Citizenship
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Nakada,Kenji Japan
--------------------------------------------------------------------------------
Nakamura,Masayoshi Japan
--------------------------------------------------------------------------------
Naylor,Margaret P. United Kingdom
--------------------------------------------------------------------------------
Nelms, David United States of America
--------------------------------------------------------------------------------
Neuberger,Mark A. United States of America
--------------------------------------------------------------------------------
Neubert,David L. C. United States of America
--------------------------------------------------------------------------------
Neuwirth,David N. United States of America
--------------------------------------------------------------------------------
Newcomb,Philip V. United States of America
--------------------------------------------------------------------------------
Newhouse,Stephan F. United States of America
--------------------------------------------------------------------------------
Ni Chathmhaoil,Aifric Ireland
--------------------------------------------------------------------------------
Nickerson,Kenneth S. United States of America
--------------------------------------------------------------------------------
Nicol,David United Kingdom
--------------------------------------------------------------------------------
Niehaus,Christopher J. United States of America
--------------------------------------------------------------------------------
Noble,David S.E. Canada
--------------------------------------------------------------------------------
Noble,Michael Allen United States of America
--------------------------------------------------------------------------------
Nosseir,Amr M. United States of America
--------------------------------------------------------------------------------
Notley,Sean J. United Kingdom
--------------------------------------------------------------------------------
Nowlin,Kevin M. United States of America
--------------------------------------------------------------------------------
O'Brien,James M. United States of America
--------------------------------------------------------------------------------
Ocampo,Edward J. United States of America
--------------------------------------------------------------------------------
Ocampo,Emilio Argentina
--------------------------------------------------------------------------------
Oelerich,Francis J. United States of America
--------------------------------------------------------------------------------
O'Flynn,Thomas M. Canada
--------------------------------------------------------------------------------
O'Friel,Mark L. United States of America
--------------------------------------------------------------------------------
O'Keefe,William B. United States of America
--------------------------------------------------------------------------------
Okubo,Tsutomu Japan
--------------------------------------------------------------------------------
O'Leary,William F. United States of America
--------------------------------------------------------------------------------
Olesky,Jonathan D. United States of America
--------------------------------------------------------------------------------
Ong,Ronald Singapore
--------------------------------------------------------------------------------
Orem,John R. United States of America
--------------------------------------------------------------------------------
Ormerod,Mark United Kingdom
--------------------------------------------------------------------------------
O'Rourke,Raymond J. United States of America
--------------------------------------------------------------------------------
Osborne,Nicholas D. United States of America
--------------------------------------------------------------------------------
Oyarbide,Carlos Alfonso Spain
--------------------------------------------------------------------------------
Pace,Joanne United States of America
--------------------------------------------------------------------------------
Palmer,Daniel Garvey United Kingdom
--------------------------------------------------------------------------------
Pandit,Vikram S. India
--------------------------------------------------------------------------------
Panjwani,Raju H. United States of America
--------------------------------------------------------------------------------
Paris,Pierre Jean France
--------------------------------------------------------------------------------
Parr,Gary W. United States of America
--------------------------------------------------------------------------------
Parzick,Joseph E. United States of America
--------------------------------------------------------------------------------
Pasciucco,Gerard United States of America
--------------------------------------------------------------------------------
Pasko,Christopher T. United States of America
--------------------------------------------------------------------------------
Patel,Mukesh D. United States of America
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Pavoncelli,Riccardo Italy
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12
<PAGE>
--------------------------------------------------------------------------------
Line 1 Line 6
Name Citizenship
--------------------------------------------------------------------------------
Pecori Giraldi,Galeazzo Italy
--------------------------------------------------------------------------------
Pellecchio,Ralph L. United States of America
--------------------------------------------------------------------------------
Pelosky,Robert J. United States of America
--------------------------------------------------------------------------------
Penwell,Stephen B. United States of America
--------------------------------------------------------------------------------
Pereira,Ian C.T. Kenya
--------------------------------------------------------------------------------
Pereira,Paulo C. Portugal
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Perella,Joseph R. United States of America
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Perlman,Mike United States of America
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Peruzzi,Hillary Kircher United States of America
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Peskin,Michael W. United States of America
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Peterson,C. Scott United States of America
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Petery,Andras R. United States of America
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Petitgas,Franck R. France
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Petrick,Michael J. United States of America
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Phillips,Charles E. United States of America
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Phillips,Craig S. United States of America
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Pipa,Andrew C. United States of America
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Placentra,Daniel R. United States of America
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Porat,Ruth M. United States of America
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Porte,Thierry G. United States of America
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Portogallo,Richard United States of America
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Poulton,Roger United Kingdom
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Pratt,Frank T. United States of America
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Pulfrey,Cory S. United States of America
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Purcell,Philip J. United States of America
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Rabin,Michael D. United States of America
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Raettig,Lutz Germany
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Raffel,Andreas Germany
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Ramachandran,Narayan India
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Ramakrishnan,Guru K. India
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Rankin,Charles United Kingdom
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Rankowitz,Michael L. United States of America
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Raskin,Phillip E. United States of America
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Rault,Joseph M. United States of America
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Ravitz,Leslie C. United States of America
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Refvik,Olav N. Norway
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Reicin,Glenn M. United States of America
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Reid,Thomas John United Kingdom
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Reilly,Christine I. United States of America
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Remec,Marko C. United States of America
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Restaino,Paolo Anthony Italy
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Richard,Scott F. United States of America
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Richter,Maria Del Carmen Panama
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Riefler,Linda H. United States of America
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Riley,Thomas R. United States of America
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Line 1 Line 6
Name Citizenship
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Roach,Stephen S. United States of America
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Robey,Simon C. United Kingdom
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Robson,Glenn R. United States of America
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Rochat,Christian Pierre Switzerland
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Rodman,Kevin L. United States of America
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Roessler,Gustavo S. United States of America
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Roger,Robin United States of America
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Rosen,Saul M. United States of America
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Rosenthal,Richard S. United States of America
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Rowe,Tamsin E.E. United Kingdom
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Rowley,Andrew F. United States of America
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Rubenstein,Alan Martin United Kingdom
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Runde,James A. United States of America
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Russell,David A. United Kingdom
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Russo,Stefano Italy
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Saito,Makoto Japan
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Salant,Marshal L. United States of America
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Salisbury,Joshua M. United States of America
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Salisbury,William R. United States of America
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Sama,Alok India
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Sanders,William J. United States of America
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Sandling,M. James United States of America
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Sandulli,Richard P. United States of America
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Santo,Michael H. United States of America
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Sargent,Robert A. United Kingdom
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Saucedo,Colette United States of America
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Sayres,John C. United States of America
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Scanlan,Robert United States of America
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Schaaff,Harold J. United States of America
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Schaefer,John H. United States of America
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Scheuer,Alan United States of America
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Schlarbaum,Gary G. United States of America
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Schneider, Thomas United States of America
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Schoder,Andrew O. United States of America
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Schuettler,Hans Joerg Germany
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Schwartz,Richard C. United States of America
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Scott,Andrew C. United States of America
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Scott,Charles H. United Kingdom
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Scott,Robert G. United States of America
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Scowcroft,John A. United States of America
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Scully,Robert W. United States of America
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Sculthorpe,Robert B. United States of America
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Scurletis,Dennis T. United States of America
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Seigel,Mark A. United States of America
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Seiler,Alex W. United States of America
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Line 1 Line 6
Name Citizenship
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Sella,Roberto M. United States of America
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Serra,Loredana United States of America
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Sethi,Vinod R. India
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Shah,Dhiren H. United States of America
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Shapiro,John A United States of America
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Sharma,Sutesh K. United Kingdom
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Shea,Dennis F. United States of America
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Shear,Neal A. United States of America
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Shelton,Richard David United States of America
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Shepardson,Robert M. United States of America
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Shigenari,Yoshihiko Japan
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Short,Marium A. United States of America
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Silver,Caroline Louise United Kingdom
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Simonyan,Rair Rairovitch Russia
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Simpson,Justin S. Ireland
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Sine,Jeffrey A. United States of America
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Sipprelle,Dwight D. United States of America
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Skov,Andy B. United States of America
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Slaughter,J. E. Hoke United States of America
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Smith,Allen Thomas United States of America
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Smith,Charissa H. United States of America
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Smith,Jeffrey W. United States of America
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Smith,Judith A. United States of America
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Smith,R. Bram United States of America
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Soter,Arthur P. United States of America
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Sparkes,Stephen Michael United Kingdom
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Spencer,Cordell G. Canada
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Spingardi,Tomaso Italy
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Spitzley,Ray L. United States of America
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Steele,Kenneth J. United Kingdom
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Stein,Jens-Peter Germany
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Steinman,Richard M. United States of America
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Stewart,Colin R. United States of America
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Stewart,John R. United States of America
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Stoltz,Murray C. United States of America
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Stott,Peter United Kingdom
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Stoupnitzky,Gregory A. France
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Strong,William H. United States of America
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Studzinski,John J. United States of America
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Stynes,James B. United States of America
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Sugio,Kunihiko Japan
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Sullivan,James L. United States of America
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Swanson,David Michael United States of America
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Sweeney,Francis J. United States of America
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Swift,Richard W. United States of America
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Szilasi,William J. United States of America
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Takaseki,Hitoshi Japan
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Takasugi,Tetsuo Japan
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Tanner,James L. United States of America
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Tarika,Roger C. United States of America
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Taubman,Paul J. United States of America
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Teissonniere,Francois R. France
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Tell,Martin R. United States of America
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Terreson,Douglas T. United States of America
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Tharnstrom,Charles A. United States of America
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Thees,Thomas M. United States of America
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Thivierge,Ann D. United States of America
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Thomas,Owen D. United States of America
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Thomas,Richard H. United Kingdom
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Tierney,Raymond M. United States of America
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Tilley,James A. Canada
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Timmins,David John United Kingdom
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Tisdale,Andrew A. United States of America
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Togut,David M. United States of America
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Toldalagi,Paul M. United States of America
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Topper,David J. United States of America
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Tory,Michael Alexander Canada
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Toubale,Tarek France
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Towse,Robert C. United States of America
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Tracy,John M. United States of America
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Trapp,Goran Par Sweden
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Trauber,Stephen M. United States of America
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Tsai,Andrew S. Hong Kong
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Tufariello,Anthony B. United States of America
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Tulp,Allan J. United States of America
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Uva,Michael D. United States of America
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Vadala,Charles F. United States of America
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Valeiras,Horacio A. United States of America
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Valentine,James J. United States of America
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Van Dyke,Henry United States of America
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Van Nieuwenhuizen,Jan L. Netherlands
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Vandenbrink,John D. United States of America
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Vial,Patrice Jacques France
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Von Uffel,George Kurt United States of America
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Vorever,Robert J. United States of America
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Wadsworth,John S. United States of America
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Wager,Malcolm United Kingdom
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Walker,Sir David Alan United Kingdom
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Walsh,Frederick R. United States of America
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Walsh,Nelson S. United States of America
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Warham,Mark Francis United Kingdom
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Warren,David R. United States of America
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Wasso-Jonikas,Louise M. United States of America
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Wasson,David F. United States of America
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Waters,Daniel E. United States of America
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Webley,John United Kingdom
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Weiant,William M. United States of America
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Weidner,Jan Germany
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Weinstein,Seth I. United States of America
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Westerfield,John E. United States of America
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Westerink,Erik J. Netherlands
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Weston,Michael New Zealand
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Whalen,Patrick J. United States of America
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White,William H. United States of America
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Whittington,Marna C. United States of America
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Whyte,Gregory J. United States of America
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Wien,Byron R. United States of America
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Williamson,John MacKay United Kingdom
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Wilson,Bruce I. United States of America
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Wilson,Kirk R. United States of America
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Winnington-Ingram,Rebecca S. United Kingdom
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Wipf,Thomas G. United States of America
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Wise,Michael R. United States of America
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Wolkowitz,Benjamin United States of America
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Wood,Jerome C. United States of America
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Woolworth,Richard G. United States of America
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Worley,Richard B. United States of America
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Wotowicz,John S. United States of America
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Wright,Peter John New Zealand
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Wright,William H. United States of America
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Wu,Chang Gen China
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Yamamoto,Takatoshi Japan
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Yang,Ho C. Korea
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Yankou,Thomas J. United States of America
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Young,Astley Tyrrell United Kingdom
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Young,Harrison United States of America
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Yuki,Kohei Japan
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Zaoui,Michael A. France
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Zhang,Songyi Hong Kong
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Zimmermann,John H. United States of America
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17
<PAGE>
AMENDMENT NO. 5 TO SCHEDULE 13D
Introduction.
Prior to its dissolution effective as of November 30, 2000, the Reporting
Persons were a "group" as defined under Section 13(d)(3) and Rule 13d-5 of the
Act (the "Reporting Group"). The former Reporting Group, consisting of the
persons listed on Appendix A to the cover sheet hereof ("Appendix A"), hereby
files this Schedule 13D/A with the Securities and Exchange Commission with
respect to the MSDW Shares (as defined herein). This Amendment No. 5 to
Schedule 13D amends the Schedule 13D filed by the Reporting Group on June 9,
1997, as amended to date ("Schedule 13D"), in order to reflect the termination
and dissolution of the Reporting Group on November 30, 2000. Accordingly, the
Reporting Group reports a decrease of 145,848,499 MSDW Shares beneficially owned
by the Reporting Group from the amounts reported in the Amendment No. 4 to
Schedule 13D of Morgan Stanley Dean Witter & Co. filed on September 27, 2000
("Amendment No. 4"). This is the Reporting Group's final amendment to the
Schedule 13D and is an exit filing
Capitalized terms used herein without definition shall have the meaning
ascribed to them in Amendment No. 4.
Item 1. Security and Issuer.
-------------------
This statement relates to the Common Stock, par value $.01 per share (the
"MSDW Shares"), of Morgan Stanley Dean Witter & Co., a Delaware corporation.
The merger (the "Merger") of Morgan Stanley Group Inc. ("Morgan Stanley") with
and into Dean Witter, Discover & Co. ("Dean Witter Discover") was effective as
of May 31, 1997. Pursuant to the Merger, Dean Witter Discover, the surviving
corporation of the Merger, changed its name to "Morgan Stanley, Dean Witter,
Discover & Co." ("MSDWD"). As a result of the Merger, each issued and
outstanding share of Morgan Stanley common stock, par value $1.00 per share (the
"MS Shares"), was converted (subject to certain exceptions) into 1.65 MSDW
Shares. On March 24, 1998, MSDWD changed its corporate name to Morgan Stanley
Dean Witter & Co. (the "Company"). The address of the principal executive office
of the Company is 1585 Broadway, New York, New York 10036.
Item 2. Identity and Background.
-----------------------
(a)-(c), (f) Appendix A lists the names of the former members of the
Reporting Group who beneficially owned MSDW Shares that were subject to the
voting and any disposition restrictions set forth in (1) the employee
Stockholders' Agreement, as amended, and/or any of the Plan Agreements, (2) the
MAS Agreements or (3) the VKAC Agreements, to which such persons were party and
on whose behalf this filing is made. Appendix A provides the name and
citizenship of each former member of the Reporting Group. The business address
of each former member of the Reporting Group is 1585 Broadway, New York, NY
10036.
(d)-(e) None of the former members of the Reporting Group during the last
five years has been convicted in a criminal proceeding (excluding traffic
violations or similar misdemeanors) nor has been a party to a civil proceeding
of a judicial or administrative body of competent jurisdiction and as a result
of such proceeding was or is subject to a judgment, decree or final
18
<PAGE>
order enjoining future violations of, or prohibiting or mandating activities
subject to, Federal or state securities laws or finding any violation with
respect to such laws.
Item 3. Source and Amount of Funds or Other Consideration.
-------------------------------------------------
No change from Amendment No. 4.
Item 4. Purpose of Transaction.
----------------------
Except as set forth below, no change from Amendment No. 4.
* * *
Effective November 30, 2000, the voting restrictions and arrangements
contained in the Stockholders Agreement, the Plan Agreements, the MAS Voting
Agreements, the VKAC Voting Agreements and the Amended and Restated Voting
Agreement were terminated. The former Reporting Group, consisting of the
persons listed on Appendix A, thereby was dissolved effective as of November 30,
2000. Accordingly, no additional MSDW Shares will be purchased or beneficially
acquired by the former Reporting Group as a group. Notwithstanding the
foregoing, one or more former members of the Reporting Group in their individual
capacity may determine to purchase additional MSDW Shares or dispose of all or a
portion of their MSDW Shares.
Except as previously described in this Item 4, the former members of the
Reporting Group do not have any plans or proposals that relate to or would
result in any of the matters described in subparagraphs (a)-(j) of Item 4 of
Schedule 13D.
Item 5. Interest in Securities of the Issuer.
------------------------------------
(a) Lines (11) and (13) of the cover sheet are hereby incorporated by
reference. Effective November 30, 2000, the voting restrictions
contained in the Stockholders' Agreement, the Plan Agreements, the MAS
Voting Agreements and the VKAC Voting Agreements were terminated. As a
consequence, the Reporting Group was dissolved effective as of
November 30, 2000. As of November 30, 2000, the dissolved Reporting
Group beneficially owned an aggregate of zero (0) MSDW Shares. Each of
the former members of the Reporting Group in their individual capacity
owned less than 1% of the outstanding MSDW Shares as of November 30,
2000.
(b) Items (7) - (10) of the cover sheet for each of the persons
constituting the former members of the Reporting Group as listed on
Appendix A are hereby incorporated by reference.
(c) Except as described in Schedule I, no former member of the Reporting
Group has effected any transactions in any MSDW Shares during the
period of 60 days preceding November 30, 2000.
(d) None.
19
<PAGE>
(e) Prior to its dissolution effective as of November 30, 2000, the former
members of the Reporting Group were a "group" as defined under Section
13(d)(3) and Rule 13d-5 of the Act. The Reporting Group was dissolved
effective as of November 30, 2000. This is the Reporting Group's final
amendment to the Schedule 13D and is an exit filing.
Item 6. Contracts, Arrangements, Understandings or Relationships with Respect
---------------------------------------------------------------------
to Securities of the Issuer.
---------------------------
Except as set forth below, no change from Amendment No. 4.
* * *
Effective November 30, 2000, the Stockholders' Agreement was terminated and
the voting restrictions and arrangements contained in the Plan Agreements, the
MAS Voting Agreements and VKAC Voting Agreements were terminated. In addition,
effective November 30, 2000, the Trust Agreement was amended and restated and
the Amended and Restated Voting Agreement was terminated and the voting
arrangements related to the Trust described in Item 6 of Amendment No. 4 were
terminated. As a consequence of the above actions, the former Reporting Group
was dissolved effective as of November 30, 2000.
Item 7. Material to be Filed as Exhibits.
--------------------------------
Certain of the following exhibits, as indicated parenthetically, were
previously filed as exhibits to registration statements or reports filed by the
Company or Morgan Stanley under the Securities Act or the Exchange Act,
respectively, or reports filed by the Reporting Persons under the Exchange Act,
and are hereby incorporated by reference to such statements or reports. The
Exchange Act file number of the Company is 1-11758. Prior to the Merger, the
Exchange Act file number of Morgan Stanley was 1-9085.
Exhibit A Stockholders' Agreement dated February 14, 1986 among certain
Reporting Persons and Morgan Stanley (Morgan Stanley's Annual Report
on Form 10-K for the fiscal year ended January 31, 1993).
Exhibit B Form of Consent and Amendment dated as of January 31, 1996 between
Morgan Stanley and certain signatories to the Stockholders' Agreement
referred to in Exhibit A (Morgan Stanley's Annual Report on Form 10-K
for the fiscal period ended November 30, 1995).
Exhibit C Morgan Stanley Group Inc. 1986 Stock Option Plan, as amended and
restated to date (Morgan Stanley's Annual Report on Form 10-K for the
fiscal year ended January 31, 1993).
20
<PAGE>
Exhibit D Morgan Stanley Group Inc. Performance Unit Plan, as amended and
restated to date (Morgan Stanley's Annual Report on Form 10-K for
the fiscal year ended January 31, 1993).
Exhibit E Morgan Stanley Group Inc. 1988 Equity Incentive Compensation Plan,
as amended and restated to date (Morgan Stanley's Annual Report on
Form 10-K for the fiscal year ended January 31, 1993).
Exhibit F Morgan Stanley Group Inc. 1995 Equity Incentive Compensation Plan
(Morgan Stanley's Proxy Statement for 1996 Meeting of Stockholders).
Exhibit G Form of Nonqualified Stock Option Agreement Under the Morgan Stanley
Group Inc. 1986 Stock Option Plan (Morgan Stanley's Registration
Statement on Form S-8 (No. 33-42464)).
Exhibit H Form of Award Agreement Under the Morgan Stanley Group Inc.
Performance Unit Plan (Morgan Stanley's Registration Statement on
Form S-8 (No. 33-42464)).
Exhibit I Form of Stock Unit Certificate Under the Morgan Stanley Group Inc.
1988 Equity Incentive Compensation Plan (previously filed as Exhibit
V with Amendment No. 5 to the Reporting Persons' Schedule 13D dated
December 31, 1990 relating to MS Shares).
Exhibit J Form of Stock Option Certificate Under the Morgan Stanley Group Inc.
1988 Equity Incentive Compensation Plan (previously filed as Exhibit
W with Amendment No. 5 to the Reporting Persons' Schedule 13D dated
December 31, 1990 relating to MS Shares).
Exhibit K Form of Voting Agreement Under the Morgan Stanley Group Inc. 1988
Equity Incentive Compensation Plan (previously filed as Exhibit X
with Amendment No. 5 to the Reporting Persons' Schedule 13D dated
December 31, 1990 relating to MS Shares).
Exhibit L Trust Agreement between Morgan Stanley and State Street Bank and
Trust Company dated March 5, 1991 (Morgan Stanley's Annual Report on
Form 10-K for the fiscal year ended January 31, 1993).
Exhibit M First Amendment to Trust Agreement dated April 3, 1996 between
Morgan Stanley and State Street Bank and Trust Company (Morgan
Stanley's Annual Report on Form 10-K for the fiscal year ended
November 30, 1996).
Exhibit N Second Amendment to Trust Agreement dated May 31, 1997 between the
Company and State Street Bank and Trust Company (previously filed as
Exhibit O with Amendment No. 1 to the Reporting Persons' Schedule
13D dated May 31, 1997 relating to MS Shares).
21
<PAGE>
Exhibit O Form of Consent and Amendment dated as of December 14, 1999 among
the Company and certain signatories to the Stockholders' Agreement
referred to in Exhibit A (previously filed as Exhibit O with
Amendment No. 3 to the Reporting Persons' Schedule 13D dated January
2, 2000 relating to MSDW Shares).
Exhibit P Form of Amended and Restated Voting Agreement dated December 14,
1999 among the Company, State Street Bank and Trust Company and
other persons signing similar agreements (previously filed as
Exhibit P with Amendment No. 3 to the Reporting Persons' Schedule
13D dated January 2, 2000 relating to MSDW Shares).
Exhibit Q Form of Amended and Restated Voting Agreement among the Company and
other persons signing similar agreements (previously filed as
Exhibit Q with Amendment No. 3 to the Reporting Persons' Schedule
13D dated January 2, 2000 relating to MSDW Shares).
Exhibit R Third Amendment to Trust Agreement dated as of November 30, 1999
between the Company and State Street Bank and Trust Company
(previously filed as Exhibit R with Amendment No. 3 to the Reporting
Persons' Schedule 13D dated January 2, 2000 relating to MSDW
Shares).
Exhibit S Form of Consent and Amendment among the Company and certain officers
of the Company (previously filed as Exhibit S with Amendment No. 3
to the Reporting Persons' Schedule 13D dated January 2, 2000
relating to MSDW Shares).
Exhibit T Amended and Restated Trust Agreement dated November 30, 2000 between
the Company and State Street Bank and Trust Company.
Exhibit U Form of Consent and Agreement among the Company and the managing
directors and certain other key employees of the Company.
Exhibit V Termination of Voting Agreement effective November 30, 2000 between
the Company and State Street Bank and Trust Company.
22
<PAGE>
Schedule I
RECENT TRANSACTIONS
During the period of 60 days preceding November 30, 2000, 12 former members
of the Reporting Group sold an aggregate of 60,540 MSDW Shares at average prices
ranging from $77.84 to $93.00 per MSDW Share, and/or effected a transfer by gift
of an aggregate of 30,725 MSDW Shares. Such dispositions were effected pursuant
to exemptions under the Securities Act of 1933, as amended. During such period,
no former member of the Reporting Group individually disposed of a number of
MSDW Shares exceeding 1% of the MSDW Shares outstanding.
During such period, no former member of the Reporting Group individually
acquired MSDW Shares in excess of 1% of the MSDW Shares outstanding.
23
<PAGE>
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: December 7, 2000
By: /s/ Martin M. Cohen
-----------------------
Martin M. Cohen
Attorney-in-Fact
24
