UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 1999
Check here if Amendment [ ]; Amendment Number: -------
This Amendment (Check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Tokio Marine Asset Management New York Co., Ltd.
Address: 101 Park Avenue
New York, NY 10178-0096
Form 13F File Number: 28-3605
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Toshiya Kimura
Title: Chief Investment Officer
Phone: (212) 297-6704
Signature, Place and Date of Signing:
/s/ Toshiya Kimura New York, NY November 8, 1999
- --------------------------- ----------------------- --------------------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager: None.
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included managers: 0
Form 13F Information Table Entry Total: 90
Form 13F Information Table Value Total: 318,951
(thousands)
List of Other Included Managers: N/A
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
None.
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<CAPTION>
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Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
Name of Issuer Title of class CUSIP # VALUE Amount and Investment Other Voting
(x $1000) Type of Discretion Managers Authority
Security (Sole)
- ------------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
AMERICAN HOME PRODUCTS CORP Common Stock 026609107 1,245 30,000 SH SOLE 30,000
AMERICAN INTL GROUP IN Common Stock 026874107 4,171 47,978 SH SOLE 47,978
AMGEN INC Common Stock 031162100 5,624 69,000 SH SOLE 69,000
AMERICAN TOWER CORP -CL A Common Stock 029912201 587 30,000 SH SOLE 30,000
AMERICA ONLINE Common Stock 02364J104 2,600 25,000 SH SOLE 25,000
ALLTEL CORP Common Stock 020039103 2,815 40,000 SH SOLE 40,000
AUTOMATIC DATA PROCESS Common Stock 053015103 3,307 74,098 SH SOLE 74,098
AXA FINANCIAL Common Stock 002451102 2,512 45,000 SH SOLE 45,000
AMERICAN EXPRESS CO Common Stock 025816109 5,163 38,354 SH SOLE 38,354
BANKAMERICA Common Stock 060505104 1,392 25,000 SH SOLE 25,000
BANK NEW YORK INC Common Stock 064057102 3,071 91,854 SH SOLE 91,854
BRISTOL-MYERS SQUIBB Common Stock 110122108 3,065 45,400 SH SOLE 45,400
BAUSCH & LOMB INC Common Stock 071707103 2,638 40,000 SH SOLE 40,000
BERKSHIRE HATHAWAY INC-CL B Common Stock 084670207 1,299 700 SH SOLE 700
ANHEUSER BUSCH Common Stock 035229103 3,573 51,000 SH SOLE 51,000
CITIGROUP Common Stock 172967101 6,666 151,500 SH SOLE 151,500
CBS CORP Common Stock 12490K107 3,478 75,200 SH SOLE 75,200
COCA COLA ENTERPRISES Common Stock 191219104 1,918 85,000 SH SOLE 85,000
CONCORD EFS Common Stock 206197105 1,856 90,000 SH SOLE 90,000
CHEVRON CORPORATION Common Stock 166751107 2,663 30,000 SH SOLE 30,000
CLOROX CO DEL Common Stock 189054109 1,438 37,602 SH SOLE 37,602
CHASE MANHATTAN CORP N Common Stock 16161A108 5,792 76,848 SH SOLE 76,848
COMCAST CORP Common Stock 200300200 3,509 88,000 SH SOLE 0
CNF TRANSPORTATION INC Common Stock 12612W104 1,304 35,000 SH SOLE 35,000
CISCO SYS INC Common Stock 17275R102 6,513 95,000 SH SOLE 95,000
CVS CORP Common Stock 126650100 2,415 59,170 SH SOLE 59,170
DU PONT (EI) Common Stock 263534109 4,992 82,000 SH SOLE 82,000
DISNEY WALT CO Common Stock 254687106 1,941 75,000 SH SOLE 75,000
DUKE ENERGY CORP Common Stock 264399106 1,654 30,000 SH SOLE 30,000
ELECTRONIC DATA SYSTEMS CORP Common Stock 285661104 1,323 25,000 SH SOLE 25,000
EMC CORP Common Stock 268648102 8,573 120,000 SH SOLE 120,000
ENRON CORP Common Stock 293561106 8,056 195,292 SH SOLE 195,292
FIRST DATA CORP Common Stock 319963104 4,409 100,500 SH SOLE 100,500
FEDERAL NATL MTG ASSN Common Stock 313586109 2,896 46,196 SH SOLE 46,196
FORTUNE BRANDS Common Stock 349631101 1,290 40,000 SH SOLE 40,000
GENERAL ELEC CO Common Stock 369604103 9,421 79,462 SH SOLE 79,462
CORNING INC Common Stock 219350105 3,771 55,000 SH SOLE 55,000
GAP Common Stock 364760108 2,720 85,000 SH SOLE 85,000
HOME DEPOT Common Stock 437076102 6,794 99,000 SH SOLE 99,000
HOUSEHOLD INTL INC Common Stock 441815107 2,087 52,000 SH SOLE 52,000
HONEYWELL INC Common Stock 438506107 7,235 65,000 SH SOLE 65,000
INTERNATIONAL BUSINESS Common Stock 459200101 8,739 72,000 SH SOLE 72,000
INTEL CORP Common Stock 458140100 6,241 83,980 SH SOLE 83,980
JOHNSON AND JOHNSON Common Stock 478160104 5,347 58,200 SH SOLE 58,200
KIMBERLY-CLARK CORP Common Stock 494368103 1,050 20,000 SH SOLE 20,000
COCA COLA CO Common Stock 191216100 1,315 27,363 SH SOLE 27,363
LIMITED INC Common Stock 532716107 1,530 40,000 SH SOLE 40,000
LUCENT TECHNOLOGIES IN Common Stock 549463107 7,532 116,100 SH SOLE 116,100
MEDTRONIC INC Common Stock 585055106 2,485 70,000 SH SOLE 70,000
MEAD CORP Common Stock 582834107 2,506 72,900 SH SOLE 72,900
MELLON BK CORP Common Stock 585509102 3,395 100,606 SH SOLE 100,606
MERRILL LYNCH & CO Common Stock 590188108 1,344 20,000 SH SOLE 20,000
METROMEDIA FIBER Common Stock 591689104 2,818 115,000 SH SOLE 115,000
MCGRAW-HILL CO Common Stock 580645109 5,229 108,100 SH SOLE 108,100
MARSH & MCLENNAN COS Common Stock 571748102 1,370 20,000 SH SOLE 20,000
PHILIP MORRIS COS INC Common Stock 718154107 1,709 50,000 SH SOLE 50,000
MOBIL CORP Common Stock 607059102 4,644 46,090 SH SOLE 46,090
MERCK & CO INC Common Stock 589331107 2,731 42,138 SH SOLE 42,138
MICROSOFT CORP Common Stock 594918104 8,984 99,204 SH SOLE 99,204
NIKE INC Common Stock 654106103 3,435 60,400 SH SOLE 60,400
NEXTEL COMMUNICATIONS Common Stock 65332V103 3,560 52,500 SH SOLE 52,500
BANC ONE CORP Common Stock 06423A103 1,168 33,543 SH SOLE 33,543
PITNEY BOWES Common Stock 724479100 4,753 78,000 SH SOLE 78,000
PEPSICO INC Common Stock 713448108 1,361 45,000 SH SOLE 45,000
PROCTER & GAMBLE CO Common Stock 742718109 2,670 28,484 SH SOLE 28,484
PRAXAIR INC Common Stock 74005P104 1,380 30,000 SH SOLE 30,000
QUALCOMM INC Common Stock 747525103 8,135 43,000 SH SOLE 43,000
QWEST COMMUNICATIONS INTL Common Stock 749121109 1,478 50,000 SH SOLE 50,000
RCN CORPORATION Common Stock 749361101 1,230 30,000 SH SOLE 30,000
SBC COMMUNICATIONS INC Common Stock 78387G103 3,370 66,000 SH SOLE 66,000
SEALED AIR CORP Common Stock 81211K100 3,043 59,300 SH SOLE 59,300
SCHERING-PLOUGH Common Stock 806605101 2,836 65,000 SH SOLE 65,000
SCHLUMBERGER Common Stock 806857108 2,119 34,000 SH SOLE 34,000
SOUTHERN CO Common Stock 842587107 1,980 76,900 SH SOLE 76,900
SUN MICROSYSTEMS Common Stock 866810104 6,045 65,000 SH SOLE 65,000
SAFEWAY INC Common Stock 786514208 1,873 49,218 SH SOLE 49,218
AT&T CORP Common Stock 001957109 3,133 72,032 SH SOLE 72,032
TANDY CORP Common Stock 875382103 5,944 115,000 SH SOLE 115,000
TOO INC Common Stock 890333107 103 5,714 SH SOLE 5,714
TIME WARNER INC Common Stock 887315109 4,627 76,160 SH SOLE 76,160
TEXACO INC Common Stock 881694103 1,263 20,000 SH SOLE 20,000
TEXAS INSTRS INC Common Stock 882508104 3,701 45,000 SH SOLE 45,000
TYCO INTERNATIONAL Common Stock 902124106 5,679 55,000 SH SOLE 55,000
UNITED TECHNOLOGY Common Stock 913017109 1,779 30,000 SH SOLE 30,000
WINSTAR COMMUNICATIONS INC Common Stock 975515107 781 20,000 SH SOLE 20,000
MCI WORLDCOM INC Common Stock 55268B106 8,474 117,900 SH SOLE 117,900
WELLPOINT HEALTH NETWORKS Common Stock 94973H108 2,964 52,000 SH SOLE 52,000
WAL MART STORES INC Common Stock 931142103 7,039 148,000 SH SOLE 148,000
EXXON CORP Common Stock 302290101 3,767 49,607 SH SOLE 49,607
XEROX CORP Common Stock 984121103 2,516 60,000 SH SOLE 60,000
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