<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13 F COVER PAGE
Report for the Quarter Ended: June 30, 2000
Check Here if Amendment [ ]; Amendment Number:
This Amendment (check only one):
[ ] is a restatement
[ ] adds new holding entries
Institutional Investment Manager Filing this Report:
Name: Montgomery Asset Management, LLC
Address: 101 California Street, 35th Floor
San Francisco, CA 94111
Form 13F File Number: 28-3396
The institutional investment manager filing this report and the person by whom
it is signed hereby represents that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Dana Schmidt
Title: Director
Phone: (415) 248-6000
/s/ Dana Schmidt San Francisco, California August 10, 2000
--------------------- ---------------------------- -----------------
Signature City, State Date
Report Type (check only one):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting managers(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager: None
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: None
Form 13F Information Table Entry Total: 523
Form 13F Information Table Value Total: $3,747,795,000
List of Other Included Managers: None
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<TABLE>
<CAPTION>
NAME OF ISSUER TITLE OF CUSIP VALUE SHARES/ SH/ PUT/ INVESTMENT OTHER SOLE SHARED NO
CLASS (X$1000) PRINCIPAL PRIN CALL DISCRETION MGRS VOTING VOTING VOTING
AMOUNT Y/N AUTHORITY AUTHORITY AUTHORITY
-------------- -------- --------- --------- --------- ---- ---- ---------- ----- --------- --------- ---------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
3Com Corp Common 885535104 213 139,100 SH Sole No - - 139,100
Abgenix Inc Common 00339b107 2,805 23,400 SH Sole No 23,400
Abiomed Inc Common 003654100 4,359 141,750 SH Sole No 115,250 26,500
Abiomed Inc Common 003654100 2,377 77,300 SH Defined No 3,000 74,300
Aclara Biosciences Inc Common 00461p106 2,664 52,300 SH Sole No 52,300
ACTV Inc. Common 00088E104 2,956 197,500 SH Sole No - - 197,500
Acxiom Corp Com Common 005125109 5,554 203,800 SH Sole No 203,800
Administaff Inc. Common 007094105 5,480 86,300 SH Sole No 86,300
Advanced Energy Industries Common 007973100 15,978 271,100 SH Sole No 222,100 49,000
Advanced Energy Industries Common 007973100 8,617 146,200 SH Defined No 5,600 140,600
Advanced Micro Devices Common 007903107 386 5,000 SH Sole No 5,000
Advent Software, Inc. Common 007974108 21,040 326,200 SH Sole No 268,200 58,000
Advent Software, Inc. Common 007974108 11,442 177,400 SH Defined No 7,000 170,400
Aeroflex Inc Common 007768104 14,424 290,300 SH Sole No 238,800 51,500
Aeroflex Inc Common 007768104 7,627 153,500 SH Defined No 6,000 147,500
AES Corporation Common 00130H105 2,966 65,000 SH Sole No 51,400 13,600
Affymetrix, Inc. Common 00826T108 2,246 13,600 SH Sole No 13,600
Agilent Technologies Inc Common 00846u101 3,702 50,202 SH Sole No 50,202
Alcatel SA ADR Common 13904305 1,111 1,412,224 SH Sole No - 29,055 1,383,169
Alcoa Inc. Common 013817101 5,939 204,800 SH Sole No 188,500 16,300
Allegiance Telecom Inc. Common 01747t102 1,280 20,000 SH Sole No 20,000
Allied Riser Communications Corp. Common 19496108 31 578,300 SH Sole No - - 578,300
Alpha Industries Common 020753109 8,257 187,400 SH Sole No 144,200 43,200
Alpha Industries Common 020753109 4,102 93,100 SH Defined No 3,500 89,600
Alpharma Inc-Class A CL A 020813101 27,496 441,700 SH Sole No 362,700 79,000
Alpharma Inc-Class A CL A 020813101 15,170 243,700 SH Defined No 9,400 234,300
Alteon Websystems Inc. Common 02145a109 4,273 42,700 SH Sole No 34,900 7,800
Alteon Websystems Inc. Common 02145a109 2,231 22,300 SH Defined No 900 21,400
Alza Corp. Common 22615108 5,853 99,000 SH Sole No - - 99,000
Amerada Hess Corporation Common 023551104 13,577 219,875 SH Sole No 183,475 36,400
America Online Inc Del Com Common 02364J104 7,935 198,900 SH Sole No 129,400 69,500
American Express Common 025816109 6,503 124,750 SH Sole No 109,950 14,800
American Home Products Corp Common 026609107 235 4,000 SH Sole No 4,000
American International Group Common 026874107 11,324 96,375 SH Sole No 77,475 - 18,900
American Power Conversion Corp Common 029066107 2,306 56,500 SH Sole No 32,000 24,500
American Xtal Technology Common 030514103 11,703 270,600 SH Sole No 222,400 48,200
American Xtal Technology Common 030514103 6,206 143,500 SH Defined No 5,400 138,100
AmeriCredit Corporation Common 03060R101 17,624 1,036,700 SH Sole No 850,700 186,000
AmeriCredit Corporation Common 03060R101 9,333 549,000 SH Defined No 21,000 528,000
Amgen Common 031162100 3,731 53,109 SH Sole No 43,309 9,800
Annuity And Life Re Common G03910109 10,319 421,200 SH Sole No 346,200 75,000
Annuity And Life Re Common G03910109 4,694 191,600 SH Defined No 8,700 182,900
Antec Corp Common 03664P105 17,290 416,000 SH Sole No 327,500 88,500
Antec Corp Common 03664P105 8,828 212,400 SH Defined No 8,000 204,400
Apple Computer Common 037833100 749 14,300 SH Sole No 8,300 6,000
Applied Materials Common 038222105 3,804 46,475 SH Sole No 31,875 14,600
Applied Micro Circuits Corp Common 03822W109 15,148 153,400 SH Sole No 125,400 28,000
Applied Micro Circuits Corp Common 03822W109 8,157 82,600 SH Defined No 3,000 79,600
Applied Power, Inc. Cl-A CL A 038225108 4,181 124,800 SH Sole No 124,800
<PAGE>
Aracruz Celulose ADR SA Common 38496204 547 841,700 SH Sole No - - 841,700
AsiaInfo Holdings, Inc. Common 04518A104 268 158,400 SH Sole No - - 158,400
ASM Lithography Holding N.V. Common N07059111 269 13,400 SH Sole No - - 13,400
Aspect Telecommunications Corp. Common 04523Q102 141 136,100 SH Sole No - - 136,100
AT & T Common 001957109 3,975 125,700 SH Sole No 107,100 18,600
AT&T Canada Inc. Common 00207Q202 3,014 205,200 SH Sole No - - 205,200
AT&T Corp. Common 1957109 158 10,300 SH Sole No - - 10,300
AT&T Wireless Group Common 1957406 12,427 50,000 SH Sole No - - 50,000
Atlas Air, Inc. Common 049164106 13,012 362,700 SH Sole No 298,000 64,700
Atlas Air, Inc. Common 049164106 6,906 192,500 SH Defined No 7,300 185,200
ATMEL Corp Common 049513104 1,431 1,014,200 SH Sole No 35,000 979,200
Automatic Data Processing Inc Common 053015103 4,541 84,772 SH Sole No 67,172 17,600
AVX Corp. Common 2444107 117 10,400 SH Sole No - - 10,400
Baker Hughes Inc. Common 057224107 2,829 88,400 SH Sole No 50,700 37,700
Ballard Power Systems Inc. Common 05858H104 270 199,400 SH Sole No - 6,400 193,000
Banco de Galicia y Buenos Aires SA Common 59538207 141 163,400 SH Sole No - - 163,400
Bank of America Corp (NEW) Common 060505104 9,069 210,918 SH Sole No 190,718 20,200
Bank of New York Co. Inc. Common 064057102 2,061 44,325 SH Sole No 27,125 17,200
Bank United Corp. Common 065412108 14,927 424,200 SH Sole No 348,200 76,000
Bank United Corp. Common 065412108 8,104 230,300 SH Defined No 8,700 221,600
Barr Laboratories Inc Common 068306109 28,124 627,600 SH Sole No 514,800 112,800
Barr Laboratories Inc Common 068306109 15,649 349,200 SH Defined No 13,050 336,150
Bausch & Lomb Inc. Common 071707103 10,999 142,149 SH Sole No 112,749 29,400
Baxter International Inc Common 071813109 211 3,000 SH Sole No 3,000
BEA Systems, Inc. Common 73325102 3,211 65,000 SH Sole No - - 65,000
Becton Dickinson & Co. Common 075887109 2,240 78,100 SH Sole No 44,600 33,500
Bellsouth Corp. Common 079860102 4,765 111,800 SH Sole No 93,600 18,200
Biocryst Pharmaceuticals Inc Common 09058v103 8,642 301,250 SH Sole No 249,250 52,000
Biocryst Pharmaceuticals Inc Common 09058v103 4,688 163,400 SH Defined No 6,200 157,200
Bisys Group, Inc. Common 055472104 26,974 438,600 SH Sole No 373,400 65,200
Bisys Group, Inc. Common 055472104 11,949 194,300 SH Defined No 7,300 187,000
Bluestone Software Common 09623p102 668 26,000 SH Sole No 26,000
Boeing Company Common 097023105 2,160 51,650 SH Sole No 31,450 20,200
Boise Cascade Corp Common 097383103 1,111 42,950 SH Sole No 42,950
Bowater, Inc Common 102183100 1,037 23,500 SH Sole No 23,500
BP Amoco - PLC Common 055622104 1,302 23,026 SH Sole No 23,026
Brasil Dist Pao Acu - ADR Common 20440T201 524 423,600 SH Sole No - - 423,600
Braun Consulting Common 105651103 4,802 227,300 SH Sole No 186,700 40,600
Braun Consulting Common 105651103 2,546 120,500 SH Defined No 4,600 115,900
Bristol-Meyers Squibb Common 110122108 7,634 131,055 SH Sole No 115,555 15,500
Broadcom Corporation - Cl A CL A 111320107 2,671 12,200 SH Sole No 12,200
BroadVision Inc Common 111412102 2,510 49,400 SH Sole No 49,400
Business Objects SA-SP ADR ADR 12328X107 8,625 98,000 SH Sole No 88,000 10,000
C&D Technologies Inc Com Common 124661109 7,328 129,700 SH Sole No 106,700 23,000
C&D Technologies Inc Com Common 124661109 3,865 68,400 SH Defined No 2,600 65,800
Cadence Design Systems Inc. Common 127387108 4,821 236,600 SH Sole No 184,000 52,600
California Amplifier Inc Common 129900106 4,470 97,700 SH Sole No 97,700
Canadian National Railway Comp Common 136375102 2,656 91,000 SH Sole No 91,000
Canandaigua Wine Co., Inc. Cla CL A 137219200 15,394 305,200 SH Sole No 285,200 20,000
Canandaigua Wine Co., Inc. Cla CL A 137219200 9,613 190,600 SH Defined No 7,400 183,200
Cantv ADR - Cia Anonima Telef de Ve Common 204421101 269 9,900 SH Sole No - - 9,900
Capital One Common 14040H105 16,242 363,975 SH Sole No 320,175 43,800
Capstone Turbine Corp Common 14067D102 1,447 32,100 SH Sole No 26,300 5,800
Capstone Turbine Corp Common 14067D102 771 17,100 SH Defined No 700 16,400
<PAGE>
Carrier Access Corp Common 144460102 4,172 447,400 SH Sole No 75,800 371,600
Catalina Marketing Corp. Common 148867104 2,305 22,600 SH Sole No 22,600
Catalytica Inc Common 148885106 2,019 183,500 SH Sole No 183,500
C-Cube Common 125015107 1,311 66,800 SH Sole No 66,800
CEC Entertainment Inc. Common 125137109 2,650 103,400 SH Sole No 103,400
Celgene Corp Common 151020104 22,661 384,900 SH Sole No 287,700 97,200
Celgene Corp Common 151020104 11,592 196,900 SH Defined No 6,700 190,200
Cemex S.A. ADR Common 151290889 524 433,000 SH Sole No - - 433,000
Cerus Corp Common 157085101 7,330 143,200 SH Sole No 143,200
Charles Schwab Corp. Common 808513105 3,433 102,091 SH Sole No 91,891 10,200
Chase Manhattan Corp Common 16161A108 2,346 50,925 SH Sole No 34,175 16,750
Check Point Software Technologies L Common M22465104 1,104 162,000 SH Sole No - - 162,000
Chevron Corp. Common 166751107 3,592 42,350 SH Sole No 32,750 9,600
Cia de Minas Buenaventura S.A ADR Common 204448104 159 233,400 SH Sole No - - 233,400
Ciena Corp Com Common 171779101 1,600 9,600 SH Sole No 9,600
Cisco Systems Common 17275R102 23,778 1,041,264 SH Sole No 327,400 713,864
Citigroup Inc. Common 172967101 13,907 319,232 SH Sole No 192,325 - 113,000
Coastal Corp Common 190441105 244 4,000 SH Sole No 4,000
Coca Cola Company Common 191216100 9,251 161,070 SH Sole No 139,870 21,200
Cognex Corp. Common 192422103 36 216,900 SH Sole No - - 216,900
Colgate-Palmolive Company Common 194162103 3,102 51,809 SH Sole No 43,409 8,400
Colt Telecom Group Plc. ADR Common 196877104 324 274,155 SH Sole No - 4,900 269,255
Commerce Bancorp, Inc Common 200519106 2,696 58,600 SH Sole No 58,600
Compania de Telefonos de Chile SA A Common 204449300 366 489,774 SH Sole No - - 489,774
Compaq Computer Corp Common 204493100 5,280 206,550 SH Sole No 151,250 55,300
Compucredit Corp Common 20478N100 11,979 399,300 SH Sole No 310,800 88,500
Compucredit Corp Common 20478N100 5,904 196,800 SH Defined No 7,400 189,400
Computer Sciences Corp. Common 205363104 5,221 69,900 SH Sole No 63,300 6,600
Comsat Corporation Common 20564d107 4,935 210,000 SH Sole No 210,000
Comverse Technology Common 205862402 24,097 514,308 SH Sole No 235,908 278,400
Concurrent Computer Corp Common 206710204 3,179 242,200 SH Sole No 242,200
Convergys Corp Common 212485106 9,208 368,199 SH Sole No 151,299 216,900
Cooper Cameron Corp. Common 216640102 2,640 40,000 SH Sole No - - 40,000
Copper Mountain Networks Inc Common 217510106 881 10,000 SH Sole No 10,000
Core Laboratories NV Common N22717107 7,166 247,100 SH Sole No 203,000 44,100
Core Laboratories NV Common N22717107 3,811 131,400 SH Defined No 5,000 126,400
Corning Inc Common 219350105 4,257 112,475 SH Sole No 12,075 100,400
Corporate Executive Board Co Common 21988r102 14,059 234,800 SH Sole No 192,500 42,300
Corporate Executive Board Co Common 21988r102 7,460 124,600 SH Defined No 4,700 119,900
Costco Companies Inc Common 22160k105 881 26,700 SH Sole No 13,500 13,200
Covad Communications Group, Inc. Common 222814204 62 557,475 SH Sole No - - 557,475
Credence Systems Corp. Common 225302108 14,089 255,300 SH Sole No 191,500 63,800
Credence Systems Corp. Common 225302108 6,777 122,800 SH Defined No 4,600 118,200
CSG Systems Intl Inc. Common 126349109 15,501 276,500 SH Sole No 227,000 49,500
CSG Systems Intl Inc. Common 126349109 8,185 146,000 SH Defined No 5,500 140,500
CVS Corp Com Common 126650100 1,516 37,900 SH Sole No 16,900 21,000
Cymer Inc. Common 232572107 11,813 416,500 SH Sole No 205,300 - 211,200
Cymer Inc. Common 232572107 4,832 101,200 SH Defined No 3,800 97,400
Dallas Semiconducter Corp. Common 235204104 220 5,400 SH Sole No - - 5,400
DDI CORP COM Common 233162106 265 9,300 SH Sole No 9,300
Deere & Co. Common 244199105 1,184 32,000 SH Sole No 20,100 11,900
Dell Computer Common 247025109 6,886 148,950 SH Sole No 114,350 34,600
Diamond Tech Partners Inc Common 252762109 16,060 182,500 SH Sole No 139,500 43,000
Diamond Tech Partners Inc Common 252762109 8,237 93,600 SH Defined No 4,000 89,600
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Digital Island Inc. Common 25385N101 3,839 79,000 SH Sole No - - 79,000
Dobson Communications Common 256069105 71,337 426,900 SH Sole No - - 426,900
Dole Food Company Common 256605106 7,963 568,800 SH Sole No 486,600 82,200
Donnelley R R & Sons Common 257867101 3,892 172,500 SH Sole No 98,300 74,200
Dow Chemical Common 260543103 7,769 257,347 SH Sole No 238,147 19,200
Dril-Quip, Inc. Common 262037104 4,956 106,000 SH Sole No - - 106,000
DST Systems, Inc. Common 233326107 6,699 88,000 SH Sole No 50,000 38,000
Duane Reade Inc. Common 263578106 7,259 281,900 SH Sole No 245,700 36,200
Dura Pharmaceuticals Inc. Common 26632s109 11,542 802,900 SH Sole No 660,900 142,000
Dura Pharmaceuticals Inc. Common 26632s109 6,137 426,900 SH Defined No 17,500 409,400
E. Piphany, Inc Common 26881v100 214 2,000 SH Sole No 2,000
Eastman Chemical Co Common 277432100 6,771 141,800 SH Sole No 141,800
Echostar Communications Common 278762109 37,225 1,124,300 SH Sole No 898,500 225,800
Echostar Communications Common 278762109 19,114 577,300 SH Defined No 21,700 555,600
Elan Corp. Plc. ADR Common 284131208 983 1,611,000 SH Sole No - 43,300 1,567,700
Elcor Corp Common 284443108 2,712 117,900 SH Sole No 117,900
Electronic Data System Common 285661104 1,770 42,900 SH Sole No 42,900
Eli Lilly & Co Common 532457108 7,835 78,450 SH Sole No 57,850 12,200
EMagin Corporation - Lock Up S Common 29076N107 2,427 328,595 SH Sole No 328,595
Embratel Participacoes S.A. ADR Common 29081N100 1,512 1,594,300 SH Sole No - - 1,594,300
EMC Corp. Common 268648102 10,092 131,175 SH Sole No 114,775 16,400
EMC Corp/Mass Common 268648102 200 343,200 SH Sole No - - 343,200
Emerson Electric Company Common 291011104 3,685 61,029 SH Sole No 42,329 18,700
Emmis Communications - CL A CL A 291525103 16,674 403,000 SH Sole No 330,000 73,000
Emmis Communications - CL A CL A 291525103 8,954 216,400 SH Defined No 8,200 208,200
Enron Corp. Common 293561106 5,874 350,325 SH Sole No 75,075 - 275,250
Enzon, Inc. Common 293904108 14,922 351,100 SH Sole No 287,100 64,000
Enzon, Inc. Common 293904108 8,101 190,600 SH Defined No 7,400 183,200
ePresence, Inc. Common 294348107 85 238,300 SH Sole No - - 238,300
Exar Corp. Common 300645108 248 2,850 SH Sole No 2,850
Exfo Electro-Optical Engineeri Common 302043104 421 9,600 SH Sole No 9,600
Exfo Electro-Optical Engineeri Common 302043104 329 7,500 SH Defined No 7,500
Extreme Networks Inc Common 30226D106 10,069 95,700 SH Sole No 9,000 86,700
Exxon Mobil Corp Common 30231G102 12,539 159,733 SH Sole No 129,133 - 30,600
Fed. Nat'l Mtge. Assoc. Common 313586109 3,992 76,495 SH Sole No 64,295 12,200
FedEx Corp Common 31428x106 3,460 91,049 SH Sole No 80,549 10,500
First Health Group Corp Common 320960107 26,575 809,900 SH Sole No 700,900 109,000
First Health Group Corp Common 320960107 5,375 163,800 SH Defined No 6,200 157,600
Flag Telecom Holdings Ltd. Common G3529L102 81 1,381,000 SH Sole No - - 1,381,000
Fleet Boston Financial Corp Common 339030108 238 7,000 SH Sole No 7,000
Flextronics International LTD Common Y2573F102 23,478 605,750 SH Sole No 277,600 5,600 322,550
Flextronics International LTD Common Y2573F102 10,379 151,100 SH Defined No 6,800 144,300
Fluor Corp Common 343861100 1,581 50,000 SH Sole No 50,000
Fomento Economico MX ADR Common 344419106 155 403,800 SH Sole No - - 403,800
Forest Laboratories Inc Common 345838106 8,888 88,000 SH Sole No 16,000 72,000
Foundry Networks, Inc Common 35063r100 990 9,000 SH Sole No 9,000
Fox Entertainment Group Inc. Common 35138t107 5,468 180,000 SH Sole No 180,000
Galileo International, Inc. Common 363547100 127 991,500 SH Sole No - - 991,500
Gap Inc. Common 364760108 203 6,500 SH Sole No - - 6,500
Gap Stores Common 364760108 621 19,856 SH Sole No 11,556 8,300
General Electric Common 369604103 91,891 601,702 SH Sole No 525,302 76,400
General Motors Common 370442105 5,684 97,899 SH Sole No 88,199 9,700
General Motors - Class H CL H 370442832 12,353 140,775 SH Sole No 123,475 17,300
Genuine Parts Company Common 372460105 1,194 59,700 SH Sole No 59,700
<PAGE>
Getty Images Inc Common 374276103 16,511 445,500 SH Sole No 364,700 80,800
Getty Images Inc Common 374276103 8,910 240,400 SH Defined No 8,900 231,500
Gilead Sciences Common 375558103 23,237 326,700 SH Sole No 270,700 56,000
Gilead Sciences Common 375558103 12,056 169,500 SH Defined No 6,200 163,300
Global Crossing LTD Common G3921A100 2,313 1,094,500 SH Sole No 70,500 1,024,000
Global Industries Ltd Common 379336100 16,529 875,700 SH Sole No 718,800 156,900
Global Industries Ltd Common 379336100 8,800 466,200 SH Defined No 17,400 448,800
Global Telesystems Group Common 37936U104 56,016 554,760 SH Sole No - - 554,760
GlobeSpan, Inc Common 379571102 1,343 11,000 SH Sole No 11,000
Golden West Financial Corp Common 381317106 25,409 622,574 SH Sole No 565,074 57,500
Grupo Televisa Spon GDR 144A Common 40049J206 538 169,400 SH Sole No - - 169,400
GT Group Telecom Inc Common 362359408 55 3,500 SH Sole No 3,500
GT Group Telecom Inc Common 362359408 2,372 150,000 SH Defined No 150,000
GTE Corp. Common 362320103 1,924 30,900 SH Sole No 30,900
Guidant Corp. Common 401698105 3,163 63,900 SH Sole No - - 63,900
Halliburton Co Common 406216101 5,710 121,000 SH Sole No - - 121,000
Harcourt General Inc. Common 41163G101 2,257 41,500 SH Sole No 30,000 11,500
Hewlett Packard Co Common 428236103 10,776 125,399 SH Sole No 76,499 120,000
Hnc Software, Inc. Common 40425P107 13,029 211,000 SH Sole No 173,000 38,000
Hnc Software, Inc. Common 40425P107 6,854 111,000 SH Defined No 4,200 106,800
Home Depot Common 437076102 6,551 131,175 SH Sole No 114,675 16,500
Honeywell International Common 438516106 1,056 31,350 SH Sole No 31,350
I2 Technologies Inc. Common 465754109 795 166,625 SH Sole No 3,825 162,800
ICG Communications, Inc. Common 449246107 17,085 774,400 SH Sole No 634,400 140,000
ICG Communications, Inc. Common 449246107 9,613 435,700 SH Defined No 16,100 419,600
ICICI Ltd. ADR Common 44926P202 261 15,100 SH Sole No - - 15,100
Idec Pharmaceuticals Corp Common 449370105 14,277 121,700 SH Sole No 87,500 34,200
Idec Pharmaceuticals Corp Common 449370105 6,745 57,500 SH Defined No 2,200 55,300
Illinois Tool Works Common 452308109 228 4,000 SH Sole No 4,000
Imax Corporation Common 45245e109 2,653 116,600 SH Sole No 116,600
Imperial Bancorp Common 452556103 2,395 153,900 SH Sole No 153,900
Infinity Broadcasting Corp Common 45662s102 1,116 30,625 SH Sole No 30,625
Infonet Services Corp. Common 45666T106 39,027 369,000 SH Sole No - - 369,000
Information Holdings Inc Common 456727106 6,590 178,100 SH Sole No 144,500 33,600
Information Holdings Inc Common 456727106 3,826 103,400 SH Defined No 3,300 100,100
Infosys Technologies ADR Common 456788108 786 56,590 SH Sole No - - 56,590
INSIGHT ENTERPRISES COM Common 45765U103 216 3,650 SH Sole No 3,650
Intel Corp. Common 458140100 27,059 208,203 SH Sole No 174,103 - 34,100
Intermedia Comm of Florida Common 458801107 18,704 628,700 SH Sole No 513,200 115,500
Intermedia Comm of Florida Common 458801107 10,222 343,600 SH Defined No 13,000 330,600
Internap Network Services Corp. Common 45885A102 3,506 85,000 SH Sole No - - 85,000
International Business Machine Common 459200101 11,819 107,870 SH Sole No 94,970 - 12,900
International Paper Co. Common 460146103 2,578 86,468 SH Sole No 73,879 12,589
Interpublic Group Of Companies Common 460690100 439 10,200 SH Sole No 10,200
Intersil Holding Corporation Common 46069s109 2,663 49,250 SH Sole No 40,850 8,400
Intersil Holding Corporation Common 46069s109 1,346 24,900 SH Defined No 900 24,000
Intranet Solutions Inc Common 460939309 10,684 278,400 SH Sole No 228,900 49,500
Intranet Solutions Inc Common 460939309 5,660 147,500 SH Defined No 5,500 142,000
Intuit Common 461202103 356 8,600 SH Sole No 8,600
ITC Deltacom Inc. Common 45031T104 2,737 122,650 SH Sole No 98,250 24,400
ITC Deltacom Inc. Common 45031T104 2,338 104,800 SH Defined No 104,800
Jazztel Plc. ADR Common 47214R152 27 246,340 SH Sole No - - 246,340
JDS Uniphase Corp. Common 46612J101 8,446 123,052 SH Sole No 67,752 - 55,300
Johnson & Johnson Common 478160104 10,201 100,131 SH Sole No 87,931 12,200
<PAGE>
Jones Pharma Inc. Common 480236108 27,922 699,150 SH Sole No 573,150 126,000
Jones Pharma Inc. Common 480236108 14,865 372,200 SH Defined No 13,900 358,300
Juniper Networks Inc Common 48203R104 17,524 120,400 SH Sole No 80,200 40,200
Kepco ADR Common 500631106 1,095 1,125,300 SH Sole No - - 1,125,300
kforce.com, Inc. Common 493732101 2,495 359,600 SH Sole No 359,600
Kimberly Clark Corp. Common 494368103 3,825 66,660 SH Sole No 54,260 12,400
Kmart Corp. Common 482584109 1,302 191,100 SH Sole No 191,100
Kohls Corp. Common 500255104 3,877 69,700 SH Sole No 48,400 21,300
Korea Telecom Corp. ADR Common 50063P103 310 353,100 SH Sole No - - 353,100
Kulicke & Soffa Industries Common 501242101 13,686 230,500 SH Sole No 190,500 40,000
Kulicke & Soffa Industries Common 501242101 7,469 125,800 SH Defined No 5,000 120,800
L-3 Communications Common 502424104 5,564 97,500 SH Sole No 80,900 16,600
L-3 Communications Common 502424104 2,904 50,900 SH Defined No 2,100 48,800
Labranche & Company Common 505447102 6,347 441,500 SH Sole No 363,500 78,000
Labranche & Company Common 505447102 3,382 235,300 SH Defined No 8,700 226,600
Lam Research Corp. Common 512807108 4,654 124,100 SH Sole No 93,900 30,200
Legato Systems, Inc. Common 524651106 104 13,400 SH Sole No - - 13,400
Liberty Digital Inc. Class A CL A 530436104 18,066 602,200 SH Sole No 498,200 104,000
Liberty Digital Inc. Class A CL A 530436104 9,522 317,400 SH Defined No 12,400 305,000
Liberty Media - A Common 001957208 24,856 1,025,000 SH Sole No 829,000 196,000
Liberty Media - A Common 001957208 13,478 555,800 SH Defined No 19,800 536,000
LifePoint Hospitals, Inc Common 53219L109 7,923 356,100 SH Sole No 293,100 63,000
LifePoint Hospitals, Inc Common 53219L109 4,187 188,200 SH Defined No 7,200 181,000
Linens 'N Things Inc Common 535679104 2,753 101,500 SH Sole No 101,500
Lowe's Companies Inc. Common 548661107 2,300 56,000 SH Sole No - - 56,000
LSI Logic Corp. Common 502161102 5,413 100,000 SH Sole No - - 100,000
LTX Corp. Common 502392103 20,041 573,500 SH Sole No 369,800 - 203,700
LTX Corp. Common 502392103 8,350 239,000 SH Defined No 9,000 230,000
Lucent Technologies Inc. Common 549463107 8,693 156,712 SH Sole No 121,412 - 35,300
Lukoil Pref ADR Common 677862302 644 770,000 SH Sole No - - 770,000
Macromedia Inc. Common 556100105 9,939 102,800 SH Sole No 102,800
Macrovision Corporation Common 555904101 1,330 20,800 SH Sole No 20,800
Manitowoc Common 563571108 3,970 148,400 SH Sole No 148,400
Mapquest.com, Inc. Common 565644101 2,592 158,000 SH Sole No - - 158,000
Marsh & McLennan Cos. Common 571748102 3,206 30,700 SH Sole No 24,400 6,300
Maxim Integrated Products, Inc. Common 57772K101 4,142 61,000 SH Sole No - - 61,000
Maxim Pharmaceuticals Inc Common 57772m107 11,698 227,700 SH Sole No 186,700 41,000
Maxim Pharmaceuticals Inc Common 57772m107 6,314 122,900 SH Defined No 4,600 118,300
McLeod USA, Inc. Common 582266102 23,385 2,129,700 SH Sole No 922,500 1,207,200
McLeod USA, Inc. Common 582266102 12,524 605,400 SH Defined No 22,200 583,200
Medtronic Common 585055106 4,844 97,250 SH Sole No 70,250 27,000
Mentor Corp Common 587188103 7,245 266,500 SH Sole No 217,400 49,100
Mentor Corp Common 587188103 3,880 142,700 SH Defined No 4,600 138,100
Merck & Company Common 589331107 12,009 156,725 SH Sole No 137,625 19,100
Mercury Interactive Common 589405109 4,151 42,900 SH Sole No 28,900 14,000
Merrill Lynch Common 590188108 3,821 33,225 SH Sole No 25,325 7,900
Metasolv Software Inc Common 591393103 616 14,000 SH Sole No 8,000 6,000
MetLife, Inc. Common 59156r108 2,106 100,000 SH Sole No 100,000
MGC Communications Inc Common 552763302 16,723 279,000 SH Sole No 229,800 49,200
MGC Communications Inc Common 552763302 8,739 145,800 SH Defined No 5,400 140,400
MGIC Investment Corp. Common 552848103 1,947 42,800 SH Sole No 42,800
Micromuse Inc. Common 595094103 2,416 14,600 SH Sole No 14,600
Micron Electronics, Inc Common 595100108 7,318 585,400 SH Sole No 481,400 104,000
Micron Electronics, Inc Common 595100108 3,868 309,400 SH Defined No 12,400 297,000
<PAGE>
Micron Technology Common 595112103 4,095 135,500 SH Sole No 35,900 - 99,600
Microsoft Corp Common 594918104 22,448 285,401 SH Sole No 234,001 - 51,400
Millennium Pharmaceuticals Inc Common 599902103 2,484 22,200 SH Sole No 22,200
MKS Instruments, Inc. Common 55306N104 10,278 262,700 SH Sole No 215,900 46,800
MKS Instruments, Inc. Common 55306N104 5,493 140,400 SH Defined No 5,300 135,100
Molecular Devices Corp Common 60851c107 1,155 16,700 SH Sole No 16,700
Morgan Stanley Dean Witter & C Common 617446448 5,263 63,225 SH Sole No 52,825 10,400
Motorola Common 620076109 4,665 160,522 SH Sole No 146,622 13,900
NCR Corporation Common 62886e108 5,327 136,800 SH Sole No 90,000 46,800
Netopia Inc. Common 64114K104 2,144 53,300 SH Sole No - - 53,300
Newfield Exploration Company Common 651290108 3,466 88,600 SH Sole No 88,600
Newport Corp Common 651824104 3,866 36,000 SH Sole No 36,000
Next Level Communications, Inc. Common 65333U104 3,200 37,300 SH Sole No - - 37,300
Nextel Communications Inc. Common 65332V103 2,752 45,000 SH Sole No - - 45,000
Nextlink Communication Cl A Common 65333H707 1,138 30,000 SH Sole No 30,000
Nice Systems Ltd. ADR Common 653656108 355 114,000 SH Sole No - - 114,000
Nike, Inc. - CLASS B Common 654106103 3,062 76,900 SH Sole No - - 76,900
Nokia ADR Common 654902204 165 12,700 SH Sole No - - 12,700
Nordstrom Inc Common 655664100 8,475 351,299 SH Sole No 281,799 69,500
Nortel Networks Corp. Common 656568102 11,681 1,029,570 SH Sole No 141,350 15,000 873,220
Nova Corporation Common 669784100 17,858 639,200 SH Sole No 507,100 132,100
Nova Corporation Common 669784100 8,239 294,900 SH Defined No 11,100 283,800
NTL Inc. Common 629407107 569 997,124 SH Sole No - 20,100 977,024
Nvidia Corp. Common 67066G104 763 12,000 SH Sole No 12,000
Nycomed Amersham PLC ADR Common 67066h102 5,782 118,000 SH Sole No 118,000
On Assignment Inc. Common 682159108 6,442 211,200 SH Sole No 211,200
Open Text Corp. Common 683715106 162 413,900 SH Sole No - - 413,900
Optimal Robotics Corp. Common 68388R208 5,219 136,000 SH Sole No 122,000 14,000
Optimal Robotics Corp. Common 68388R208 1,589 41,400 SH Defined No 41,400
Oracle Corp. Common 68389X105 13,004 528,315 SH Sole No 132,600 - 395,715
ORATEC Interventions Inc. Common 68554m108 1,669 50,000 SH Sole No 50,000
Orbotech Ltd. Common M75253100 413 105,350 SH Sole No - - 105,350
OTG Software Inc Common 671059103 357 12,500 SH Sole No 12,500
Oxford Health Plans Common 691471106 19,995 839,700 SH Sole No 751,700 88,000
Oxford Health Plans Common 691471106 5,986 251,400 SH Defined No 10,000 241,400
Pall Corp. Common 696429307 3,077 166,300 SH Sole No 95,000 71,300
Palm, Inc. Common 696642107 996 29,800 SH Sole No - - 29,800
Parthus Technologies - ADR Common 70211Y103 198 339,700 SH Sole No - - 339,700
Patterson Energy Inc Common 703414102 10,229 358,900 SH Sole No 293,400 65,500
Patterson Energy Inc Common 703414102 5,418 190,100 SH Defined No 7,000 183,100
PC Holdings S.A. -ADR Common 693200107 82 87,000 SH Sole No - - 87,000
PE Corp-PE Biosystems Group Common 69332S102 659 10,000 SH Sole No 10,000
Peco Energy Common 693304107 202 5,000 SH Sole No 5,000
Pegasus Communications Corp. Common 705904100 68,398 1,394,100 SH Sole No 1,153,700 240,400
Pegasus Communications Corp. Common 705904100 35,021 713,800 SH Defined No 27,600 686,200
People Soft Inc. Common 712713106 5,971 374,771 SH Sole No 268,900 99,900
Pepsico, Inc. Common 713448108 6,512 146,550 SH Sole No 111,350 35,200
Peregrine Systems Inc. Common 71366Q101 21,777 627,800 SH Sole No 510,150 117,650
Peregrine Systems Inc. Common 71366Q101 11,849 341,600 SH Defined No 12,900 328,700
PerkinElmer, Inc Common 714046109 25,845 390,850 SH Sole No 371,150 19,700
Pfizer Inc. Common 717081103 12,143 354,450 SH Sole No 206,075 - 148,375
Pharmacia Corporation Common 71713U102 7,442 143,986 SH Sole No 143,986
Pharmacyclics Inc. Common 716933106 18,227 298,800 SH Sole No 244,800 54,000
Pharmacyclics Inc. Common 716933106 9,784 160,400 SH Defined No 6,200 154,200
<PAGE>
Pier 1 Imports Common 720279108 1,170 120,000 SH Sole No 120,000
Pinnacle Systems Inc. Common 723481107 10,181 451,324 SH Sole No 258,524 - 192,800
Plantronics, Inc Common 727493108 4,528 39,200 SH Sole No 39,200
Playtex Prods Inc Com Common 72813P100 2,022 178,700 SH Sole No 178,700
Plexus Corp. Common 729132100 6,543 57,900 SH Sole No 57,900
Plug Power Inc. Common 72919p103 1,500 24,000 SH Sole No 24,000
Pohang Iron & Streel Co., Ltd ADR Common 730450103 302 51,600 SH Sole No - - 51,600
Pri Automation Inc. Common 69357H106 11,947 182,700 SH Sole No 148,900 33,800
Pri Automation Inc. Common 69357H106 6,363 97,300 SH Defined No 3,700 93,600
Pride International Inc Common 741932107 7,945 321,000 SH Sole No 263,700 57,300
Pride International Inc Common 741932107 4,212 170,200 SH Defined No 6,300 163,900
Profit Recovery Group Internat Common 743168106 1,809 108,800 SH Sole No 108,800
Proxicom Inc Common 744282104 24,268 506,900 SH Sole No 394,200 112,700
Proxicom Inc Common 744282104 12,218 255,200 SH Defined No 9,700 245,500
PT Telekomunikasi Indonesia ADR Common 715684106 154 24,600 SH Sole No - - 24,600
Quest Software Inc. Common 74834T103 122 107,100 SH Sole No - - 107,100
R & B Falcon Corporation Common 74912e101 6,301 267,400 SH Sole No 267,400
Radian Group Inc Common 750236101 25,408 490,984 SH Sole No 424,984 66,000
Radian Group Inc Common 750236101 10,174 196,600 SH Defined No 7,400 189,200
Rational Software Corp. Common 75409P202 325 7,300 SH Sole No - - 7,300
Realnetworks Inc. Common 75605L104 3,446 68,200 SH Sole No - - 68,200
Rediff.com India Ltd. -ADR Common 757479100 77 28,300 SH Sole No - - 28,300
Regent Communications Inc Common 758865109 301 35,000 SH Defined No 35,000
Remedy Corp. Common 759548100 19,959 358,000 SH Sole No 294,000 64,000
Remedy Corp. Common 759548100 11,128 199,600 SH Defined No 7,400 192,200
Rent-A-Center Inc. Common 76009N100 17,865 794,000 SH Sole No 649,000 145,000
Rent-A-Center Inc. Common 76009N100 8,926 396,700 SH Defined No 17,300 379,400
Rent-Way Inc Common 76009U104 10,522 360,500 SH Sole No 292,500 68,000
Rent-Way Inc Common 76009U104 5,887 201,700 SH Defined No 6,200 195,500
Republic Services Inc - CL A Common 760759100 3,373 210,800 SH Sole No 119,800 91,000
Rohm & Haas Co. Common 775371107 1,340 38,840 SH Sole No 38,840
Rowan Companies Inc. Common 779382100 11,582 381,300 SH Sole No 313,800 67,500
Rowan Companies Inc. Common 779382100 6,157 202,700 SH Defined No 7,400 195,300
Ryanair Holdings Plc. ADR Common 783513104 4,496 123,400 SH Sole No - - 123,400
S1 Corporation Common 78463B101 2,944 126,100 SH Sole No - - 126,100
Safeway Inc Common 786514208 1,839 40,825 SH Sole No 21,125 19,700
Saga Systems Inc. Common 786610105 143 32,700 SH Sole No - - 32,700
Sandisk Corporation Common 80004C101 795 13,000 SH Sole No 13,000
Santa Fe Snyder Corp Common 80218k105 3,484 306,300 SH Sole No 306,300
Sappi Ltd. - ADR Common 803069202 151 20,500 SH Sole No - - 20,500
Sasol Ltd. - ADR Common 803866300 377 55,900 SH Sole No - - 55,900
Satyam Ltd. ADR Common 804099109 131 17,100 SH Sole No - - 17,100
SBC Communications Inc Common 78387G103 10,816 258,291 SH Sole No 217,996 40,295
Schering Plough Corp Com Common 806605101 4,857 96,175 SH Sole No 79,175 17,000
Schlumberger Common 806857108 13,430 179,968 SH Sole No 169,168 10,800
Sealed Air Corp Common 81211K100 1,048 20,000 SH Sole No 20,000
Semtech Corp Com Common 816850101 6,783 155,200 SH Sole No 71,300 83,900
Semtech Corp Com Common 816850101 3,732 48,800 SH Defined No 2,000 46,800
Sensormatic Electronics Corp. Common 817265101 11,203 708,500 SH Sole No 580,500 128,000
Sensormatic Electronics Corp. Common 817265101 5,939 375,600 SH Defined No 13,600 362,000
Shire Pharmaceuticals Common 82481r106 1,614 31,113 SH Sole No 3,113 28,000
Silicon Laboratories Inc Common 826919102 3,602 67,800 SH Sole No 67,800
Silicon VY Bancshares Com Common 827064106 14,855 348,500 SH Sole No 286,500 62,000
Silicon VY Bancshares Com Common 827064106 7,800 183,000 SH Defined No 7,000 176,000
<PAGE>
Siliconware Precision Industries Co Common 827084872 482 35,000 SH Sole No - - 35,000
SK Telecom Co., Ltd ADR (D) Common 78440P108 215 6,400 SH Sole No - - 6,400
Smithfield Foods Common 832248108 21,858 778,900 SH Sole No 638,900 140,000
Smithfield Foods Common 832248108 11,761 419,100 SH Defined No 16,100 403,000
Solectron Corp Common 834182107 3,073 78,800 SH Sole No 67,300 - 11,500
Sonera Corp. (Oyj) - ADR Common 835433202 211 4,600 SH Sole No - - 4,600
SonicWall Inc Common 835470105 255 2,900 SH Sole No 2,900
Sonus Networks, Inc. Common 835916107 205 1,300 SH Sole No - - 1,300
Sprint Corp. Common 852061506 7,948 981,055 SH Sole No 107,575 - 873,480
St. Paul Companies Common 792860108 2,808 82,300 SH Sole No 48,700 33,600
Stancorp Financial Group Common 852891100 10,029 312,175 SH Sole No 312,175
State Street Corp Common 857477103 1,400 13,200 SH Sole No 6,800 6,400
Sun Microsystems Inc. Common 866810104 7,925 154,850 SH Sole No 71,050 - 838,000
Sungard Data Systems Inc. Common 867363103 2,058 66,400 SH Sole No 38,000 28,400
Sybase Common 871130100 748 32,500 SH Sole No 32,500
Sycamore Networks Inc. Common 871206108 1,987 18,000 SH Sole No - - 18,000
Syntroleum Corp Common 871630109 3,327 194,300 SH Sole No 159,600 34,700
Syntroleum Corp Common 871630109 1,810 105,700 SH Defined No 4,000 101,700
Taiwan Semiconductor ADR Common 874039100 412 193,272 SH Sole No - - 193,272
Target Corp Common 87612e106 284 4,900 SH Sole No 4,900
TD Waterhouse Group, Inc. Common 872362108 161 18,700 SH Sole No - - 18,700
Tele Celular Sul Partic ADR Common 879238103 321 162,200 SH Sole No - - 162,200
Tele Centro Oeste Celular-ADR Common 87923P105 674 1,355,000 SH Sole No - - 1,355,000
Tele Norte Leste Participacoes ADR Common 879246106 311 13,182 SH Sole No - - 13,182
Telefonos de Mexico ADR SA Common 879403780 2,491 1,025,680 SH Sole No - - 1,025,680
Tellabs Inc. Common 879664100 240 90,300 SH Sole No - - 90,300
Texaco Inc. Common 881694103 1,733 32,550 SH Sole No 19,450 13,100
Texas Instruments Inc. Common 882508104 6,343 396,350 SH Sole No 76,550 319,800
The Chase Manhattan Corp. Common 16161A108 560 12,150 SH Sole No - - 12,150
The Men's Wearhouse Inc. Common 587118100 3,041 136,500 SH Sole No - - 136,500
Thermo Electron Corp Common 883556102 10,696 507,800 SH Sole No 429,000 78,800
Time Warner Telecom Inc. Common 887319101 142 300,900 SH Sole No - - 300,900
Time Warner, Inc. Common 887315109 4,442 58,450 SH Sole No 46,550 11,900
Titan Pharmaceuticals, Inc Common 888314101 19,234 447,300 SH Sole No 367,400 79,900
Titan Pharmaceuticals, Inc Common 888314101 10,178 236,700 SH Defined No 9,200 227,500
TJX Companies Common 872540109 600 32,000 SH Sole No 32,000
TMP Worldwide Inc. Common 872941109 4,766 64,600 SH Sole No - - 64,600
Transocean Sedco Forex Inc. Common G90078109 4,033 75,467 SH Sole No 75,467
TriQuint Semiconductor, Inc. Common 89674k103 766 8,000 SH Sole No 8,000
Turnstone Systems Inc Common 900423104 1,077 6,500 SH Sole No 6,500
Tuts Systems Common 901103101 6,301 110,000 SH Sole No - - 110,000
Tyco International Ltd Common 902124106 10,854 229,125 SH Sole No 199,825 29,300
Ultimate Electronics Inc Common 903849107 3,036 113,300 SH Sole No 113,300
Unigraphics Solutions, Inc. Common 904928108 1,950 100,000 SH Sole No 100,000
Union Pacific Resources Group, Common 907834105 9,321 423,674 SH Sole No 331,674 92,000
Universal Compression Holdings Common 913431102 5,306 158,400 SH Sole No 130,400 28,000
Universal Compression Holdings Common 913431102 2,784 83,100 SH Defined No 3,200 79,900
Univision Comm. Inc. Common 914906102 3,312 32,000 SH Sole No - - 32,000
Unocal Corp Common 915289102 2,272 68,600 SH Sole No 39,100 29,500
USA Networks, Inc. Common 902984103 18,219 842,500 SH Sole No 689,500 153,000
USA Networks, Inc. Common 902984103 9,807 453,500 SH Defined No 17,000 436,500
Usinternetworking Inc. Common 917311805 161 176,200 SH Sole No - - 176,200
UTI Energy Corporation Common 903387108 4,149 103,400 SH Sole No 103,400
Utstarcom Inc. Common 918076100 189 10,600 SH Sole No - - 10,600
<PAGE>
ValueVision Int'l, Inc Common 92047K107 3,953 164,700 SH Sole No 164,700
Varco International Common 922122106 4,652 200,069 SH Sole No 200,069
Varian Semiconductor Equip Ass Common 922207105 10,502 167,200 SH Sole No 124,300 42,900
Varian Semiconductor Equip Ass Common 922207105 5,019 79,900 SH Defined No 3,000 76,900
Verisign Inc. Common 92343E102 6,738 38,200 SH Sole No 12,600 - 25,600
Veritas Software Corp. Common 923436109 7,117 63,000 SH Sole No 3,000 - 60,000
Verizon Communications Common 92343v104 3,809 74,960 SH Sole No 62,160 12,800
Verticalnet Inc. Common 92532L107 8,898 240,900 SH Sole No 178,700 62,200
Verticalnet Inc. Common 92532L107 4,296 116,300 SH Defined No 4,300 112,000
Viacom Inc, Class B Shares Common 925524308 8,365 122,675 SH Sole No 46,075 76,600
Viasystems Group Inc Common 92553H100 21,601 1,334,400 SH Sole No 1,095,400 239,000
Viasystems Group Inc Common 92553H100 11,574 715,000 SH Defined No 27,000 688,000
Viatel Inc. Common 925529208 11,282 395,000 SH Sole No 324,000 71,000
Viatel Inc. Common 925529208 5,898 206,500 SH Defined No 7,500 199,000
Vignette Corp. Common 926734104 255 108,400 SH Sole No - - 108,400
Virata Corp Common 927646109 17,303 290,200 SH Sole No 238,700 51,500
Virata Corp Common 927646109 9,176 153,900 SH Defined No 5,800 148,100
Visual Networks Common 928444108 7,535 264,400 SH Sole No 201,800 62,600
Visual Networks Common 928444108 3,708 130,100 SH Defined No 5,000 125,100
VoiceStream Wireless Corp. Common 928615103 70 103,700 SH Sole No - - 103,700
Waddell & Reed Financial-A Common 930059100 4,161 126,800 SH Sole No 126,800
Wal-Mart Stores Inc. Common 931142103 14,360 249,185 SH Sole No 209,085 40,100
Walt Disney Company Common 254687106 6,352 163,669 SH Sole No 139,469 24,200
Watchguard Technologies, Inc. Common 941105108 12,273 223,400 SH Sole No 184,400 39,000
Watchguard Technologies, Inc. Common 941105108 6,538 119,000 SH Defined No 5,000 114,000
Watson Pharmaceuticals Inc. Common 942683103 1,075 20,000 SH Sole No 20,000
Weatherford Intl Common 947074100 4,077 102,400 SH Sole No - - 102,400
Wells Fargo & Co Common 949746101 4,287 110,625 SH Sole No 92,325 18,300
Westell Technologies, Inc. Common 957541105 3,815 254,300 SH Sole No 209,300 45,000
Westell Technologies, Inc. Common 957541105 2,021 134,700 SH Defined No 5,000 129,700
Westwood One Inc. Common 961815107 14,957 438,300 SH Sole No 438,300
Weyerhaeuser Co. Common 962166104 903 21,000 SH Sole No 10,900 10,100
Whirlpool Corp. Common 963320106 3,996 85,700 SH Sole No 69,900 15,800
Whole Food Markets Common 966837106 3,842 93,000 SH Sole No 93,000
Williams Communications Group Common 969455104 10 82,300 SH Sole No - - 82,300
Williams Cos. Inc. Common 969457100 1,740 41,750 SH Sole No 24,750 17,000
Williams Sonoma Common 969904101 4,892 150,800 SH Sole No 150,800
Winstar Communications Inc. Common 975515107 24,249 715,850 SH Sole No 542,850 173,000
Winstar Communications Inc. Common 975515107 11,988 353,900 SH Defined No 13,000 340,900
Worldcom, Inc. Common 98157D106 122,764 413,113 SH Sole No 107,691 - 305,422
Xerox Corp. Common 984121103 297 14,300 SH Sole No 14,300
Yahoo! Inc. Common 984332106 3,237 26,125 SH Sole No 20,625 - 5,500
TOTAL 3,747,795
</TABLE>
