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Previous: CAPITAL APPRECIATION PORTFOLIO /MD/, NSAR-B, 2001-01-11 |
Next: ACM MUNICIPAL SECURITIES INCOME FUND INC, N-30D, 2001-01-11 |
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Deutsche Capital Appreciation Portfolio 10f-3 Transactions - 1Q 2000 <Table> <Caption> |
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Security Purchased <C> |
Comparison Security <C> |
Comparison Security <C> |
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Issuer |
Intersil Holding Corporation |
International Rectifier |
Broadcom |
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Underwriters |
CS First Boston, SSB, Merrill Lynch, FleetBoston Robertson Stephens, SG Cowen, Adams Harkness & Hill, Banc of America, Chase, DBSI, AG Edwards, E*Offering, Invemed Assoc, Kaufman, Scotia Capital, SunTrust Eq, US Bancorp Piper Jaffray |
Salomon Smith Barney, JP Morgan, Banc of America Securities, Gruntal. |
Morgan Stanley Dean Witter, BTAB, CS First Boston, Hambrecht & Quist, Merrill Lynch. |
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Years of continuous operation, including predecessors |
>3 |
>3 |
>3 |
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Security |
ISIL |
IRF |
BRCM |
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Is the affiliate a manager or co-manager of offering? |
No |
No |
Yes |
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Name of underwriter or dealer from which purchased |
CS First Boston |
n/a |
n/a |
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Firm commitment? |
Yes |
Yes |
Yes |
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Trade date/Date of Offering |
2/24/2000 |
3/9/2000 |
10/20/1998 |
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Total dollar amount of offering sold to QIBs |
$ - |
$ - |
$ - |
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Total dollar amount of any concurrent public offering |
$ 468,750,000.00 |
$ 397,750,000 |
$ 207,000,000 |
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Total |
$ 468,750,000.00 |
$ 397,750,000 |
$ 207,000,000 |
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Public offering price |
25.00 |
43.00 |
69.00 |
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Price paid if other than POP |
- |
n/a |
n/a |
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Underwriting spread or commission |
$1.5625 (6.25%) |
$1.935 (4.5%) |
$2.76 (4%) |
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Shares purchased |
2,600 |
n/a |
n/a |
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$ amount of purchase |
$ 65,000.00 |
n/a |
n/a |
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% of offering purchased by fund |
0.01% |
n/a |
n/a |
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% of offering purchased by associated funds |
0.11% |
n/a |
n/a |
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Total |
0.12% |
n/a |
n/a |
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