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Previous: KEMPER TAX EXEMPT INSURED INCOME TR SE A 89 & MULTI ST SE 62, 485BPOS, 1999-08-02 |
Next: CATALYST SEMICONDUCTOR INC, 10-K, 1999-08-02 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Quarter Ended: June 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Kornitzer Capital Management, Inc.
Address:7715 Shawnee Mission Parkway
Overland Park, KS 66202
13F File Number: 028-03620
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing the Report on Behalf of Reporting Manager:
Name: John C. Kornitzer
Title: President
Phone: 913-677-7778
Signature, Place, and Date of Signing:
John C. Kornitzer Overland Park, KS August 2, 1999
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934.
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 248
Form 13F Information Table Value Total: 436,618
<TABLE>
<C>
<C>
KORNITZER CAPITAL MANAGEMENT, INC
FORM 13F
June 30, 1999
Voting Authority
--------------------------
Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ABBOTT LABORATORIES COM 002824100 1374 30278 SH Sole 30278
ACCOM INC. COM 004334108 55 62500 SH Sole 62500
AFFYMETRIX INC COM 00826T108 474 9600 SH Sole 9600
AFLAC INCORPORATED COM 001055102 1173 24500 SH Sole 24500
AHL SERVICES INC COM 001296102 249 10000 SH Sole 10000
ALCATEL ALSTHOM COM 013904305 213 7500 SH Sole 7500
ALLIED SIGNAL INC COM 019512102 4101 65096 SH Sole 65096
ALLSTATE CORP COM 020002101 3028 84400 SH Sole 84400
AMERICAN EXPRESS COMPANY COM 025816109 2258 17350 SH Sole 17350
AMERICAN FINANCIAL GROUP COM 025932104 777 22800 SH Sole 22800
AMERICAN HOME PRODS COM 026609107 2554 44520 SH Sole 44520
ANALOG DEVICES COM 032654105 5557 110732 SH Sole 110732
APPLIED MATERIALS COM 038222105 1662 22500 SH Sole 22500
APPLIED MICRO CIRCUITS COM 03822W109 3685 44800 SH Sole 44800
ARGOSY GAMING CO COM 040228108 9116 1034400 SH Sole 1034400
ATLANTIC DATA SERVICES INC COM 048523104 102 23300 SH Sole 23300
ATLANTIC RICHFIELD CO COM 048825103 869 10400 SH Sole 10400
ATMEL CORP COM 049513104 2792 106600 SH Sole 106600
AXYS PHARMACEUTICALS COM 054635107 46 13770 SH Sole 13770
BANKAMERICA CORP COM 060505104 309 4217 SH Sole 4217
BARNES & NOBLE INC COM 067774109 977 35700 SH Sole 35700
BEST FOODS COM 08658U101 2092 42260 SH Sole 42260
BOEING CO. COM 097023105 3136 71284 SH Sole 71284
BP AMOCO, INC COM 055622104 3721 34293 SH Sole 34293
BRISTOL MYERS SQUIBB CO COM 110122108 3210 45566 SH Sole 45566
BRUNSWICK CORP COM 117043109 2121 76100 SH Sole 76100
C.I.T. GROUP INC A COM 125577106 699 24200 SH Sole 24200
CADENCE DESIGN SYSTEMS, INC COM 127387108 232 18400 SH Sole 18400
CALLON PETROLEUM CO COM 13123X102 464 45000 SH Sole 45000
CARNIVAL CORP CLASS A COM 143658102 861 17750 SH Sole 17750
CELL GENESYS INC COM 150921104 46 10800 SH Sole 10800
CHASE MANHATTAN COM 16161A108 225 2600 SH Sole 2600
CHEVRON CORP COM 166751107 2652 27900 SH Sole 27900
CHUBB CORP COM 171232101 236 3400 SH Sole 3400
CIENA CORPORATION COM 171779101 1277 42300 SH Sole 42300
CISCO SYS INC COM COM 17275R102 8499 131896 SH Sole 131896
COACHMEN INDUSTRIES INC COM 189873102 1425 61300 SH Sole 61300
COASTAL CORP COM 190441105 3192 79300 SH Sole 79300
COCA-COLA COM 191216100 2249 36278 SH Sole 36278
COMBICHEM INC COM 20009P103 171 42000 SH Sole 42000
COMPUSA INC COM 204932107 1074 144400 SH Sole 144400
CONEXANT SYSTEMS, INC COM 207142100 412 7100 SH Sole 7100
DAIMLERCHRYSLER COM D1668R123 4111 46191 SH Sole 46191
DALLAS SEMICONDUCTOR COM 235204104 1457 28700 SH Sole 28700
DELPHI AUTOMOTIVE COM 247126105 408 22066 SH Sole 22066
DIAMOND OFFSHORE DRILL COM COM 25271C102 227 8000 SH Sole 8000
DIEBOLD INC COM 253651103 3923 136450 SH Sole 136450
DILLARD'S INC CLASS A COMMON COM 254067101 834 23750 SH Sole 23750
DISNEY (WALT) CO. COM 254687106 1458 47327 SH Sole 47327
DOW CHEMICAL COM 260543103 330 2600 SH Sole 2600
DRIL-QUIP COM 262037104 645 28100 SH Sole 28100
E I DUPONT DE NEMOURS & CO COM 263534109 451 6601 SH Sole 6601
EAGLE GEOPHYSICAL COM 269524104 19 25000 SH Sole 25000
EASTMAN CHEMICAL CO COM 277432100 274 5300 SH Sole 5300
EDUTREK ITERNATIONAL CL A COM 28164K108 712 150000 SH Sole 150000
EL PASO ENERGY CORPORATION COM 283905107 574 16300 SH Sole 16300
ELCOR CORP COM 284443108 4543 104000 SH Sole 104000
ENRON CORP COM 293561106 6769 82800 SH Sole 82800
ETEC SYSTEMS COM 26922C103 1792 53900 SH Sole 53900
ETHAN ALLEN INTERIORS INC COM 297602104 3723 98625 SH Sole 98625
EVEREST REINSURANCE COM 299808105 620 19000 SH Sole 19000
EXPEDITORS INTL WASHINGTON INC COM 302130109 817 30000 SH Sole 30000
EXXON MOBILE CORP COM COM 302290101 407 5280 SH Sole 5280
FDX CORP COM 31304N107 2582 47600 SH Sole 47600
FEDDERS CORP CL A NON-VOTING COM 313135303 1239 202265 SH Sole 202265
FIRSTSERVICE CORPORATION COM 33761N109 839 55000 SH Sole 55000
FLEET FINANCIAL GROUP INC COM 338915101 1690 38094 SH Sole 38094
FRONTIER OIL CO COM 35914P105 17060 2504200 SH Sole 2504200
GENE LOGIC, INC COM 368689105 40 10900 SH Sole 10900
GENERAL ELECTRIC COM 369604103 1021 9038 SH Sole 9038
GENERAL MOTORS CORPORATION COM 370442105 2066 31301 SH Sole 31301
GIANT INDUSTRIES INC COM 374508109 165 16600 SH Sole 16600
GLOBAL INDUSTRIES COM 379336100 743 58000 SH Sole 58000
GLOBAL MARINE INC NEW COM 379352404 2464 159000 SH Sole 159000
GOLDEN WEST FINANCIAL COM 381317106 755 7700 SH Sole 7700
GOODYEAR TIRE & RUBBER COMPANY COM 382550101 2679 45550 SH Sole 45550
GTE CORP COM 362320103 1897 25122 SH Sole 25122
HALLIBURTON CO. COM 406216101 1158 25600 SH Sole 25600
HARTFORD FINANCIAL SVC GROUP I COM 416515104 327 5600 SH Sole 5600
HEADWAY CORPORATE RESOURCES COM 422101105 74 16000 SH Sole 16000
HELLER FINANCIAL INC COM 423328103 723 26000 SH Sole 26000
HEWLETT PACKARD CO COM 428236103 4528 45054 SH Sole 45054
HMT TECHNOLOGY COM 403917107 707 282900 SH Sole 282900
HNC SOFTWARE COM 40425P107 875 28400 SH Sole 28400
HOLLINGER INTERNATIONAL COM 435569108 904 76130 SH Sole 76130
HUMAN GENOME SCIENCES INC COM 444903108 1015 25700 SH Sole 25700
ICO HOLDINGS, INC. COM 449293109 795 636250 SH Sole 636250
INT'L BUSINESS MACHINES COM 459200101 2314 17900 SH Sole 17900
INTEGRATED DEVICE TECHNOLOGY, COM 458118106 1393 128100 SH Sole 128100
INTEL CORP COM 458140100 3090 51940 SH Sole 51940
INTERFACE INC. COM 458665106 2255 261400 SH Sole 261400
INTEVAC COM 461148108 1166 212000 SH Sole 212000
J P MORGAN & COMPANY INC COM 616880100 372 2650 SH Sole 2650
JOHNSON & JOHNSON COM 478160104 4531 46234 SH Sole 46234
K MART CORP COM 482584109 2178 132000 SH Sole 132000
KANSAS CITY SOUTHERN INDUSTRIE COM 485170104 3128 49024 SH Sole 49024
KENDLE INTERNATIONAL INC COM 48880L107 536 33500 SH Sole 33500
KEY ENERGY SERVICES INC COM 492914106 260 73000 SH Sole 73000
KORN/FERRY INTERNATIONAL COM 500643200 340 20000 SH Sole 20000
LANDMARK BANCSHARES INC. - DO COM 514928100 384 20438 SH Sole 20438
LEAR CORPORATION COM 521865105 1657 33300 SH Sole 33300
LIZ CLAIBORNE INC COM 539320101 798 21850 SH Sole 21850
LOCKHEED MARTIN CORP COM 539830109 4358 117000 SH Sole 117000
LORAL SPACE & COMMUNICATIONS COM G56462107 508 28200 SH Sole 28200
LUCENT TECHNOLOGIES INC COM 549463107 463 6866 SH Sole 6866
MCDERMOTT INTL COM 580037109 6882 243600 SH Sole 243600
MCDONALD'S CORP COM 580135101 3672 89290 SH Sole 89290
MCI WORLDCOM INC COM 55268B106 215 2500 SH Sole 2500
MERCANTILE BANCORPORATION COM 587342106 1162 20344 SH Sole 20344
MERCK & CO COM 589331107 3151 42797 SH Sole 42797
MERCURY GENERAL CORP. COM 589400100 411 12100 SH Sole 12100
META GROUP COM 591002100 567 36900 SH Sole 36900
MICRON TECHNOLOGY COM 595112103 219 5400 SH Sole 5400
MICROSOFT CORP COM 594918104 4949 54880 SH Sole 54880
MIDWEST EXPRESS HOLDINGS COM 597911106 731 21500 SH Sole 21500
MIRAGE RESORTS INC COM 60462E104 1172 70000 SH Sole 70000
MOBIL CORP. COM 607059102 2225 22530 SH Sole 22530
MOTOROLA INC COM 620076109 2733 28843 SH Sole 28843
MYLAN LABS COM 628530107 400 15077 SH Sole 15077
NABORS INDUSTRIES INC COM 629568106 4597 188600 SH Sole 188600
NATIONAL SEMICONDUCTOR COM 637640103 5022 198400 SH Sole 198400
NICOR INC COM 654086107 346 9100 SH Sole 9100
NOBLE DRILLING CORP COM 655042109 642 32600 SH Sole 32600
NORTHROP GRUMMAN CORP COM 666807102 2341 35300 SH Sole 35300
OCEAN ENERGY INC COM 67481E106 916 95160 SH Sole 95160
PAUL HARRIS STORES COM 703555201 599 88000 SH Sole 88000
PAULA FINANCIAL CA COM 703588103 116 12900 SH Sole 12900
PE CORP - PE BIOSYSTEMS GROUP COM 69332S102 218 1900 SH Sole 1900
PEPSICO INC. COM 713448108 1643 42465 SH Sole 42465
PFIZER COM 717081103 233 2141 SH Sole 2141
PLACER DOME INCORPORATED COM 725906101 368 31300 SH Sole 31300
PNC BANK CORP COM 693475105 1164 20200 SH Sole 20200
PRAXAIR INC COM 74005P104 1463 29900 SH Sole 29900
PREMIER PARKS INC COM 740540208 661 18000 SH Sole 18000
PROCTER & GAMBLE CO COM 742718109 1803 20200 SH Sole 20200
QUESTAR CORP COM 748356102 2731 142800 SH Sole 142800
QUINTILES TRANSNATIONAL CORP COM 748767100 1575 37500 SH Sole 37500
RACING CHAMPIONS COM 750069106 214 30000 SH Sole 30000
RAYTHEON CLASS A COM 755111309 1508 21893 SH Sole 21893
REMEC INC COM 759543101 352 21800 SH Sole 21800
REPUBLIC GROUP INC COM 760473108 3632 201800 SH Sole 201800
ROCKWELL INTERNATIONAL CORP NE COM 773903109 3572 58800 SH Sole 58800
ROYAL DUTCH PETROLEUM COMPANY COM 780257804 2427 40280 SH Sole 40280
SABRATEK CORP COM 78571U108 437 20000 SH Sole 20000
SARA LEE COM 803111103 3015 132900 SH Sole 132900
SCHERING-PLOUGH COM 806605101 4238 80728 SH Sole 80728
SCHLUMBERGER LTD COM 806857108 4361 68475 SH Sole 68475
SCIENTIFIC ATLANTA INC COM 808655104 3244 90100 SH Sole 90100
SEAGATE TECHNOLOGY INC COM 811804103 876 34200 SH Sole 34200
SERVICE CORP INTERNATIONAL COM 817565104 508 26400 SH Sole 26400
SERVICEMASTER COMPANY COM 81760N109 1635 87200 SH Sole 87200
SIGMA ALDRICH CORP COM 826552101 1949 56600 SH Sole 56600
SONAT, INC. COM 835415100 3640 109875 SH Sole 109875
SOUTHWEST AIRLINES COM 844741108 7693 247159 SH Sole 247159
STAGE STORES COM 85254C107 549 84500 SH Sole 84500
STAMPS.COM INC COM 852857101 700 40000 SH Sole 40000
STANCORP FINANCIAL GROUP COM 852891100 630 21000 SH Sole 21000
STEEL DYNAMICS COM 858119100 704 45500 SH Sole 45500
STEWART ENTERPRISES COM 860370105 379 26000 SH Sole 26000
STIRLING COOKE BROWN HOLDINGS COM G84951105 41 10000 SH Sole 10000
STRAYER EDUCATION COM 863236105 1488 48500 SH Sole 48500
SUNGARD DATA SYSTEMS INC COM 867363103 913 26460 SH Sole 26460
SUNTRUST BANKS INC COM 867914103 347 5000 SH Sole 5000
SUSQUEHANNA BANCSHARES INC COM 869099101 486 27500 SH Sole 27500
SYLVAN LEARNING SYSTEMS INC COM 871399101 408 15000 SH Sole 15000
SYNOVUS - DO NOT SELL REQUEST COM 87161C105 272 13662 SH Sole 13662
TELEFLEX INC. COM 879369106 2011 46300 SH Sole 46300
TENNECO INC COM 88037E101 449 18800 SH Sole 18800
TEXACO INCORPORATED COM 881694103 3291 52767 SH Sole 52767
TEXAS INDUSTRIES INC COM 882491103 3115 80400 SH Sole 80400
THERMOQUEST CORP COM 883655102 446 33500 SH Sole 33500
TIDEWATER INC COM 886423102 290 9500 SH Sole 9500
TRINITY INDUSTRIES COM 896522109 990 29556 SH Sole 29556
TRITON ENERGY LIMITED CL A COM G90751101 2276 214200 SH Sole 214200
TYCO INTERNATIONAL LTD COM 902124106 1624 17143 SH Sole 17143
UNION PACIFIC RESOURCES GROUP COM 907834105 875 53615 SH Sole 53615
UNION PLANTERS CORP COM 908068109 2082 46600 SH Sole 46600
UNITED NATIONAL BANKCORP NJ DO COM 910909100 995 41900 SH Sole 41900
UNITED TECHNOLOGIES CORP COM 913017109 2621 36400 SH Sole 36400
UNUMPROVIDENT CORP (EUROPEAN) COM 91529Y106 328 6000 SH Sole 6000
USG CORP COM 903293405 364 6500 SH Sole 6500
UST CORP COM 902900109 868 28700 SH Sole 28700
VAIL RESORTS INC COM 91879Q109 288 16000 SH Sole 16000
VANDERBILT GOLD DO NOT SELL COM 921786109 1 43000 SH Sole 43000
VIACOM INC CLASS B COM 925524308 202 4600 SH Sole 4600
VIAD CORPORATION COM 92552R109 1009 32620 SH Sole 32620
WAL MART STORES INC. COM 931142103 333 6900 SH Sole 6900
WARNER LAMBERT CO COM 934488107 235 3400 SH Sole 3400
WASHINGTON MUTUAL COM 939322103 1195 33600 SH Sole 33600
WESTERN DIGITAL CORP COM 958102105 806 124000 SH Sole 124000
WESTERN GAS RESOURCES COM 958259103 160 10000 SH Sole 10000
WILLIAMS COS. COM 969457100 3981 93522 SH Sole 93522
WRIGLEY WM JR CO COM 982526105 2747 30800 SH Sole 30800
YORK INTERNATIONAL COM 986670107 214 5000 SH Sole 5000
BETHLEHEM STEEL CONV PREF $3.5 PFD CV 087509501 1617 44600 SH Sole 44600
CARRIAGE SRV CAP TRUST 7% 144 PFD CV 14444T101 1669 30000 SH Sole 30000
CYPRUS AMAX MINERALS CO $4.00 PFD CV 232809202 2242 49270 SH Sole 49270
EVI INC CONV PRFD 5.00% PFD CV 268939402 1181 30000 SH Sole 30000
FREEPORT-MCMORAN CORP 7% PFD CV 35671D501 909 48500 SH Sole 48500
HOLLINGER INTERNATIONAL CONV P PFD CV 435569207 178 15000 SH Sole 15000
ICO HOLDINGS, INC. $1.6875 SE PFD CV 449293307 13176 1018450 SH Sole 1018450
K MART FINANCING 7.75% PFD CV 498778208 2273 38850 SH Sole 38850
LOMAK FINANCING TRUST 5.75% PFD CV 541505400 364 14870 SH Sole 14870
LOMAK FINANCING TRUST 5.75% 14 PFD CV 541505202 637 26000 SH Sole 26000
TESORO PETROLEUM CONV PRFD 7.2 PFD CV 881609408 756 48000 SH Sole 48000
TEXAS INDUSTRIES INC 5.500% PFD CV 873119200 6229 157200 SH Sole 157200
UNION PACIFIC CAP TRUST 6.25% PFD CV 907824403 637 12000 SH Sole 12000
UNOCAL CORP 6.25% CONV PREF PFD CV 91528T207 557 10000 SH Sole 10000
NORTHERN INSTITUTIONAL EQUITY MUT FND 665278487 26210477.965 SH Sole 10477.965
AIR & WATER TECH *6 CONV 009058AA6 12132 14005000 PRN Sole 14005000
ALLEGHENY BEV CORP (ESC FOR FU CONV 0172668J9 0 10000 PRN Sole 10000
ALLWASTE INC *4 IN DEFAULT (NO CONV 020047AA4 726 6051000 PRN Sole 6051000
ALZA CORP CONV 022615AD0 3444 2500000 PRN Sole 2500000
ARGOSY GAMING *4 CONV 040228AB4 1616 1584000 PRN Sole 1584000
EDO CORP *0 CONV 281347AB0 1322 1775000 PRN Sole 1775000
EXIDE CORP 144A UNREGISTERED * CONV 302051AF4 2598 4242000 PRN Sole 4242000
HEXCEL CORP CONV 428291AA6 2457 2700000 PRN Sole 2700000
HEXCEL CORP *8 CONV 428290AA8 680 791000 PRN Sole 791000
HILTON HOTELS CONV 432848AL3 817 890000 PRN Sole 890000
HMT TECHNOLOGY *9 CONV 403917AD9 3929 10764000 PRN Sole 10764000
HMT TECHNOLOGY 144A *3 CONV 403917AB3 561 1500000 PRN Sole 1500000
INTEGRATED DEVICE TECHNOLOGY * CONV 458118AA4 6248 7713000 PRN Sole 7713000
INTEVAC *2 CONV 461148AC2 4324 6960000 PRN Sole 6960000
INTEVAC 144A REGISTERED UPON S CONV 461148AA6 311 500000 PRN Sole 500000
KERR-MCGEE CORP CONV 492386AL1 4946 4996000 PRN Sole 4996000
KEY ENERGY SERVICES, INC CONV 492914AC0 664 1000000 PRN Sole 1000000
KEY ENERGY SERVICES, INC CONV 492914AF3 14816 23705000 PRN Sole 23705000
KEY ENERGY SERVICES, INC 144A CONV 492914AD8 781 1250000 PRN Sole 1250000
KOLLMORGEN CORP CONV 500440AA0 25 25000 PRN Sole 25000
LOMAK PETROLEUM CONV 541509AF2 3459 5426000 PRN Sole 5426000
MICRON TECHNOLOGY CONV 595112AB9 2050 2000000 PRN Sole 2000000
MORAN ENERGY INC *1 CONV 616457AC1 5615 5701000 PRN Sole 5701000
NABORS INDS INC CONV 629568AA4 1337 1000000 PRN Sole 1000000
NATIONAL SEMICONDUCTOR CONV 637640AB9 237 250000 PRN Sole 250000
NATIONAL SEMICONDUCTOR 144A *1 CONV 637640AA1 2137 2250000 PRN Sole 2250000
OHM CORP SUB DEB CONV *7 CONV 670839AA7 12822 13356000 PRN Sole 13356000
PARKER DRILLING CO. CONV 701081AD3 68 100000 PRN Sole 100000
ROY WESTON *4 CONV 961137AA4 902 975000 PRN Sole 975000
SABRATEK CORP CONV 78571UAA6 1275 1900000 PRN Sole 1900000
SCAN TRON CORP SUB DEB CONV CONV 805894AA3 20 23000 PRN Sole 23000
SIMULA, INC CONV 829206AB7 471 596000 PRN Sole 596000
SOUTHERN MINERALS CONV 843367AA1 84 300000 PRN Sole 300000
SUN CO INC. *2 CONV 866762AG2 433 415000 PRN Sole 415000
SWIFT ENERGY *7 CONV 870738AB7 963 1237000 PRN Sole 1237000
TRANS-LUX CORP CONV 893247AD8 1418 1485000 PRN Sole 1485000
UROMED CORP CONV 917274AC6 315 750000 PRN Sole 750000
VLSI TECHNOLOGY *5 CONV 918270AB5 6191 6085000 PRN Sole 6085000
WESTERN DIGITAL CONV 958102AH8 253 1500000 PRN Sole 1500000
REPORT SUMMARY 248 DATA RECORDS 463618 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
</TABLE>
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