As filed with the Securities and
Exchange Commission on September 28, 2000
Registration No. 333-4428
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D. C. 20549
Post-Effective Amendment No. 2
TO
FORM S-8
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
UWHARRIE CAPITAL CORP
(Exact Name of Registrant as Specified in its Charter)
NORTH CAROLINA 56-1814206
(State or other jurisdiction of (I.R.S. Employer Identification No.)
incorporation or organization)
134 NORTH FIRST STREET
ALBEMARLE, NORTH CAROLINA 28001
(704) 982-4415
(Address, including ZIP Code, and telephone number, including
area code, of registrant's principal executive offices)
1996 Employee Stock Option Plan
(Full title of the plans)
ROGER L. DICK
CHIEF EXECUTIVE OFFICER
UWHARRIE CAPITAL CORP
134 NORTH FIRST STREET
ALBEMARLE, NORTH CAROLINA 28001
(704) 982-4415
(Name and address of agent for service)
WITH COPIES TO:
ANTHONY GAETA, JR., ESQ.
ERIK GERHARD, ESQ.
808 SALEM WOODS DRIVE, SUITE 201
RALEIGH, NORTH CAROLINA 27615
(919) 845-2558
<PAGE>
This Post-Effective Amendment No. 2 is being filed to deregister 6,860 shares of
the 30,000 shares of Common Stock, par value $1.25 per share (the "Common
Stock") of Uwharrie Capital Corp, a North Carolina corporation ("Uwharrie")
originally registered with the Securities and Exchange Commission (the "SEC")
under the Securities Act of 1933, as amended. The registration was effected by
the filing of a Post-Effective Amendment No. 1 to Form S-8, Registration No.
333-4428, filed with the SEC on April 20, 2000, with respect to the resale of
shares obtained through the exercise of options by certain executive officers
granted under the Uwharrie 1996 Employee Stock Option Plan.
<PAGE>
The Registrant. Pursuant to the requirements of the Securities Act of 1933, the
registrant certifies that it has reasonable grounds to believe that it meets all
of the requirements for filing on Form S-8 and has duly caused this registration
statement to be signed on its behalf by the undersigned, thereunto duly
authorized, in the City of Albemarle, State of North Carolina, on September 27,
2000.
UWHARRIE CAPITAL CORP
September 27, 2000 By: /s/ Roger L. Dick
--------------------------------------
Roger L. Dick, Chief Executive Officer
Pursuant to the requirements of the Securities Exchange Act of 1933, this
registration statement has been signed below by the following persons on behalf
of the Registrant and in the capacities and on the dates indicated.
/s/ Roger L. Dick September 19, 2000
---------------------------------------
Roger L. Dick , Chief Executive Officer
/s/ Barbara S. Williams September 19, 2000
---------------------------------------
Barbara S. Williams, Controller
/s/ Cynthia H. Beane September 19, 2000
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Cynthia H. Beane, Director
/s/ Joe S. Brooks September 19, 2000
---------------------------------------
Joe S. Brooks, Director
/s/ Ronald T. Burleson September 19, 2000
---------------------------------------
Ronald T. Burleson, Director
/s/ Bill C. Burnside, D.D.S. September 19, 2000
---------------------------------------
Bill C. Burnside, D.D.S., Director
/s/ Gail C. Burris September 19, 2000
---------------------------------------
Gail C. Burris, Director
<PAGE>
September 19, 2000
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David M. Jones, D.V.M., Director
/s/ Kyle H. Josey September 19, 2000
---------------------------------------
Kyle H. Josey, Director
/s/ James F. Link September 19, 2000
---------------------------------------
James F. Link, D.V.M., Director
/s/ Joyce H. Little September 19, 2000
---------------------------------------
Joyce H. Little, Director
September 19, 2000
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W. Chester Lowder, Director
/s/ Buren Mullis September 19, 2000
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Buren Mullis, Director
/s/ John P. Murray September 19, 2000
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John P. Murray, M.D., Director
/s/ Kent E. Newport September 19, 2000
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Kent E. Newport, Director
/s/ Catherine A. Pickler September 19, 2000
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Catherine A. Pickler, Director
/s/ George T. Reaves September 19, 2000
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George T. Reaves, Director
September 19, 2000
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A. James Russell, Director
/s/ B. A. Smith. Jr. September 19, 2000
---------------------------------------
B. A. Smith, Jr., Director
/s/ Douglas V. Waddell September 19, 2000
---------------------------------------
Douglas V. Waddell, Director
