<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13 F COVER PAGE
Report for the Quarter Ended: September 30, 1999
Check Here if Amendment [ ]; Amendment Number: ____
This Amendment (check only one):
[ ] is a restatement
[ ] adds new holding entries
Institutional Investment Manager Filing this Report:
Name: Montgomery Asset Management, LLC
Address: 101 California Street, 35th Floor
San Francisco, CA 94111
Form 13F File Number: 28-3396
The institutional investment manager filing this report and the person by whom
it is signed hereby represents that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Dana Schmidt
Title: Corporate Vice President and Principal
Phone: (415) 248-6000
/s/ Dana Schmidt San Francisco, California November 10, 1999
- ---------------------- --------------------------- -------------------
Signature City, State Date
Report Type (check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting managers(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager: None
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: None
Form 13F Information Table Entry Total: 405
Form 13F Information Table Value Total: $3,010,551,000
List of Other Included Managers: None
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<TABLE>
<CAPTION>
Voting Authority
----------------
Title of Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AT&T Com 001957109 613 14087 SH Sole 14087
Abbott Labs Com 002824100 2155 58750 SH Sole 58750
Acxiom Corp Com Com 005125109 3465 176300 SH Sole 176300
Administaff Inc. Com 007094105 2046 128400 SH Sole 128400
Advanced Energy Industries Com 007973100 12949 419400 SH Sole 268400 151000
Advanced Energy Industries Com 007973100 834 27000 SH Other 9000 18000
Affiliated Managers Group Com 008252108 14393 528200 SH Sole 357800 170400
Affiliated Managers Group Com 008252108 1003 36800 SH Other 10000 26800
Airgate PCS Inc. Com 009367103 1632 65600 SH Sole 34600 31000
Airgate PCS Inc. Com 009367103 109 4400 SH Other 1000 3400
Albertson's Inc. Com 013104104 1478 37350 SH Sole 37350
Alcoa Inc. Com 013817101 30071 484525 SH Sole 484525
Alkermes Inc. Com 01642T108 11917 413600 SH Sole 261600 152000
Alkermes Inc. Com 01642T108 692 24000 SH Other 7000 17000
Allied Signal Inc Com 019512102 402 6700 SH Sole 6700
Amazon.Com Inc. Com 023135106 360 4500 SH Sole 4500
Amdocs LTD Com G02602103 1455 69300 SH Sole 40000 29300
Amerada Hess Corporation Com 023551104 28209 460550 SH Sole 425650 34900
America Online Inc Del Com Com 02364J104 354 3400 SH Sole 3400
American Express Com 025816109 2342 17350 SH Sole 17350
American General Corp Com 026351106 1366 21600 SH Sole 21600
American Home Products Corp Com 026609107 293 7050 SH Sole 7050
American International Group Com 026874107 963 11074 SH Sole 11074
American Power Conversion Corp Com 029066107 1254 66000 SH Sole 51000 15000
AmeriCredit Corporation Com 03060R101 37937 2539700 SH Sole 1627700 912000
AmeriCredit Corporation Com 03060R101 2300 154000 SH Other 48000 106000
Amerisource Health Corp. Cl-A Com 03071P102 20333 858400 SH Sole 542400 316000
Amerisource Health Corp. Cl-A Com 03071P102 1289 54400 SH Other 18000 36400
Ameritech Corp Com 030954101 3648 54650 SH Sole 54650
Ames Dept Stores, Inc. Com 030789507 15628 490300 SH Sole 352300 138000
Ames Dept Stores, Inc. Com 030789507 733 23000 SH Other 7000 16000
Anheuser-Busch Cos Inc Com 035229103 2792 39850 SH Sole 39850
Annuity And Life Re Com G03910109 16709 671700 SH Sole 438700 233000
Annuity And Life Re Com G03910109 1144 46000 SH Other 16000 30000
Antec Corp Com 03664P105 2736 51500 SH Sole 29700 21800
Applied Micro Circuits Corp Com 03822W109 30107 528200 SH Sole 331000 197200
Applied Micro Circuits Corp Com 03822W109 1778 31200 SH Other 9600 21600
Applied Power, Inc. Cl-A Com 038225108 6166 203000 SH Sole 203000
AT&T Canada Inc. Com 00207Q202 1684 26799 SH Sole 26799
AT&T Corp. - Liberty Media - A Com 001957208 73513 1970200 SH Sole 1170200 800000
AT&T Corp. - Liberty Media - A Com 001957208 3507 94000 SH Other 28000 66000
Autodesk Inc. Com 052769106 5230 239100 SH Sole 239100
Automatic Data Processing Inc Com 053015103 446 10000 SH Sole 10000
Avant! Corporation Com 053487104 8786 492400 SH Sole 310600 181800
Avant! Corporation Com 053487104 534 29900 SH Other 9100 20800
Avery Dennison Corp Com 053611109 211 4000 SH Sole 4000
Avid Technology Com 05367P100 14989 1142000 SH Sole 1052500 89500
Baker Hughes Inc. Com 057224107 484 16700 SH Sole 16700
Bank of America Corp (NEW) Com 060505104 13342 239586 SH Sole 239586
Bank United Corp. Com 065412108 18703 577700 SH Sole 406700 171000
Bank United Corp. Com 065412108 919 28400 SH Other 8000 20400
Barr Laboratories Inc Com 068306109 12287 387000 SH Sole 239000 148000
Barr Laboratories Inc Com 068306109 730 23000 SH Other 7000 16000
Bausch & Lomb Inc. Com 071707103 17925 271850 SH Sole 249550 22300
Baxter International Inc Com 071813109 1654 27450 SH Sole 27450
Belco Oil & Gas Corp. Com 077410108 1553 230000 SH Sole 230000
Bell Atlantic Corp. Com 077853109 2504 37210 SH Sole 37210
Bellsouth Corp. Com 079860102 567 12600 SH Sole 12600
Bisys Group, Inc. Com 055472104 28341 604200 SH Sole 380200 224000
Bisys Group, Inc. Com 055472104 1454 31000 SH Other 10000 21000
BMC Software Inc. Com 055921100 286 4000 SH Sole 4000
Boeing Company Com 097023105 443 10396 SH Sole 10396
Boise Cascade Corp Com 097383103 24664 676875 SH Sole 623075 53800
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Bowater, Inc Com 102183100 2832 53950 SH Sole 37850 16100
BP Amoco - PLC Com 055622104 1220 11006 SH Sole 11006
Brinker International Inc. Com 109641100 13450 497000 SH Sole 317000 180000
Brinker International Inc. Com 109641100 796 29400 SH Other 9000 20400
Bristol-Meyers Squibb Com 110122108 2179 32280 SH Sole 32280
Business Objects SA ADR 12328X107 2738 46400 SH Sole 46400
Canadian National Railway Comp Com 136375102 17380 573350 SH Sole 529150 44200
Canadian Pacific, Ltd. Com 135923100 2373 104000 SH Sole 60000 44000
Canandaigua Wine Co., Inc. Cla Com 137219200 41502 694600 SH Sole 478300 216300
Canandaigua Wine Co., Inc. Cla Com 137219200 2784 46600 SH Other 15000 31600
Capital One Com 14040H105 12138 311225 SH Sole 281825 29400
Caribiner Int'l Inc. Com 141888107 417 48000 SH Sole 48000
Carrier Access Corp Com 144460102 3395 81200 SH Sole 81200
Casella Waste Systems Inc-A Com 147448104 3343 200300 SH Sole 200300
Catalina Marketing Corp. Com 148867104 3757 44300 SH Sole 44300
Catalytica Inc Com 148885106 6188 412500 SH Sole 412500
Caterpillar Inc. Com 149123101 378 6900 SH Sole 6900
CBT Group PLC ADR 124853300 2155 87500 SH Sole 87500
CEC Entertainment Inc. Com 125137109 6623 184600 SH Sole 184600
Centocor, Inc. Com 152342101 1458 24900 SH Sole 24900
Cerus Corp Com 157085101 3560 153100 SH Sole 153100
Champion International Corpora Com 158525105 2779 54100 SH Sole 28300 25800
Charles Schwab Corp. Com 808513105 1496 44744 SH Sole 44744
Chase Manhattan Corp Com 16161A108 490 6500 SH Sole 6500
Chevron Corp. Com 166751107 2254 25395 SH Sole 25395
Cisco Systems Com 17275R102 2368 34550 SH Sole 34550
Citigroup Inc. Com 172967101 1078 24500 SH Sole 24500
Clarify Inc. Com 180492100 9881 196400 SH Sole 120000 76400
Clarify Inc. Com 180492100 594 11800 SH Other 3600 8200
Coastal Corp Com 190441105 614 15000 SH Sole 15000
Coca Cola Company Com 191216100 498 10320 SH Sole 10320
Coflexip Com 192384105 1659 17750 SH Sole 17750
Colgate-Palmolive Company Com 194162103 467 10200 SH Sole 10200
Colt Telecom Group PLC ADR 196877104 1859 19400 SH Sole 19400
Commercial Federal Corp. Com 201647104 20096 1024000 SH Sole 727000 297000
Commercial Federal Corp. Com 201647104 958 48800 SH Other 16000 32800
Commscope Inc. Com 203372107 32084 987200 SH Sole 625200 362000
Commscope Inc. Com 203372107 1853 57000 SH Other 18000 39000
Compaq Computer Corp Com 204493100 464 20300 SH Sole 20300
Compucredit Corp Com 20478N100 4700 253200 SH Sole 195200 58000
Compucredit Corp Com 20478N100 717 38600 SH Other 12000 26600
Computer Sciences Corp. Com 205363104 8439 120025 SH Sole 120025
Comverse Technology Com 205862402 34112 361691 SH Sole 343991 17700
Concurrent Computer Corp Com 206710204 1363 200000 SH Sole 200000
Conexant Systems Inc. Com 207142100 67803 933200 SH Sole 589200 344000
Conexant Systems Inc. Com 207142100 3996 55000 SH Other 17000 38000
Convergys Corp Com 212485106 11668 588900 SH Sole 517900 71000
Cor Therapeutics Com 217753102 7790 410000 SH Sole 242000 168000
Cor Therapeutics Com 217753102 475 25000 SH Other 7000 18000
Costco Companies Inc Com 22160k105 511 7100 SH Sole 7100
Credence Sytems Corp. Com 225302108 14468 322400 SH Sole 197400 125000
Credence Sytems Corp. Com 225302108 880 19600 SH Other 6000 13600
CSG Systems Intl Inc. Com 126349109 28744 1048800 SH Sole 670100 378700
CSG Systems Intl Inc. Com 126349109 1691 61700 SH Other 19600 42100
Cumulus Media Inc. Com 231082108 24970 763900 SH Sole 481900 282000
Cumulus Media Inc. Com 231082108 1451 44400 SH Other 13000 31400
Cunningham Graphics Intl. Inc. Com 231157108 309 25000 SH Sole 25000
Cymer Inc. Com 232572107 18329 528400 SH Sole 346400 182000
Cymer Inc. Com 232572107 985 28400 SH Other 9000 19400
Dayton Hudson Com 239753106 288 4800 SH Sole 4800
Dell Computer Com 247025109 410 9800 SH Sole 9800
Donnelley R R & Sons Com 257867101 17927 620850 SH Sole 572950 47900
Doral Financial Corporation Com 25811p100 2635 197000 SH Sole 109000 88000
Dow Chemical Com 260543103 27753 244250 SH Sole 244250
DST Systems, Inc. Com 233326107 21419 376600 SH Sole 236600 140000
DST Systems, Inc. Com 233326107 1115 19600 SH Other 6000 13600
Duane Reade Inc. Com 263578106 16185 537275 SH Sole 537275
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Duke Energy Corporation Com 264399106 496 9000 SH Sole 9000
E.W. Blanch Holdings Com 093210102 47561 730300 SH Sole 472300 258000
E.W. Blanch Holdings Com 093210102 2540 39000 SH Other 12000 27000
Eastman Chemical Co Com 277432100 1978 49600 SH Sole 28600 21000
Echostar Communications Com 278762109 119718 1318300 SH Sole 843400 474900
Echostar Communications Com 278762109 6875 75700 SH Other 23200 52500
Education Management Corporati Com 28139T101 3001 242500 SH Sole 242500
El Paso Energy Corporation Com 283905107 362 9000 SH Sole 9000
Elcor Corp Com 284443108 15738 629500 SH Sole 593200 36300
Electronic Data System Com 285661104 14965 282700 SH Sole 282700
Eli Lilly & Co Com 532457108 436 6800 SH Sole 6800
EMC Corp. Com 268648102 335 4700 SH Sole 4700
Emerson Electric Company Com 291011104 562 8900 SH Sole 8900
Emmis Broadcasting Com 291525103 680 10300 SH Sole 10300
Enron Corporation Com 293561106 1310 31800 SH Sole 31800
Enzon, Inc. Com 293904108 13164 431600 SH Sole 265600 166000
Enzon, Inc. Com 293904108 805 26400 SH Other 8000 18400
EOG Resources Inc. Com 26875P101 3336 157000 SH Sole 157000
ESAT Telecom Group Plc ADR 26883Y102 4516 113600 SH Sole 113600
Estee Lauder Companies CL-A Com 518439104 293 7500 SH Sole 7500
Ethan Allen Interiors Inc. Com 297602104 14850 466800 SH Sole 306900 159900
Ethan Allen Interiors Inc. Com 297602104 908 28550 SH Other 11000 17550
Exxon Corp. Com 302290101 1550 20400 SH Sole 20400
Family Dollar Stores Com 307000109 1060 50200 SH Sole 50200
FDX Corporation Com 31304n107 16139 415150 SH Sole 415150
FED Corp. - Common Com 31304n107 3020 1875521 SH Sole 1268040 607481
Fed. Nat'l Mtge. Assoc. Com 313586109 565 9020 SH Sole 9020
First Health Group Corp Com 320960107 32920 1467200 SH Sole 1381800 85400
Fleet Boston Corp Com 33901a108 256 7000 SH Sole 7000
Fleming Companies, Inc. Com 339130106 9412 959175 SH Sole 959175
Flextronics International LTD Com Y2573F102 20849 358300 SH Sole 244200 114100
Flextronics International LTD Com Y2573F102 1187 20400 SH Other 7000 13400
Flour Corp Com 343861100 2290 56900 SH Sole 33000 23900
Ford Motor Co. Com 345370100 587 11673 SH Sole 11673
Forest Laboratories Inc Com 345838106 1820 43200 SH Sole 21000 22200
Fox Entertainment Group Inc. Com 35138t107 7723 366675 SH Sole 334675 32000
Freeserve Com 356872101 1265 522000 SH Sole 522000
Gemstar Intl Group Ltd Com g3788v106 938 12000 SH Sole 12000
General Electric Com 369604103 6542 55174 SH Sole 55174
General Motors Com 370442105 12954 205825 SH Sole 205825
General Motors - Class H Com 370442832 13082 228500 SH Sole 202900 25600
Genesys Telecomn Labs Inc. Com 371931106 10627 232600 SH Sole 232600
Genrad, Inc. Com 372447102 12351 645800 SH Sole 370500 275300
Genrad, Inc. Com 372447102 910 47600 SH Other 12000 35600
Gerald Stevens Inc Com 37369G101 2800 200000 SH Sole 200000
Giga Information Group Inc. Com 37517M109 1408 341333 SH Sole 230666 110667
Gilat Satellite Networks Ltd Com M51474100 17396 324400 SH Sole 200400 124000
Gilat Satellite Networks Ltd Com M51474100 697 13000 SH Other 13000
Gilead Sciences Com 375558103 24751 385600 SH Sole 254600 131000
Gilead Sciences Com 375558103 1271 19800 SH Other 6000 13800
Global Crossing Ltd. Com G3921A100 1405 53095 SH Sole 53095
Global Telesystems Group Com 37936U104 1244 63100 SH Sole 63100
Golden West Financial Corp Com 381317106 26065 265125 SH Sole 243725 21400
Granite Construction, Inc. Com 387328107 3187 122300 SH Sole 122300
GTE Corp. Com 362320103 2675 34800 SH Sole 34800
Halliburton Co. Com 406216101 804 19600 SH Sole 19600
Harcourt General Inc. Com 41163G101 8890 213575 SH Sole 197575 16000
Hewlett Packard Co Com 428236103 3535 38950 SH Sole 38950
Home Depot Com 437076102 494 7200 SH Sole 7200
Honeywell Inc Com 438506107 701 6300 SH Sole 6300
Host Marriott Corp. COM 44107p104 5234 550950 SH Sole 550950
Household International Com 441815107 905 22550 SH Sole 22550
ICG Communications, Inc. Com 449246107 43606 2802000 SH Sole 1831100 970900
ICG Communications, Inc. Com 449246107 2568 165000 SH Other 48000 117000
Idec Pharmaceuticals Corp Com 449370105 17274 183700 SH Sole 113500 70200
Idec Pharmaceuticals Corp Com 449370105 1204 12800 SH Other 4000 8800
Illinois Tool Works Com 452308109 671 9000 SH Sole 9000
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Infinity Broadcasting Corp Com 45662s102 487 16600 SH Sole 16600
Insight Communications, Inc. Com 45768v108 1002 35000 SH Sole 35000
Intel Corp. Com 458140100 3936 52962 SH Sole 52962
Intergraph Corp Com 458683109 2070 368000 SH Sole 212000 156000
Intermedia Comm Of Florida Com 458801107 19858 913000 SH Sole 557000 356000
Intermedia Comm Of Florida Com 458801107 1153 53000 SH Other 16000 37000
International Business Machine Com 459200101 2834 23420 SH Sole 23420
International Paper Co. Com 460146103 12489 259850 SH Sole 259850
Internatp Network Services Com 45885a102 982 22000 SH Sole 22000
Internos Corp PPL Com 45885a102 1000 142857 SH Sole 142857
Interpublic Group Of Companies Com 460690100 419 10200 SH Sole 10200
Intuit Com 461202103 263 3000 SH Sole 3000
ITC Deltacom Inc. Com 45031T104 8720 317100 SH Sole 154400 162700
Johnson & Johnson Com 478160104 3315 36085 SH Sole 36085
Johnson Controls, Inc. Com 478366107 265 4000 SH Sole 4000
Jones Pharma Inc. Com 480236108 18687 566800 SH Sole 350800 216000
Jones Pharma Inc. Com 480236108 1088 33000 SH Other 10000 23000
Juniper Networks Inc Com 48203R104 5953 32700 SH Sole 32700
Kimberly Clark Corp. Com 494368103 3260 61800 SH Sole 61800
Kmart Corp. Com 482584109 11910 1019075 SH Sole 932275 86800
Kohls Corp. Com 500255104 390 5900 SH Sole 5900
Kronos, Inc. Com 501052104 3841 104700 SH Sole 104700
Kulicke & Soffa Industries Com 501242101 10987 451900 SH Sole 292400 159500
Kulicke & Soffa Industries Com 501242101 676 27800 SH Other 9000 18800
L-3 Communications Com 502424104 6704 177600 SH Sole 92600 85000
L-3 Communications Com 502424104 38 1000 SH Other 1000
Labranche & Company Com 505447102 5303 474000 SH Sole 306000 168000
Labranche & Company Com 505447102 291 26000 SH Other 8000 18000
Leucadia National Corp. Com 527288104 861 41000 SH Sole 41000
Liberty Digital Inc. Class A Com 530436104 12251 525500 SH Sole 329500 196000
Liberty Digital Inc. Class A Com 530436104 769 33000 SH Other 10000 23000
Linens 'N Things Inc Com 535679104 19150 567400 SH Sole 407400 160000
Linens 'N Things Inc Com 535679104 810 24000 SH Other 8000 16000
Lockheed Martin Corporation Com 539830109 9803 299900 SH Sole 299900
Loews Corp. Com 540424108 6756 96250 SH Sole 96250
Lowes Co Inc Com 548661107 307 6300 SH Sole 6300
Lucent Technologies Inc. Com 549463107 1742 26840 SH Sole 26840
Macromedia Inc. Com 556100105 3924 96000 SH Sole 96000
Manitowoc Com 563571108 12959 379750 SH Sole 379750
Marsh & McLennan Cos. Com 571748102 808 11800 SH Sole 11800
Masco Corp. Com 574599106 2310 74500 SH Sole 74500
Matsushita Electric Industrial ADR 576879209 13810 66075 SH Sole 66075
Maximus Inc. Com 577933104 1206 40300 SH Sole 40300
McDonalds Corp Com 580135101 558 12900 SH Sole 12900
McGraw-Hill, Inc. Com 580645109 677 14000 SH Sole 14000
MCI Worldcom, Inc. Com 55268B106 3675 51144 SH Sole 51144
Mcleod USA, Inc. Com 582266102 53058 1246600 SH Sole 794600 452000
Mcleod USA, Inc. Com 582266102 3150 74000 SH Other 24000 50000
Mead Corp Com 582834107 7456 216900 SH Sole 195100 21800
Meade Instruments Com Com 583062104 3465 144000 SH Sole 112000 32000
Meade Instruments Com Com 583062104 120 5000 SH Other 5000
Medimmune, Inc. Com 584699102 23698 237800 SH Sole 141800 96000
Medimmune, Inc. Com 584699102 1495 15000 SH Other 4800 10200
Medtronic Com 585055106 395 11100 SH Sole 11100
Mentor Corp Com 587188103 21030 737900 SH Sole 437900 300000
Mentor Corp Com 587188103 912 32000 SH Other 32000
Merck & Company Com 589331107 3322 51250 SH Sole 51250
Mercury Interactive Com 589405109 1485 23000 SH Sole 23000
MGIC Investment Corp. Com 552848103 6527 136700 SH Sole 105500 31200
Micros Systems Inc. Com 594901100 12373 305500 SH Sole 305500
Microsoft Corp. Com 594918104 2506 27676 SH Sole 27676
MKS Instruments, Inc. Com 55306N104 14881 668800 SH Sole 425600 243200
MKS Instruments, Inc. Com 55306N104 903 40600 SH Other 12400 28200
MMC Networks Inc. Com 55308N102 15273 489700 SH Sole 328700 161000
MMC Networks Inc. Com 55308N102 786 25200 SH Other 8000 17200
Mobil Corp. Com 607059102 861 8550 SH Sole 8550
Moog, Inc. Com 615394202 6075 210400 SH Sole 210400
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Morgan Stanley Dean Witter & C Com 617446448 401 4500 SH Sole 4500
Motorola Com 620076109 15290 173750 SH Sole 173750
Nalco Chem Co Com Com 629853102 12253 242625 SH Sole 242625
National Data Corp. Com 635621105 12090 465000 SH Sole 297400 167600
National Data Corp. Com 635621105 733 28200 SH Other 9600 18600
NCR Corporation Com 62886e108 2281 69000 SH Sole 40000 29000
Newbridge Networks Corp. Com 650901101 12892 494675 SH Sole 447675 47000
News Corp Ltd - Spons ADR Prf ADR 652487802 7963 298375 SH Sole 298375
Nike Inc. Com 654106103 546 9600 SH Sole 9600
Nordstrom Inc Com 655664100 17802 659350 SH Sole 607150 52200
Nortel Netwporks Corporation Com 656569100 638 12500 SH Sole 12500
Nova Corporation Com 669784100 19845 793800 SH Sole 511100 282700
Nova Corporation Com 669784100 1175 47000 SH Other 15400 31600
Novoste Corporation Com 67010C100 7127 399400 SH Sole 239400 160000
Novoste Corporation Com 67010C100 410 23000 SH Other 7000 16000
On Assignment Inc. Com 682159108 8832 368000 SH Sole 368000
Optical Coating Laboratory Com 683829105 8985 97600 SH Sole 97600
Optimal Robotics Corp. Com 68388R208 4687 260400 SH Sole 170400 90000
Optimal Robotics Corp. Com 68388R208 216 12000 SH Other 12000
Oracle Systems Corp Com 68389X105 237 5200 SH Sole 5200
Osteotech Inc. Com 688582105 5941 436000 SH Sole 262000 174000
Osteotech Inc. Com 688582105 354 26000 SH Other 8000 18000
Outdoor Systems, Inc. Com 690057104 876 24500 SH Sole 24500
Oxford Health Plans Com 691471106 2738 219000 SH Sole 219000
Paccar Inc Com Com 693718108 16330 320975 SH Sole 294775 26200
Pall Corp. Com 696429307 2808 121100 SH Sole 70000 51100
Pantry Inc Com 698657103 4450 400000 SH Sole 220000 180000
PE Corp-PE Biosystems Group Com 69332S102 1012 14000 SH Sole 14000
Pegasus Communications Corp. Com 705904100 28587 633500 SH Sole 407700 225800
Pegasus Communications Corp. Com 705904100 1670 37000 SH Other 11400 25600
People Soft Inc. Com 712713106 1762 104000 SH Sole 60000 44000
Pepsico, Inc. Com 713448108 808 26500 SH Sole 26500
Peregrine Systems Inc. Com 71366Q101 12592 309000 SH Sole 189000 120000
Peregrine Systems Inc. Com 71366Q101 750 18400 SH Other 5400 13000
Petroleum Geo-Services - ADR ADR 716597109 11885 623500 SH Sole 423500 200000
Petroleum Geo-Services - ADR ADR 716597109 755 39600 SH Other 12200 27400
Pfizer Inc. Com 717081103 878 24470 SH Sole 24470
Pharmacia & Upjohn, Inc. Com 716941109 9612 193700 SH Sole 193700
Pharmacyclics Inc. Com 716933106 5375 131500 SH Sole 80300 51200
Pharmacyclics Inc. Com 716933106 327 8000 SH Other 2500 5500
Pinnacle Systems, Inc. Com 723481107 339 8000 SH Sole 8000
Pitney-Bowes, Inc. Com 724479100 2666 43750 SH Sole 43750
Playtex Prods Inc Com Com 72813P100 5027 340800 SH Sole 340800
Plexus Corp. Com 729132100 1939 63300 SH Sole 63300
Ppg Industries Inc. Com 693506107 552 9200 SH Sole 9200
Pri Automation Inc. Com 69357H106 19164 530500 SH Sole 334500 196000
Pri Automation Inc. Com 69357H106 1185 32800 SH Other 11000 21800
Procter & Gamble Co Com 742718109 1407 15008 SH Sole 15008
Project Software & Development Com 74339P101 728 13600 SH Sole 13600
QRS Corporation Com 74726X105 2033 31700 SH Sole 19200 12500
QRS Corporation Com 74726X105 128 2000 SH Other 600 1400
R & B Falcon Corporation Com 74912e101 4234 322600 SH Sole 322600
Radian Group Inc Com 750236101 30468 709584 SH Sole 499584 210000
Radian Group Inc Com 750236101 1280 29800 SH Other 9000 20800
Regis Corp. Com 758932107 3330 173000 SH Sole 173000
Remedy Corp. Com 759548100 9301 327800 SH Sole 200400 127400
Remedy Corp. Com 759548100 573 20200 SH Other 6200 14000
Rent-A-Center Inc. Com 76009N100 25604 1374700 SH Sole 892900 481800
Rent-A-Center Inc. Com 76009N100 1579 84800 SH Other 28000 56800
Rent-Way Inc Com 76009U104 8273 435400 SH Sole 272000 163400
Rent-Way Inc Com 76009U104 566 29800 SH Other 7800 22000
Republic New York Corp Com 760719104 8546 139100 SH Sole 114800 24300
Republic Services Inc - CL A Com 760759100 11069 1017800 SH Sole 926800 91000
Rex Stores Corp. Com 761624105 7121 229700 SH Sole 144900 84800
Rex Stores Corp. Com 761624105 412 13300 SH Other 4400 8900
Reynolds Metals Co Com 761763101 2584 42800 SH Sole 24800 18000
RF Micro Devices Inc. Com 749941100 20432 446600 SH Sole 284600 162000
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RF Micro Devices Inc. Com 749941100 1290 28200 SH Other 10000 18200
Rio Tinto PLC-Spon ADR ADR 767204100 16655 234575 SH Sole 234575
Rohm & Haas Co. Com 775371107 2124 58800 SH Sole 34000 24800
Safeway Inc Com 786514208 434 11400 SH Sole 11400
Sanmina Corp. Com 800907107 3931 50800 SH Sole 50800
Santa Fe Snyder Corp Com 80218k105 3537 393000 SH Sole 393000
SBC Communications Inc Com 78387G103 757 14830 SH Sole 14830
Schering Plough Corp Com Com 806605101 864 19800 SH Sole 19800
Schlumberger Com 806857108 13758 220793 SH Sole 220793
Seagate Technologies, Inc. Com 811804103 2903 94800 SH Sole 54800 40000
Sealed Air Corp Com 81211K100 1026 20000 SH Sole 20000
Seminis Inc - CL A Com 816658108 6555 760000 SH Sole 712000 48000
SFX Entertainment Inc. Com 784178105 31391 1025000 SH Sole 657500 367500
SFX Entertainment Inc. Com 784178105 1792 58500 SH Other 18000 40500
Siebel Systems, Inc. Com 826170102 753 11300 SH Sole 11300
Smithfield Foods Com 832248108 58609 2191000 SH Sole 1423000 768000
Smithfield Foods Com 832248108 3531 132000 SH Other 42000 90000
Solectron Corp Com 834182107 4880 67950 SH Sole 67950
Sony Corp. - ADR ADR 835699307 14286 95200 SH Sole 95200
Sprint Corp. (PCS Group) Com 852061506 2647 35500 SH Sole 35500
St. Paul Companies Com 792860108 2197 79900 SH Sole 46300 33600
Stancorp Financial Group Com 852891100 12404 554350 SH Sole 518750 35600
STMicroelectronics NY Com 861012102 363 4900 SH Sole 4900
Summit Bancorp Com 866005101 328 10100 SH Sole 10100
Sun Microsystems Inc. Com 866810104 558 6000 SH Sole 6000
Swift Transportation Co Inc. Com 870756103 5014 254675 SH Sole 254675
Synopsys Com 871607107 3650 65000 SH Sole 65000
Sysco Corp. Com 871829107 2223 63400 SH Sole 63400
Talbots Com 874161102 6176 138200 SH Sole 138200
Tetra Tech Inc Com 88162G103 3803 227900 SH Sole 227900
Texaco Inc. Com 881694103 991 15700 SH Sole 15700
Texas Instruments Inc. Com 882508104 403 4900 SH Sole 4900
Textron Inc. Com 883203101 395 5100 SH Sole 5100
The Men's Wearhouse Inc. Com 587118100 3214 149500 SH Sole 149500
Thermo Electron Corp Com 883556102 2204 164000 SH Sole 95000 69000
Time Warner, Inc. Com 887315109 389 6400 SH Sole 6400
TJX Companies Com 872540109 8331 296875 SH Sole 296875
Trigon Healthcare Inc Com Com 89618L100 22692 775800 SH Sole 521800 254000
Trigon Healthcare Inc Com Com 89618L100 1141 39000 SH Other 12000 27000
Tyco International Ltd Com 902124106 25382 245832 SH Sole 245832
U.S. Bancorp Com 902973106 552 18300 SH Sole 18300
Unigraphics Solutions, Inc. Com 904928108 2203 81200 SH Sole 45200 36000
Unilever N V NY SHS 904784709 6344 93119 SH Sole 93119
Union Carbide Corp Com 905581104 2721 47900 SH Sole 27800 20100
Union Pacific Corp. Com 907818108 15784 328400 SH Sole 328400
Union Pacific Resources Group, Com 907834105 24236 1491475 SH Sole 1398475 93000
Union Planters Corp. Com 908068109 416 10200 SH Sole 10200
Unionbancal Corporation Com 908906100 10712 295500 SH Sole 169500 126000
Unionbancal Corporation Com 908906100 73 2000 SH Other 2000
Unisys Corp Com 909214108 767 17000 SH Sole 17000
USA Networks, Inc. Com 902984103 76977 1986500 SH Sole 1237500 749000
USA Networks, Inc. Com 902984103 4495 116000 SH Other 34000 82000
Varco International Com 922126107 3778 310000 SH Sole 310000
Verticalnet Inc. Com 92532L107 8540 230800 SH Sole 140800 90000
Verticalnet Inc. Com 92532L107 488 13200 SH Other 4000 9200
Viatel Inc. Com 925529208 31732 1073400 SH Sole 679400 394000
Viatel Inc. Com 925529208 1862 63000 SH Other 20000 43000
Waddell & Reed Financial-A Com 930059100 3415 153900 SH Sole 153900
Walgreen Co Com Com 931422109 203 8000 SH Sole 8000
Wal-Mart Stores Inc. Com 931142103 864 18160 SH Sole 18160
Walt Disney Company Com 254687106 387 14894 SH Sole 14894
Wells Fargo & Co Com 949746101 392 9900 SH Sole 9900
Westvaco Corp Com 961548104 256 10000 SH Sole 10000
Westwood One Inc. Com 961815107 10275 227700 SH Sole 227700
Weyerhaeuser Co. Com 962166104 14285 247900 SH Sole 247900
Whirlpool Corp. Com 963320106 23052 352950 SH Sole 325850 27100
Whole Food Markets Com 966837106 8739 267100 SH Sole 170300 96800
Page 6
<PAGE>
Whole Food Markets Com 966837106 533 16300 SH Other 4900 11400
Willamete Industries Com 969133107 6797 157600 SH Sole 157600
Williams Cos. Inc. Com 969457100 327 8700 SH Sole 8700
Winstar Communications Inc. Com 975515107 41539 1063400 SH Sole 667400 396000
Winstar Communications Inc. Com 975515107 2563 65600 SH Other 20000 45600
Xerox Corp. Com 984121103 780 18600 SH Sole 18600
Yankee Candle, Co. Com 984757104 3399 176000 SH Sole 60000 116000
GRAND TOTAL 3010551
</TABLE>
Page 7
