<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13 F COVER PAGE
Report for the Quarter Ended: December 31, 1999
Check Here if Amendment [ ]; Amendment Number:
This Amendment (check only one):
[ ] is a restatement
[ ] adds new holding entries
Institutional Investment Manager Filing this Report:
Name: Montgomery Asset Management, LLC
Address: 101 California Street, 35th Floor
San Francisco, CA 94111
Form 13F File Number: 28-3396
The institutional investment manager filing this report and the person by whom
it is signed hereby represents that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Dana Schmidt
Title: Director
Phone: (415) 248-6000
/s/ Dana Schmidt San Francisco, California February 14, 2000
- -------------------- ---------------------------- ----------------------
Signature City, State Date
Report Type (check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting managers(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager: None
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: None
Form 13F Information Table Entry Total: 416
Form 13F Information Table Value Total: $3,810,249,000
List of Other Included Managers: None
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<TABLE>
<CAPTION>
VOTING AUTHORITY
Title
of Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer class CUSIP (x$1000) Prn Amt Prn Call Dscretn Mngrs Sole Shared None
- ----------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
3Com Corp Com 885535104 743 15800 SH Sole 15800
AT & T Com 001957109 2405 47337 SH Sole 47337
AT & T Canada Inc. Com 00207Q202 2701 67200 SH Sole 67200
ATMEL Corp Com 049513104 2956 100000 SH Sole 57400 42600
Abbott Labs Com 002824100 1126 31000 SH Sole 31000
Acxiom Corp Com Com 005125109 4279 178300 SH Sole 178300
Administaff Inc. Com 007094105 4138 136800 SH Sole 136800
Advanced Energy Industries Com 007973100 32313 656100 SH Sole 392100 264000
Advanced Energy Industries Com 007973100 2000 40600 SH Other 13000 27600
Advent Software, Inc. Com 007974108 5113 79350 SH Sole 48750 30600
Advent Software, Inc. Com 007974108 335 5200 SH Other 1700 3500
Agilent Technologies Inc Com 00846u101 3093 40000 SH Sole 40000
Alcoa Inc. Com 013817101 39869 480350 SH Sole 480350
Alkermes Inc. Com 01642T108 18653 379700 SH Sole 227700 152000
Alkermes Inc. Com 01642T108 1179 24000 SH Other 7000 17000
Alpharma Inc-Class A Com 020813101 17315 563100 SH Sole 335100 228000
Alpharma Inc-Class A Com 020813101 1082 35200 SH Other 12000 23200
Amerada Hess Corporation Com 023551104 23483 413800 SH Sole 379700 34100
AmeriCredit Corporation Com 03060R101 42302 2286600 SH Sole 1374600 912000
AmeriCredit Corporation Com 03060R101 2849 154000 SH Other 48000 106000
America Online Inc Del Com Com 02364J104 2261 29800 SH Sole 29800
American Express Com 025816109 4086 24575 SH Sole 24575
American General Corp Com 026351106 1237 16300 SH Sole 16300
American Greetings Corp Cl A Com 026375105 14841 628200 SH Sole 376200 252000
American Greetings Corp Cl A Com 026375105 898 38000 SH Other 13000 25000
American Home Products Corp Com 026609107 277 7050 SH Sole 7050
American International Group Com 026874107 2407 22262 SH Sole 22262
American Power Conversion Corp Com 029066107 2334 88500 SH Sole 51000 37500
Ames Dept Stores, Inc. Com 030789507 2763 95900 SH Sole 95900
Anheuser-Busch Cos Inc Com 035229103 2378 33550 SH Sole 33550
Annuity And Life Re Com G03910109 16056 614600 SH Sole 381600 233000
Annuity And Life Re Com G03910109 1202 46000 SH Other 16000 30000
Applied Micro Circuits Corp Com 03822W109 57326 450500 SH Sole 268500 182000
Applied Micro Circuits Corp Com 03822W109 3588 28200 SH Other 9000 19200
Applied Power, Inc. Cl-A Com 038225108 6711 182600 SH Sole 182600
Atmel Corp Com 049513104 3243 109600 SH Sole 109600
Automatic Data Processing Inc Com 053015103 1801 33422 SH Sole 33422
Avant! Corporation Com 053487104 6798 453200 SH Sole 271400 181800
Avant! Corporation Com 03822W109 449 29900 SH Other 9100 20800
Avery Dennison Corp Com 053611109 292 4000 SH Sole 4000
Avid Technology Com 05367P100 14763 1130150 SH Sole 1040650 89500
Baker Hughes Inc. Com 057224107 2416 114700 SH Sole 69200 45500
Banc One Corp Com 06423a103 826 25800 SH Sole 25800
Bank United Corp. Com 065412108 13031 478200 SH Sole 307200 171000
Bank United Corp. Com 03822W109 774 28400 SH Other 8000 20400
Bank of America Corp (NEW) Com 060505104 11801 235148 SH Sole 235148
Barr Laboratories Inc Com 068306109 18263 582100 SH Sole 346100 236000
Barr Laboratories Inc Com 068306109 1167 37200 SH Other 12000 25200
Bausch & Lomb Inc. Com 071707103 20834 304425 SH Sole 277225 27200
Baxter International Inc Com 071813109 1675 26670 SH Sole 26670
Becton Dickinson & Co. Com 075887109 1848 68600 SH Sole 39400 29200
Bell Atlantic Corp. Com 077853109 3245 52710 SH Sole 52710
Bellsouth Corp. Com 079860102 1264 27000 SH Sole 27000
Biocryst Pharmaceuticals Inc Com 09058v103 9922 336350 SH Sole 202350 134000
Biocryst Pharmaceuticals Inc Com 09058v103 590 20000 SH Other 6000 14000
Bisys Group, Inc. Com 055472104 36690 562300 SH Sole 338300 224000
Bisys Group, Inc. Com 055472104 2023 31000 SH Other 10000 21000
Blackrock, Inc Com 09247x101 3609 210000 SH Sole 48000 162000
Boeing Company Com 097023105 1085 26196 SH Sole 26196
<PAGE>
Boise Cascade Corp Com 097383103 23183 572425 SH Sole 518625 53800
Bowater, Inc Com 102183100 2064 38000 SH Sole 21900 16100
Brinker International Inc. Com 109641100 10943 453600 SH Sole 273600 180000
Bisys Group, Inc. Com 109641100 275 11400 SH Other 9000 2400
Bristol-Meyers Squibb Com 110122108 3178 49505 SH Sole 49505
BroadVision Inc Com 111412102 2551 15000 SH Sole 15000
Broadcom Corporation - Cl A Com 111320107 1661 6100 SH Sole 6100
C-bridge Internet Solutions In Com 12500b105 992 20400 SH Sole 20400
C-bridge Internet Solutions In Com 12500b105 78 1600 SH Other 1600
CEC Entertainment Inc. Com 125137109 4978 176200 SH Sole 176200
CSG Systems Intl Inc. Com 126349109 26776 671500 SH Sole 401500 270000
CSG Systems Intl Inc. Com 126349109 1739 43600 SH Other 14000 29600
California Amplifier Inc Com 129900106 2815 107000 SH Sole 107000
Canadian National Railway Comp Com 136375102 13606 513425 SH Sole 469225 44200
Canadian Pacific, Ltd. Com 135923100 1876 87000 SH Sole 50000 37000
Canandaigua Wine Co., Inc. Cla Com 137219200 31442 616500 SH Sole 400200 216300
Canandaigua Wine Co., Inc. Cla Com 137219200 2377 46600 SH Other 15000 31600
Capital One Com 14040H105 14891 309025 SH Sole 279625 29400
Carrier Access Corp Com 144460102 6271 93000 SH Sole 93000
Casella Waste Systems Inc-A Com 147448104 4190 222000 SH Sole 222000
Catalina Marketing Corp. Com 148867104 5197 44900 SH Sole 44900
Catalytica Inc Com 148885106 5378 396500 SH Sole 396500
Caterpillar Inc. Com 149123101 932 19800 SH Sole 19800
Cerus Corp Com 157085101 4094 154500 SH Sole 154500
Champion International Corp Com 158525105 14170 228775 SH Sole 202775 26000
Charles Schwab Corp. Com 808513105 1711 44744 SH Sole 44744
Chase Manhattan Corp Com 16161A108 1212 15600 SH Sole 15600
Chevron Corp. Com 166751107 3040 35095 SH Sole 35095
Cisco Systems Com 17275R102 8864 82750 SH Sole 82750
Citigroup Inc. Com 172967101 4937 88650 SH Sole 88650
Clorox Co - Del Com 189054109 202 4000 SH Sole 4000
Coastal Corp Com 190441105 408 11500 SH Sole 11500
Coca Cola Company Com 191216100 2186 37520 SH Sole 37520
Colgate-Palmolive Company Com 194162103 1586 24400 SH Sole 24400
Colt Telecom Group PLC ADR 196877104 2570 12600 SH Sole 12600
Commercial Federal Corp. Com 201647104 16225 910900 SH Sole 613900 297000
Commercial Federal Corp. Com 201647104 869 48800 SH Other 16000 32800
Commscope Inc. Com 203372107 36729 911100 SH Sole 549100 362000
Commercial Federal Corp. Com 203372107 2298 57000 SH Other 18000 39000
Compaq Computer Corp Com 204493100 1591 58800 SH Sole 58800
Compucredit Corp Com 20478N100 8840 229600 SH Sole 149100 80500
Compucredit Corp Com 20478N100 1486 38600 SH Other 12000 26600
Computer Sciences Corp. Com 205363104 11135 117675 SH Sole 117675
Comsat Corporation Com 20564d107 8610 433225 SH Sole 433225
Comverse Technology Com 205862402 31781 219555 SH Sole 211055 8500
Concurrent Computer Corp Com 206710204 3874 207300 SH Sole 207300
Conexant Systems Inc. Com 207142100 83699 1261000 SH Sole 767000 494000
Conexant Systems Inc. Com 207142100 4713 71000 SH Other 24000 47000
Conoco Inc. Class B Com 208251405 249 10000 SH Sole 10000
Convergys Corp Com 212485106 13667 444450 SH Sole 382750 61700
Cor Therapeutics Com 217753102 14085 524100 SH Sole 306100 218000
Cor Therapeutics Com 217753102 882 32800 SH Other 10000 22800
Costco Companies Inc Com 22160k105 1789 19600 SH Sole 19600
Credence Sytems Corp. Com 225302108 27935 322950 SH Sole 191950 131000
Credence Sytems Corp. Com 225302108 1695 19600 SH Other 6000 13600
Cumulus Media Inc. Com 231082108 36540 720000 SH Sole 431300 288700
Cumulus Media Inc. Com 231082108 2289 45100 SH Other 13400 31700
Cunningham Graphics Intl. Inc. Com 231157108 348 25000 SH Sole 25000
Cybersource Corp Com 23251j106 12769 246750 SH Sole 147750 99000
Cybersource Corp Com 23251j106 797 15400 SH Other 5000 10400
Cymer Inc. Com 232572107 23892 519400 SH Sole 337400 182000
Cymer Inc. Com 232572107 1306 28400 SH Other 9000 19400
DST Systems, Inc. Com 233326107 28369 371750 SH Sole 220150 151600
<PAGE>
DST Systems, Inc. Com 233326107 1496 19600 SH Other 6000 13600
Dayton Hudson Com 239753106 353 4800 SH Sole 4800
Dell Computer Com 247025109 1999 39200 SH Sole 39200
Dole Food Company Com 256605106 9146 562825 SH Sole 511525 51300
Donnelley R R & Sons Com 257867101 16128 649975 SH Sole 591075 58900
Doral Financial Corporation Com 25811p100 2426 197000 SH Sole 109000 88000
Dow Chemical Com 260543103 30363 227225 SH Sole 227225
Duane Reade Inc. Com 263578106 15742 571125 SH Sole 542125 29000
Duke Energy Corporation Com 264399106 1143 22800 SH Sole 22800
E.W. Blanch Holdings Com 093210102 39537 645500 SH Sole 387500 258000
E.W. Blanch Holdings Com 093210102 2389 39000 SH Other 12000 27000
EMC Corp. Com 268648102 1901 17400 SH Sole 17400
Eastman Chemical Co Com 277432100 2365 49600 SH Sole 28600 21000
Echostar Communications Com 278762109 129851 1331800 SH Sole 815000 516800
Echostar Communications Com 278762109 7644 78400 SH Other 25100 53300
Edison Schools Inc Com 281033100 1260 80000 SH Sole 80000
Education Management Corp Com 28139T101 3395 242500 SH Sole 242500
El Paso Energy Corporation Com 283905107 349 9000 SH Sole 9000
El Sitio Inc Com g30177102 570 15500 SH Sole 15500
Elcor Corp Com 284443108 8543 283600 SH Sole 257100 26500
Electronic Data System Com 285661104 16977 253625 SH Sole 253625
Eli Lilly & Co Com 532457108 1237 18600 SH Sole 18600
Emerson Electric Company Com 291011104 1629 28400 SH Sole 28400
Emmis Communications - CL A Com 291525103 23813 191050 SH Sole 113950 77100
Emmis Communications - CL A Com 291525103 1483 11900 SH Other 3800 8100
Enron Corporation Com 293561106 2214 49900 SH Sole 49900
Enzon, Inc. Com 293904108 18458 425550 SH Sole 255550 170000
Enzon, Inc. Com 293904108 1145 26400 SH Other 8000 18400
Estee Lauder Com 518439104 1347 26700 SH Sole 26700
Ethan Allen Interiors Inc. Com 297602104 10060 313750 SH Sole 195050 118700
Ethan Allen Interiors Inc. Com 297602104 681 21250 SH Other 8200 13050
Exxon Mobil Corp Com 30231g102 4838 60058 SH Sole 60058
FED Corp. - Common Com 30231g102 3020 1875521 SH Sole 1268040 607481
Fed. Nat'l Mtge. Assoc. Com 313586109 4075 65270 SH Sole 65270
FedEx Corp Com 31428x106 17335 423450 SH Sole 423450
First Health Group Corp Com 320960107 40318 1500200 SH Sole 1414800 85400
Fleet Boston Financial Corp Com 339030108 244 7000 SH Sole 7000
Fleming Companies, Inc. Com 339130106 5641 550300 SH Sole 550300
Flextronics International LTD Com Y2573F102 30940 672600 SH Sole 444400 228200
Flextronics International LTD Com Y2573F102 1877 40800 SH Other 14000 26800
Fluor Corp Com 343861100 2610 56900 SH Sole 33000 23900
Ford Motor Co. Com 345370100 1982 37173 SH Sole 37173
Forest Laboratories Inc Com 345838106 2261 36800 SH Sole 21000 15800
Fox Entertainment Group Inc. Com 35138t107 6609 265025 SH Sole 265025
FreeMarkets Inc Com 356602102 239 700 SH Sole 700
GTE Corp. Com 362320103 1955 27700 SH Sole 27700
Gap Stores Com 364760108 762 16556 SH Sole 16556
General Electric Com 369604103 11999 77539 SH Sole 77539
General Motors Com 370442105 10336 142200 SH Sole 142200
General Motors - Class H Com 370442832 18461 192300 SH Sole 175000 17300
Genesys Telecomn Labs Inc. Com 371931106 3181 58900 SH Sole 58900
Genrad, Inc. Com 372447102 9651 598500 SH Sole 316500 282000
Genrad, Inc. Com 372447102 768 47600 SH Other 12000 35600
Getty Images Inc Com 374276103 20298 415300 SH Sole 249300 166000
Getty Images Inc Com 374276103 1290 26400 SH Other 8000 18400
Giga Information Group Inc. Com 37517M109 91 22000 SH Sole 22000
Gilead Sciences Com 375558103 29309 541500 SH Sole 341500 200000
Gilead Sciences Com 375558103 1775 32800 SH Other 10000 22800
Global Crossing LTD Com G3921A100 4263 85295 SH Sole 85295
Global Telesystems Group, Inc. Com 37936u104 3507 104707 SH Sole 104707
Golden West Financial Corp Com 381317106 26780 799400 SH Sole 729200 70200
Granite Construction, Inc. Com 387328107 2126 115300 SH Sole 115300
Halliburton Co. Com 406216101 362 9000 SH Sole 9000
<PAGE>
Harcourt General Inc. Com 41163G101 8498 211125 SH Sole 195125 16000
Hewlett Packard Co Com 428236103 10272 90300 SH Sole 90300
Hnc Software, Inc. Com 40425P107 9861 93250 SH Sole 55050 38200
Hnc Software, Inc. Com 40425P107 656 6200 SH Other 1900 4300
Hollywood Entertainment Com 436141105 1245 86200 SH Sole 86200
Home Depot Com 437076102 2166 31500 SH Sole 31500
Honeywell International Com 438516106 2145 37187 SH Sole 37187
ICG Communications, Inc. Com 449246107 42774 2281300 SH Sole 1408100 873200
Hnc Software, Inc. Com 449246107 2799 149300 SH Other 53400 95900
ITC Deltacom Inc. Com 45031T104 8543 309250 SH Sole 146550 162700
Idec Pharmaceuticals Corp Com 449370105 41373 421100 SH Sole 251100 170000
Idec Pharmaceuticals Corp Com 449370105 2672 27200 SH Other 8800 18400
Illinois Tool Works Com 452308109 473 7000 SH Sole 7000
Infinity Broadcasting Corp Com 45662s102 2737 75625 SH Sole 45000 30625
Infonet Services Corporation Com 45666t106 3938 150000 SH Sole 150000
Intel Corp. Com 458140100 6302 76562 SH Sole 76562
Intergraph Corp Com 458683109 1725 368000 SH Sole 212000 156000
Intermedia Comm Of Florida Com 458801107 56065 1444500 SH Sole 868500 576000
Intermedia Comm Of Florida Com 458801107 3811 98200 SH Other 34200 64000
International Business Machine Com 459200101 5223 48420 SH Sole 48420
International Flavors & Fragra Com 459506101 1701 45200 SH Sole 26000 19200
International Paper Co. Com 460146103 11320 200575 SH Sole 200575
Internos Corp PPL Com 460146103 1000 142857 SH Sole 142857
Interpublic Group Of Companies Com 460690100 588 10200 SH Sole 10200
Intuit Com 461202103 671 11200 SH Sole 11200
Johnson & Johnson Com 478160104 4577 49085 SH Sole 49085
Jones Pharma Inc. Com 480236108 35137 808900 SH Sole 480900 328000
Jones Pharma Inc. Com 480236108 2189 50400 SH Other 16000 34400
Juniper Networks Inc Com 48203R104 5610 16500 SH Sole 16500
KLA-Tencor Corp. Com 482480100 2339 21000 SH Sole 21000
Kimberly Clark Corp. Com 494368103 4496 68710 SH Sole 68710
Kmart Corp. Com 482584109 15419 1532350 SH Sole 1393150 139200
Kohls Corp. Com 500255104 751 10400 SH Sole 10400
Kronos, Inc. Com 501052104 3942 65700 SH Sole 65700
Kulicke & Soffa Industries Com 501242101 17061 400850 SH Sole 241350 159500
Kulicke & Soffa Industries Com 501242101 1183 27800 SH Other 9000 18800
LTX Corp. Com 502392103 20525 917300 SH Sole 549300 368000
LTX Corp. Com 502392103 1231 55000 SH Other 18000 37000
Labranche & Company Com 505447102 8842 693500 SH Sole 415500 278000
Labranche & Company Com 505447102 556 43600 SH Other 14000 29600
Lam Research Corp. Com 512807108 3458 31000 SH Sole 31000
Legend Airlines, Inc. - Common Com 512807108 4286 843688 SH Sole 843688
Leucadia National Corp. Com 527288104 948 41000 SH Sole 41000
Liberty Digital Inc. Class A Com 530436104 45226 609100 SH Sole 372800 236300
Liberty Digital Inc. Class A Com 530436104 2747 37000 SH Other 12000 25000
Liberty Media - A Com 001957208 96070 1691000 SH Sole 967000 724000
Liberty Media - A Com 001957208 4147 73000 SH Other 28000 45000
Linens 'N Things Inc Com 535679104 4642 156700 SH Sole 156700
Loews Corp. Com 540424108 6357 104750 SH Sole 94650 10100
Lowes Co Inc Com 548661107 1028 17200 SH Sole 17200
Lucent Technologies Inc. Com 549463107 3819 50940 SH Sole 50940
MCI Worldcom, Inc. Com 55268B106 5992 112941 SH Sole 112941
MGIC Investment Corp. Com 552848103 4454 74000 SH Sole 42800 31200
MKS Instruments, Inc. Com 55306N104 22094 611600 SH Sole 368400 243200
MKS Instruments, Inc. Com 55306N104 1467 40600 SH Other 12400 28200
Macromedia Inc. Com 556100105 7598 103900 SH Sole 103900
Manitowoc Com 563571108 11066 325480 SH Sole 325480
Marsh & McLennan Cos. Com 571748102 603 6300 SH Sole 6300
McAfee.com Corporation Com 579062100 387 8600 SH Sole 2600 6000
McDonalds Corp Com 580135101 1282 31800 SH Sole 31800
McGraw-Hill, Inc. Com 580645109 462 7500 SH Sole 7500
Mcleod USA, Inc. Com 582266102 60476 1027200 SH Sole 613200 414000
Mcleod USA, Inc. Com 582266102 3591 61000 SH Other 20000 41000
<PAGE>
Mead Corp Com 582834107 9665 222500 SH Sole 200700 21800
Meade Instruments Com Com 583062104 4104 144000 SH Sole 112000 32000
Meade Instruments Com Com 583062104 143 5000 SH Other 5000
Medimmune, Inc. Com 584699102 38408 231550 SH Sole 135550 96000
Medimmune, Inc. Com 584699102 2156 13000 SH Other 4800 8200
Medtronic Com 585055106 1108 30400 SH Sole 30400
Mentor Corp Com 587188103 20098 778600 SH Sole 454600 324000
Mentor Corp Com 587188103 1213 47000 SH Other 12000 35000
Merck & Company Com 589331107 4377 65150 SH Sole 65150
Mercury Interactive Com 589405109 971 9000 SH Sole 9000
Metasolv Software Inc Com 591393103 3476 42525 SH Sole 36525 6000
Micros Systems Inc. Com 594901100 18515 250200 SH Sole 250200
Microsoft Corp. Com 594918104 10219 87526 SH Sole 87526
Moog, Inc. Com 615394202 4590 170000 SH Sole 170000
Morgan Stanley Dean Witter & C Com 617446448 1941 13600 SH Sole 13600
Motorola Com 620076109 19647 133425 SH Sole 133425
NCR Corporation Com 62886e108 2613 69000 SH Sole 40000 29000
Newbridge Networks Corp. Com 650901101 8139 360750 SH Sole 329150 31600
Newfield Exploration Company Com 651290108 2977 111300 SH Sole 111300
Newmont Mining Com 651639106 1740 71000 SH Sole 43000 28000
Nordstrom Inc Com 655664100 17199 653625 SH Sole 601425 52200
Nortel Networks Corporation Com 656569100 2020 20000 SH Sole 20000
Nova Corporation Com 669784100 22943 726900 SH Sole 444200 282700
Nova Corporation Com 669784100 1483 47000 SH Other 15400 31600
Novoste Corporation Com 67010C100 6431 389750 SH Sole 229750 160000
Novoste Corporation Com 67010C100 380 23000 SH Other 7000 16000
On Assignment Inc. Com 682159108 9739 326000 SH Sole 326000
Optical Coating Laboratory Com 683829105 12846 43400 SH Sole 43400
Optimal Robotics Corp. Com 68388R208 6966 187000 SH Sole 187000
Optimal Robotics Corp. Com 68388R208 894 24000 SH Other 24000
Oracle Systems Corp Com 68389X105 2830 25250 SH Sole 25250
Oxford Health Plans Com 691471106 3282 258700 SH Sole 258700
PE Corp-PE Biosystems Group Com 69332S102 1203 10000 SH Sole 10000
PSINet Inc Com 74437c101 2347 38000 SH Sole 22000 16000
Paccar Inc Com Com 693718108 15215 343350 SH Sole 312450 30900
Pall Corp. Com 696429307 3586 166300 SH Sole 95000 71300
Pegasus Communications Corp. Com 705904100 76607 783700 SH Sole 483200 300500
Pegasus Communications Corp. Com 705904100 4858 49700 SH Other 15600 34100
Pepsico, Inc. Com 713448108 1854 52600 SH Sole 52600
Peregrine Systems Inc. Com 71366Q101 29764 353550 SH Sole 212550 141000
Peregrine Systems Inc. Com 705904100 1852 22000 SH Other 7000 15000
PerkinElmer, Inc Com 714046109 12383 297050 SH Sole 278950 18100
Pfizer Inc. Com 717081103 1615 49800 SH Sole 49800
Pharmacia & Upjohn, Inc. Com 716941109 8025 178325 SH Sole 178325
Pharmacyclics Inc. Com 716933106 16554 401300 SH Sole 237300 164000
Pharmacyclics Inc. Com 716933106 1031 25000 SH Other 8000 17000
Pinnacle Systems, Inc. Com 723481107 435 10700 SH Sole 10700
Pitney-Bowes, Inc. Com 724479100 469 9700 SH Sole 9700
Playtex Prods Inc Com Com 72813P100 4794 311800 SH Sole 311800
Plexus Corp. Com 729132100 1646 37400 SH Sole 37400
Ppg Industries Inc. Com 693506107 1139 18200 SH Sole 18200
Pri Automation Inc. Com 69357H106 39651 590700 SH Sole 354700 236000
Pri Automation Inc. Com 69357H106 2645 39400 SH Other 12000 27400
Procter & Gamble Co Com 742718109 2839 25908 SH Sole 25908
Profit Recovery Group Internat Com 743168106 3156 118800 SH Sole 118800
Proxicom Inc Com 744282104 13171 105950 SH Sole 63050 42900
Proxicom Inc Com 69357H106 771 6200 SH Other 1800 4400
QRS Corporation Com 74726X105 24124 229750 SH Sole 137750 92000
QRS Corporation Com 74726X105 1512 14400 SH Other 5000 9400
R & B Falcon Corporation Com 74912e101 3943 297600 SH Sole 297600
RF Micro Devices Inc. Com 749941100 13622 199050 SH Sole 120050 79000
RF Micro Devices Inc. Com 749941100 897 13100 SH Other 4000 9100
Radian Group Inc Com 750236101 32550 681684 SH Sole 471684 210000
<PAGE>
Radian Group Inc Com 750236101 1423 29800 SH Other 9000 20800
Remedy Corp. Com 759548100 21224 448000 SH Sole 268000 180000
Remedy Corp. Com 759548100 1251 26400 SH Other 8000 18400
Rent-A-Center Inc. Com 76009N100 25039 1263800 SH Sole 782000 481800
Rent-A-Center Inc. Com 76009N100 1680 84800 SH Other 28000 56800
Rent-Way Inc Com 76009U104 10762 575900 SH Sole 333900 242000
Rent-Way Inc Com 76009U104 635 34000 SH Other 10000 24000
Republic New York Corp Com 760719104 4097 56900 SH Sole 32600 24300
Republic Services Inc - CL A Com 760759100 13964 979900 SH Sole 888900 91000
Rex Stores Corp. Com 761624105 7334 209550 SH Sole 124750 84800
Rex Stores Corp. Com 761624105 613 17500 SH Other 8600 8900
Reynolds Metals Co Com 761763101 3280 42800 SH Sole 24800 18000
Rohm & Haas Co. Com 775371107 2392 58800 SH Sole 34000 24800
SBC Communications Inc Com 78387G103 4915 100829 SH Sole 100829
SFX Entertainment Inc. Com 784178105 44952 1242200 SH Sole 746200 496000
SFX Entertainment Inc. Com 784178105 3318 91700 SH Other 40700 51000
Safeway Inc Com 786514208 736 20600 SH Sole 20600
Sanmina Corp. Com 800907107 3246 32500 SH Sole 32500
Santa Fe Snyder Corp Com 80218k105 3262 407700 SH Sole 407700
Sap AG ADR 803054204 411 7900 SH Sole 7900
Schering Plough Corp Com Com 806605101 1509 35600 SH Sole 35600
Schlumberger Com 806857108 13296 236893 SH Sole 236893
Seagate Technologies, Inc. Com 811804103 3134 67300 SH Sole 38600 28700
Sealed Air Corp Com 81211K100 1036 20000 SH Sole 20000
Shaw Industries Com 820286102 2703 174400 SH Sole 100000 74400
Smithfield Foods Com 832248108 47093 1962200 SH Sole 1194200 768000
Smithfield Foods Com 832248108 3168 132000 SH Other 42000 90000
Solectron Corp Com 834182107 5779 60750 SH Sole 60750
Sprint Corp. (PCS Group) Com 852061506 5494 53600 SH Sole 53600
Sprint Corp.(FON Group) Com 852061100 498 7400 SH Sole 7400
St. Paul Companies Com 792860108 2692 79900 SH Sole 46300 33600
Stancorp Financial Group Com 852891100 11195 444475 SH Sole 414875 29600
Summit Bancorp Com 866005101 1109 36200 SH Sole 36200
Sun Microsystems Inc. Com 866810104 1766 22800 SH Sole 22800
Sysco Corp. Com 871829107 2314 58500 SH Sole 58500
TJX Companies Com 872540109 7404 362275 SH Sole 330275 32000
Talbots Com 874161102 3316 74300 SH Sole 74300
Telebras Holders Com 879287308 1763 13300 SH Sole 13300
Tetra Tech Inc Com 88162G103 2966 192900 SH Sole 192900
Texaco Inc. Com 881694103 1651 30400 SH Sole 30400
Texas Instruments Inc. Com 882508104 1275 13200 SH Sole 13200
Textron Inc. Com 883203101 982 12800 SH Sole 12800
The Men's Wearhouse Inc. Com 587118100 1842 62700 SH Sole 62700
Theragenics Corp Com 883375107 3537 390300 SH Sole 227300 163000
Theragenics Corp Com 883375107 212 23400 SH Other 7000 16400
Thermo Electron Corp Com 883556102 9961 664050 SH Sole 560050 104000
Time Warner, Inc. Com 887315109 1866 25800 SH Sole 25800
Titan Pharmaceuticals, Inc Com 888314101 10712 563800 SH Sole 335800 228000
Titan Pharmaceuticals, Inc Com 888314101 665 35000 SH Other 12000 23000
Transocean Sedco Forex Inc. Com G90078109 1539 45697 SH Sole 45697
Trigon Healthcare Inc Com Com 89618L100 14166 480200 SH Sole 288300 191900
Trigon Healthcare Inc Com Com 89618L100 882 29900 SH Other 9300 20600
Tyco International Ltd Com 902124106 11718 300463 SH Sole 300463
U.S. Bancorp Com 902973106 1236 51900 SH Sole 51900
USA Networks, Inc. Com 902984103 98643 1785400 SH Sole 1053400 732000
USA Networks, Inc. Com 902984103 5967 108000 SH Other 34000 74000
UTI Energy Corporation Com 903387108 2099 91000 SH Sole 91000
Ultimate Eletronics Inc Com 903849107 2022 81700 SH Sole 81700
Unigraphics Solutions, Inc. Com 904928108 2192 81200 SH Sole 45200 36000
Union Carbide Corp Com 905581104 3197 47900 SH Sole 27800 20100
Union Pacific Corp. Com 907818108 13195 302025 SH Sole 302025
Union Pacific Resources Group Com 907834105 19055 1494500 SH Sole 1367500 127000
Union Planters Corp. Com 908068109 1120 28400 SH Sole 28400
<PAGE>
Unionbancal Corporation Com 908906100 7795 197650 SH Sole 115350 82300
Unionbancal Corporation Com 908906100 63 1600 SH Other 1600
United Parcel Service -CL B Com 911312106 5210 75500 SH Sole 75500
United Technologies Corp Com 913017109 260 4000 SH Sole 4000
Unocal Corp Com 915289102 1745 52000 SH Sole 29900 22100
Varco International Com 922126107 3255 319500 SH Sole 319500
Verisign, Inc. Com 92343e102 2559 13400 SH Sole 13400
Verticalnet Inc. Com 92532L107 52300 318900 SH Sole 190900 128000
Verticalnet Inc. Com 92532L107 3411 20800 SH Other 7000 13800
Viatel Inc. Com 925529208 57068 1064200 SH Sole 640200 424000
Viatel Inc. Com 925529208 3518 65600 SH Other 22000 43600
Viropharma Inc Com 928241108 14761 398950 SH Sole 238950 160000
Viropharma Inc Com 928241108 962 26000 SH Other 8000 18000
Vishay Intertechnology Inc. Com 928298108 332 10500 SH Sole 10500
Waddell & Reed Financial-A Com 930059100 3551 130900 SH Sole 130900
Wal-Mart Stores Inc. Com 931142103 4337 62735 SH Sole 62735
Walgreen Co Com Com 931422109 202 6900 SH Sole 6900
Walt Disney Company Com 254687106 436 14894 SH Sole 14894
Wells Fargo & Co Com 949746101 1326 32800 SH Sole 32800
Westpoint Stevens Inc Com 961238102 2044 116800 SH Sole 116800
Westvaco Corp Com 961548104 326 10000 SH Sole 10000
Westwood One Inc. Com 961815107 15785 207700 SH Sole 207700
Weyerhaeuser Co. Com 962166104 18452 256950 SH Sole 256950
Whirlpool Corp. Com 963320106 39760 611100 SH Sole 562700 48400
Whole Food Markets Com 966837106 464 10000 SH Sole 10000
Willamete Industries Com 969133107 7449 160400 SH Sole 160400
Williams Cos. Inc. Com 969457100 715 23400 SH Sole 23400
Winstar Communications Inc. Com 975515107 53555 711700 SH Sole 427700 284000
Winstar Communications Inc. Com 975515107 3161 42000 SH Other 14000 28000
Xerox Corp. Com 984121103 204 9000 SH Sole 9000
Yahoo! Inc. Com 984332106 1038 2400 SH Sole 2400
ZixIt Corporation Com 98974p100 1268 32000 SH Sole 32000
BP Amoco - PLC Com 055622104 1282 21606 SH Sole 21606
Business Objects SA ADR 12328X107 6200 46400 SH Sole 46400
ESAT Telecom Group Plc ADR 26883Y102 10550 115300 SH Sole 115300
Matsushita Electric Industrial Com 576879209 18191 65200 SH Sole 65200
News Corp Ltd ADR 652487802 10841 324225 SH Sole 324225
Petroleum Geo-Services ADR 716597109 9788 549500 SH Sole 349500 200000
Petroleum Geo-Services ADR 716597109 273 15300 SH Other 12200 3100
Rio Tinto PLC ADR 767204100 21946 231625 SH Sole 231625
Sony Corp. ADR 835699307 25343 89000 SH Sole 89000
Host Marriott Corp. Com 44107p104 3943 477950 SH Sole 477950
TOTAL 3810249
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</TABLE>
