UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
Check here if Amendment [ ]; Amendment Number:
This amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: KEEFE MANAGERS
Address: 375 PARK AVENUE
NEW YORK, N.Y. 10152
13 File Number: 28-3478
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct, and complete, and
and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form
Person Signing this Report on Behalf of Reporting Manager:
Name: HARRY V. KEEFE
Title: CEO
Phone: 212-754-2000
Signature, Place and Date of Signing:
HARRY V. KEEFE February 9, 2000
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934
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FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 133
Form 13F Information Table Value Total: 402087
List of Other Included Managers:
No. 13F File Number Name
01 RAINBOW MANAGERS (New York)
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<TABLE> <C> <C>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- --------
D ALLIED IRISH BK SPONSORED ADR ADRS STOCKS 019228402 2619 124000 SH SOLE 00 124000 0 0
D ALLMERICA FINL CORP COM OPTIONS - CALLS 0197540BK 4171 75000 SH CALL SOLE 00 75000 0 0
D ALLSTATE CORP COM OPTIONS - CALLS 0200020AF 4090 170000 SH CALL SOLE 00 170000 0 0
D AMBAC FINANCIAL GROUP INC OPTIONS - CALLS 0231390BK 1200 23000 SH CALL SOLE 00 23000 0 0
D AMER EXPRESS CO COM OPTIONS - CALLS 025816JAX 9975 60000 SH CALL SOLE 00 60000 0 0
D AMER INTL GROUP INC COM OPTIONS - PUTS 0268740NT 5406 50000 SH PUT SOLE 00 50000 0 0
D AMSOUTH BANCOPORATION COM OPTIONS - CALLS 0321650BD 2896 150000 SH CALL SOLE 00 150000 0 0
D ASSOCIATED BANC CORP COM OPTIONS - CALLS 045487ECH 3425 100000 SH CALL SOLE 00 100000 0 0
D ASSOCIATES FIRST CAP ITAL CORP COMMON STOCK 046008108 1509 55000 SH SOLE 00 55000 0 0
D ASTORIA FINL CORP COM COMMON STOCK 046265104 304 10000 SH SOLE 00 10000 0 0
D BANK NEW YORK INC COM OPTIONS - CALLS 0640570AH 7200 180000 SH CALL SOLE 00 180000 0 0
D BANK OF AMERICA CORP COM STK OPTIONS - CALLS 0605050AL 2509 50000 SH CALL SOLE 00 50000 0 0
D BANK OF AMERICA CORP COM STK OPTIONS - CALLS 0605050BJ 2509 50000 SH CALL SOLE 00 50000 0 0
D BANK OF AMERICA CORP COM STK OPTIONS - CALLS 0605050BK 5018 100000 SH CALL SOLE 00 100000 0 0
D BANK ONE CORP COM OPTIONS - CALLS 06423AEBG 3200 100000 SH CALL SOLE 00 100000 0 0
D BANK UTD CORP CL A COM COMMON STOCK 065412108 1501 55100 SH SOLE 00 55100 0 0
D BAY VIEW CAP CORP CALIF COMMON STOCK 07262L101 7000 493445 SH SOLE 00 493445 0 0
D BAY VIEW CAP CORP CALIF COMMON STOCK 07262L101 1334 94066 SH DEFINED 01 94066 0 0
D CAPITAL ONE FINL CORP COM OPTIONS - CALLS 14040H0BJ 4818 100000 SH CALL SOLE 00 100000 0 0
D CCB FINL CORP COM COMMON STOCK 124875105 1150 26400 SH SOLE 00 26400 0 0
D CCB FINL CORP COM COMMON STOCK 124875105 374 8600 SH DEFINED 01 8600 0 0
D CCBT FINANCIAL COMPANIES INC COMMON STOCK 12500Q102 1763 114700 SH DEFINED 01 114700 0 0
D CHARLES SCHWAB CORP COM COMMON STOCK 808513105 967 25300 SH SOLE 00 25300 0 0
D CHARTER ONE FINL INC COM COMMON STOCK 160903100 6579 344051 SH SOLE 00 344051 0 0
D CHARTER ONE FINL INC COM COMMON STOCK 160903100 687 35949 SH DEFINED 01 35949 0 0
D CHASE MANHATTAN CORP COM NEW OPTIONS - CALLS 16161A0AP 17868 230000 SH CALL SOLE 00 230000 0 0
D CHUBB CORP COM OPTIONS - CALLS 1712320AL 3660 65000 SH CALL SOLE 00 65000 0 0
D CITIGROUP INC COM STK COMMON STOCK 172967101 4455 80000 SH SOLE 00 80000 0 0
D COMERICA INC COM OPTIONS - CALLS 2003400AJ 3735 80000 SH CALL SOLE 00 80000 0 0
D COMERICA INC COM OPTIONS - CALLS 2003400BI 3501 75000 SH CALL SOLE 00 75000 0 0
D COMMERCE BANCSHARES INC COM COMMON STOCK 200525103 562 16600 SH SOLE 00 16600 0 0
D CYBERCASH INC COM COMMON STOCK 232462101 647 70000 SH SOLE 00 70000 0 0
D DIME BANCORP INC NEW, COM COMMON STOCK 25429Q102 1504 99500 SH SOLE 00 99500 0 0
D DIME BANCORP INC NEW, COM OPTIONS - CALLS 25429Q0CW 1815 120000 SH CALL SOLE 00 120000 0 0
D DIME CMNTY BANCORP INC COM COMMON STOCK 253922108 338 18282 SH DEFINED 01 18282 0 0
D ELDORADO BANCSHARES INC COMMON STOCK 28467W106 735 68400 SH SOLE 00 68400 0 0
D ELDORADO BANCSHARES INC COMMON STOCK 28467W106 1465 136300 SH DEFINED 01 136300 0 0
D ENHANCE FINL SVCS GROUP INC COMMON STOCK 293310108 1218 75000 SH SOLE 00 75000 0 0
D FEDERATED INVS INC CLASS B COM COMMON STOCK 314211103 902 45000 SH SOLE 00 45000 0 0
D FIRST LONG ISLAND CORP COMMON STOCK 320734106 446 15200 SH DEFINED 01 15200 0 0
D FIRST MUTUAL BANCSHARES INC COMMON STOCK 32190E102 342 28500 SH DEFINED 01 28500 0 0
D FIRST TENN NATL CORP COM OPTIONS - CALLS 3371622BF 1254 44000 SH CALL SOLE 00 44000 0 0
D FIRST UNION CORP COM OPTIONS - CALLS 337358OBG 3293 100000 SH CALL SOLE 00 100000 0 0
D FIRSTAR CORPORATION COM STK COMMON STOCK 33763V109 1425 67500 SH SOLE 00 67500 0 0
D FLEET BOSTON FINANCIAL CORP OPTIONS - CALLS 3390301AG 5221 150000 SH CALL SOLE 00 150000 0 0
D FLEET BOSTON FINANCIAL CORP OPTIONS - CALLS 3390301AH 2610 75000 SH CALL SOLE 00 75000 0 0
D FLEET BOSTON FINANCIAL CORP OPTIONS - CALLS 3390301AI 3481 100000 SH CALL SOLE 00 100000 0 0
D FLUSHING FINL CORP COM COMMON STOCK 343873105 1559 105300 SH DEFINED 01 105300 0 0
D FRANKLIN RES INC COM COMMON STOCK 354613101 1763 55000 SH SOLE 00 55000 0 0
D FREDDIE MAC USD0.21 COM COMMON STOCK 313400301 941 20000 SH SOLE 00 20000 0 0
D GATEWAT AMERICAN BANCSHARES IN COMMON STOCK 367569100 1385 369300 SH SOLE 00 369300 0 0
D GENERAL ELEC CO COM STK OPTIONS - PUTS 3696040MH 10832 70000 SH PUT SOLE 00 70000 0 0
D GOLDEN STATE BANCORP COM STK COMMON STOCK 381197102 2501 145000 SH SOLE 00 145000 0 0
D GRANITE ST BANKSHARES INC COMMON STOCK 387472103 1401 70500 SH DEFINED 01 70500 0 0
D GREENPOINT FINL CORP COM COMMON STOCK 395384100 3096 130050 SH SOLE 00 130050 0 0
D HARTFORD FINANCIAL SERVICES GR OPTIONS - CALLS 4165150CJ 5448 115000 SH CALL SOLE 00 115000 0 0
D HELLER FINL INC COM COMMON STOCK 423328103 1300 64800 SH SOLE 00 64800 0 0
D HOUSEHOLD INTL CORP COM OPTIONS - CALLS 4418150AH 6518 175000 SH CALL SOLE 00 175000 0 0
D HUDSON UNITED BANCORP COMMON STOCK 444165104 2688 105162 SH SOLE 00 105162 0 0
D HUDSON UNITED BANCORP COMMON STOCK 444165104 1299 50833 SH DEFINED 01 50833 0 0
D IMPERIAL BANCORP COM COMMON STOCK 452556103 361 15000 SH SOLE 00 15000 0 0
D INDEPENDENT BANK CORP MICH COMMON STOCK 453838104 804 54988 SH DEFINED 01 54988 0 0
D INDEPENDENT BANK CORP (MASS) C COMMON STOCK 453836108 1075 86000 SH DEFINED 01 86000 0 0
D INDYMAC MTG HOLDINGS COM STK COMMON STOCK 456607100 1275 100000 SH SOLE 00 100000 0 0
D INTERCHANGE FINL SVCS CORP COMMON STOCK 458447109 496 30310 SH DEFINED 01 30310 0 0
D INTERNATIONAL BANCSHARES CORP COMMON STOCK 459044103 561 12700 SH DEFINED 01 12700 0 0
D KEYCORP NEW COM COMMON STOCK 493267108 1659 75000 SH SOLE 00 75000 0 0
D KNIGHT/TRIMARK GROUP INC OPTIONS - CALLS 4990670AJ 1840 40000 SH CALL SOLE 00 40000 0 0
D LEHMAN BROTHERS HLDGS INC COM OPTIONS - CALLS 524908JBQ 12703 150000 SH CALL SOLE 00 150000 0 0
D LINCOLN NATL CORP IND COM OPTIONS - CALLS 5341870AI 4000 100000 SH CALL SOLE 00 100000 0 0
D LINCOLN NATL CORP IND COM OPTIONS - CALLS 5341870AJ 3000 75000 SH CALL SOLE 00 75000 0 0
D LINCOLN NATL CORP IND COM OPTIONS - CALLS 5341870BH 2000 50000 SH CALL SOLE 00 50000 0 0
D MANULIFE FINANCIAL CORP CAD NP COMMON STOCK 56501R106 951 75000 SH SOLE 00 75000 0 0
D MBNA CORP COM COMMON STOCK 55262L100 1926 70700 SH SOLE 00 70700 0 0
D MECH FINANCIAL INC COM COMMON STOCK 583492103 428 12400 SH DEFINED 01 12400 0 0
D MEDFORD BANCORP INC COM STK COMMON STOCK 584131106 1830 110100 SH DEFINED 01 110100 0 0
D MERCANTILE BANKSHRS CORP COM COMMON STOCK 587405101 7000 219200 SH SOLE 00 219200 0 0
D MERCANTILE BANKSHRS CORP COM COMMON STOCK 587405101 2503 78400 SH DEFINED 01 78400 0 0
D MERRILL LYNCH & CO INC USD1.33 OPTIONS - CALLS 5901880AQ 4165 50000 SH CALL SOLE 00 50000 0 0
D MERRILL LYNCH & CO INC USD1.33 OPTIONS - CALLS 5901880BQ 4165 50000 SH CALL SOLE 00 50000 0 0
D MORGAN J P & CO INC COM OPTIONS - CALLS 6168800CF 2532 20000 SH CALL SOLE 00 20000 0 0
D MORGAN STANLEY DEAN WITTER & C OPTIONS - CALLS 617446AAH 7137 50000 SH CALL SOLE 00 50000 0 0
D NARA BANK NATL COMMON STOCK 630801108 660 70500 SH SOLE 00 70500 0 0
D NARA BANK NATL COMMON STOCK 630801108 213 22800 SH DEFINED 01 22800 0 0
D NATIONAL CITY CORP COM OPTIONS - CALLS 6354050AE 1184 50000 SH CALL SOLE 00 50000 0 0
D NATIONAL DISCOUNT BROKERS OPTIONS - CALLS 6356460AH 1312 50000 SH CALL SOLE 00 50000 0 0
D NATIONWIDE FINL SVCS INC CL A COMMON STOCK 638612101 558 20000 SH SOLE 00 20000 0 0
D NET BANK INC COM OPTIONS - CALLS 6409332AD 1387 75000 SH CALL SOLE 00 75000 0 0
D NORTH FORK BANCORPORATION COMMON STOCK 659424105 1911 110000 SH SOLE 00 110000 0 0
D NORTHERN TR CORP COM OPTIONS - CALLS 6658590AK 5300 100000 SH CALL SOLE 00 100000 0 0
D OLD KENT FINL CORP COM COMMON STOCK 679833103 884 25000 SH SOLE 00 25000 0 0
D PAMRAPO BANCORP INC COM COMMON STOCK 697738102 413 18600 SH DEFINED 01 18600 0 0
D PEOPLES HERITAGE SVGS BK PORTL COMMON STOCK 711147108 2867 190400 SH SOLE 00 190400 0 0
D PEOPLES HERITAGE SVGS BK PORTL COMMON STOCK 711147108 311 20700 SH DEFINED 01 20700 0 0
D PNC BANK CORP USD CO M OPTIONS - CALLS 6934750BJ 11125 250000 SH CALL SOLE 00 250000 0 0
D PREMIER NATIONAL BANCORP COMMON STOCK 74053F107 1657 89900 SH SOLE 00 89900 0 0
D PREMIER NATIONAL BANCORP COMMON STOCK 74053F107 1758 95400 SH DEFINED 01 95400 0 0
D PROGRESSIVE CORP OHIO OPTIONS - PUTS 7433150NN 7312 100000 SH PUT SOLE 00 100000 0 0
D PROSPERITY BANCSHARES, INC COMMON STOCK 743606105 1086 67900 SH DEFINED 01 67900 0 0
D PROTECTIVE LIFE CORP COM COMMON STOCK 743674103 2163 68000 SH SOLE 00 68000 0 0
D PROVIDENT BANKSHARES CORP COMMON STOCK 743859100 865 50000 SH DEFINED 01 50000 0 0
D PROVIDIAN FINL CORP COM OPTIONS - CALLS 74406A4AR 6829 75000 SH CALL SOLE 00 75000 0 0
D RADIAN GROUP INC COM COMMON STOCK 750236101 6876 144000 SH SOLE 00 144000 0 0
D RADIAN GROUP INC COM COMMON STOCK 750236101 869 18200 SH DEFINED 01 18200 0 0
D REDWOOD EMPIRE BANCORP COMMON STOCK 757897103 1455 76100 SH DEFINED 01 76100 0 0
D RELIANCE BANCORP INC COMMON STOCK 759451107 4233 122700 SH SOLE 00 122700 0 0
D RELIANCE BANCORP INC COMMON STOCK 759451107 1835 53200 SH DEFINED 01 53200 0 0
D RELIASTAR FINL CORP COM OPTIONS - CALLS 75952U0AI 1959 50000 SH CALL SOLE 00 50000 0 0
D RELIASTAR FINL CORP COM OPTIONS - CALLS 75952U0AJ 5940 151600 SH CALL SOLE 00 151600 0 0
D RELIASTAR FINL CORP COM OPTIONS - CALLS 75952U0BI 3918 100000 SH CALL SOLE 00 100000 0 0
D REPUBLIC BANCSHARES INC COMMON STOCK 759929102 2608 208700 SH SOLE 00 208700 0 0
D REPUBLIC BANCSHARES INC COMMON STOCK 759929102 281 22500 SH DEFINED 01 22500 0 0
D REPUBLIC N Y CORP COM COMMON STOCK 760719104 4320 60000 SH SOLE 00 60000 0 0
D RESOURCE AMER INC CL A COM RSD COMMON STOCK 761195999 4532 584710 SH SOLE 00 584710 0 0
D RESOURCE AMER INC CL A COM NEW COMMON STOCK 761195205 616 78290 SH DEFINED 01 78290 0 0
D RESOURCE ASSET INVT TRUST COMMON STOCK 761196104 2895 267800 SH SOLE 00 267800 0 0
D RICHMOND COUNTY FINL CORP COM COMMON STOCK 764556106 1457 80700 SH SOLE 00 80700 0 0
D RICHMOND COUNTY FINL CORP COM COMMON STOCK 764556106 117 6500 SH DEFINED 01 6500 0 0
D RIGGS NATIONAL CORP COM COMMON STOCK 766570105 656 49800 SH SOLE 00 49800 0 0
D RIGGS NATIONAL CORP COM COMMON STOCK 766570105 545 41400 SH DEFINED 01 41400 0 0
D SAFECO CORP OPTIONS - CALLS 7864290AG 1243 50000 SH CALL SOLE 00 50000 0 0
D SARATOGA BANCORP COM COMMON STOCK 803433101 1089 53800 SH SOLE 00 53800 0 0
D SLM HOLDING CORP COM COMMON STOCK 78442A109 2746 65000 SH SOLE 00 65000 0 0
D SLM HOLDING CORP COM OPTIONS - CALLS 78442A0AI 2112 50000 SH CALL SOLE 00 50000 0 0
D ST PAUL COS INC USD COM NPV OPTIONS - CALLS 7928600AG 3368 100000 SH CALL SOLE 00 100000 0 0
D STATE BANCORP INC NY COM COMMON STOCK 855716106 406 28400 SH DEFINED 01 28400 0 0
D STERLING BANCSHARES INC COM COMMON STOCK 858907108 961 85900 SH SOLE 00 85900 0 0
D STERLING BANCSHARES INC COM COMMON STOCK 858907108 747 66800 SH DEFINED 01 66800 0 0
D SUMMIT BANCORP COM OPTIONS - CALLS 8660050AZ 765 25000 SH CALL SOLE 00 25000 0 0
D SUMMIT BANCORP COM OPTIONS - CALLS 8660050BZ 2143 70000 SH CALL SOLE 00 70000 0 0
D SUPERIOR FINANCIAL CORP DEL COMMON STOCK 868161100 1712 153900 SH DEFINED 01 153900 0 0
D TEAM FINL INC COM STK COMMON STOCK 87815X109 873 97000 SH DEFINED 01 97000 0 0
D TEXAS REGL BANCSHARES INC COMMON STOCK 882673106 1986 68500 SH DEFINED 01 68500 0 0
D TORCHMARK CORP COM COMMON STOCK 891027104 2034 70000 SH SOLE 00 70000 0 0
D TRICO BANCSHARES COM COMMON STOCK 896095106 2407 125050 SH SOLE 00 125050 0 0
D TRICO BANCSHARES COM COMMON STOCK 896095106 1463 76000 SH DEFINED 01 76000 0 0
D U.S. BANCORP COM OPTIONS - CALLS 902973EAY 476 20000 SH CALL SOLE 00 20000 0 0
D U.S. BANCORP COM OPTIONS - CALLS 902973ECE 2381 100000 SH CALL SOLE 00 100000 0 0
D UCBH HOLDINGS INC COM COMMON STOCK 90262T308 2840 138119 SH SOLE 00 138119 0 0
D UCBH HOLDINGS INC COM COMMON STOCK 90262T308 1747 85000 SH DEFINED 01 85000 0 0
D UST CORP COM COMMON STOCK 902900109 6203 195400 SH SOLE 00 195400 0 0
D UST CORP COM COMMON STOCK 902900109 2028 63900 SH DEFINED 01 63900 0 0
D VAIL BANKS INC COMMON STOCK 918779109 1017 103000 SH DEFINED 01 103000 0 0
D VISTA BANCORP INC COM COMMON STOCK 92830R103 592 35100 SH DEFINED 01 35100 0 0
D WACHOVIA CORP NEW COM OPTIONS - CALLS 9297710DO 4080 60000 SH CALL SOLE 00 60000 0 0
D WASHINGTON MUT INC COM OPTIONS - CALLS 9393224AG 2587 100000 SH CALL SOLE 00 100000 0 0
D WASHINGTON MUT INC COM OPTIONS - CALLS 9393224BE 1552 60000 SH CALL SOLE 00 60000 0 0
D WELLS FARGO COMPANY COMMON STOCK 949746101 3032 75000 SH SOLE 00 75000 0 0
D WELLS FARGO COMPANY OPTIONS - PUTS 9497460MT 6065 150000 SH PUT SOLE 00 150000 0 0
D WESTAMERICA BANCORPORATION COMMON STOCK 957090103 1410 50500 SH SOLE 00 50500 0 0
D WESTAMERICA BANCORPORATION COMMON STOCK 957090103 474 17000 SH DEFINED 01 17000 0 0
D WILMINGTON TR CORP COM COMMON STOCK 971807102 3898 80800 SH SOLE 00 80800 0 0
D WILMINGTON TR CORP COM COMMON STOCK 971807102 969 20100 SH DEFINED 01 20100 0 0
D WSFS FINL CORP COM COMMON STOCK 929328102 943 74700 SH DEFINED 01 74700 0 0
S REPORT SUMMARY 134 DATA RECORDS 409091 1 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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