<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13 F COVER PAGE
Report for the Quarter Ended: March 31, 2000
Check Here if Amendment [ ]; Amendment Number:
This Amendment (check only one):
[ ] is a restatement
[ ] adds new holding entries
Institutional Investment Manager Filing this Report:
Name: Montgomery Asset Management, LLC
Address: 101 California Street, 35th Floor
San Francisco, CA 94111
Form 13F File Number: 28-3396
The institutional investment manager filing this report and the person by whom
it is signed hereby represents that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Dana Schmidt
Title: Director
Phone: (415) 248-6000
/s/ Dana Schmidt San Francisco, California May 15, 2000
- ------------------- -------------------------- -------------
Signature City, State Date
Report Type (check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting managers(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager: None
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: None
Form 13F Information Table Entry Total: 549
Form 13F Information Table Value Total: $3,667,640,000
List of Other Included Managers: None
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<TABLE>
<CAPTION>
Fair Market Voting Authority
Title of Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer Class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
- ----------------------------------------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
24/7 Media, Inc. Com 901314104 11929 302000 SH Sole 247000 55000
24/7 Media, Inc. Com 901314104 5649 143000 SH Shared 143000
24/7 Media, Inc. Com 901314104 1146 29000 SH Other 10000 19000
ABIOMED Inc Com 003654100 3007 74250 SH Sole 60250 14000
ABIOMED Inc Com 003654100 1539 38000 SH Shared 38000
ABIOMED Inc Com 003654100 267 6600 SH Other 2400 4200
AES Corporation Com 00130H105 740 9400 SH Sole 3000 6400
ASM Lithography Com N07059111 2859 25600 SH Sole 25600
AT & T Com 001957109 5808 103187 SH Sole 81787 21400
AT & T Canada Inc. Com 00207Q202 2747 44900 SH Sole 44900
ATMEL Corp Com 049513104 4084 79100 SH Sole 45000 34100
Abgenix Inc Com 00339b107 1326 9600 SH Sole 9600
Aclara Biosciences Inc Com 00461p106 1885 47800 SH Sole 47800
Acxiom Corp Com Com 005125109 4565 137300 SH Sole 137300
Adaptec Com 00651F108 2358 61100 SH Sole 61100
Administaff Inc. Com 007094105 3878 98800 SH Sole 98800
Advanced Energy Industries Com 007973100 18829 369200 SH Sole 303200 66000
Advanced Energy Industries Com 007973100 8670 170000 SH Shared 170000
Advanced Energy Industries Com 007973100 1739 34100 SH Other 12000 22100
Advent Software, Inc. Com 007974108 14267 311000 SH Sole 255600 55400
Advent Software, Inc. Com 007974108 6514 142000 SH Shared 142000
Advent Software, Inc. Com 007974108 1395 30400 SH Other 10000 20400
Aeroflex Inc Com 007768104 4044 81700 SH Sole 66900 14800
Aeroflex Inc Com 007768104 1851 37400 SH Shared 37400
Aeroflex Inc Com 007768104 376 7600 SH Other 2600 5000
Affymetrix, Inc. Com 00826T108 1173 7900 SH Sole 7900
Agilent Technologies Inc Com 00846u101 3120 30000 SH Sole 30000
Alcoa Inc. Com 013817101 23218 330500 SH Sole 322800 7700
Alkermes Inc. Com 01642T108 9102 98400 SH Sole 80800 17600
Alkermes Inc. Com 01642T108 4163 45000 SH Shared 45000
Alkermes Inc. Com 01642T108 860 9300 SH Other 3200 6100
<PAGE>
<CAPTION>
Fair Market Voting Authority
Title of Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer Class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
- ----------------------------------------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Alpharma Inc-Class A Com 020813101 13131 357300 SH Sole 293300 64000
Alpharma Inc-Class A Com 020813101 6027 164000 SH Shared 164000
Alpharma Inc-Class A Com 020813101 1294 35200 SH Other 12000 23200
Amerada Hess Corporation Com 023551104 22273 344650 SH Sole 308250 36400
AmeriCredit Corporation Com 03060R101 16905 1036300 SH Sole 850300 186000
AmeriCredit Corporation Com 03060R101 7830 480000 SH Shared 480000
AmeriCredit Corporation Com 03060R101 1615 99000 SH Other 34000 65000
America Online Inc Del Com Com 02364J104 3271 48500 SH Sole 33100 15400
American Express Com 025816109 3578 24025 SH Sole 18625 5400
American Greetings Corp Cl A Com 026375105 7309 400500 SH Sole 329500 71000
American Greetings Corp Cl A Com 026375105 3303 181000 SH Shared 181000
American Greetings Corp Cl A Com 026375105 694 38000 SH Other 13000 25000
American Home Products Corp Com 026609107 379 7050 SH Sole 7050
American International Group Com 026874107 3085 28175 SH Sole 18175 10000
American Power Conversion Corp Com 029066107 3160 73700 SH Sole 42000 31700
American Xtal Technology Com 030514103 6559 202600 SH Sole 166000 36600
American Xtal Technology Com 030514103 3034 93700 SH Shared 93700
American Xtal Technology Com 030514103 609 18800 SH Other 6500 12300
Amgen Com 031162100 1036 16884 SH Sole 7984 8900
Annuity And Life Re Com G03910109 10915 419800 SH Sole 344800 75000
Annuity And Life Re Com G03910109 4108 158000 SH Shared 158000
Annuity And Life Re Com G03910109 1144 44000 SH Other 14000 30000
Antec Corp Com 03664P105 1591 35500 SH Sole 29100 6400
Antec Corp Com 03664P105 735 16400 SH Shared 16400
Antec Corp Com 03664P105 139 3100 SH Other 1100 2000
Apple Computer Com 037833100 720 5300 SH Sole 2500 2800
Applied Materials Com 038222105 952 10100 SH Sole 4100 6000
Applied Micro Circuits Corp Com 03822W109 56153 374200 SH Sole 306200 68000
Applied Micro Circuits Corp Com 03822W109 25135 167500 SH Shared 167500
Applied Micro Circuits Corp Com 03822W109 4982 33200 SH Other 12000 21200
Applied Power, Inc. Cl-A Com 038225108 2542 89200 SH Sole 89200
Aradigm Corp Com 038505103 2152 103100 SH Sole 84700 18400
Aradigm Corp Com 038505103 983 47100 SH Shared 47100
Aradigm Corp Com 038505103 205 9800 SH Other 3400 6400
Art Technology Group, Inc. Com 04289l107 394 6000 SH Sole 6000
<PAGE>
<CAPTION>
Fair Market Voting Authority
Title of Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer Class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
- ----------------------------------------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Atmel Corp Com 049513104 6416 124200 SH Sole 124200
Aurora Biosciences Corp Com 051920106 928 22700 SH Sole 22700
Automatic Data Processing Inc Com 053015103 1915 39697 SH Sole 23197 16500
Avant! Corporation Com 053487104 6899 551900 SH Sole 454900 97000
Avant! Corporation Com 053487104 3148 251800 SH Shared 251800
Avant! Corporation Com 053487104 689 55100 SH Other 17500 37600
Avid Technology Com 05367P100 15768 882100 SH Sole 792600 89500
Avigen, Inc Com 053690103 5768 129800 SH Sole 105800 24000
Avigen, Inc Com 053690103 2666 60000 SH Shared 60000
Avigen, Inc Com 053690103 489 11000 SH Other 4000 7000
Baker Hughes Inc. Com 057224107 2653 87700 SH Sole 50000 37700
Ballard Power ADR ADR 05858H104 760 9000 SH Sole 9000
Bank United Corp. Com 065412108 13540 429000 SH Sole 353000 76000
Bank United Corp. Com 065412108 6249 198000 SH Shared 198000
Bank United Corp. Com 065412108 1313 41600 SH Other 14000 27600
Bank of America Corp (NEW) Com 060505104 11116 211987 SH Sole 192987 19000
Bank of New York Co. Inc. Com 064057102 1004 24150 SH Sole 8050 16100
Barr Laboratories Inc Com 068306109 17669 420700 SH Sole 345500 75200
Barr Laboratories Inc Com 068306109 8177 194700 SH Shared 194700
Barr Laboratories Inc Com 068306109 1684 40100 SH Other 14000 26100
Bausch & Lomb Inc. Com 071707103 15085 289049 SH Sole 259649 29400
Becton Dickinson & Co. Com 075887109 2037 77400 SH Sole 43900 33500
Bell Atlantic Corp. Com 077853109 1895 31010 SH Sole 16710 14300
Bellsouth Corp. Com 079860102 1003 21400 SH Sole 9600 11800
Biocryst Pharmaceuticals Inc Com 09058v103 7949 291050 SH Sole 240550 50500
Biocryst Pharmaceuticals Inc Com 09058v103 3701 135500 SH Shared 135500
Biocryst Pharmaceuticals Inc Com 09058v103 762 27900 SH Other 9600 18300
Bisys Group, Inc. Com 055472104 31953 480500 SH Sole 402500 78000
Bisys Group, Inc. Com 055472104 13300 200000 SH Shared 200000
Bisys Group, Inc. Com 055472104 2620 39400 SH Other 14000 25400
Bluestone Software Com 09623p102 7459 221000 SH Sole 176000 45000
Bluestone Software Com 09623p102 3881 115000 SH Shared 115000
Bluestone Software Com 09623p102 810 24000 SH Other 7800 16200
Boeing Company Com 097023105 563 14900 SH Sole 4800 10100
Boise Cascade Corp Com 097383103 17331 498725 SH Sole 444925 53800
<PAGE>
<CAPTION>
Fair Market Voting Authority
Title of Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer Class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
- ----------------------------------------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Bowater, Inc Com 102183100 2210 41400 SH Sole 23500 17900
BP Amoco - PLC Com 055622104 1179 22134 SH Sole 22134
Brinker International Inc. Com 109641100 5549 186900 SH Sole 134900 52000
Brinker International Inc. Com 109641100 3800 128000 SH Shared 128000
Brinker International Inc. Com 109641100 303 10200 SH Other 9000 1200
Brio Technology Inc. Com 109704106 8067 213700 SH Sole 175700 38000
Brio Technology Inc. Com 109704106 3888 103000 SH Shared 103000
Brio Technology Inc. Com 109704106 755 20000 SH Other 7000 13000
Bristol-Meyers Squibb Com 110122108 3240 55855 SH Sole 41355 14500
BroadVision Inc Com 111412102 2114 47100 SH Sole 47100
Broadcom Corporation - Cl A Com 111320107 2963 12200 SH Sole 12200
Brooks Automation Inc. Com 11434a100 11350 181600 SH Sole 149600 32000
Brooks Automation Inc. Com 11434a100 5125 82000 SH Shared 82000
Brooks Automation Inc. Com 11434a100 1100 17600 SH Other 6000 11600
Business Objects SA-SP ADR ADR 12328X107 6547 65800 SH Sole 65800
C-Cube Com 125015107 2002 27500 SH Sole 27500
CBS Inc Com 12490k107 934 16500 SH Sole 6800 9700
CEC Entertainment Inc. Com 125137109 2658 98000 SH Sole 98000
CSG Systems Intl Inc. Com 126349109 20833 426800 SH Sole 350800 76000
CSG Systems Intl Inc. Com 126349109 9470 194000 SH Shared 194000
CSG Systems Intl Inc. Com 126349109 2001 41000 SH Other 14000 27000
Cadence Design Systems Inc. Com 127387108 4384 212500 SH Sole 172500 40000
California Amplifier Inc Com 129900106 8268 266700 SH Sole 237700 29000
California Amplifier Inc Com 129900106 2505 80800 SH Shared 80800
California Amplifier Inc Com 129900106 527 17000 SH Other 5700 11300
Canadian National Railway Comp Com 136375102 11971 448575 SH Sole 404375 44200
Canadian Pacific, Ltd. Com 135923100 1947 87000 SH Sole 50000 37000
Canandaigua Wine Co., Inc. Cla Com 137219200 15465 305100 SH Sole 285100 20000
Canandaigua Wine Co., Inc. Cla Com 137219200 8313 164000 SH Shared 164000
Canandaigua Wine Co., Inc. Cla Com 137219200 1784 35200 SH Other 12000 23200
Capital One Com 14040H105 19461 405975 SH Sole 362175 43800
Carrier Access Corp Com 144460102 4996 93800 SH Sole 93800
Catalina Marketing Corp. Com 148867104 1681 16600 SH Sole 16600
Catalytica Inc Com 148885106 3386 232500 SH Sole 232500
Celgene Corp Com 151020104 11639 116900 SH Sole 96500 20400
<PAGE>
<CAPTION>
Fair Market Voting Authority
Title of Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer Class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
- ----------------------------------------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Celgene Corp Com 151020104 5376 54000 SH Shared 54000
Celgene Corp Com 151020104 1095 11000 SH Other 3600 7400
Cerus Corp Com 157085101 5655 117200 SH Sole 117200
Champion International Corpora Com 158525105 10610 199249 SH Sole 176449 22800
Charles Schwab Corp. Com 808513105 3281 57744 SH Sole 51344 6400
Chase Manhattan Corp Com 16161A108 1046 12000 SH Sole 3800 8200
Chevron Corp. Com 166751107 2914 31525 SH Sole 22525 9000
Cisco Systems Com 17275R102 15076 195000 SH Sole 152200 42800
Citigroup Inc. Com 172967101 4542 75850 SH Sole 54450 21400
Coca Cola Company Com 191216100 1658 35320 SH Sole 21120 14200
Colgate-Palmolive Company Com 194162103 654 11600 SH Sole 3700 7900
Colt Telecom Group PLC ADR ADR 196877104 2525 12800 SH Sole 12800
Com21 Inc Com 205937105 7638 162500 SH Sole 133500 29000
Com21 Inc Com 205937105 3572 76000 SH Shared 76000
Com21 Inc Com 205937105 743 15800 SH Other 5200 10600
Compaq Computer Corp Com 204493100 1364 50500 SH Sole 21400 29100
Compucredit Corp Com 20478N100 14269 394300 SH Sole 305800 88500
Compucredit Corp Com 20478N100 6080 168000 SH Shared 168000
Compucredit Corp Com 20478N100 1353 37400 SH Other 12000 25400
Computer Sciences Corp. Com 205363104 6395 80825 SH Sole 75625 5200
Comsat Corporation Com 20564d107 4793 232399 SH Sole 232399
Comverse Technology Com 205862402 23162 122554 SH Sole 116254 6300
Concurrent Computer Corp Com 206710204 3117 245700 SH Sole 245700
Conoco Inc. Class B Com 208251405 359 14000 SH Sole 14000
Convergys Corp Com 212485106 7870 203424 SH Sole 180524 22900
Corning Inc Com 219350105 3143 16200 SH Sole 13400 2800
Corporate Executive Borard Co Com 21988r102 9455 186300 SH Sole 153100 33200
Corporate Executive Borard Co Com 21988r102 4222 83200 SH Shared 83200
Corporate Executive Borard Co Com 21988r102 863 17000 SH Other 5800 11200
Covad Communications Com 222814204 1466 20200 SH Sole 20200
Costco Companies Inc Com 22160k105 1372 26100 SH Sole 9600 16500
Credence Sytems Corp. Com 225302108 21847 174600 SH Sole 142600 32000
Credence Sytems Corp. Com 225302108 10010 80000 SH Shared 80000
Credence Sytems Corp. Com 225302108 2002 16000 SH Other 5600 10400
Cybersource Corp Com 23251j106 11564 310450 SH Sole 254450 56000
<PAGE>
<CAPTION>
Fair Market Voting Authority
Title of Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer Class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
- ----------------------------------------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Cybersource Corp Com 23251j106 5252 141000 SH Shared 141000
Cybersource Corp Com 23251j106 477 12800 SH Other 10000 2800
Cymer Inc. Com 232572107 14875 297500 SH Sole 252500 45000
Cymer Inc. Com 232572107 5850 117000 SH Shared 117000
Cymer Inc. Com 232572107 1210 24200 SH Other 8000 16200
DSL.net Inc Com 262506108 9621 436100 SH Sole 355100 81000
DSL.net Inc Com 262506108 4611 209000 SH Shared 209000
DSL.net Inc Com 262506108 927 42000 SH Other 15000 27000
DST Systems, Inc. Com 233326107 5973 92000 SH Sole 54000 38000
Deere & Co. Com 244199105 1379 36300 SH Sole 5200 31100
Dell Computer Com 247025109 2400 44500 SH Sole 27300 17200
Dillards Inc-Cl A Com 254067101 5161 314000 SH Sole 314000
Diversa Corporation Com 255064107 296 6300 SH Sole 6300
Diversinet Corp Com 25536k204 2606 145800 SH Sole 118800 27000
Diversinet Corp Com 25536k204 1287 72000 SH Shared 72000
Diversinet Corp Com 25536k204 236 13200 SH Other 5000 8200
Dole Food Company Com 256605106 12358 635775 SH Sole 575575 60200
Donnelley R R & Sons Com 257867101 14537 694299 SH Sole 620099 74200
Doubleclick Inc. Com 258609304 225 2400 SH Sole 2400
Dow Chemical Com 260543103 22509 197449 SH Sole 191449 6000
Duane Reade Inc. Com 263578106 12138 522075 SH Sole 493075 29000
Dura Pharmaceuticals Inc. Com 26632s109 8051 653900 SH Sole 537900 116000
Dura Pharmaceuticals Inc. Com 26632s109 3669 298000 SH Shared 298000
Dura Pharmaceuticals Inc. Com 26632s109 776 63000 SH Other 21000 42000
EMC Corp. Com 268648102 4140 32975 SH Sole 25275 7700
Eastman Chemical Co Com 277432100 8272 181800 SH Sole 157600 24200
Echostar Communications Com 278762109 91917 1163500 SH Sole 971500 192000
Echostar Communications Com 278762109 39184 496000 SH Shared 496000
Echostar Communications Com 278762109 7947 100600 SH Other 35000 65600
Elcor Corp Com 284443108 3119 90400 SH Sole 90400
Electronic Data System Com 285661104 19253 299949 SH Sole 294949 5000
Elan Corp ADR ADR 284131208 2736 57600 SH Sole 57600
Eli Lilly & Co Com 532457108 977 15600 SH Sole 6000 9600
eLoyalty Corporation Com 290151109 7086 296800 SH Sole 242800 54000
eLoyalty Corporation Com 290151109 3247 136000 SH Shared 136000
<PAGE>
<CAPTION>
Fair Market Voting Authority
Title of Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer Class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
- ----------------------------------------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
eLoyalty Corporation Com 290151109 659 27600 SH Other 10000 17600
Emerson Electric Company Com 291011104 1634 30750 SH Sole 18050 12700
Emmis Communications - CL A Com 291525103 16322 351000 SH Sole 289000 62000
Emmis Communications - CL A Com 291525103 7514 161600 SH Shared 161600
Emmis Communications - CL A Com 291525103 1590 34200 SH Other 11000 23200
Enron Corporation Com 293561106 4283 57200 SH Sole 44100 13100
Enzon, Inc. Com 293904108 13330 353700 SH Sole 289700 64000
Enzon, Inc. Com 293904108 6181 164000 SH Shared 164000
Enzon, Inc. Com 293904108 1251 33200 SH Other 12000 21200
Extreme Networks Inc Com 30226D106 1264 16000 SH Sole 9000 7000
Exxon Mobil Corp Com 30231g102 4636 59483 SH Sole 36183 23300
FASTNET Corporation Com 311877104 2061 170000 SH Sole 110000 60000
FLAG Telecom Holdings LTD Com G3529L102 2202 97000 SH Sole 97000
FairMarket Inc Com 305158107 1428 62750 SH Sole 51950 10800
FairMarket Inc Com 305158107 628 27600 SH Shared 27600
FairMarket Inc Com 305158107 127 5600 SH Other 2000 3600
Fed. Nat'l Mtge. Assoc. Com 313586109 3474 61420 SH Sole 50020 11400
FedEx Corp Com 31428x106 12568 323824 SH Sole 314024 9800
First Health Group Corp Com 320960107 37615 1189400 SH Sole 104000 85400
Fleet Boston Financial Corp Com 339030108 256 7000 SH Sole 7000
Flextronics International LTD Com Y2573F102 28131 399400 SH Sole 337800 61600
Flextronics International LTD Com Y2573F102 8960 127200 SH Shared 127200
Flextronics International LTD Com Y2573F102 2099 29800 SH Other 11000 18800
Fluor Corp Com 343861100 2716 87600 SH Sole 50000 37600
Forest Laboratories Inc Com 345838106 2366 28000 SH Sole 16000 12000
Fox Entertainment Group Inc. Com 35138t107 6645 221949 SH Sole 221949
GT Group Telecom Inc Com 362359408 3131 150000 SH Shared 150000
GTE Corp. Com 362320103 2059 29000 SH Sole 29000
Galileo International Inc. Com 363547100 2204 91600 SH Sole 91600
Gap Stores Com 364760108 715 14356 SH Sole 6556 7800
General Electric Com 369604103 11767 75609 SH Sole 55709 19900
General Motors Com 370442105 9650 116524 SH Sole 107424 9100
General Motors - Class H Com 370442832 20617 165600 SH Sole 148300 17300
Genrad, Inc. Com 372447102 3208 259200 SH Sole 203200 56000
Genrad, Inc. Com 372447102 2688 217200 SH Shared 217200
<PAGE>
<CAPTION>
Fair Market Voting Authority
Title of Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer Class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
- ----------------------------------------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Genrad, Inc. Com 372447102 193 15600 SH Other 12000 3600
Genuine Parts Company Com 372460105 2805 117500 SH Sole 71900 45600
Getty Images Inc Com 374276103 16007 445400 SH Sole 364600 105800
Getty Images Inc Com 374276103 7432 206800 SH Shared 206800
Getty Images Inc Com 374276103 1495 41600 SH Other 14400 27200
Gilead Sciences Com 375558103 20819 328500 SH Sole 272500 56000
Gilead Sciences Com 375558103 9253 146000 SH Shared 146000
Gilead Sciences Com 375558103 1838 29000 SH Other 10000 19000
Global Crossing Ltd Com G3921A100 3482 84995 SH Sole 84995
Global Industries Ltd Com 379336100 9870 674900 SH Sole 552800 122100
Global Industries Ltd Com 379336100 4532 309900 SH Shared 309900
Global Industries Ltd Com 379336100 921 63000 SH Other 22000 41000
Global Telesystems Group Com 37936U104 2759 134600 SH Sole 134600
Golden West Financial Corp Com 381317106 22384 717724 SH Sole 645424 72300
Harbinger Corp. Com 41145C103 8202 281600 SH Sole 231400 50200
Harbinger Corp. Com 41145C103 3728 128000 SH Shared 128000
Harbinger Corp. Com 41145C103 786 27000 SH Other 9000 18000
Harcourt General Inc. Com 41163G101 7913 212425 SH Sole 188425 24000
Hewlett Packard Co Com 428236103 10796 81249 SH Sole 73849 7400
Hnc Software, Inc. Com 40425P107 15212 211100 SH Sole 173100 38000
Hnc Software, Inc. Com 40425P107 6918 96000 SH Shared 96000
Hnc Software, Inc. Com 40425P107 1340 18600 SH Other 6800 11800
Home Depot Com 437076102 3264 50600 SH Sole 35100 15500
HomeGrocer.com Com 43740k100 6397 616600 SH Sole 505700 110900
HomeGrocer.com Com 43740k100 2962 285500 SH Shared 285500
HomeGrocer.com Com 43740k100 591 57000 SH Other 19800 37200
Honeywell International Com 438516106 2833 53762 SH Sole 41362 12400
I2 Technologies Inc. Com 465754109 366 3000 SH Sole 3000
ICG Communications, Inc. Com 449246107 28741 795600 SH Sole 655600 140000
ICG Communications, Inc. Com 449246107 13619 377000 SH Shared 377000
ICG Communications, Inc. Com 449246107 2623 72600 SH Other 26000 46600
IDT Corp Com 448947101 5154 124200 SH Sole 101200 23000
IDT Corp Com 448947101 2449 59000 SH Shared 59000
IDT Corp Com 448947101 481 11600 SH Other 4000 7600
ITC Deltacom Inc. Com 45031T104 4287 120350 SH Sole 95950 24400
<PAGE>
ITC Deltacom Inc. Com 45031T104 3734 104800 SH Shared 104800
Idec Pharmaceuticals Corp Com 449370105 12871 131000 SH Sole 108000 30000
Idec Pharmaceuticals Corp Com 449370105 5895 60000 SH Shared 60000
Idec Pharmaceuticals Corp Com 449370105 1100 11200 SH Other 4200 7000
Illinois Tool Works Com 452308109 221 4000 SH Sole 4000
Imax Corporation Com 45245e109 1095 50800 SH Sole 50800
Imperial Bancorp Com 452556103 2964 95600 SH Sole 95600
Infinity Broadcasting Corp Com 45662s102 991 30625 SH Sole 30625
Information Holdings Inc Com 456727106 5708 182300 SH Sole 148700 33600
Information Holdings Inc Com 456727106 2818 90000 SH Shared 90000
Information Holdings Inc Com 456727106 517 16500 SH Other 5400 11100
Intel Corp. Com 458140100 9853 74678 SH Sole 54078 20600
Intergraph Corp Com 458683109 3266 368000 SH Sole 212000 156000
Intermedia Comm Of Florida Com 458801107 41641 861900 SH Sole 705900 156000
Intermedia Comm Of Florida Com 458801107 19228 398000 SH Shared 398000
Intermedia Comm Of Florida Com 458801107 3778 78200 SH Other 28000 50200
International Business Machine Com 459200101 5563 47145 SH Sole 36045 11100
International Paper Co. Com 460146103 7193 168249 SH Sole 168249
Interpublic Group Of Companies Com 460690100 482 10200 SH Sole 10200
Intersil Holding Corporation Com 46069s109 2370 45850 SH Sole 37450 8400
Intersil Holding Corporation Com 46069s109 1116 21600 SH Shared 21600
Intersil Holding Corporation Com 46069s109 233 4500 SH Other 1500 3000
Intranet Solutions Inc Com 460939309 7981 173500 SH Sole 142400 31100
Intranet Solutions Inc Com 460939309 3675 79900 SH Shared 79900
Intranet Solutions Inc Com 460939309 741 16100 SH Other 5600 10500
Intuit Com 461202103 609 11200 SH Sole 11200
Jazztel PLC Com 47214R152 2358 29400 SH Sole 29400
JDS Uniphase Corporation Com 46612j101 7915 65652 SH Sole 65652
Johnson & Johnson Com 478160104 3157 44935 SH Sole 34835 10100
Jones Pharma Inc. Com 480236108 21115 695150 SH Sole 569150 126000
Jones Pharma Inc. Com 480236108 9750 321000 SH Shared 321000
Jones Pharma Inc. Com 480236108 1948 64125 SH Other 22500 41625
Juniper Networks Inc Com 48203R104 11096 42100 SH Sole 42100
Kimberly Clark Corp. Com 494368103 3101 55310 SH Sole 43710 11600
Kmart Corp. Com 482584109 14518 1498624 SH Sole 359424 139200
<PAGE>
<CAPTION>
Fair Market Voting Authority
Title of Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer Class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
- ----------------------------------------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Kohls Corp. Com 500255104 1435 14000 SH Sole 5900 8100
Kulicke & Soffa Industries Com 501242101 14645 228600 SH Sole 188600 40000
Kulicke & Soffa Industries Com 501242101 6919 108000 SH Shared 108000
Kulicke & Soffa Industries Com 501242101 1409 22000 SH Other 8000 14000
LTX Corp. Com 502392103 25915 573500 SH Sole 469500 104000
LTX Corp. Com 502392103 12065 267000 SH Shared 267000
LTX Corp. Com 502392103 2341 51800 SH Other 18000 33800
Labranche & Company Com 505447102 5656 445800 SH Sole 367800 78000
Labranche & Company Com 505447102 2538 200000 SH Shared 200000
Labranche & Company Com 505447102 553 43600 SH Other 14000 29600
Lam Research Corp. Com 512807108 2474 54900 SH Sole 54900
Liberty Digital Inc. Class A Com 530436104 22692 589400 SH Sole 485400 104000
Liberty Digital Inc. Class A Com 530436104 10549 274000 SH Shared 274000
Liberty Digital Inc. Class A Com 530436104 2079 54000 SH Other 20000 34000
Liberty Media - A Com 001957208 37331 629400 SH Sole 511200 118200
Liberty Media - A Com 001957208 18114 305400 SH Shared 305400
Liberty Media - A Com 001957208 2859 48200 SH Other 21200 27000
Linens 'N Things Inc Com 535679104 3353 97900 SH Sole 97900
Lucent Technologies Inc. Com 549463107 3507 57253 SH Sole 40953 16300
Lynx Therapeutics, Inc Com 551812308 833 28000 SH Sole 28000
MCI Worldcom, Inc. Com 55268B106 2868 63291 SH Sole 45241 18050
MGC Communications Inc Com 552763302 19970 279300 SH Sole 230100 49200
MGC Communications Inc Com 552763302 8895 124400 SH Shared 124400
MGC Communications Inc Com 552763302 1888 26400 SH Other 8800 17600
MGIC Investment Corp. Com 552848103 3228 74000 SH Sole 42800 31200
MKS Instruments, Inc. Com 55306N104 18266 361700 SH Sole 295900 65800
MKS Instruments, Inc. Com 55306N104 8686 172000 SH Shared 172000
MKS Instruments, Inc. Com 55306N104 1788 35400 SH Other 12000 23400
Macromedia Inc. Com 556100105 8932 98900 SH Sole 98900
Macrovision Corporation Com 555904101 1723 20000 SH Sole 20000
Manitowoc Com 563571108 5312 193180 SH Sole 193180
Marketing Services Group Inc Com 570907105 5345 301100 SH Sole 227100 74000
Marketing Services Group Inc Com 570907105 3266 184000 SH Shared 184000
Marketing Services Group Inc Com 570907105 735 41400 SH Other 14000 27400
Marsh & McLennan Cos. Com 571748102 1456 13200 SH Sole 7300 5900
<PAGE>
<CAPTION>
Fair Market Voting Authority
Title of Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer Class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
- ----------------------------------------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Matsushita Electric Industrial Com 576879209 16150 53300 SH Sole 53300
Maxim Pharmaceuticals Inc Com 57772m107 7149 152300 SH Sole 125100 27200
Maxim Pharmaceuticals Inc Com 57772m107 3281 69900 SH Shared 69900
Maxim Pharmaceuticals Inc Com 57772m107 671 14300 SH Other 4900 9400
McGraw-Hill, Inc. Com 580645109 341 7500 SH Sole 7500
Mcleod USA, Inc. Com 582266102 35530 418800 SH Sole 351800 67000
Mcleod USA, Inc. Com 582266102 14757 174000 SH Shared 174000
Mcleod USA, Inc. Com 582266102 3002 35400 SH Other 12000 23400
Mead Corp Com 582834107 4294 122900 SH Sole 101100 21800
Meade Instruments Com Com 583062104 2381 34500 SH Sole 34500
Medtronic Com 585055106 1394 27100 SH Sole 11300 15800
Mentor Corp Com 587188103 11764 435700 SH Sole 355700 104000
Mentor Corp Com 587188103 5400 200000 SH Shared 200000
Mentor Corp Com 587188103 1053 39000 SH Other 12000 27000
Merck & Company Com 589331107 3535 56900 SH Sole 40000 16900
Mercury Interactive Com 589405109 1854 23400 SH Sole 9400 14000
Merrill Lynch Com 590188108 1155 11000 SH Sole 4800 6200
Metasolv Software Inc Com 591393103 2359 39949 SH Sole 33949 6000
Micron Electronics, Inc Com 595100108 8140 581400 SH Sole 477400 104000
Micron Electronics, Inc Com 595100108 3724 266000 SH Shared 266000
Micron Electronics, Inc Com 595100108 770 55000 SH Other 20000 35000
Micros Systems Inc. Com 594901100 11782 187200 SH Sole 187200
Microsoft Corp. Com 594918104 9276 87301 SH Sole 55801 31500
Microstrategy Inc Com 594972101 583 6700 SH Sole 6700
Millennium Pharmaceuticals Inc Com 599902103 1727 13300 SH Sole 13300
Minnesota Mining & Mfg. Com 604059105 912 10300 SH Sole 3400 6900
Molecular Devices Corp Com 60851c107 1282 16700 SH Sole 16700
Morgan Stanley Dean Witter & C Com 617446448 1334 16100 SH Sole 5200 10900
Motorola Com 620076109 11797 80799 SH Sole 74399 6400
NCR Corporation Com 62886e108 9112 227100 SH Sole 188200 38900
NTL Corporation Com 629407107 2487 26800 SH Sole 26800
Network Peripherals, Inc. Com 64121R100 5176 145800 SH Sole 119800 26000
Network Peripherals, Inc. Com 64121R100 2350 66200 SH Shared 66200
Network Peripherals, Inc. Com 64121R100 433 12200 SH Other 4500 7700
Newbridge Network (US) Com 650901101 2105 64900 SH Sole 64900
<PAGE>
<CAPTION>
Fair Market Voting Authority
Title of Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer Class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
- ----------------------------------------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Newfield Exploration Company Com 651290108 2915 82700 SH Sole 82700
Newmont Mining Com 651639106 1593 71000 SH Sole 43000 28000
Newport Corp Com 651824104 1350 10000 SH Sole 10000
News Corp Ltd - Spons ADR Prf ADR 652487802 15045 315075 SH Sole 315075
Nordstrom Inc Com 655664100 15383 521449 SH Sole 469249 52200
Nortel Networks Corporation Com 656569100 1942 15400 SH Sole 5900 9500
Nova Corporation Com 669784100 18617 639200 SH Sole 507100 164100
Nova Corporation Com 669784100 7398 254000 SH Shared 254000
Nova Corporation Com 669784100 1596 54800 SH Other 18000 36800
Nycomed Amersham PLC ADR ADR 67066h102 5941 150400 SH Sole 150400
OTG Software Inc Com 671059103 504 12500 SH Sole 12500
On Assignment Inc. Com 682159108 6728 149500 SH Sole 149500
Optimal Robotics Corp. Com 68388R208 5057 107600 SH Sole 107600
Optimal Robotics Corp. Com 68388R208 1316 28000 SH Other 28000
Oracle Systems Corp Com 68389X105 7063 90525 SH Sole 71825 18700
Oxford Health Plans Com 691471106 4878 319900 SH Sole 319900
PE Corp-Celera Genomics Grp Com 69332S201 1096 11900 SH Sole 11900
PE Corp-PE Biosystems Group Com 69332S102 965 10000 SH Sole 10000
PSINet Inc Com 74437c101 1500 44100 SH Sole 25000 19100
Paccar Inc Com Com 693718108 14231 284624 SH Sole 253724 30900
Pall Corp. Com 696429307 3731 166300 SH Sole 95000 71300
Palm Com 696642107 556 12400 SH Sole 12400
Parametric Technology Com 699173100 1276 60500 SH Sole 60500
Patterson Energy Inc Com 703414102 5867 184800 SH Sole 151400 33400
Patterson Energy Inc Com 703414102 2715 85500 SH Shared 85500
Patterson Energy Inc Com 703414102 546 17200 SH Other 6000 11200
Pegasus Communications Corp. Com 705904100 93711 665800 SH Sole 552800 113000
Pegasus Communications Corp. Com 705904100 40536 288000 SH Shared 288000
Pegasus Communications Corp. Com 705904100 8656 61500 SH Other 21000 40500
People Soft Inc. Com 712713106 11558 577250 SH Sole 544750 32500
Pepsico, Inc. Com 713448108 1604 46000 SH Sole 27500 18500
Peregrine Systems Inc. Com 71366Q101 30352 452600 SH Sole 372600 80000
Peregrine Systems Inc. Com 71366Q101 13949 208000 SH Shared 208000
Peregrine Systems Inc. Com 71366Q101 2763 41200 SH Other 14000 27200
PerkinElmer, Inc Com 714046109 21095 317225 SH Sole 302725 14500
<PAGE>
<CAPTION>
Fair Market Voting Authority
Title of Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer Class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
- ----------------------------------------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Pfizer Inc. Com 717081103 2290 62625 SH Sole 35025 27600
Pharmacia & Upjohn, Inc. Com 716941109 7344 123425 SH Sole 123425
Pharmacyclics Inc. Com 716933106 16511 296500 SH Sole 242500 54000
Pharmacyclics Inc. Com 716933106 7629 137000 SH Shared 137000
Pharmacyclics Inc. Com 716933106 1604 28800 SH Other 10000 18800
Pinnacle Systems, Inc. Com 723481107 712 21400 SH Sole 21400
Playtex Prods Inc Com Com 72813P100 2752 211700 SH Sole 211700
Plexus Corp. Com 729132100 3158 47400 SH Sole 47400
Pri Automation Inc. Com 69357H106 21216 347100 SH Sole 285100 62000
Pri Automation Inc. Com 69357H106 9780 160000 SH Shared 160000
Pri Automation Inc. Com 69357H106 1956 32000 SH Other 11000 21000
Pride International Inc Com 741932107 4822 210800 SH Sole 172800 38000
Pride International Inc Com 741932107 2223 97200 SH Shared 97200
Pride International Inc Com 741932107 448 19600 SH Other 6800 12800
Procter & Gamble Co Com 742718109 956 16920 SH Sole 8720 8200
Profit Recovery Group Internat Com 743168106 1371 74100 SH Sole 74100
Proxicom Inc Com 744282104 17007 383800 SH Sole 314800 69000
Proxicom Inc Com 744282104 8016 180900 SH Shared 180900
Proxicom Inc Com 744282104 1640 37000 SH Other 12600 24400
QRS Corporation Com 74726X105 13218 175650 SH Sole 144650 31000
QRS Corporation Com 74726X105 6020 80000 SH Shared 80000
QRS Corporation Com 74726X105 1324 17600 SH Other 6000 11600
R & B Falcon Corporation Com 74912e101 5698 289400 SH Sole 289400
Radian Group Inc Com 750236101 23345 490184 SH Sole 424184 66000
Radian Group Inc Com 750236101 8096 170000 SH Shared 170000
Radian Group Inc Com 750236101 1581 33200 SH Other 12000 21200
Regent Communications Inc Com 758865109 2166 175000 SH Shared 175000
Remedy Corp. Com 759548100 15077 357900 SH Sole 293900 64000
Remedy Corp. Com 759548100 6909 164000 SH Shared 164000
Remedy Corp. Com 759548100 1483 35200 SH Other 12000 23200
Rent-A-Center Inc. Com 76009N100 11889 792600 SH Sole 647600 145000
Rent-A-Center Inc. Com 76009N100 5040 336000 SH Shared 336000
Rent-A-Center Inc. Com 76009N100 1131 75400 SH Other 28000 47400
Rent-Way Inc Com 76009U104 7055 361800 SH Sole 293800 68000
Rent-Way Inc Com 76009U104 3393 174000 SH Shared 174000
<PAGE>
<CAPTION>
Fair Market Voting Authority
Title of Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer Class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
- ----------------------------------------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Rent-Way Inc Com 76009U104 663 34000 SH Other 10000 24000
Republic Services Inc - CL A Com 760759100 9310 851200 SH Sole 760200 91000
Reynolds Metals Co Com 761763101 2862 42800 SH Sole 24800 18000
Rio Tinto PLC-Spon ADR ADR 767204100 15199 213325 SH Sole 213325
Rohm & Haas Co. Com 775371107 2981 66800 SH Sole 42000 24800
Rowan Companies Inc. Com 779382100 11130 378100 SH Sole 310600 67500
Rowan Companies Inc. Com 779382100 5093 173000 SH Shared 173000
Rowan Companies Inc. Com 779382100 1069 36300 SH Other 12000 24300
S1 Corporation Com 78463b101 1028 12000 SH Sole 12000
SBC Communications Inc Com 78387G103 3935 93416 SH Sole 71321 22095
SFX Entertainment Inc. Com 784178105 11640 285200 SH Sole 232200 53000
SFX Entertainment Inc. Com 784178105 5387 132000 SH Shared 132000
SFX Entertainment Inc. Com 784178105 706 17300 SH Other 15300 2000
Safeway Inc Com 786514208 1145 25300 SH Sole 10800 14500
Santa Fe Snyder Corp Com 80218k105 3128 329300 SH Sole 329300
Sap AG ADR ADR 803054204 801 13400 SH Sole 13400
Schering Plough Corp Com Com 806605101 1014 27300 SH Sole 14300 13000
Schlumberger Com 806857108 17028 222593 SH Sole 212493 10100
Sealed Air Corp Com 81211K100 1086 20000 SH Sole 20000
Sensormatic Electronics Corp. Com 817265101 15767 702700 SH Sole 574700 128000
Sensormatic Electronics Corp. Com 817265101 7202 321000 SH Shared 321000
Sensormatic Electronics Corp. Com 817265101 1503 67000 SH Other 22000 45000
Shaw Industries Com 820286102 2649 174400 SH Sole 100000 74400
Silicon Laboratories Inc Com 826919102 2567 29000 SH Sole 29000
Smithfield Foods Com 832248108 15678 783900 SH Sole 643900 140000
Smithfield Foods Com 832248108 7200 360000 SH Shared 360000
Smithfield Foods Com 832248108 1460 73000 SH Other 26000 47000
Solectron Corp Com 834182107 2700 67300 SH Sole 67300
Sony Corp. - ADR ADR 835699307 16506 58924 SH Sole 58924
Sprint Corp. (PCS Group) Com 852061506 7419 113500 SH Sole 94600 18900
St. Paul Companies Com 792860108 2727 79900 SH Sole 46300 33600
Stancorp Financial Group Com 852891100 11111 405899 SH Sole 376299 29600
State Street Corp Com 857477103 940 9700 SH Sole 3700 6000
Sun Microsystems Inc. Com 866810104 1743 18600 SH Sole 7100 11500
Sungard Data Systems Inc. Com 867363103 2507 66400 SH Sole 38000 28400
<PAGE>
<CAPTION>
Fair Market Voting Authority
Title of Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer Class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
- ----------------------------------------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
TJX Companies Com 872540109 710 32000 SH Sole 32000
Talbots Com 874161102 1272 21600 SH Sole 21600
Target Corp Com 87612e106 359 4800 SH Sole 4800
Telebras Holders Com 879287308 1347 9000 SH Sole 9000
Texaco Inc. Com 881694103 989 18400 SH Sole 6100 12300
Texas Instruments Inc. Com 882508104 1664 10400 SH Sole 4200 6200
Therma-Wave Inc Com 88343a108 4128 121400 SH Sole 102400 25000
Therma-Wave Inc Com 88343a108 1666 49000 SH Shared 49000
Therma-Wave Inc Com 88343a108 313 9200 SH Other 3000 6200
Thermo Electron Corp Com 883556102 11979 587924 SH Sole 509124 78800
Time Warner, Inc. Com 887315109 1770 17700 SH Sole 6600 11100
Titan Pharmaceuticals, Inc Com 888314101 13904 448500 SH Sole 368600 79900
Titan Pharmaceuticals, Inc Com 888314101 6318 203800 SH Shared 203800
Titan Pharmaceuticals, Inc Com 888314101 1265 40800 SH Other 14800 26000
Transocean Sedco Forex Inc. Com G90078109 4841 94350 SH Sole 94350
Tyco International Ltd Com 902124106 11863 236675 SH Sole 221175 15500
USA Networks, Inc. Com 902984103 47004 2083300 SH Sole 705300 378000
USA Networks, Inc. Com 902984103 21895 970400 SH Shared 970400
USA Networks, Inc. Com 902984103 4321 191500 SH Other 67600 123900
UTI Energy Corporation Com 903387108 3632 96200 SH Sole 96200
Ultimate Electronics Inc Com 903849107 1787 81700 SH Sole 81700
Unigraphics Solutions, Inc. Com 904928108 3341 113000 SH Sole 70000 43000
Union Carbide Corp Com 905581104 2793 47900 SH Sole 27800 20100
Union Pacific Corp. Com 907818108 11916 304575 SH Sole 304575
Union Pacific Resources Group, Com 907834105 18085 1247274 SH Sole 111274 136000
United Parcel Service -CL B Com 911312106 4724 75000 SH Sole 75000
Unocal Corp Com 915289102 1547 52000 SH Sole 29900 22100
Varco International Com 922126107 3872 306700 SH Sole 306700
Varian Semiconductor Equip Ass Com 922207105 7635 120000 SH Sole 99400 27300
Varian Semiconductor Equip Ass Com 922207105 3270 51400 SH Shared 51400
Varian Semiconductor Equip Ass Com 922207105 744 11700 SH Other 4000 7700
Verisign, Inc. Com 92343e102 1884 12600 SH Sole 12600
Verticalnet Inc. Com 92532L107 14688 108000 SH Sole 88400 25700
Verticalnet Inc. Com 92532L107 6814 50100 SH Shared 50100
Verticalnet Inc. Com 92532L107 1360 10000 SH Other 3500 6500
<PAGE>
<CAPTION>
Fair Market Voting Authority
Title of Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer Class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
- ----------------------------------------------------------------------------------------------------------------------------------
<C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
Viasystems Group Inc Com 92553H100 8361 539400 SH Sole 442400 97000
Viasystems Group Inc Com 92553H100 3844 248000 SH Shared 248000
Viasystems Group Inc Com 92553H100 772 49800 SH Other 17000 32800
Viatel Inc. Com 925529208 37184 740900 SH Sole 602900 138000
Viatel Inc. Com 925529208 16060 320000 SH Shared 320000
Viatel Inc. Com 925529208 3212 64000 SH Other 22000 42000
Vincinty Corp Com 925653107 5407 155600 SH Sole 127600 28000
Vincinty Corp Com 925653107 2467 71000 SH Shared 71000
Vincinty Corp Com 925653107 535 15400 SH Other 5000 10400
Vishay Intertechnology Inc. Com 928298108 584 10500 SH Sole 10500
Voicestream Wireless Corp Com 928615103 2815 21800 SH Sole 21800
Waddell & Reed Financial-A Com 930059100 5479 129500 SH Sole 129500
Wal-Mart Stores Inc. Com 931142103 4560 80710 SH Sole 53510 27200
Walt Disney Company Com 254687106 3572 86594 SH Sole 63994 22600
webMethods Inc Com 94768C108 386 1600 SH Sole 1600
Wells Fargo & Co Com 949746101 1583 38850 SH Sole 21650 17200
Westwood One Inc. Com 961815107 11499 317200 SH Sole 317200
Weyerhaeuser Co. Com 962166104 13052 228974 SH Sole 219574 9400
Whirlpool Corp. Com 963320106 30412 518750 SH Sole 464350 54400
Whole Food Markets Com 966837106 1115 26900 SH Sole 26900
Willamete Industries Com 969133107 2861 71300 SH Sole 71300
Williams Cos. Inc. Com 969457100 1028 23400 SH Sole 7400 16000
Williams Sonoma Com 969904101 2672 86200 SH Sole 86200
Winstar Communications Inc. Com 975515107 39741 662350 SH Sole 542350 120000
Winstar Communications Inc. Com 975515107 18360 306000 SH Shared 306000
Winstar Communications Inc. Com 975515107 3564 59400 SH Other 21000 38400
Xerox Corp. Com 984121103 338 13000 SH Sole 13000
Yahoo! Inc. Com 984332106 925 5400 SH Sole 2300 3100
Grand Total: 3667640
</TABLE>
