United States
Securities and Exchange Commission
Washington, DC 20549
Form 13F
Form 13F Cover Page
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement
[ ] adds new holdings entries
Institutional Investment Manager Filing this Report:
Name: Barrett Associates, Inc.
Address: 565 Fifth Avenue, 25th Floor
New York, NY 10017
Form 13F File Number: 28-3658
The institutional investment manager filing this report and the person by
whom it is signed hereby represent that the person signing the report is
authorized to submit it, that all information contained herein is true,
correct, and complete, and that it is understood that all required items,
statements, schedules, lists, and tables, are considered integral parts
of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Robert E. Harvey
Title: President
Phone: (212) 983-5080
Signature, Place and Date of Signing:
Robert E. Harvey New York, NY 5/2/00
Report Type (Check only one.):
[x] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
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Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included managers: 0
Form 13F Information Table Entry Total: 144
Form 13F Table Value Total: 1364126
(thousands)
List of Other Included Managers: NONE
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<TABLE>
Form 13F INFORMATION TABLE
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TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP X $1000 PRN AMT PRN CALL DSCRETN MGRS SOLE SHARED NONE
<C> <C>
D News Corp Ltd SP ADR Pfd ADR 652487802 215 4,500 x 500 4,000
D Abbott Laboratories Com 002824100 5,223 148,446 x 37,000 111,446
D Aegon NV Ord Amer Reg Com 007924103 277 3,436 x 3,436
D America Online, Inc. Com 02364J104 21,925 325,110 x 56,960 268,150
D American Express Co. Com 025816109 529 3,550 x 3,300 250
D American Home Products Com 026609107 5,179 96,358 x 5,758 90,600
D American International Group Com 026874107 35,289 322,270 x 94,505 227,765
D American Telephone & Telegraph Com 001957109 919 16,320 x 3,536 12,784
D Amgen, Inc. Com 031162100 2,468 40,204 x 19,504 20,700
D Anadarko Petroleum Com 032511107 12,438 321,500 x 95,800 225,700
D Analog Devices, Inc. Com 032654105 451 5,600 x 4,800 800
D Applied Materials, Inc. Com 038222105 4,069 43,176 x 42,216 960
D Armstrong World Industries, IncCom 042476101 333 18,634 x 18,634
D Atlantic Richfield Com 048825103 1,233 14,500 x 900 13,600
D Automatic Data Processing Com 053015103 29,517 611,745 x 123,445 488,300
D BP Amoco PLC ADS ADS 110889409 13,687 257,042 x 75,476 181,566
D Bank of New York, Inc. Com 064057102 775 18,651 x 2,111 16,540
D BankAmerica Corp. Com 066050105 573 10,924 x 4,998 5,926
D Battle Mountain Gold Co. Com 071593107 29 15,000 x 15,000
D Bell Atlantic Corp. Com 077853109 703 11,506 x 3,200 8,306
D Bellsouth Corp. Com 079860102 947 20,208 x 724 19,484
D Berkshire Hathaway, Inc. Cl B Cl B 084670207 654 359 x 117 242
D Bristol-Myers Squibb Com 110122108 5,579 96,197 x 11,383 84,814
D Broadcom Corp Cl A Cl A 111320107 206 850 x 850
D CBS, Inc. Com 12490k107 211 3,725 x 3,725
D Carnival Corp. Com 143658102 9,514 383,425 x 141,330 242,095
D Charles Schwab Corp. Com 808513105 2,355 41,450 x 9,400 32,050
D Chase Manhattan Com 16161A108 316 3,622 x 2,262 1,360
D Chevron Corp. Com 166751107 1,934 20,924 x 2,482 18,442
D Chubb Corp. Com 171232101 682 10,100 x 10,100
D Cisco Systems Com 17275R102 203,243 2,628,846x 671,262 1,957,58
D Citigroup Com 172967101 5,090 85,006 x 19,680 65,326
D Clorox Co. Com 189054109 1,045 31,672 x 17,172 14,500
D Coca Cola Co. Com 191216100 3,603 76,761 x 41,961 34,800
D Colgate-Palmolive Co. Com 194162103 25,191 446,845 x 221,200 225,645
D Computer Associates InternationCom 204912109 24,987 422,165 x 127,898 294,267
D Computer Sciences Corp. Com 205363104 42,453 536,535 x 130,980 405,555
D Conoco, Inc. Cl A Cl A 208251306 241 9,800 x 2,000 7,800
D Cooper Industries, Inc. Com 216669101 282 8,048 x 8,048
D Corning, Inc. Com 219350105 416 2,144 x 644 1,500
D Dell Computer Corp. Com 247025109 663 12,300 x 2,500 9,800
D Developers Diversified Realty Com 251591103 1,326 95,600 x 20,000 75,600
D Dover Corp. Com 260003108 235 4,900 x 3,200 1,700
D Dow Chemical Co. Com 260543103 399 3,500 x 3,500
D DuPont de Nemours Com 263534109 1,836 34,691 x 2,633 32,058
D Duramed Pharmaceutical Com 266354109 100 15,000 x 15,000
D EMC Corp. Com 268648102 1,121 8,900 x 300 8,600
D Eli Lilly & Co. Com 532457108 13,382 213,679 x 75,304 138,375
D Emerson Electric Co. Com 291011104 846 15,922 x 1,322 14,600
D Enron Corp. Com 293561106 514 6,866 x 6,866
D Equifax, Inc. Com 294429105 2,921 115,700 x 40,800 74,900
D Equities Enterprises, Inc. Com 29459V106 81 161,055 x 161,055
D Equity Residential Properties Com 29476L107 11,118 276,650 x 52,850 223,800
D Exxon Mobil Corp. Com 302290101 34,880 447,541 x 52,661 394,880
D Fannie Mae Com 313586109 12,874 227,613 x 92,721 134,892
D Fidelity Natl Finl Inc Com 316326107 179 12,965 x 12,965
D First Commonwealth Financial Com 319983102 104 12,000 x 12,000
D First Data Corp. Com 319963104 12,174 274,344 x 77,600 196,744
D First Union Corp. Com 337358105 562 15,078 x 12,648 2,430
D Franklin Resources, Inc. Com 354613101 3,336 99,780 x 39,300 60,480
D Freddie Mac Com 313400301 442 10,000 x 8,700 1,300
D GTE Co. Com 362320103 2,754 38,785 x 5,140 33,645
D General Electric Co. Com 369604103 38,922 250,099 x 58,935 191,164
D Gillette Company Com 375766102 10,907 289,393 x 64,430 224,963
D Goldman Sachs Group Com Com 38141G104 1,545 14,683 x 7,000 7,683
D Halliburton Co. Com 406216101 6,151 149,570 x 70,500 79,070
D Healthway Communications InternCom 421912106 0 12,000 x 12,000
D Heinz Company Com 423074103 317 9,100 x 1,600 7,500
D Hewlett-Packard Co. Com 428236103 4,053 30,502 x 9,948 20,554
D Home Depot, Inc. Com 437076102 2,682 41,589 x 32,339 9,250
D Honeywell Intl Inc Com 019512102 27,577 523,406 x 136,402 387,004
D Houghton Mifflin Co. Com 441560109 454 10,699 x 10,699
D Household International Com 441815107 1,063 28,500 x 28,500
D IMS Health, Inc. Com 449934108 4,288 253,150 x 81,600 171,550
D Illinois Took Works, Inc. Com 452308109 232 4,200 x 1,000 3,200
D Intel Corporation Com 458140100 145,132 1,100,005x 249,890 850,115
D International Business MachinesCom 459200101 5,686 48,188 x 16,268 31,920
D Interpublic Group Cos. Com 460690100 359 7,600 x 7,600
D J.P. Morgan & Co., Inc. Com 616880100 828 6,285 x 985 5,300
D Johnson & Johnson Com 478160104 11,052 157,329 x 43,329 114,000
D KLA-Tencor Corp. Com 482480100 792 9,400 x 9,400
D Kimberly-Clark Corp. Com 494368103 231 4,120 x 4,120
D Lowes Companies, Inc. Com 548661107 222 3,800 x 3,800
D Lucent Technologies Com 549463107 24,260 396,078 x 138,441 257,637
D MCI Worldcom, Inc. Com 55268B106 26,250 579,311 x 167,668 411,643
D Marsh & Mclennan Co. Com 571748102 629 5,700 x 5,700
D McDonalds Corp. Com 580135101 2,001 53,544 x 15,644 37,900
D McGraw Hill Companies, Inc. Com 580645109 246 5,400 x 4,200 1,200
D Medtronic, Inc. Com 585055106 44,114 857,622 x 196,160 661,462
D Merck & Co., Inc. Com 589331107 14,103 227,004 x 49,352 177,652
D Merrill Lynch & Co., Inc. Com 590188108 294 2,800 x 2,800
D Micron Technology, Inc. Com 595112103 202 1,600 x 1,600
D Microsoft Corp. Com 594918104 112,952 1,063,081x 226,196 836,885
D Minnesota Mining & ManufacturinCom 604059105 717 8,094 x 3,244 4,850
D Morgan Stanley Dean Witter & CoCom 24240v101 203 2,454 x 2,310 144
D Motorola, Inc. Com 620076109 262 1,793 x 1,193 600
D NEXTEL Communications Cl A Cl A 65332v103 222 1,500 x 1,000 500
D Network Appliance, Inc. Com 64120L104 23,092 279,060 x 127,840 151,220
D Nokia Corp. Sponsored ADR ADR 654902204 14,488 65,261 x 42,986 22,275
D Northern Trust Corp. Com 665859104 223 3,300 x 3,300
D Oracle Corp. Com 68389X105 30,817 394,776 x 147,250 247,526
D PPG Industries, Inc. Com 693506107 331 6,326 x 994 5,332
D Peapack-Gladstone Financial CorCom 704692102 1,296 32,089 x 32,089
D Peoplesoft, Inc. Com 712713106 8,854 442,700 x 149,100 293,600
D PepsiCo Com 713448108 1,131 32,438 x 6,488 25,950
D Pfizer, Inc. Com 717081103 41,063 1,123,085x 289,874 833,211
D Pharmacia Corp. Com 611662107 383 7,446 x 1,190 6,256
D Philip Morris Cos. Com 718154107 380 17,966 x 2,416 15,550
D Phillips Van Heusen CP Com 718592108 469 61,000 x 61,000
D Pitney Bowes, Inc. Com 724479100 4,474 100,120 x 44,200 55,920
D Procter & Gamble Co. Com 742718109 2,663 47,140 x 26,374 20,766
D Providian Financial Corp. (New)Com 744061102 5,508 63,580 x 45,225 18,355
D Quaker Oats Co. Com 747402105 497 8,200 x 8,200
D Qualcomm, Inc. Com 747525103 314 2,100 x 1,400 700
D Reuters Group PLC ADR ADR 76132m102 377 3,160 x 258 2,902
D Royal Dutch Petroleum Co. Com 780257705 1,193 20,637 x 7,573 13,064
D SBC Communications, Inc. Com 78387G103 1,463 34,725 x 7,304 27,421
D SYSCO Corp. Com 871829107 296 8,200 x 6,100 2,100
D Sanmina Corp. Com 800907107 4,101 60,700 x 24,900 35,800
D Sap Aktiengesellschaft SponsoreADR 803054204 663 11,100 x 10,200 900
D Schering-Plough Corp. Com 806605101 19,274 519,153 x 212,526 306,627
D Schlumberger Ltd. Com 806857108 916 11,978 x 1,900 10,078
D Staples, Inc. Com 855030102 3,370 168,483 x 80,133 88,350
D State Street Corp. Com 857477103 48,396 499,570 x 102,650 396,920
D Stryker Corp. Com 863667101 321 4,600 x 2,400 2,200
D Sun Microsystems, Inc. Com 866762107 529 5,650 x 5,650
D Target Corp. Com 239753106 12,021 160,815 x 71,335 89,480
D Telefonica SA Sponsored ADR ADR 879382208 237 3,182 x 3,182
D Tellabs, Inc. Com 879664100 542 8,600 x 8,600
D Time Warner, Inc. Com 887315109 11,515 115,148 x 36,270 78,878
D Tyco Intl Ltd Com 902124106 362 7,228 x 6,650 578
D Unilever N.V. Com 904784501 576 11,961 x 11,961
D United Parcel Service CL B Cl B 911312106 224 3,550 x 3,000 550
D United Technologies Corp. Com 913017109 520 8,224 x 6,100 2,124
D Vodafone AirTouch PLC ADS ADS 92857T107 26,953 485,098 x 204,880 280,218
D Wal-Mart Stores Com 931142103 1,026 18,155 x 6,755 11,400
D Walt Disney Co. Com 254687106 12,723 308,432 x 68,896 239,536
D Warner-Lambert Co. Com 934488107 2,011 20,589 x 17,200 3,389
D Wells Fargo & Co. Com 669380107 787 19,325 x 11,530 7,795
D Westwood One Inc Com 961815107 363 10,000 x 10,000
D Weyerhaeuser Co. Com 962166104 1,306 22,908 x 22,908
D Williams Cos., Inc. Com 969457100 1,043 23,733 x 17,133 6,600
D XL Capital Ltd. Com G3242A102 731 13,200 x 13,200
D Zions Bancorp Com 889701108 18,729 449,950 x 112,950 337,000
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