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<PAGE> 1
================================================================================
--------------------------------------------------------------------------------
FORM 11-K
----------
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
REPORT PURSUANT TO SECTION 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
FOR THE PERIOD FROM JANUARY 1, 1999 TO DECEMBER 31, 1999
COMMISSION FILE NUMBER 1-11804
A. Full title of the plan and address of the plan, if different
from that of the issuer named below:
THE GEON RETIREMENT SAVINGS PLAN
B. Name of issuer of the securities held pursuant to the plan
and the address of its principal executive office:
THE GEON COMPANY
ONE GEON CENTER
AVON LAKE, OHIO 44012
REQUIRED INFORMATION
1. Audited financial statements of the plan.
The Report of Independent Auditors; Statement of Net Assets Available
for Benefits as of December 31, 1999; Statement of Changes in Net
Assets Available for Benefits for the period from January 1, 1999
through December 31, 1999; and Supplemental Schedules are attached
hereto.
2. Exhibits
Consent of Independent Auditors
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Geon
Savings Program Administration Committee has duly caused this annual report to
be signed on its behalf by the undersigned hereunto duly authorized.
THE GEON SAVINGS PROGRAM ADMINISTRATION COMMITTEE
June 28, 2000
/s/ James J. Casalone
Member of the Geon Savings Program Administration Committee
--------------------------------------------------------------------------------
================================================================================
<PAGE> 2
AUDITED FINANCIAL STATEMENTS AND SUPPLEMENTAL
SCHEDULES
The Geon Retirement Savings Plan
December 31, 1999 and 1998 and the Year Ended December 31, 1999
with Report of Independent Auditors
<PAGE> 3
The Geon Retirement Savings Plan
Audited Financial Statements and Supplemental Schedules
December 31, 1999 and 1998, and the
Year Ended December 31, 1999
CONTENTS
Report of Independent Auditors.......................................... 1
AUDITED FINANCIAL STATEMENTS
Statements of Net Assets Available for Benefits......................... 2
Statement of Changes in Net Assets Available for Benefits............... 3
Notes to Financial Statements .......................................... 4
SUPPLEMENTAL SCHEDULES
Schedule H, Line 4(i)--Schedule of Assets Held for
Investment Purposes at End of Year.................................. 10
Schedule H, Line 4(j)--Schedule of Reportable Transactions.............. 35
<PAGE> 4
Report of Independent Auditors
The Geon Company
Savings Program Administration Committee
We have audited the accompanying statements of net assets available for benefits
of The Geon Retirement Savings Plan as of December 31, 1999 and 1998, and the
related statement of changes in net assets available for benefits for the year
ended December 31, 1999. These financial statements are the responsibility of
the Plan's management. Our responsibility is to express an opinion on these
financial statements based on our audits.
We conducted our audits in accordance with auditing standards generally accepted
in the United States. Those standards require that we plan and perform the audit
to obtain reasonable assurance about whether the financial statements are free
of material misstatement. An audit includes examining, on a test basis, evidence
supporting the amounts and disclosures in the financial statements. An audit
also includes assessing the accounting principles used and significant estimates
made by management, as well as evaluating the overall financial statement
presentation. We believe that our audits provide a reasonable basis for our
opinion.
In our opinion, the financial statements referred to above present fairly, in
all material respects, the net assets available for benefits of The Geon
Retirement Savings Plan at December 31, 1999 and 1998, and the changes in its
net assets available for benefits for the year ended December 31, 1999, in
conformity with accounting principles generally accepted in the United States.
Our audits were performed for the purpose of forming an opinion on the financial
statements taken as a whole. The accompanying supplemental schedules of assets
held for investment purposes at end of year as of December 31, 1999 and
reportable transactions for the year then ended, are presented for purposes of
additional analysis and are not a required part of the financial statements but
are supplementary information required by the Department of Labor's Rules and
Regulations for Reporting and Disclosure under the Employee Retirement Income
Security Act of 1974. These supplemental schedules are the responsibility of the
Plan's management. The supplemental schedules have been subjected to the
auditing procedures applied in our audits of the financial statements and, in
our opinion, are fairly stated in all material respects in relation to the
financial statements taken as a whole.
/s/ Ernst & Young LLP
Cleveland, Ohio
June 23, 2000
1
<PAGE> 5
The Geon Retirement Savings Plan
Statements of Net Assets Available for Benefits
DECEMBER 31
1999 1998
-------------------------------
ASSETS
Investments, at fair value $212,646,052 $167,958,920
Receivables:
Dividends and interest 331,663 263,908
Other 513,614 4,818
-------------------------------
Total receivables 845,277 268,726
-------------------------------
Total assets 213,491,329 168,227,646
LIABILITIES
Other payables 27,429 241,477
-------------------------------
Net assets available for benefits $213,463,900 $167,986,169
===============================
See accompanying notes.
2
<PAGE> 6
The Geon Retirement Savings Plan
Statement of Changes in Net Assets Available for Benefits
For the Year Ended December 31, 1999
ADDITIONS
Investment income:
Net appreciation in fair value of investments $ 36,760,206
Interest and other income 3,021,522
Dividends 1,834,890
------------
41,616,618
Contributions:
Participant 5,935,543
Employer 6,033,120
------------
11,968,663
Net transfer with other plans 4,448,244
------------
Total additions 58,033,525
DEDUCTIONS
Withdrawals and distributions:
Cash 12,227,465
Common stock 328,329
------------
Total deductions 12,555,794
------------
Net increase 45,477,731
Net assets available for benefits:
Beginning of year 167,986,169
------------
End of year $213,463,900
============
See accompanying notes.
3
<PAGE> 7
The Geon Retirement Savings Plan
Notes to Financial Statements (continued)
The Geon Retirement Savings Plan
Notes to Financial Statements
December 31, 1999 and 1998 and
Year Ended December 31, 1999
A. DESCRIPTION OF THE PLAN
The following description of The Geon Retirement Savings Plan (the "Plan")
provides only general information. Participants should refer to the plan
document for a more complete description of the Plan's provisions.
GENERAL
The Plan is a defined contribution plan covering substantially all domestic
salaried and hourly employees of The Geon Company ("Geon" or the "Company"). The
Plan is subject to the provisions of the Employee Retirement Income Security Act
of 1974 ("ERISA").
Effective October 1, 1999 former employees of Occidental Chemical Corporation
who became employees of Geon upon the sale of the Burlington facility, became
eligible to transfer to the Plan their account balances in the Occidental
Chemical Corporation Savings and Investment Plan and the Occidental Petroleum
Corporation Savings Plan ("Occidental Plans"). Transfers into the Plan were
$7,000,083, representing the account balances of participants of the Occidental
Plans who transferred to the Plan. Effective October 1, 1999, former employees
of Geon who became employees of OxyVinyls, LP became eligible to transfer their
account balances in the Plan to the OxyVinyls, LP Savings Plan ("OxyVinyls
Plan"). Amounts transferred to the OxyVinyls Plan from the Plan were
$2,551,839.
CONTRIBUTIONS
Each employee who elects to become a participant in the Plan authorizes a
bi-weekly payroll deduction from one to sixteen percent of eligible earnings.
The Savings Program Administration Committee has the authority at its discretion
to reduce the employees' bi-weekly contribution percentage in order to maintain
the qualified tax status of the Plan.
The Plan offers participants the choice of two savings options: a regular (after
tax) savings option and a tax-deferred savings option. Participants may elect to
participate in either or both of the savings options. Under both savings
options, participants may direct that contributions be invested in any eligible
funds offered by the Plan. Participants may change their investment options
daily.
4
<PAGE> 8
The Geon Retirement Savings Plan
Notes to Financial Statements (continued)
A. DESCRIPTION OF THE PLAN (CONTINUED)
The Plan provides that for each contribution period the employer will contribute
a percentage of the participants' contributions up to six percent of the
participants' eligible earnings. The employer contribution rate is 100% of
participants' eligible contributions to the Geon Common Stock Fund and 50% of
participants' eligible contributions to the other eligible funds. The Company,
at its discretion, may make additional contributions to the Plan which would be
allocated to each eligible participant's account based upon the participant's
annual compensation. Employer contributions are invested only in the Geon Common
Stock Fund. Once a participant attains age 55, or terminates employment with the
Company the participant can transfer account balances related to employer
contributions to eligible investment options.
The Plan provides for the acceptance of rollover contributions from other plans
qualified under the Internal Revenue Code (the "Code"). Rollover contributions
can be made only in cash to the Plan's tax-deferred savings option.
PARTICIPANT LOANS
Participants may borrow from employee contributions and related earnings in
their fund accounts. Participants may borrow a minimum of $1,000 up to an amount
equal to the lesser of one half of the total vested account balance, or $50,000
reduced by the greater of (i) the highest outstanding loan balance in the last
12 months, or (ii) the outstanding balance of loans from the Plan on the date
such loan is made. The interest rate on each loan is a fixed rate based on the
trustee's prime rate. Payments on loans are made through payroll deductions and
must be repaid within 5 years (personal loans) or 5-15 years (primary residence
loans).
VESTING
Participant and Company contributions are fully vested immediately.
PAYMENT OF BENEFITS
Upon retirement or termination of employment from the Company participants may
withdraw from the Plan. Active employees of the Company are entitled to receive
the value of their Company matching contributions and discretionary Company
contributions made prior to January 1, 1995, and earnings thereon upon reaching
age 55. Employee pre-tax contributions and discretionary Company contributions
made subsequent to December 31, 1994 and earnings thereon may not be withdrawn
until the participant reaches age 59-1/2, unless under hardship. Employee
after-tax contributions may be withdrawn at the discretion of the participant.
Distributions are made in payments of cash or common stock.
5
<PAGE> 9
The Geon Retirement Savings Plan
Notes to Financial Statements (continued)
A. DESCRIPTION OF THE PLAN (CONTINUED)
PLAN TERMINATION
Although it has not expressed any intent to do so, the Company has the right
under the Plan to discontinue its contributions at any time and to terminate the
Plan subject to the provisions of ERISA. In the event of termination of the
Plan, the net assets of the Plan will be distributed to the participants based
on the respective value of their accounts.
ACCOUNTING AND ADMINISTRATIVE FEES
All significant accounting and administrative fees are paid by Geon, the Plan
sponsor.
B. SIGNIFICANT ACCOUNTING POLICIES
The Plan's financial statements are reported on the accrual basis of accounting.
Investments are stated at fair value. Investments in common stock are valued at
the last reported sales price of the common stock on the last business day of
the plan year. The shares of registered investment companies are valued at
quoted market prices that represent the net asset values of shares held by the
Plan at year-end. Investments in common trust funds investing primarily in
equities are valued based on the redemption price of units owned by the Plan,
which is based on the current market values of the underlying assets of the
fund. The investment in common trust funds investing primarily in insurance
contracts, is valued at contract value, plus income received thereon, less
distributions and administrative expense payments, which approximates fair
value. Investments in common trust funds investing in short-term fixed income
obligations have a market value approximating cost. The participant loans are
valued at their outstanding balances which approximate fair value.
The preparation of the financial statements in conformity with generally
accepted accounting principles requires management to make estimates that affect
the amounts reported in the financial statements and accompanying notes. Actual
results could differ from those estimates.
Certain amounts in the prior year financial statements have been reclassified to
conform to the current year presentation.
6
<PAGE> 10
The Geon Retirement Savings Plan
Notes to Financial Statements (continued)
C. INVESTMENTS
During the year ended December 31, 1999, the Plan's investments (including
investments purchased, sold, as well as held during the year) appreciated
(depreciated) in fair value as determined by quoted market prices as follows:
NET
APPRECIATION
(DEPRECIATION) IN
FAIR VALUE OF
INVESTMENTS
------------
Common stock $ 25,852,259
Common trust funds 9,581,545
Shares of registered investment companies 1,338,161
Corporate bonds (8,300)
Other (3,459)
------------
$ 36,760,206
============
The fair value of individual investments that represent 5% or more of the fair
value of the Plan's net assets are as follows:
DECEMBER 31
1999 1998
-----------------------------
The Geon Company Common Stock* $73,887,028 $61,183,956
State Street Bank Selection Fund 42,477,531 30,885,433
State Street Bank Flagship S&P 500 Index Fund 55,172,858 41,267,707
* Nonparticipant-directed
7
<PAGE> 11
The Geon Retirement Savings Plan
Notes to Financial Statements (continued)
D. NONPARTICIPANT-DIRECTED INVESTMENTS
The Geon Common Stock fund contains participant account balances that are both
participant-directed and nonparticipant-directed. Because the fund contains
balances that are nonparticipant-directed, the entire fund is considered
nonparticipant-directed for disclosure purposes.
Information about the net assets and the significant components of changes in
net assets related to the nonparticipant-directed investments is as follows:
<TABLE>
<CAPTION>
DECEMBER 31
1999 1998
----------------------------
<S> <C> <C>
Net assets:
Assets:
Investments, at fair value:
The Geon Company Common Stock $73,887,028 $61,183,956
State Street Bank Short-Term Investment Fund 795,593 1,534,510
----------------------------
Total investments 74,682,621 62,718,466
Receivables:
Dividends and interest 6,561 5,516
Transfers from other funds 103,848 94,470
Other 211,847 1,090
----------------------------
Total receivables 322,256 101,076
----------------------------
Total assets 75,004,877 62,819,542
Liabilities:
Transfers payable to other funds 45,880 102,689
Other payables 229,263
----------------------------
Total liabilities 45,880 331,952
----------------------------
Net assets $74,958,997 $62,487,590
============================
</TABLE>
8
<PAGE> 12
The Geon Retirement Savings Plan
Notes to Financial Statements (continued)
D. NONPARTICIPANT-DIRECTED INVESTMENTS (CONTINUED)
Changes in net assets:
Additions:
Investment income:
Net appreciation in fair value of investments $26,144,681
Interest income 83,310
Dividends 1,201,128
-----------
27,429,119
Contributions:
Participants 4,308,004
Employer 6,033,120
-----------
10,341,124
-----------
Total additions 37,770,243
Deductions:
Withdrawals and distributions:
Cash 2,563,727
Common stock 178,860
-----------
2,742,587
Net transfers to participant-directed investments 22,556,249
-----------
$12,471,407
===========
E. INCOME TAX STATUS
The Plan has received a determination letter from the Internal Revenue Service
dated May 29, 1996, stating that the Plan is qualified under Section 401(a) of
the Code and, therefore, the related trust is exempt from taxation. Once
qualified, the Plan is required to operate in conformity with the Code to
maintain its qualification. The Plan Sponsor believes the Plan is being operated
in compliance with the applicable requirements of the Code and, therefore,
believes that the Plan is qualified and the related trust is tax exempt.
9
<PAGE> 13
The Geon Retirement Savings Plan
EIN: 34-1730488 Plan No.: 001
Schedule H, Line 4(i)--Schedule of Assets Held for
Investment Purposes at End of Year (continued)
<TABLE>
<CAPTION>
DESCRIPTION OF INVESTMENT
INCLUDING MATURITY DATE,
IDENTITY OF ISSUE, BORROWER, RATE OF INTEREST, PAR OR CURRENT
LESSOR OR SIMILAR PARTY MATURITY VALUE COST VALUE
-------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C>
COMMON STOCKS
The Geon Company* 2,273,447 shares $55,181,878 $73,887,028
The BFGoodrich Company 287,294 shares 7,900,585
Occidental Petroleum Corporation* 99,706 shares 2,156,142
AT&T Corp. 1,965 shares 99,848
ASD SYS Inc. 400 shares 7,100
Abbott Laboratories 2,000 shares 72,626
Acclaim ENTMT Inc. Com. 3,000 shares 15,375
Actrade Intl Ltd. 1,000 shares 14,938
Adams Golf Inc. 400 shares 650
Adaptec Inc 50 shares 2,494
Administaff Inc. 171 shares 5,173
Airtran Hldgs Inc. 1,200 shares 5,437
Alcoa Inc. 300 shares 24,900
Alcatel Alshom Sponsored 244 shares 10,980
Alliance Semiconductor 100 shares 1,669
Altair Intl Inc ISIN #CA02136W 1,000 shares 4,000
Amozon.Com Inc 253 shares 19,260
America Online Inc. 3,187 shares 241,814
American Home Products Corp. 540 shares 21,195
Amgen Inc. 1,186 shares 71,235
Analog Devices Inc. 165 shares 15,345
Anheuser Busch Cos. 110 shares 7,796
Apria Healthcare Group Inc. 100 shares 1,794
Applied Digital Solutions Inc. 900 shares 6,750
Applied Materials Inc. 450 shares 57,010
Archer Daniels Midland NFSC 100 shares 1,213
Arkansas Best Corp. 41 shares 492
Aronex Pharm. Inc. 350 shares 1,094
</TABLE>
10
<PAGE> 14
The Geon Retirement Savings Plan
EIN: 34-1730488 Plan No.: 001
Schedule H, Line 4(i)--Schedule of Assets Held for
Investment Purposes at End of Year (continued)
<TABLE>
<CAPTION>
DESCRIPTION OF INVESTMENT
INCLUDING MATURITY DATE,
IDENTITY OF ISSUE, BORROWER, RATE OF INTEREST, PAR OR CURRENT
LESSOR OR SIMILAR PARTY MATURITY VALUE COST VALUE
-------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C>
COMMON STOCKS (CONTINUED)
Asia Tigers Fd. Inc. 300 shares 3,075
Aspen Technology Inc. 262 shares 6,927
Associates First Capital Cor. 260 shares 7,134
Astrazeneca PLC -Spons ADR 81 shares 3,382
Audible Inc 200 shares 3,000
Aventis Spons ADR N/C From 740 shares 42,088
Aviron 200 shares 3,163
Axys Pharmaceuticals Inc 200 shares 813
BMC Software Inc 290 shares 23,182
Balance Bar Co. 245 shares 3,338
Ballard Pwr. Sys. Inc. 100 shares 2,819
Bally Total Fitness Holdings 25 shares 667
Bank of America Corp. NFSC IS 50 shares 2,509
Bank of New York Inc NFSC IS SP 200 shares 8,000
Bank One Corp. 550 shares 17,600
Barnes and Noble Inc. 400 shares 8,250
Beazer Homes USA Inc 200 shares 3,850
Bell Atlantic Inc. 100 shares 6,156
Bell Canada INTL 335 shares 7,600
Bell South Corp NSFC IS SPEC 100 shares 4,681
Berkshire Hathaway Inc. 5 shares 9,150
Best Buy Inc NFSC IS SPEC 60 shares 3,015
Bethlehem Steel Corp. 550 shares 4,606
Biomet Inc. 75 shares 3,000
Bluefly Inc 200 shares 1,863
Boeing Co. 856 shares 35,471
Books-A-Million Inc. 200 shares 1,663
Boston Scientific 550 shares 12,031
</TABLE>
11
<PAGE> 15
The Geon Retirement Savings Plan
EIN: 34-1730488 Plan No.: 001
Schedule H, Line 4(i)--Schedule of Assets Held for
Investment Purposes at End of Year (continued)
<TABLE>
<CAPTION>
DESCRIPTION OF INVESTMENT
INCLUDING MATURITY DATE,
IDENTITY OF ISSUE, BORROWER, RATE OF INTEREST, PAR OR CURRENT
LESSOR OR SIMILAR PARTY MATURITY VALUE COST VALUE
-------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C>
COMMON STOCKS (CONTINUED)
Boykin Lodging Co. 1,000 shares 10,938
Brightpoint Inc. 1,200 shares 15,750
Bristol Myers Squibb NFSC IS 235 shares 15,084
Brooktrout Tech Inc. 1,000 shares 18,563
Burlinton Northern Santa 100 shares 2,425
Butler MFG Co Del 300 shares 6,694
C&D Technologies 200 shares 8,500
CBRL Group Inc 400 shares 3,881
CK WitcoCorp 1,068 shares 14,285
CMG Invormation Svcs Inc 300 shares 83,063
CML Group Inc. 100 shares 0
CMP Group Inc. 200 shares 5,513
Cable & Wireless PLC 300 shares 15,881
Cadence Design Systems Inc. 140 shares 3,360
Caledonia Mining 2,000 shares 66
Calgon Carbon Corp. 600 shares 3,525
California Amplifer 215 shares 5,657
Callaway Golf Co. 400 shares 7,075
Cambridge Neuroscience 200 shares 180
Canadian National Ry. Co. 300 shares 7,950
Carrier Access Corp 41 shares 2,760
Cascade Nat. Gas Corp. 100 shares 1,613
Caseys Gen Stores 600 shares 6,263
Caterpillar Inc. 1,261 shares 59,346
Cell Pathways Inc 1,965 shares 18,176
Cendant Corp. 1,515 shares 40,243
Centennial Cellular 27 shares 2,238
Central VT Pub. Svc. Corp. 100 shares 1,063
</TABLE>
12
<PAGE> 16
The Geon Retirement Savings Plan
EIN: 34-1730488 Plan No.: 001
Schedule H, Line 4(i)--Schedule of Assets Held for
Investment Purposes at End of Year (continued)
<TABLE>
<CAPTION>
DESCRIPTION OF INVESTMENT
INCLUDING MATURITY DATE,
IDENTITY OF ISSUE, BORROWER, RATE OF INTEREST, PAR OR CURRENT
LESSOR OR SIMILAR PARTY MATURITY VALUE COST VALUE
-------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C>
COMMON STOCKS (CONTINUED)
Charter One Financial Inc. 220 shares 4,208
Chesapeake Energy Corp. 500 shares 1,188
Chevron Corp. 359 shares 31,098
Cirrus Logic Inc. 800 shares 10,650
Cisco Systems Inc. 2,422 shares 259,457
Citigroup Inc. 362 shares 20,159
Clayton Homes Inc 500 shares 4,594
Clearworks.Net 23 shares 46
Cleveland Cliffs Inc. 400 shares 12,450
Coachmen Inds 1,300 shares 19,663
Coca Cola Co. 1,767 shares 102,928
Coca Cola Enterprises Inc. 2,089 shares 42,041
Colorado Medtech inc 500 shares 4,000
Columbia Gas Systems Inc. 277 shares 17,520
Comcast Corp-Voting 100 shares 4,788
Comcast Corp-Non Voting 100 shares 5,056
Comdisco Inc 400 shares 14,900
Compaq Computer Co. 5,022 shares 135,910
CompUsa Inc 1,235 shares 6,253
Computer Sciences Corp 100 shares 9,463
Compuware Corp 186 shares 6,929
Comverse Tech Inc 100 shares 14,475
Concentric Network 100 shares 3,081
ConcureTech 100 shares 2,900
Conexant Sys Inc 134 shares 8,894
Conoco Inc 100 shares 2,475
Contour Sys 1,550 shares 806
Countrywide Credit Ind. Inc. 100 shares 2,525
</TABLE>
13
<PAGE> 17
The Geon Retirement Savings Plan
EIN: 34-1730488 Plan No.: 001
Schedule H, Line 4(i)--Schedule of Assets Held for
Investment Purposes at End of Year (continued)
<TABLE>
<CAPTION>
DESCRIPTION OF INVESTMENT
INCLUDING MATURITY DATE,
IDENTITY OF ISSUE, BORROWER, RATE OF INTEREST, PAR OR CURRENT
LESSOR OR SIMILAR PARTY MATURITY VALUE COST VALUE
-------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C>
COMMON STOCKS (CONTINUED)
Covad Communications 200 shares 11,188
Cymer Inc. 200 shares 9,200
De Beers Cons. Mines Ltd. 100 shares 2,875
Deere & Company 100 shares 4,338
Del Monte Foods Co 100 shares 1,231
Dell Computer Corp. 4,744 shares 241,944
Delphi Automotive sys 1,542 shares 24,287
Diametrics Med. Inc. 1,000 shares 8,563
Diamonds Trust 575 shares 66,233
Digital Origin Inc 50 shares 550
Diodes Inc 300 shares 6,450
Disney Walt Co. 5,135 shares 150,199
Disney Walt Co. Go .Com 172 shares 4,085
Dollar Gen Corp. 156 shares 3,549
Dominion Res Inc VA NFSC IS S 100 shares 3,925
Dover Downs Entertainment Inc. 150 shares 2,813
Drugstore .Com 500 shares 18,094
Du Pont E I De Nemours & Co. 306 shares 20,158
Dura Pharmaceuticals Inc. 100 shares 1,394
EA Industries Inc. 1,000 shares 20
EMC Corp 400 shares 43,700
Ensco International Inc. 500 shares 11,438
E.Spire Communications 500 shares 2,907
E TradeGroup 143 shares 3,736
Eagle USA Air Freight 150 shares 6,469
Earthweb. Inc 97 shares 4,880
Eastman Kodak Co 158 shares 10,468
</TABLE>
14
<PAGE> 18
The Geon Retirement Savings Plan
EIN: 34-1730488 Plan No.: 001
Schedule H, Line 4(i)--Schedule of Assets Held for
Investment Purposes at End of Year (continued)
<TABLE>
<CAPTION>
DESCRIPTION OF INVESTMENT
INCLUDING MATURITY DATE,
IDENTITY OF ISSUE, BORROWER, RATE OF INTEREST, PAR OR CURRENT
LESSOR OR SIMILAR PARTY MATURITY VALUE COST VALUE
-------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C>
COMMON STOCKS (CONTINUED)
ECO Soil Sys 1,000 shares 4,313
Egghead Inc. 28 shares 453
El Paso Energy 200 shares 7,763
Electronic Data Sys. Corp. 200 shares 13,388
Enron corp 322 shares 14,289
Ericsson L M Tel Co. 656 shares 43,091
Espirito Santo Finl Hldgs. 500 shares 7,875
Exodus Communications 230 shares 20,427
Expedia Inc 75 shares 2,625
Exxon Corp. 974 shares 78,468
Finet Holdings Corp 5,000 shares 6,405
First Union Corp. 58 shares 1,910
Firstar Corp 359 shares 7,584
Five Star Productions 125 shares 24
Flashnet Comms 300 shares 1,856
Fletcher Challenge Ltd. 1,000 shares 3,750
Flowers Inds Inc 100 shares 1,594
Fonar Corp. 500 shares 813
Ford Mtr. Co. 1,590 shares 84,768
Foster Wheeler Corp. 400 shares 3,550
Fulton Wheeler 135 shares 2,430
GP Strategies Corp. 1,000 shares 6,125
Gap Inc. 1,775 shares 81,650
Gateway Inc 63 shares 4,540
Genelabs Techs Inc. 1,600 shares 8,800
General Datacomm 86 shares 570
General Electric Co. 1,147 shares 177,498
General Magic Inc. 400 shares 1,550
</TABLE>
15
<PAGE> 19
The Geon Retirement Savings Plan
EIN: 34-1730488 Plan No.: 001
Schedule H, Line 4(i)--Schedule of Assets Held for
Investment Purposes at End of Year (continued)
<TABLE>
<CAPTION>
DESCRIPTION OF INVESTMENT
INCLUDING MATURITY DATE,
IDENTITY OF ISSUE, BORROWER, RATE OF INTEREST, PAR OR CURRENT
LESSOR OR SIMILAR PARTY MATURITY VALUE COST VALUE
-------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C>
COMMON STOCKS (CONTINUED)
General Motors Cop. 796 shares 57,860
Genesee Corp. 100 shares 2,131
Genesis Direct 300 shares 2
The Geon Company (participant-directed)* 1,650 shares 53,625
Gillette Co. 2,200 shares 90,614
Global Imaging 500 shares 6,125
Global Marine Inc. 900 shares 14,963
Globalnet Financial 97 shares 2,795
Golden Triangle Industries 400 shares 800
Goodrich B F Co. 8,673 shares 238,508
Grossmans Inc 8,000 shares 0
Gucci Group 31 shares 3,550
Guidant Corp 75 shares 3,525
Gymboree Corp. 500 shares 2,813
Halliburton Co 200 shares 8,050
Hanna M A Co. 300 shares 3,281
Harrah's Entertainment Inc. 1,700 shares 44,945
Hasbro Inc 100 shares 1,894
Health South Corp 300 shares 1,613
Helmerich & Payne 600 shares 13,050
Hershey Foods Corp. 400 shares 18,975
Hewlett-Packard Corp. 100 shares 11,375
HI/FN Inc 40 shares 1,550
Hibernia Corp. 100 shares 1,062
High Speed Access Corp 45 shares 793
Hilton Hotels Corp. 4,200 shares 40,165
Holly Holdings Inc. 17 shares 0
</TABLE>
16
<PAGE> 20
The Geon Retirement Savings Plan
EIN: 34-1730488 Plan No.: 001
Schedule H, Line 4(i)--Schedule of Assets Held for
Investment Purposes at End of Year (continued)
<TABLE>
<CAPTION>
DESCRIPTION OF INVESTMENT
INCLUDING MATURITY DATE,
IDENTITY OF ISSUE, BORROWER, RATE OF INTEREST, PAR OR CURRENT
LESSOR OR SIMILAR PARTY MATURITY VALUE COST VALUE
-------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C>
COMMON STOCKS (CONTINUED)
Home Depot Inc. 2,062 shares 141,763
Hubbell Inc 100 shares 2,725
Humana Inc 300 shares 2,456
Hutchinson Tech Inc 200 shares 4,250
HVIDE Marine Inc. 800 shares 92
HYSEQ Inc 700 shares 11,900
I-Link Inc. 9,850 shares 27,088
Itxc Corp 200 shares 6,725
Ibasis Inc 200 shares 5,750
Identix Inc 300 shares 2,738
Imation Corp. 10 shares 336
Imclone Sys Inc 74 shares 2,932
Imatron Inc 100 shares 250
Indymac Mortgage Holdings 2,000 shares 25,500
Information Architects 1,000 shares 10,250
Ingram Micro Inc 500 shares 6,563
Inktomi Corp 100 shares 8,875
Intasys Corp 1,000 shares 5,250
Integrated Silicon Solution Inc. 200 shares 3,313
Intel Corp. 4,730 shares 389,340
Inter Tel Inc 500 shares 12,500
Interdigital Comm 2,000 shares 150,000
Intl. Business Machine 1,236 shares 133,334
Intl. Paper Co. 655 shares 36,967
Intel Rectifer 200 shares 5,200
Interpool Inc. 500 shares 3,719
Invacare Corp. 2,250 shares 45,142
Iomega Corp. 1,062 shares 3,584
</TABLE>
17
<PAGE> 21
The Geon Retirement Savings Plan
EIN: 34-1730488 Plan No.: 001
Schedule H, Line 4(i)--Schedule of Assets Held for
Investment Purposes at End of Year (continued)
<TABLE>
<CAPTION>
DESCRIPTION OF INVESTMENT
INCLUDING MATURITY DATE,
IDENTITY OF ISSUE, BORROWER, RATE OF INTEREST, PAR OR CURRENT
LESSOR OR SIMILAR PARTY MATURITY VALUE COST VALUE
-------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C>
COMMON STOCKS (CONTINUED)
Isolyser Inc. 546 shares 1,621
Ivax Corp. 400 shares 10,300
JAB International 8 shares 1
Jan Bell Marketing 2,000 shares 5,750
Johnson & Johnson 259 shares 24,152
Johnson Ctls 100 shares 5,688
Jones Apparel Group 200 shares 5,425
Just For Feet Inc 50 shares 0
Jwgenesis Financial Inc 1,000 shares 29,375
Kellogg Co 40 shares 1,233
Kendle Intl 700 shares 6,913
Keyspan Energy Corp 44 shares 1,020
Kimberly Clark 100 shares 6,544
Knight Trimark 400 shares 18,400
Kroger Co. 1,978 shares 37,335
Lasmo Plc. 600 shares 3,750
LTV Corp 2,800 shares 11,550
LSI Logic Corp. 400 shares 27,000
Laclede Gas Co 200 shares 4,325
Lafarge Corp 100 shares 2,763
Landry's Seafood Restaurant 865 shares 7,515
Lasersite 1,600 shares 16,000
Laservision Centers Inc 374 shares 3,951
Learn2.com Inc 500 shares 1,641
Legato Systems 300 shares 20,644
Lennar Corp 200 shares 3,250
Level 3 Communications Inc 5,000 shares 409,375
Lilly Eli & Co. 750 shares 49,875
</TABLE>
18
<PAGE> 22
The Geon Retirement Savings Plan
EIN: 34-1730488 Plan No.: 001
Schedule H, Line 4(i)--Schedule of Assets Held for
Investment Purposes at End of Year (continued)
<TABLE>
<CAPTION>
DESCRIPTION OF INVESTMENT
INCLUDING MATURITY DATE,
IDENTITY OF ISSUE, BORROWER, RATE OF INTEREST, PAR OR CURRENT
LESSOR OR SIMILAR PARTY MATURITY VALUE COST VALUE
-------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C>
COMMON STOCKS (CONTINUED)
Lindsay Mfg 100 shares 1,825
Littlefuse Inc. 100 shares 2,427
Loews Cineplex Entertainment 400 shares 2,350
Lowes Companies 600 shares 35,850
Lucent Tech. Inc. 3,723 shares 279,225
Lycos Inc 300 shares 23,869
Lyondell Petrochem Co 1,000 shares 12,750
MCI Worldcom Inc. 949 shares 50,357
MFN Finl Corp 14 shares 91
Mandalay Resort Group 100 shares 2,013
Marketwatch.com 100 shares 3,650
Mattel Inc 550 shares 7,219
Maxtor Corp 200 shares 1,450
McDonalds Corp. 90 shares 3,628
McKesson Corp. 200 shares 4,500
Medtronic Inc. 20 shares 729
Merck & Co. Inc. 1,441 shares 96,818
Meritor Automotive Inc. 45 shares 872
Michaels Stores 200 shares 5,700
Microsoft Corp. 3,639 shares 424,822
Microage Inc 3,033 shares 10,616
Microchip Tech. Inc. 417 shares 28,539
Midway Airlines Corp 35 shares 217
Millenia Inc. 30 shares 23
Mindspring Ent Inc 500 shares 13,203
Minnesota Mng. & Mfg. 713 shares 69,785
Momentum Business App. 20 shares 158
Monsanto Company 800 shares 28,350
</TABLE>
19
<PAGE> 23
The Geon Retirement Savings Plan
EIN: 34-1730488 Plan No.: 001
Schedule H, Line 4(i)--Schedule of Assets Held for
Investment Purposes at End of Year (continued)
<TABLE>
<CAPTION>
DESCRIPTION OF INVESTMENT
INCLUDING MATURITY DATE,
IDENTITY OF ISSUE, BORROWER, RATE OF INTEREST, PAR OR CURRENT
LESSOR OR SIMILAR PARTY MATURITY VALUE COST VALUE
-------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C>
COMMON STOCKS (CONTINUED)
Morgan J.P. & Co. Inc. 290 shares 36,721
Morrison Knudsen Crp. 264 shares 2,063
Motorola Inc. 600 shares 88,350
Mylan Labs. Inc. 200 shares 5,038
NCI Bldg. Sys. Inc. 2,000 shares 37,000
NCR Corp. 6 shares 227
NTN Communications Inc. 220 shares 811
Nabisco Group Holdings 150 shares 1,594
Nanogen Inc 700 shares 15,313
Neomagic corp 300 shares 3,281
Networks Associates Inc. 2,583 shares 68,935
Net2Phone Inc 100 shares 4,594
New Era of Networks 230 shares 10,954
Newbridge Networks Corp. 100 shares 2,256
Newell Rubbermaid Inc 86 shares 2,494
News Corp. Ltd. 100 shares 3,825
Newsedge Corp. 216 shares 2,525
Nokia Corp 150 shares 28,659
Noble Drilling Corp. 200 shares 6,550
Nortel Networks Corp 360 shares 36,360
Northeast Utilities 100 shares 2,056
Northwest Airlines Corp 200 shares 4,450
Northwestern Steel & Wire Co. 200 shares 81
Novellus Sys Inc 100 shares 12,253
Nucor Corp. 100 shares 5,481
ODS Networks Inc. 1,400 shares 12,688
Object Design Inc. 1,000 shares 14,500
Ocean Energy Inc. 230 shares 1,783
</TABLE>
20
<PAGE> 24
The Geon Retirement Savings Plan
EIN: 34-1730488 Plan No.: 001
Schedule H, Line 4(i)--Schedule of Assets Held for
Investment Purposes at End of Year (continued)
<TABLE>
<CAPTION>
DESCRIPTION OF INVESTMENT
INCLUDING MATURITY DATE,
IDENTITY OF ISSUE, BORROWER, RATE OF INTEREST, PAR OR CURRENT
LESSOR OR SIMILAR PARTY MATURITY VALUE COST VALUE
-------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C>
COMMON STOCKS (CONTINUED)
Officemax Inc. 3,000 shares 16,314
Olin Corp 1,000 shares 19,813
Olsten Corp. 200 shares 2,263
Omni Doors Inc. 300 shares 47
Om2.com Inc 900 shares 26,100
Oracle Corporation 1,169 shares 131,002
Orbital Engine Ltd. 10,000 shares 43,130
Organogenesis Inc 100 shares 869
Oshkosh B Gosh 95 shares 2,001
Osteotech Inc 75 shares 1,003
PVF Capital Corp 200 shares 2,275
Parigain Tech. Inc. 400 shares 5,675
Panaco Inc 1,000 shares 344
Paradyne Networks Inc 100 shares 2,725
Park PL Entmt 4,100 shares 51,250
Pennzoil Quaker St 100 shares 1,019
Peoplesoft Inc. 1,200 shares 25,576
PepsiCo Inc. 1,050 shares 37,013
Petsmart Inc 200 shares 1,150
Pharmacia & Upjohn Inc 90 shares 4,050
Pfizer Inc. 1,844 shares 59,816
Philip Morris Cos. 1,575 shares 36,225
Planet Hollywood Intl. Inc. 500 shares 34
Plum Creek Timber Co 700 shares 17,500
Prepaid Legal services Inc 40 shares 960
President Casinos Inc. 500 shares 313
Proctor & Gamble Co. 125 shares 13,695
Provident American Corp 164 shares 5,771
</TABLE>
21
<PAGE> 25
The Geon Retirement Savings Plan
EIN: 34-1730488 Plan No.: 001
Schedule H, Line 4(i)--Schedule of Assets Held for
Investment Purposes at End of Year (continued)
<TABLE>
<CAPTION>
DESCRIPTION OF INVESTMENT
INCLUDING MATURITY DATE,
IDENTITY OF ISSUE, BORROWER, RATE OF INTEREST, PAR OR CURRENT
LESSOR OR SIMILAR PARTY MATURITY VALUE COST VALUE
-------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C>
COMMON STOCKS (CONTINUED)
Providian Finl Corp 25 shares 2,277
Proximed Inc 1,000 shares 9,750
PSI Net Inc 300 shares 18,525
Pure World Inc. 1,000 shares 3,125
Qualcomm Inc 1,862 shares 327,945
Q Med Inc. 4,450 shares 18,637
Quinttiles Transnational 125 shares 2,336
Quest Comm. Intl. Inc. 1,130 shares 48,590
RTI Intl. Metals 200 shares 1,500
RF Micro Devices 30 shares 2,053
Rainforest Cafe' Inc. 1,200 shares 4,763
Ralston Purina Co 270 shares 7,526
Rare Medium Group 200 shares 6,825
Raytheon Co. 29 shares 720
Realnetworks Inc. 100 shares 12,031
Reliant Energy Inc 300 shares 6,863
Rite Aid Corp. 604 shares 6,720
Rockwell Intl. Corp. 135 shares 6,463
Rogue Wave Software 150 shares 1,200
Rohm & Haas Co 300 shares 12,206
Rollins Truck Leasing Corp. 1,050 shares 12,535
Rottlund Inc. 600 shares 1,575
Royal Group Tech. Ltd. 1,000 shares 21,188
SBC Communications 290 shares 14,138
SEI Investment Co. 600 shares 71,410
Safescience Inc 200 shares 2,263
Safeskin Corp. 159 shares 1,927
Safety Kleen Corp. 33 shares 373
</TABLE>
22
<PAGE> 26
The Geon Retirement Savings Plan
EIN: 34-1730488 Plan No.: 001
Schedule H, Line 4(i)--Schedule of Assets Held for
Investment Purposes at End of Year (continued)
<TABLE>
<CAPTION>
DESCRIPTION OF INVESTMENT
INCLUDING MATURITY DATE,
IDENTITY OF ISSUE, BORROWER, RATE OF INTEREST, PAR OR CURRENT
LESSOR OR SIMILAR PARTY MATURITY VALUE COST VALUE
-------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C>
COMMON STOCKS (CONTINUED)
St. Jude Medical Inc 550 shares 16,878
SAP AG DM 100 shares 5,206
Schlumberger Limited 400 shares 22,450
Schwab Charles Corp 145 shares 5,546
Scientific Atlanta 380 shares 21,233
Sears Roebuck & Co. 1,623 shares 49,299
Seattle Filmworks, Inc. 698 shares 1,941
Service Merchandise Inc. 1,000 shares 80
Siebert Financial Group 1,400 shares 20,650
Silicon Graphics Inc. 900 shares 8,719
Silverleaf Resorts Inc 1,200 shares 8,550
Softnet Sys Inc 500 shares 12,563
Solutia Inc. 15 shares 232
Sony Corp. 50 shares 14,238
Southwest Airlines Co. 1,394 shares 22,478
Sovereign Bancorp Inc. 450 shares 3,354
Spyglass Inc. 1,300 shares 49,299
Standard Pac Corp 1,600 shares 17,600
Staples Inc. 45 shares 934
Starwood Finl 115 shares 1,941
State Street Corp 150 shares 10,959
Steel Technologies Inc. 900 shares 13,050
Steris Corp. 2,215 shares 22,704
Sterling Software 200 shares 6,300
Sun Microsystems Inc. 2,520 shares 195,144
Sun Television & Appliances Inc. 9,500 shares 67
Sunbeam Corporation 1,000 shares 4,188
Sunrise Technologies 9,093 shares 107,416
</TABLE>
23
<PAGE> 27
The Geon Retirement Savings Plan
EIN: 34-1730488 Plan No.: 001
Schedule H, Line 4(i)--Schedule of Assets Held for
Investment Purposes at End of Year (continued)
<TABLE>
<CAPTION>
DESCRIPTION OF INVESTMENT
INCLUDING MATURITY DATE,
IDENTITY OF ISSUE, BORROWER, RATE OF INTEREST, PAR OR CURRENT
LESSOR OR SIMILAR PARTY MATURITY VALUE COST VALUE
-------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C>
COMMON STOCKS (CONTINUED)
Sybron Intl Corp 1,000 shares 24,688
Synopsys Inc 226 shares 15,086
Syntroleum Corp. 200 shares 1,625
TCI Satellite Entmt. Inc. 35 shares 541
T-HQ Inc 300 shares 6,956
TLC Laser Eye Centers 100 shares 1,306
Taiwan Semiconductor 123 shares 5,535
Tellabs Inc. 200 shares 12,838
Terex Corp 200 shares 5,550
Texaco Inc. 170 shares 9,233
Texas Instruments Inc. 150 shares 14,494
3Com Corp 200 shares 9,400
Titan Corp. 1,019 shares 48,212
Titan Pharm Inc 1,000 shares 19,000
Tower Automotive 1,500 shares 23,157
Tower Tech Inc 500 shares 375
Town & Country Corp. 12,000 shares 12
Trans World Airlines Inc. 1,100 shares 3,025
Transtexas Gas Corp. 1,000 shares 180
Tricon Global Restaurants Inc. 67 shares 2,588
Tritel Inc 100 shares 3,169
Turbodyne Technologies Co. 200 shares 380
Tyco Intl. Ltd. 1,153 shares 44,967
USX Marathon Group 2,000 shares 49,376
U T I Energy Corp. 100 shares 2,306
U S Wireless Corp. 1,474 shares 22,110
Union Pacific Corp. 250 shares 10,922
Union Planters Corp. 250 shares 9,860
</TABLE>
24
<PAGE> 28
The Geon Retirement Savings Plan
EIN: 34-1730488 Plan No.: 001
Schedule H, Line 4(i)--Schedule of Assets Held for
Investment Purposes at End of Year (continued)
<TABLE>
<CAPTION>
DESCRIPTION OF INVESTMENT
INCLUDING MATURITY DATE,
IDENTITY OF ISSUE, BORROWER, RATE OF INTEREST, PAR OR CURRENT
LESSOR OR SIMILAR PARTY MATURITY VALUE COST VALUE
-------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C>
COMMON STOCKS (CONTINUED)
Unisys Corp. 450 shares 14,372
United Amern. Healthcare Co. 125 shares 133
United Parcel Svc 325 shares 22,425
Utah Med. Products Inc. 1,000 shares 6,750
Varco Intl 500 shares 5,094
Vencor Inc. 600 shares 45
Ventas Inc. 100 shares 419
Venture Stores Inc. 9,000 shares 45
Viatel Inc 900 shares 48,263
Vista Eyecare 840 shares 761
Vitria Tech 8 shares 1,872
Wabash National Corp. 200 shares 3,000
Wackenhut Correction Corp. 300 shares 3,506
Wal Mart Stores Inc. 1,643 shares 113,572
Walgreen Company 1,884 shares 55,107
Walker Interactive 110 shares 688
Waste Management Inc 700 shares 12,032
Wavo Corp 200 shares 775
Webb Del Corp 700 shares 17,413
Webvan Group Inc 1,000 shares 16,500
Wells Fargo 250 shares 10,110
Western Digital Corp. 800 shares 3,350
Westinghouse Air Brake Co 120 shares 2,130
Wolverine World Wide 100 shares 1,094
Xircom 435 shares 32,625
Yahoo Inc 86 shares 37,211
Zap.Com Corp 4 shares 21
Zapata Corp 200 shares 925
</TABLE>
25
<PAGE> 29
The Geon Retirement Savings Plan
EIN: 34-1730488 Plan No.: 001
Schedule H, Line 4(i)--Schedule of Assets Held for
Investment Purposes at End of Year (continued)
<TABLE>
<CAPTION>
DESCRIPTION OF INVESTMENT
INCLUDING MATURITY DATE,
IDENTITY OF ISSUE, BORROWER, RATE OF INTEREST, PAR OR CURRENT
LESSOR OR SIMILAR PARTY MATURITY VALUE COST VALUE
-------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C>
COMMON STOCKS (CONTINUED)
Zebra Technologies Corp 100 shares 5,850
Zenith Electronics 300 shares 0
Zomax Optical Media Inc. 700 shares 31,675
Daimlerchrysler 562 shares 43,835
Gemstar Intl 200 shares 14,250
Helen of Troy Ltd 200 shares 1,450
Iridium World Comm 300 shares 713
Tommy Hilfiger Corp. 1,000 shares 23,375
Transocean Sedco 77 shares 2,594
Taro Pharmaceuticals 1,190 shares 17,255
CNH Global 400 shares 5,325
---------------
93,834,075
CORPORATE BONDS
Lehman Brothers Holdings
Sr Notes 7.87% $ 52,000 par 51,897
JCPenney Inc Notes 7.375% $ 45,000 par 40,820
Sears Roebuck Acceptance
Bonds 6.25% $ 55,000 par 48,378
---------------
141,095
COMMON TRUST FUNDS
State Street Bank* Selection Fund; 42,477,531
units 42,477,531
State Street Bank* Flagship S&P 500 Index Fund;
222,663 units 55,172,858
State Street Bank* Short-Term Investment Fund;
2,066,237 units $2,066,237 2,066,237
State Street Bank* S&P Midcap Index Fund;
11,733 units 570,871
</TABLE>
26
<PAGE> 30
The Geon Retirement Savings Plan
EIN: 34-1730488 Plan No.: 001
Schedule H, Line 4(i)--Schedule of Assets Held for
Investment Purposes at End of Year (continued)
<TABLE>
<CAPTION>
DESCRIPTION OF INVESTMENT
INCLUDING MATURITY DATE,
IDENTITY OF ISSUE, BORROWER, RATE OF INTEREST, PAR OR CURRENT
LESSOR OR SIMILAR PARTY MATURITY VALUE COST VALUE
-------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C>
COMMON TRUST FUNDS (CONTINUED)
State Street Bank* Daily Bond Market Fund; 210,529
units 3,417,094
State Street Bank* SSB Daily EAFE;
109,778 units 1,448,188
----------------------
105,152,779
SHARES OF REGISTERED INVESTMENT COMPANIES
Fidelity Int'l Value 747 shares 15,162
Fidelity US Bond Index 1,995 shares 20,324
Fidelity Small Cap. Stock 954 shares 12,122
Fidelity Capital Appreciation 520 shares 15,526
Fidelity Stock Selector 544 shares 17,420
Fidelity Asset Manager 2,834 shares 52,089
Fidelity Asset Manager Growth 1,225 shares 24,098
Fidelity Contrafund 277 shares 16,648
Fidelity Equity Income II 5,676 shares 155,360
Fidelity Retirement Growth 1,058 shares 27,339
Spartan High Income 5,809 shares 69,710
Fidelity Magellan 1,232 shares 168,316
Fidelity Growth Company 1,632 shares 137,595
Fidelity Puritan 8,828 shares 167,991
Fidelity Low Priced Stock 928 shares 21,004
fidelity Growth & Income 167 shares 7,857
Fidelity Blue Chip Growth 1,255 shares 75,462
Fidelity Dividend Growth 691 shares 20,038
Select Technology 303 shares 46,234
Select Health Care 100 shares 12,449
</TABLE>
27
<PAGE> 31
The Geon Retirement Savings Plan
EIN: 34-1730488 Plan No.: 001
Schedule H, Line 4(i)--Schedule of Assets Held for
Investment Purposes at End of Year (continued)
<TABLE>
<CAPTION>
DESCRIPTION OF INVESTMENT
INCLUDING MATURITY DATE,
IDENTITY OF ISSUE, BORROWER, RATE OF INTEREST, PAR OR CURRENT
LESSOR OR SIMILAR PARTY MATURITY VALUE COST VALUE
-------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C>
SHARES OF REGISTERED INVESTMENT COMPANIES
(CONTINUED)
Select Construction & Housing 42 shares 880
Select Regional Banks 43 shares 1,344
Select Energy Service 563 shares 14,015
Select Money Market 45,958 shares 45,958
Select Electronics 1,739 shares 154,550
Fidelity Export & Multinational 4,165 shares 91,498
Fidelity Value 1,080 shares 47,311
Prime Fund Daily Money 15,800 shares 15,800
Fidelity Utilities 419 shares 10,810
Fidelity Mid Cap Stock 556 shares 12,156
Fidelity Fund 64 shares 2,730
Fidelity Emerging Growth 274 shares 16,331
Select Utilities Growth 557 shares 36,838
Select Computers 148 shares 15,485
Aim Aggressive Growth 28 shares 1,730
Aim Small Cap Growth Clas 828 shares 25,602
Aim Value Class B 1,295 shares 61,146
Amer Century Benham Targe 474 shares 11,687
American Century Income & Growth. 1,938 shares 66,000
American Century 20th Cent. 1,374 shares 44,341
American Century 20th Cent. 267 shares 5,923
American Century 20th Cent. 1,234 shares 56,483
Artisan International 633 shares 18,053
Baron Asset 528 shares 31,059
Baron Small Cap Fund 147 shares 2,653
Berger Growth & Inc. Retail 269 shares 5,180
</TABLE>
28
<PAGE> 32
The Geon Retirement Savings Plan
EIN: 34-1730488 Plan No.: 001
Schedule H, Line 4(i)--Schedule of Assets Held for
Investment Purposes at End of Year (continued)
<TABLE>
<CAPTION>
DESCRIPTION OF INVESTMENT
INCLUDING MATURITY DATE,
IDENTITY OF ISSUE, BORROWER, RATE OF INTEREST, PAR OR CURRENT
LESSOR OR SIMILAR PARTY MATURITY VALUE COST VALUE
-------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C>
SHARES OF REGISTERED INVESTMENT
COMPANIES--CONTINUED
Berger Small Co. Growth Retail 382 shares 2,449
Berger One Hundred Retail 419 shares 7,767
Clipper 155 shares 10,105
Cohen & Steers Realty Share 230 shares 8,492
Davis New York Venture Class 177 shares 5,078
Dodge & Cox 358 shares 36,029
Dreyfus Disciplined Stock 318 shares 13,604
Evergreen Foundation Class 312 shares 7,105
Fidelity Advisor Growth Opp. 879 shares 41,007
First Eagle Fund of America 1,052 shares 21,633
Firsthand Technology Lead 134 shares 5,974
Firsthand Technology Innovation 127 shares 6,270
Founders Discovery 706 shares 28,864
Founders Worldwide Growth 430 shares 10,823
Gabelli Westwood Mighty Mit 461 shares 6,113
Gabelli Glbl Inter-Active Co 1,151 shares 40,483
Gam International Class A 284 shares 9,134
Guiness Flight Wired Index 238 shares 5,592
Harbor Capital Appreciation 1,131 shares 57,273
Oakmark Fund 510 shares 13,881
Oakmark Select 1,881 shares 34,656
Heartland Group US Govern. 2,777 shares 25,299
The Internet Fund 1,261 shares 62,716
Invesco Energy N/C 350 shares 5,010
Invesco High Yield Bond N/C 201 shares 1,293
Invesco Health Sci. 287 shares 15,770
Invesco Leisure N/C 111 shares 5,295
</TABLE>
29
<PAGE> 33
The Geon Retirement Savings Plan
EIN: 34-1730488 Plan No.: 001
Schedule H, Line 4(i)-Schedule of Assets Held for
Investment Purposes at End of Year
December 31, 1999
<TABLE>
<CAPTION>
DESCRIPTION OF INVESTMENT
INCLUDING MATURITY DATE,
IDENTITY OF ISSUE, BORROWER, RATE OF INTEREST, PAR OR CURRENT
LESSOR OR SIMILAR PARTY MATURITY VALUE COST VALUE
---------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C>
SHARES OF REGISTERED INVESTMENT COMPANIES
(CONTINUED)
Invesco Technology N/C 550 shares 44,424
Invesco Financial Services N/C 190 shares 5,063
Invesco Worldwide Communication 1,847 shares 95,374
Invesco Internat'l European 801 shares 19,260
Janus Fund 6,416 shares 282,625
Janus Inv't Growth & Income 2,121 shares 88,941
Janus Inv't Worldwide 6,622 shares 506,126
Janus Inv't Twenty 2,979 shares 248,547
Janus Flexible Income 571 shares 5,335
Janus Global Technology 3,441 shares 106,417
Janus Global Life Sciences 3,032 shares 48,809
Janus Special Situations 499 shares 11,509
Janus Inv't Equity Income 193 shares 4,842
Janus Olympus 922 shares 49,107
Janus High Yield Bond 857 shares 8,813
Janus Enterprise 836 shares 64,122
Janus Inv't Overseas 2,567 shares 95,477
Janus Inv't Mercury 2,373 shares 103,975
Janus Inv't Balanced 1,222 shares 28,578
John Hancock Small Cap Gro 692 shares 10,519
Kaufmann Fund 9,176 shares 54,598
Longleaf Partners 2,801 shares 57,392
Loomis Sayles Bond 3,547 shares 40,857
Marsico Focus 2,644 shares 61,992
Marisco Growth & Income 477 shares 10,434
Matthews Intl Fds Korea Fd 1,055 shares 8,050
Midas Fund 1,739 shares 2,365
</TABLE>
30
<PAGE> 34
The Geon Retirement Savings Plan
EIN: 34-1730488 Plan No.: 001
Schedule H, Line 4(i)-Schedule of Assets Held for
Investment Purposes at End of Year
December 31, 1999
<TABLE>
<CAPTION>
DESCRIPTION OF INVESTMENT
INCLUDING MATURITY DATE,
IDENTITY OF ISSUE, BORROWER, RATE OF INTEREST, PAR OR CURRENT
LESSOR OR SIMILAR PARTY MATURITY VALUE COST VALUE
---------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C>
SHARES OF REGISTERED INVESTMENT COMPANIES
(CONTINUED)
Midas Investors LTD. N/C 1,765 shares 4,676
Montgomery Emerging Mark 789 shares 10,274
Munder Net Net Class A 932 shares 71,240
Mutual Series Beacon Class 4,749 shares 65,725
Neuberger & Berman Focus 421 shares 11,515
White Oak Growth Stock 601 shares 36,733
Red Oak Technology Select 248 shares 6,025
PBHG Growth 196 shares 9,274
PBHG Large Cap Growth 606 shares 18,783
PBHG New Oppties 257 shares 17,726
PBHG Large Cap 579 shares 21,524
Pimco Total Return Class C 1,871 shares 18,522
Pimco High Yield 128 shares 1,372
Pimco Foreign Bond Class C 942 shares 9,388
T Rowe Price Media & Telecom 2,630 shares 105,154
Putnam Global Growth 1,553 shares 28,869
Putnam Growth & Income II 1,097 shares 13,471
Putnam Growth Opporunities 441 shares 13,167
Putnam OTC & Emerging Gro. 184 shares 6,818
Putnam International Growth 803 shares 23,378
Dresdner RCM Global Techn 241 shares 14,294
RS Value Plus and Growth 725 shares 22,063
T Rowe Price Equity Income 2,412 shares 59,848
T Rowe Price Growth & Income 901 shares 22,020
T Rowe Price Mid Cap Growth 124 shares 4,964
T Rowe Price New ERA 241 shares 5,247
T Rowe Price International S 2,432 shares 46,277
</TABLE>
31
<PAGE> 35
The Geon Retirement Savings Plan
EIN: 34-1730488 Plan No.: 001
Schedule H, Line 4(i)-Schedule of Assets Held for
Investment Purposes at End of Year
December 31, 1999
<TABLE>
<CAPTION>
DESCRIPTION OF INVESTMENT
INCLUDING MATURITY DATE,
IDENTITY OF ISSUE, BORROWER, RATE OF INTEREST, PAR OR CURRENT
LESSOR OR SIMILAR PARTY MATURITY VALUE COST VALUE
---------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C>
SHARES OF REGISTERED INVESTMENT COMPANIES
(CONTINUED)
T Rowe Price European Stock 1,110 shares 26,491
T Rowe Price Science & Technology 2,246 shares 143,123
Rydex Nova Fund 477 shares 19,662
Rydex URSA Fund 19,252 shares 150,166
Rydex OTC Fund 4,850 shares 399,448
SSGA S&P 500 Index 359 shares 9,174
Seligman Communictns. & Info. 385 shares 18,192
SSGA Money Market 1,850,711 shares 1,850,711
Scudder Greater Europe Gr 354 shares 12,585
Sogen International 392 shares 9,656
Sound Shore Fund Inc. 334 shares 9,847
Spectra Fund Inc. 1,896 shares 25,483
Strong Income High Yield Bonds 3,333 shares 36,002
Strong Growth 1,544 shares 55,074
Strong American Utilities 102 shares 1,503
Strong Gov't Securities 2,517 shares 25,368
Strong Opportunity Income 140 shares 6,259
Templeton World Fund CL I 163 shares 3,046
Templeton Foreign 235 shares 2,640
Templeton Growth Class I 2,430 shares 48,503
Tweedy Browne Global Value 556 shares 11,240
Van Kampen Technology CL B 186 shares 3,788
Van Wagoner Income Emerging 200 shares 8,574
Van Wagoner Income Post VE 318 shares 12,101
Vanguard US Growth Portfolio 82 shares 3,571
Vanguard Growth & Income 1,230 shares 45,624
</TABLE>
32
<PAGE> 36
The Geon Retirement Savings Plan
EIN: 34-1730488 Plan No.: 001
Schedule H, Line 4(i)-Schedule of Assets Held for
Investment Purposes at End of Year
December 31, 1999
<TABLE>
<CAPTION>
DESCRIPTION OF INVESTMENT
INCLUDING MATURITY DATE,
IDENTITY OF ISSUE, BORROWER, RATE OF INTEREST, PAR OR CURRENT
LESSOR OR SIMILAR PARTY MATURITY VALUE COST VALUE
---------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C>
SHARES OF REGISTERED INVESTMENT COMPANIES
(CONTINUED)
Vanguard Balanced Index 416 shares 8,418
Vanguard/ Wellington Income 448 shares 12,526
Vanguard/ Primecap 400 shares 24,838
Vanguard/ Windsor II Portfolio 411 shares 10,262
Vanguard Asset Allocation I 398 shares 9,469
Vanguard Bond Index 3,612 shares 34,535
Vanguard GNMA Fixed Income 6,853 shares 67,570
Vanguard Index Trust S&P 50 1,547 shares 209,423
Vanguard Total Stock Market 1,187 shares 39,438
Vanguard Value Index 95 shares 2,178
Vanguard Growth Index 570 shares 22,487
Warburg Pincus Emerging Growth 19 shares 955
Warburg Pincus Japan Growth 611 shares 21,081
Warburg Pincus JSPSN OTC 532 shares 14,675
Weitz Value 3,283 shares 108,600
Wright Equifund Netherland 253 shares 2,488
Wright Equifund Mexico 427 shares 3,308
Wright International 68 shares 1,284
Yacktman Fund 243 shares 2,288
----------------
8,631,574
OTHER
Warrants and Long Term Options:
Five Star Prods Inc WTS EXP 8 125 units 3
MFN Finl Corp WT Ser A Exp 03 17 units 7
MFN Finl Corp WT Ser B Exp 03 17 units 4
MFN Finl Corp WT Ser C Exp 03 17 units 3
Morrison Knudsen Crp. 217 units 502
</TABLE>
33
<PAGE> 37
The Geon Retirement Savings Plan
EIN: 34-1730488 Plan No.: 001
Schedule H, Line 4(i)-Schedule of Assets Held for
Investment Purposes at End of Year
December 31, 1999
<TABLE>
<CAPTION>
DESCRIPTION OF INVESTMENT
INCLUDING MATURITY DATE,
IDENTITY OF ISSUE, BORROWER, RATE OF INTEREST, PAR OR CURRENT
LESSOR OR SIMILAR PARTY MATURITY VALUE COST VALUE
---------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C>
Talk.com Rights Exp 2/12/2000 15 units 0
OTHER (CONTINUED)
Preferred Stock:
I Link Corp. Pfd. Conv. Ser. N 5 shares 0
Real Estate Trusts:
Borden Chemical & Plastics 400 units 1,925
Camden Property Trust Sh Ben Int 200 units 5,550
Capstead Mtg. Corp. 2,000 units 8,376
Cedar Fair LP Dep Unit 300 units 5,813
Childrobis Inc Unit 1 Com & 1 100 units
0
Crescent Real Estate Equities 300 units 5,513
National Golf PPTYS Inc. 200 units 3,950
Transcontinental Realty Inv. 500 units 6,313
---------------
37,959
PARTICIPANT LOANS* At interest rates ranging
from 6% to 10% 4,848,570
---------------
Total assets held for investment purposes
$212,646,052
===============
</TABLE>
*Indicates party-in-interest to the Plan.
34
<PAGE> 38
The Geon Retirement Savings Plan
EIN: 34-1730488 Plan No.: 001
Schedule H, Line 4(j)--Schedule of Reportable Transactions
For the Year Ended December 31, 1999
<TABLE>
<CAPTION>
CURRENT VALUE
OF ASSETS ON
PURCHASE SELLING COST OF TRANSACTION NET GAIN
DESCRIPTION OF ASSETS PRICE PRICE ASSETS DATE (LOSS)
------------------------------------------------------------------------------------------------------------------------------------
CATEGORY(iii)--SERIES OF TRANSACTIONS IN EXCESS OF 5% OF PLAN ASSETS
<S> <C> <C> <C> <C> <C>
The Geon Company Common Stock* $11,493,237 $11,493,237 $11,493,237
$24,934,846 19,422,427 24,934,846 $5,512,419
State Street Bank Short-Term Investment $28,805,288 $28,805,288 $28,805,288
Fund* $29,544,206 29,544,206 29,544,206 0
</TABLE>
*Indicates party-in-interest to the Plan.
There were no category (i), (ii) or (iv) reportable transactions during 1999.
35
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