SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 6)
AptarGroup, Inc.
(Name of Issuer)
Common Stock, $.01 par value
Title of Class of Securities
038336 10 3
(CUSIP Number)
King Harris, 200 South Wacker Drive, Suite 700
Chicago, Illinois 60606-5802 (312/831-1070)
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
November 12, 1998
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition which is the subject of this Schedule 13D, and is filing
this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the
following box [ ]
Check the following box if a fee is being paid with the statement [ ]
(Continued on the following pages)
Page 1 of 42
13D
CUSIP No. 038336-10-3 | Page 2 of 42
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Irving B. Harris
| S.S. No. ###-##-####
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 567,856
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 567,856
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 567,856
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 1.6%
|______________________________________________________________________________
| 14) Type of Reporting Person
| IN
|_____________________________________________________________________________
13D
CUSIP No. 038336-10-3 | Page 3 of 42
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Neison Harris
| S.S. No. ###-##-####
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 149,350
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 400,892
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 149,350
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 400,892
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 550,242
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 1.5%
|______________________________________________________________________________
| 14) Type of Reporting Person
| IN
|_____________________________________________________________________________
13D
CUSIP No. 038336-10-3 | Page 4 of 42
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| The William W. Harris Trust dtd 10/21/75, fbo William W. Harris
| Trustees: Jerome Kahn, Jr., William H. Harris, Roberta Harris,
| Boardman Lloyd, I.R.S. I.D. No. 36-6610577
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 12,000
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 96,760
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 12,000
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 96,760
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 108,760
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 0.3%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 038336-10-3 | Page 5 of 42
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| King W. Harris
| S.S. No. ###-##-####
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 33,242
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 770,778
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 33,242
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 770,778
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 804,020
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 2.2%
|______________________________________________________________________________
| 14) Type of Reporting Person
| IN
|_____________________________________________________________________________
13D
CUSIP No. 038336-10-3 | Page 6 of 42
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| The Roxanne H. Frank Trust f/b/o Roxanne H. Frank
| Trustees: Jerome Kahn, Jr., Roxanne H. Frank and Jack Polsky
| I.R.S. I.D. No. 36-6607990
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 59,118
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 59,118
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 0.2%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 038336-10-3 | Page 7 of 42
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| The Virginia H. Polsky Trust f/b/o Virginia H. Polsky
| Trustees: Jerome Kahn, Jr., Virginia H. Polsky, Jack Polsky
| I.R.S. I.D. No. 36-6630362
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 80,000
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 80,000
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 0.2%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 038336-10-3 | Page 8 of 42
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| June Harris Barrows
| S.S. No. ###-##-####
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 222,200
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 222,200
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 0.6%
|______________________________________________________________________________
| 14) Type of Reporting Person
| IN
|_____________________________________________________________________________
13D
CUSIP No. 038336-10-3 | Page 9 of 42
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Virginia H. Polsky Trust dtd 11/19/76 f/b/o James Polsky
| Trustees: Jerome Kahn, Jr., Jack Polsky
| I.R.S. I.D. No. 36-6638562
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 12,200
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 12,200
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| Less than .1%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 038336-10-3 | Page 10 of 42
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Virginia H. Polsky Trust dtd 11/19/76 f/b/o Jack Polsky
| Trustees: Jerome Kahn, Jr., Jack Polsky
| I.R.S. Identification No. 36-6638583
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 12,460
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 12,460
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| Less than .1%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 038336-10-3 | Page 11 of 42
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Virginia H. Polsky Trust dtd 11/19/76 f/b/o Charles Polsky
| Trustees: Jerome Kahn, Jr., Jack Polsky
| I.R.S. I.D. No. 36-6638565
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 14,300
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 14,300
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| Less than .1%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 038336-10-3 | Page 12 of 42
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Virginia H. Polsky Trust dtd11/19/76 f/b/o George Polsky
| Trustees: Jerome Kahn, Jr., Jack Polsky
| I.R.S. I.D. No. 36-6638563
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 13,000
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 13,000
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| Less than .1%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 038336-10-3 | Page 13 of 42
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Virginia H. Polsky Trust dtd 11/19/76 f/b/o Jean Polsky
| Trustees: Jerome Kahn, Jr., Jack Polsky
| I.R.S. I.D. No. 36-6638559
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 12,750
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 12,750
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| Less than .1%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 038336-10-3 | Page 14 of 42
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Bette D. Harris
| S.S. No. ###-##-####
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 154,190
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 154,190
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 154,190
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 0.4%
|______________________________________________________________________________
| 14) Type of Reporting Person
| IN
|_____________________________________________________________________________
13D
CUSIP No. 038336-10-3 | Page 15 of 42
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Katherine Harris Trust f/b/o Katherine Harris
| Trustees: Katherine Harris, King W. Harris
| I.R.S. I.D. No. 36-6054377
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 100,000
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 0
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 100,000
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 0
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 0.3%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 038336-10-3 | Page 16 of 42
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Neison Harris Trust dtd 1/12/54 f/b/o/ William J. Friend
| Trustees: Katherine Harris King W. Harris, American National Bank
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 64,116
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 64,116
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 64,116
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 0.2%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 038336-10-3 | Page 17 of 42
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Neison Harris Trust dtd 1/12/54 f/b/o/ Pam F. Szokol
| Trustees: Katherine Harris King W. Harris, American National Bank
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 64,114
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 64,114
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 64,114
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 0.2%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|______________________________________________________________________________
13D
CUSIP No. 038336-10-3 | Page 18 of 42
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Neison Harris Trust dtd 1/12/54 f/b/o/ Scott C. Friend
| Trustees: Katherine Harris King W. Harris, American National Bank
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 64,114
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 64,114
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 64,114
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 0.2%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|______________________________________________________________________________
13D
CUSIP No. 038336-10-3 | Page 19 of 42
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Neison Harris Trust dtd 1/12/54 f/b/o John B. Harris
| Trustees: Katherine Harris, King W. Harris, American National Bank
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 114,926
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 114,926
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 114,926
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 0.3%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 038336-10-3 | Page 20 of 42
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Neison Harris Trust dtd 1/12/54 f/b/o Charles H. Paul
| Trustees: Katherine Harris, King W. Harris, American National Bank
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 43,862
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 43,862
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 43,862
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 0.1%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 038336-10-3 | Page 21 of 42
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Neison Harris Trust dtd 1/12/54 f/b/o Kelly L. Paul
| Trustees: Katherine Harris, King W. Harris, American National Bank
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 43,862
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 43,862
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 43,862
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 0.1%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 038336-10-3 | Page 22 of 42
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Neison Harris Trust dtd 1/12/54 f/b/o Alan H. Paul
| Trustees: Katherine Harris, King W. Harris, American National Bank
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 35,862
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 35,862
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 35,862
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| Less than 0.1%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 038336-10-3 | Page 23 of 42
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Neison Harris Trust dtd 1/12/54 f/b/o Laurie B. Paul
| Trustees: Katherine Harris, King W. Harris, American National Bank
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 35,858
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 35,858
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 35,858
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| Less than 0.1%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 038336-10-3 | Page 24 of 42
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Mary Ann Barrows Wark
| S.S. No. ###-##-####
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 26,060
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 26,060
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 26,060
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| Less than 0.1%
|______________________________________________________________________________
| 14) Type of Reporting Person
| IN
|_____________________________________________________________________________
13D
CUSIP No. 038336-10-3 | Page 25 of 42
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Patricia Barrows Rosbrow
| S.S. No. ###-##-####
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 3,004
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 3,004
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| Less than 0.1%
|______________________________________________________________________________
| 14) Type of Reporting Person
| IN
|_____________________________________________________________________________
13D
CUSIP No. 038336-10-3 | Page 26 of 42
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Robert L. Barrows
| S.S. No. ###-##-####
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 69,180
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 69,180
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 0.2%
|______________________________________________________________________________
| 14) Type of Reporting Person
| IN
|_____________________________________________________________________________
13D
CUSIP No. 038336-10-3 | Page 27 of 42
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| The William Harris Settler Trust f/b/o William H. Barrows
| Trustees: Irving B. Harris, Neison Harris
| I.R.S. I.D. No. 36-6735858
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 22,410
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 22,410
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| Less than 0.1%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 038336-10-3 | Page 28 of 42
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Trust u/w/ of Mildred Harris f/b/o Patricia Barrows Rosbrow
| Trustees: Irving B. Harris, Neison Harris
| I.R.S. I.D. No. 93-6124082
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 6,396
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 6,396
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| Less than .1%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 038336-10-3 | Page 29 of 42
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Trust u/w/ Mildred Harris f/b/o William H. Barrows
| Trustees: Irving B. Harris, Neison Harris
| I.R.S. I.D. No. 93-6124080
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 6,390
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 6,390
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| Less than 0.1 %
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 038336-10-3 | Page 30 of 42
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Trust u/w/ Mildred Harris f/b/o Robert L. Barrows
| Trustees: Irving B. Harris, Neison Harris
| I.R.S. I.D. No. 93-6124081
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 7,442
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 7,442
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| Less than .1%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 038336-10-3 | Page 31 of 42
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Jerome Kahn, Jr. Revocable Trust
| Trustee: Jerome Kahn, Jr.
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 567,856
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 567,856
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 2.3%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 038336-10-3 | Page 32 of 42
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Irving Harris Foundation, William W. Harris, President
|
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 0
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 0
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 48,380
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 0%
|______________________________________________________________________________
| 14) Type of Reporting Person
| OO
|_____________________________________________________________________________
13D
CUSIP No. 038336-10-3 | Page 33 of 42
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| William Harris
| S.S. No. ###-##-####
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 12,000
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 0
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 12,000
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 12,000
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| less than 0.1%
|______________________________________________________________________________
| 14) Type of Reporting Person
| IN
|_____________________________________________________________________________
13D
CUSIP No. 038336-10-3 | Page 34 of 42
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| Katherine Harris
| S.S. No. ###-##-####
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 100,000
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 466,714
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 100,000
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 466,714
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 566,714
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 1.6%
|______________________________________________________________________________
| 14) Type of Reporting Person
| IN
|_____________________________________________________________________________
13D
CUSIP No. 038336-10-3 | Page 35 of 42
_______________________________________________________________________________
| 1) Name of Reporting Person
| S.S. or I.R.S. Identification No. of Above Person
|
| William Harris Investors, Inc.
| I.R.S. I.D. No. 36-3488341
|______________________________________________________________________________
| 2) Check the Appropriate Box if a Member of a Group
| (a) [ X ]
| (b) [ ]
|______________________________________________________________________________
| 3) SEC Use Only
|
|______________________________________________________________________________
| 4) Source of Funds
| OO
|______________________________________________________________________________
| 5) Check if Disclosure of Legal Proceedings is Required
| Pursuant to Items 2(d) or 2(e)
| [ ]
|______________________________________________________________________________
| 6) Citizenship or Place of Organization
| U.S.A.
|______________________________________________________________________________
| | 7) Sole Voting Power
| Number of | 0
| Shares _______________________________________________________________
| Beneficially | 8) Shared Voting Power
| Owned By | 567,856
| Each _______________________________________________________________
| Reporting | 9) Sole Dispositive Power
| Person | 567,856
| With _______________________________________________________________
| | 10) Shared Dispositive Power
| | 0
|______________________________________________________________________________
| 11) Aggregate Amount Beneficially Owned by Each
| Reporting Person
| 567,856
|______________________________________________________________________________
| 12) Check if the Aggregate Amount in Row (11)
| Excludes Certain Shares
| [ ]
|______________________________________________________________________________
| 13) Percent of Class Represented By Amount in Row (11)
| 1.6%
|______________________________________________________________________________
| 14) Type of Reporting Person
| CO
______________________________________________________________________________
Item 1. Security and Issuer
Common Stock, $.01 par value
AptarGroup, Inc.
475 West Terra Cotta Avenue, Suite E
Crystal Lake, IL 60014
Item 2. Identity and Background
Parts (a), (b) and (c)-
Reporting Person
1. Irving B. Harris Revocable Trust f/b/o Irving B. Harris; trustee:
Irving B. Harris (Chairman of the Executive Committee and
Director of Pittway Corporation, a manufacturer and distributor
of electronic alarm equipment and a publisher of trade magazines
and directories; 200 South Wacker Drive, Chicago, IL 60606)
2. Neison Harris, Chairman of the Board and Director of
Pittway Corporation, (Note 1)
3. The William W. Harris Trust f/b/o William W. Harris; trustees:
Jerome Kahn, Jr. (employee of William Harris Investors, Inc. -
"WHI", investment advisors), William W. Harris, Roberta Harris
and Boardman Lloyd. WHI, a Delaware corporation, is owned by
Irving B. Harris, William W. Harris, Virginia H. Polsky and
Roxanne H. Frank. The directors and officers are Irving B.
Harris (director and chairman), Jerome Kahn, Jr. (president and
director), Jack R. Polsky (director and executive vice president)
Michael S. Resnick (vice president and secretary), Peter E.Martin
(vice president), Gary J. Neumayer (treasurer), Michael C.McQuinn
(assistant treasurer) and Beth Stephens (assistant treasurer).
4. King W. Harris, President and Director of Pittway
Corporation, 200 South Wacker Drive, Chicago, Il 60606
5. The Roxanne H. Frank Trust f/b/o Roxanne H. Frank; trustees:
Jerome Kahn, Jr., Roxanne H. Frank and Jack Polsky.
6. The Virginia H. Polsky Trust f/b/o Virginia H. Polsky;
trustees: Jerome Kahn, Jr., Virginia H. Polsky and Jack
Polsky.
7. June Harris Barrows
Virginia H Polsky Trusts dated 11/19/76,
trustees: Jerome Kahn, Jr. and Jack Polsky; f/b/o:
8. James Polsky
9. Jack Polsky
10. Charles Polsky
11. George Polsky
12. Jean Polsky
Page 36 of 42
13. Bette D. Harris (Note 1)
14. Katherine Harris Trust, f/b/o Katherine Harris;
trustees: Katherine Harris and King W. Harris (Note 1)
Neison Harris Trust dated 1/12/54; trustees: Katherine
Harris, King W. Harris and American National Bank
and Trust Company of Chicago, f/b/o (Note 1):
15. William J. Friend
16. Pam F. Szokol
17. Scott C. Friend
18. John B. Harris
19. Charles H. Paul
20. Kelly L. Paul
21. Alan H. Paul
22. Laurie B. Paul
23. Mary Ann Barrows Wark
24. Patricia Barrows Rosbrow, psychologist
25. Robert L. Barrows, lawyer, partner in Leonard, Street &
Deinard, 150 South Fifth Street, Suite 2300,
Minneapolis, Minnesota 55402
26. The William Harris Settler Trust; trustees: Irving B.
Harris and Neison Harris; f/b/o: William H. Barrows
Trust u/w/ of Mildred Harris; trustees: Irving B. Harris
and Neison Harris; f/b/o:
27. Patricia Barrows Rosbrow
28. William H. Barrows
29. Robert L. Barrows
30. Jerome Kahn, Jr. Revocable Trust, trustee: Jerome Kahn, Jr.
31. Irving Harris Foundation, an Illinois not-for-profit
corporation; its directors and officers are Irving B.
Harris (vice president and director);
William W. Harris (president, treasurer and director);
Jerome Kahn, Jr. (vice president); Nancy
Meyer (secretary and director); Boardman Lloyd (director);
Roberta H. Harris (director)
Note 1: Address is 333 Skokie Boulevard, Suite 114, Northbrook, Illinois
60062-1624.
Except as otherwise indicated above, (a) the persons named have no
principal occupations, and (b) their address is 2 North La Salle Street,
Suite 400, Chicago, Illinois 60602-3703.
Page 37 of 42
Irving B. Harris and Neison Harris are brothers and June Barrows is their
sister. William W. Harris is the son of Irving B. Harris, King W. Harris
is the son of Neison Harris and Robert L. Barrows is the son of June
Barrows. All of the other persons named herein are either (1) the children,
grandchildren or spouses of one of the six individuals named in this
paragraph, or spouses of such children or grandchildren, (2) trusts or
custodial accounts for the benefit of such children or grandchildren, or
(3) persons who have granted voting and/or dispositive power to, or are
affiliates of, one of the six individuals named in this paragraph. The
custodians and at least one trustee of each trust named herein have either
a family or business relationship with one or more of the six individuals
named in this paragraph. Because of the above described relationships, the
persons named in this Item 2 may be deemed to be a group within the meaning
of Section 13(d) of the Securities Exchange Act of 1934 and the Rules and
Regulations thereunder.
(d) During the last five years, none of the persons named above has
been convicted in a criminal proceeding (excluding traffic violations or
similar misdemeanors).
(e) During the last five years, none of the persons named above has
been a party to a civil proceeding of a judicial or administrative body of
competent jurisdiction resulting in any judgment, decree or final order
enjoining future violations of, or prohibiting or mandating activities
subject to, federal or state securities laws or finding any violation with
respect to such laws.
(f) Each of the persons named above is a citizen of, or entity
organized in, the United States.
Item 3. Source and Amount of Funds or Other Consideration
Not applicable
Item 4. Purpose of Transaction
The securities of AptarGroup are held as an investment. Messrs. King
Harris and Robert Barrows are directors of AptarGroup and may at any time,
either as directors or as stockholders acting independently or in concert
with other reporting persons herein, exercise any of the prerogatives of
directors or stockholders, including, but not limited to, seeking the sale
or transfer of a material amount of assets of AptarGroup or any of its
subsidiaries, extraordinary corporate transactions involving AptarGroup or
any of its subsidiaries, changes in the present board of directors or
management of AptarGroup, and other material changes in AptarGroup's
business or corporate structure.
Such reporting persons expect that AptarGroup may consider the
acquisition of other businesses similar to, or different from, those in
which it is now engaged. Such persons have no present plans or proposals
which relate to or would result in the acquisition or disposition by any
person of any material amount of securities of AptarGroup.
Page 38 of 42
Item 5. Interest in Securities of the Issuer
(a) and (b) The aggregate number of outstanding shares of Common
Stock of AptarGroup which may be deemed to be beneficially owned
within the meaning of Section 13(d) by the persons named in Item 2 is
1,687,416 common shares, constituting 4.7% of such outstanding shares.
The following table lists the number of Common shares directly
owned by each of the persons named in Item 2 (designated by the
number corresponding to such name in Item 2) and the related
percentage of outstanding shares.
Number Per Cent of
Person of Shares Outstanding Shares
1. 0 -
2. 149,350 .4%
3. 12,000 *
4. 237,306 .7
5. 59,118 .2
6. 80,000 .2
7. 222,200 .6
8. 12,200 *
9. 12,460 *
10. 14,300 *
11. 13,000 *
12. 12,750 *
13. 154,190 .4
14. 100,000 .3
15. 64,116 .2
16. 64,114 .2
17. 64,114 .2
18. 114,926 .3
19. 43,862 .1
20. 43,862 .1
21. 35,862 *
22. 35,858 *
23. 26,060 *
24. 3,004 *
25. 69,180 .2%
26. 22,410 *
27. 6,396 *
28. 6,390 *
29. 7,442 *
30. 946 *
31. 0 - .
Total 1,687,416 4.7%
*Less than one-tenth of one percent
Page 39 of 42
In addition to shares shown in the foregoing table as being directly
owned, certain persons named in Item 2 also have or may be deemed to have
sole power to vote or direct the vote and to dispose or direct the
disposition of shares owned by other persons named herein by virtue of
being a sole stockholder, custodian or trustee, or having a business
relationship with custodians or trustees. In addition, such persons have
or may be deemed to have shared voting and dispositive power over shares
owned by other persons named herein by virtue of being co-trustee or
holding power of attorney. The following table lists the individuals
having such voting and dispositive powers and the other persons (designated
by the number corresponding to such name in Item 2) with respect to which
such powers are held:
Investment power Sole voting and Shared voting and
held by dispositive power dispositive power
Neison Harris Person 4*, 13, 26-29
Irving B. Harris ** **
William W. Harris 3, 31
Jack Polsky ** **
King W. Harris 14, 15-22
Katherine Harris 14 15-22
WHI ** **
Jerome Kahn, Jr ** **
* Neison Harris has no power to vote or dispose of 33,242 shares
beneficially owned by Person #4.
** William Harris Investors, Inc. (WHI) reports that in its discretion
as an investment advisor it has sole dispositive power and shared voting
power with respect to shares held by persons #1, 3, 5-12 and 23-31. Jerome
Kahn, Jr. is the President of WHI. Jack Polsky is a Vice President of WHI.
(c) The following table lists the transactions of AptarGroup Inc.
Common shares effected during the preceding 60 days by the persons named in
Item 2 (designated by the number corresponding to such name in Item 2.)
Date Person No. of Shares Price Transaction
10/30/98 31 (96,760) $28.00 Sale NYSE
11/02/98 1 (82,400) N/A Gift
11/03/98 1 (40,000) N/A Gift
11/06/98 1 (40,000) N/A Gift
11/12/98 31 (16,800) N/A Gift
Page 40 of 42
(d) To the knowledge of the persons named in Item 2, no other
persons, except beneficiaries of certain of such entities, have the right
to receive or the power to direct the receipt of dividends from, or the
proceeds from the sale of, the shares owned by such persons.
(e) Not applicable.
Item 6. Contracts, Arrangements, Understanding or Relationships
with Respect to Securities of the Issuer
The persons named above have no contracts, arrangements,
understandings or relationships (legal or otherwise) with any person not
named herein with respect to any securities of the issuer, including but
not limited to transfer or voting of any of the securities, finders fees,
joint ventures, loan or option arrangements, puts or calls, guarantees of
profits, division of profit or loss, or the giving or withholding of
proxies, except for options for 12,000 shares granted or to be granted to
Mr. King Harris and 6,000 shares granted or to be granted to Mr. Robert
Barrows as Directors and 12,000 shares granted to William Harris as a
former Director of AptarGroup pursuant to its Director Option Plan.
Item 7. Material to be Filed as Exhibits
Exhibits: Number Description
24.1 Joint Filing Agreement and Power of Attorney dated
July 30, 1998 (incorporated by reference to
Exhibit 24.1 of Amendment No. 5 to Schedule 13D
dated July 30, 1998).
24.2 Joint Filing Agreement and Power of Attorney dated
June 9, 1998 (incorporated by reference to
Exhibit 24.1 of Amendment No. 4 to Schedule 13D
dated June 9, 1998).
24.3 Joint Filing Agreement and Power of Attorney dated
January 16, 1997 (incorporated by reference to
Exhibit 24.1 of Amendment No. 3 to Schedule 13D
dated January 16, 1997).
24.4 Joint Filing Agreement and Power of Attorney dated
March 13, 1996 (incorporated by reference to
Exhibit A of Amendment No. 2 to Schedule 13D
dated March 14, 1996).
24.5 Joint Filing Agreement and Power of Attorney dated
May 4, 1993 (incorporated by reference to
Exhibit A of Schedule 13D dated May 4, 1993).
Page 41 of 42
* * * * *
The inclusion of information in this statement shall not be
construed as an admission that the persons named in Item 2 are beneficial
owners of any shares other than those shares as to which each is described
in Item 5 as the direct owner.
Signature
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Date: November 24, 1998
/s/ Edward J. Schwartz
Edward J. Schwartz as authorized representative for each of the persons
named in Item 2.
Page 42 of 42
