UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Quarter Ended: December 31, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[XX] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Kornitzer Capital Management, Inc.
Address:7715 Shawnee Mission Parkway
Overland Park, KS 66202
13F File Number: 028-03620
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing the Report on Behalf of Reporting Manager:
Name: John C. Kornitzer
Title: President
Phone: 913-677-7778
Signature, Place, and Date of Signing:
John C. Kornitzer Overland Park, KS February 9, 1999
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE
ACT OF 1934.
<PAGE>
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 243
Form 13F Information Table Value Total: 502,876
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KORNITZER CAPITAL MANAGEMENT, INC
FORM 13F
December 31, 1999
Voting Authority
--------------------------
Value Shares/ Sh/ Put/ Invstmt Other
Name of Issuer Title of class CUSIP (x$1000) Prn Amt Prn Call Dscretn Managers Sole Shared None
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ABBOTT LABORATORIES COM 002824100 2020 55628 SH Sole 50778 4850
AFFYMETRIX INC COM 00826T108 1867 11000 SH Sole 11000
AFLAC INCORPORATED COM 001055102 1600 33900 SH Sole 33900
AHL SERVICES INC COM 001296102 355 17000 SH Sole 17000
ALLSTATE CORP COM 020002101 2385 99100 SH Sole 92200 6900
ALZA CORP CLASS A COM 022615108 211 6100 SH Sole 1300 4800
AMERICAN EXPRESS COMPANY COM 025816109 3329 20025 SH Sole 19850 175
AMERICAN HOME PRODS COM 026609107 2545 64850 SH Sole 60300 4550
ANALOG DEVICES COM 032654105 8495 91341 SH Sole 89416 1925
AON CORP COM 037389103 1089 27229 SH Sole 20200 7029
APPLIED MATERIALS COM 038222105 3636 28700 SH Sole 28200 500
APPLIED MICRO CIRCUITS COM 03822W109 6401 50300 SH Sole 49100 1200
ARGOSY GAMING CO COM 040228108 15287 982300 SH Sole 756600 225700
ATLANTIC RICHFIELD CO COM 048825103 718 8300 SH Sole 2700 5600
ATMEL CORP COM 049513104 5584 188900 SH Sole 184100 4800
AXYS PHARMACEUTICALS COM 054635107 140 34500 SH Sole 34500
BANK OF AMERICA CORP COM 060505104 203 4044 SH Sole 4044
BARNES & NOBLE INC COM 067774109 740 35900 SH Sole 32800 3100
BEST FOODS COM 08658U101 2333 44390 SH Sole 42300 2090
BOEING CO. COM 097023105 2580 62260 SH Sole 39140 23120
BP AMOCO, INC COM 055622104 3860 65086 SH Sole 7408 57678
BRISTOL MYERS SQUIBB CO COM 110122108 2655 41366 SH Sole 38322 3044
BRUNSWICK CORP COM 117043109 434 19500 SH Sole 19500
CADENCE DESIGN SYSTEMS, INC COM 127387108 1222 50900 SH Sole 47400 3500
CALLON PETROLEUM CO COM 13123X102 693 46800 SH Sole 46800
CAPITOL FEDERAL FINANCIAL - Do COM 14057C106 97 10000 SH Sole 10000
CARNIVAL CORP CLASS A COM 143658102 1432 29950 SH Sole 29250 700
CELL GENESYS INC COM 150921104 254 19800 SH Sole 19800
CHASE MANHATTAN COM 16161A108 202 2600 SH Sole 2600
CHEVRON CORP COM 166751107 2352 27150 SH Sole 4900 22250
CHUBB CORP COM 171232101 301 5352 SH Sole 3952 1400
CIENA CORPORATION COM 171779101 2656 46200 SH Sole 46200
CISCO SYS INC COM COM 17275R102 13345 124571 SH Sole 118072 6499
COACHMEN INDUSTRIES INC COM 189873102 1267 83800 SH Sole 83000 800
COASTAL CORP COM 190441105 2708 76419 SH Sole 25300 51119
COCA-COLA COM 191216100 2310 39657 SH Sole 37069 2588
COMPAQ COMPUTER CORP COM 204493100 390 14400 SH Sole 12200 2200
COMPUSA INC COM 204932107 54 10600 SH Sole 10600
DAIMLERCHRYSLER COM D1668R123 3862 49514 SH Sole 19834 29680
DALLAS SEMICONDUCTOR COM 235204104 1907 29600 SH Sole 29600
DIEBOLD INC COM 253651103 2927 124550 SH Sole 105425 19125
DIGIMARC CORPORATION COM 253807101 250 5000 SH Sole 5000
DILLARD'S INC CLASS A COMMON COM 254067101 227 11250 SH Sole 11000 250
DISNEY (WALT) CO. COM 254687106 2259 77227 SH Sole 69977 7250
E I DUPONT DE NEMOURS & CO COM 263534109 438 6655 SH Sole 4055 2600
EAGLE GEOPHYSICAL COM 269524104 0 25000 SH Sole 25000
EASTMAN CHEMICAL CO COM 277432100 296 6200 SH Sole 2700 3500
EDUCATION MANAGEMENT CORP COM 28139T101 1162 83000 SH Sole 83000
EDUTREK ITERNATIONAL CL A COM 28164K108 256 256000 SH Sole 256000
EL PASO ENERGY CORPORATION COM 283905107 4385 112975 SH Sole 70375 42600
ELAN CORP PLC ADR COM 284131208 1062 36000 SH Sole 6000 30000
ELCOR CORP COM 284443108 4418 146650 SH Sole 145050 1600
ENRON CORP COM 293561106 6743 151950 SH Sole 71200 80750
ETEC SYSTEMS COM 26922C103 4304 95900 SH Sole 93800 2100
ETHAN ALLEN INTERIORS INC COM 297602104 4197 130900 SH Sole 127600 3300
EVEREST REINSURANCE COM 299808105 509 22800 SH Sole 22800
EXIDE CORP COM 302051107 416 50000 SH Sole 50000
EXXON MOBIL CORP COM COM 30231G102 2721 33770 SH Sole 30301 3469
FEDDERS CORP CL A NON-VOTING COM 313135303 618 120565 SH Sole 120565
FEDEX CORPORATION COM 31428X106 2927 71500 SH Sole 65700 5800
FIRSTSERVICE CORPORATION COM 33761N109 1136 83000 SH Sole 83000
FLEETBOSTON FINANCIAL CORPORAT COM 339030108 961 27600 SH Sole 27600
FRONTIER OIL CO COM 35914P105 17152 2541100 SH Sole 2003700 537400
GENERAL ELECTRIC COM 369604103 1089 7038 SH Sole 1567 5471
GENERAL MOTORS CORPORATION COM 370442105 4100 56401 SH Sole 16400 40001
GIANT INDUSTRIES INC COM 374508109 110 13100 SH Sole 1000 12100
GILLETTE CO COM 375766102 871 21150 SH Sole 19000 2150
GLOBAL INDUSTRIES COM 379336100 486 56300 SH Sole 56300
GLOBAL MARINE INC NEW COM 379352404 2427 146000 SH Sole 81400 64600
GOODYEAR TIRE & RUBBER COMPANY COM 382550101 1177 41950 SH Sole 21600 20350
GTE CORP COM 362320103 1916 27159 SH Sole 25100 2059
HALLIBURTON CO. COM 406216101 885 22000 SH Sole 6300 15700
HALSEY DRUG COMPANY, INC. - DO COM 406369108 9 10000 SH Sole 10000
HARTFORD FINANCIAL SVC GROUP I COM 416515104 265 5600 SH Sole 2600 3000
HEADWAY CORPORATE RESOURCES COM 422101105 70 16000 SH Sole 16000
HELLER FINANCIAL INC COM 423328103 722 36000 SH Sole 36000
HEWLETT PACKARD CO COM 428236103 6712 59005 SH Sole 57805 1200
HMT TECHNOLOGY COM 403917107 2550 637600 SH Sole 583800 53800
HNC SOFTWARE COM 40425P107 497 4700 SH Sole 4700
HOLLINGER INTERNATIONAL COM 435569108 1407 108788 SH Sole 108658 130
HONEYWELL INTERNATIONAL INC. COM 438516106 3502 60710 SH Sole 37467 23243
HUMAN GENOME SCIENCES INC COM 444903108 3571 23400 SH Sole 23400
ICO HOLDINGS, INC. COM 449293109 1116 743750 SH Sole 743750
INT'L BUSINESS MACHINES COM 459200101 2082 19300 SH Sole 12850 6450
INTEGRATED DEVICE TECHNOLOGY, COM 458118106 3686 127100 SH Sole 127100
INTEL CORP COM 458140100 6168 74940 SH Sole 69540 5400
INTERFACE INC. COM 458665106 1410 245300 SH Sole 241800 3500
INTERIM SERVICES INC COM 45868P100 247 10000 SH Sole 10000
INTERSTATE BAKERIES COM 46072H108 696 38400 SH Sole 37000 1400
INTEVAC COM 461148108 923 263800 SH Sole 248900 14900
INTRAWARE INC. COM 46118M103 400 5000 SH Sole 5000
ITT EDUCATION COM 45068B109 664 43000 SH Sole 43000
JACK IN THE BOX, INC COM 466367109 414 20000 SH Sole 20000
JOHNSON & JOHNSON COM 478160104 4370 46860 SH Sole 44110 2750
K MART CORP COM 482584109 1156 114900 SH Sole 83000 31900
KANSAS CITY SOUTHERN INDUSTRIE COM 485170104 4496 60249 SH Sole 51350 8899
KEY ENERGY SERVICES INC COM 492914106 337 65000 SH Sole 65000
KING PHARMACEUTICALS INC COM 495582108 1477 26350 SH Sole 26350
KORN/FERRY INTERNATIONAL COM 500643200 1157 31800 SH Sole 31800
LEAR CORP COM 521865105 1152 36000 SH Sole 36000
LIZ CLAIBORNE INC COM 539320101 382 10150 SH Sole 10150
LOCKHEED MARTIN CORP COM 539830109 1687 77100 SH Sole 34500 42600
LUCENT TECHNOLOGIES INC COM 549463107 1186 15816 SH Sole 10700 5116
MAXIM INTERGRATED PRODUCTS INC COM 57772K101 330 7000 SH Sole 7000
MCDERMOTT INTL COM 580037109 3340 368600 SH Sole 232700 135900
MCDONALD'S CORP COM 580135101 4035 100090 SH Sole 97440 2650
MERCK & CO COM 589331107 3252 48399 SH Sole 44725 3674
MERCURY GENERAL CORP. COM 589400100 486 21850 SH Sole 13500 8350
META GROUP COM 591002100 1634 86000 SH Sole 82000 4000
MICRON TECHNOLOGY COM 595112103 777 10000 SH Sole 9800 200
MICROSOFT CORP COM 594918104 8836 75680 SH Sole 71480 4200
MIDWEST EXPRESS HOLDINGS COM 597911106 1891 59325 SH Sole 57000 2325
MIRAGE RESORTS INC COM 60462E104 2228 147300 SH Sole 133100 14200
MODEM MEDIA POPPE TYSON COM 607533106 352 5000 SH Sole 5000
MOTOROLA INC COM 620076109 3610 24518 SH Sole 23443 1075
MOTORVAC TECHNOLOGIES, INC. COM 620105106 30 10500 SH Sole 10500
MYLAN LABS COM 628530107 522 20727 SH Sole 7403 13324
NABORS INDUSTRIES INC COM 629568106 3654 118100 SH Sole 92500 25600
NATIONAL SEMICONDUCTOR COM 637640103 8670 202500 SH Sole 198400 4100
NAVISITE INC. COM 63935M109 300 3000 SH Sole 3000
NICOR INC COM 654086107 250 7700 SH Sole 7700
NOBLE DRILLING CORP COM 655042109 216 6600 SH Sole 1000 5600
NORTHERN TRUST CORP COM 665859104 221 4164 SH Sole 4164
NORTHROP GRUMMAN CORP COM 666807102 1554 28750 SH Sole 10800 17950
OCEAN ENERGY INC COM 67481E106 262 33760 SH Sole 8880 24880
ONDISPLAY, INC COM 68232L100 273 3000 SH Sole 3000
PACTIV CORPORATION COM 695257105 318 29900 SH Sole 21900 8000
PAUL HARRIS STORES COM 703555201 217 78900 SH Sole 78900
PE CORP - CELERA GENOMICS GRP COM 69332S201 1095 7350 SH Sole 7350
PE CORP - PE BIOSYSTEMS GROUP COM 69332S102 577 4800 SH Sole 4800
PEPSICO INC. COM 713448108 2618 74267 SH Sole 62228 12039
PFIZER COM 717081103 267 8223 SH Sole 2873 5350
PLACER DOME INCORPORATED COM 725906101 279 26000 SH Sole 25000 1000
PNC BANK CORP COM 693475105 823 18500 SH Sole 18400 100
PRAXAIR INC COM 74005P104 1625 32300 SH Sole 32300
PREMIER PARKS INC COM 740540208 852 29500 SH Sole 29500
PROCTER & GAMBLE CO COM 742718109 2523 23025 SH Sole 21075 1950
QUESTAR CORP COM 748356102 2098 139900 SH Sole 100900 39000
QUINTILES TRANSNATIONAL CORP COM 748767100 1762 94300 SH Sole 92300 2000
RACING CHAMPIONS COM 750069106 231 52000 SH Sole 52000
RAYTHEON CLASS A COM 755111309 463 18680 SH Sole 5700 12980
REPUBLIC GROUP INC COM 760473108 458 30300 SH Sole 29300 1000
ROCKWELL INTERNATIONAL CORP NE COM 773903109 1858 38800 SH Sole 24500 14300
ROYAL DUTCH PETROLEUM COMPANY COM 780257804 2636 43530 SH Sole 25350 18180
SARA LEE COM 803111103 3395 153900 SH Sole 152800 1100
SCHERING-PLOUGH COM 806605101 4010 94628 SH Sole 91428 3200
SCHLUMBERGER LTD COM 806857108 3425 61025 SH Sole 18575 42450
SCIENTIFIC ATLANTA INC COM 808655104 4030 72125 SH Sole 63100 9025
SEAGATE TECHNOLOGY INC COM 811804103 1592 34200 SH Sole 34200
SERVICE CORP INTERNATIONAL COM 817565104 76 10900 SH Sole 10400 500
SERVICEMASTER COMPANY COM 81760N109 1329 107900 SH Sole 101500 6400
SIGMA ALDRICH CORP COM 826552101 1924 64000 SH Sole 63400 600
SILICON VALLEY GROUP INC COM 827066101 295 16600 SH Sole 12900 3700
SOUTHWEST AIRLINES COM 844741108 7574 469707 SH Sole 299963 169744
SPRINT CORP COM 852061100 227 3370 SH Sole 1360 2010
STAGE STORES COM 85254C107 176 76000 SH Sole 76000
STAMPS.COM INC COM 852857101 1165 28000 SH Sole 28000
STANCORP FINANCIAL GROUP COM 852891100 680 27000 SH Sole 27000
STATION CASINOS INC COM 857689103 675 30100 SH Sole 30100
STEEL DYNAMICS COM 858119100 677 42500 SH Sole 42500
STRAYER EDUCATION COM 863236105 2515 127350 SH Sole 125000 2350
SUNGARD DATA SYSTEMS INC COM 867363103 2182 91860 SH Sole 89200 2660
SUNOCO INC. COM 86764P109 540 23000 SH Sole 23000
SUNRISE ASSISTED LIVING COM 86768K106 252 18300 SH Sole 18300
SUNTRUST BANKS INC COM 867914103 350 5088 SH Sole 5000 88
SUSQUEHANNA BANCSHARES INC COM 869099101 579 36500 SH Sole 36500
SYLVAN LEARNING SYSTEMS INC COM 871399101 195 15000 SH Sole 15000
TELEFLEX INC. COM 879369106 1422 45400 SH Sole 45400
TEXACO INCORPORATED COM 881694103 1562 28759 SH Sole 6825 21934
TEXAS INDUSTRIES INC COM 882491103 3567 83800 SH Sole 36000 47800
THERMOQUEST CORP COM 883655102 464 45000 SH Sole 45000
TRANSOCEAN SEDCO FOREX INC. COM G90078109 398 11808 SH Sole 3592 8216
TRINITY INDUSTRIES COM 896522109 1083 38100 SH Sole 14900 23200
TRITON ENERGY LIMITED CL A COM G90751101 5380 260850 SH Sole 164900 95950
TYCO INTERNATIONAL LTD COM 902124106 1177 30186 SH Sole 28500 1686
UNION PACIFIC RESOURCES GROUP COM 907834105 656 51415 SH Sole 17500 33915
UNION PLANTERS CORP COM 908068109 1439 36500 SH Sole 25600 10900
UNITED NATIONAL BANKCORP NJ COM 910909100 941 42414 SH Sole 42414
UNITED TECHNOLOGIES CORP COM 913017109 3536 54400 SH Sole 13800 40600
UNUMPROVIDENT CORP COM 91529Y106 1097 34200 SH Sole 22800 11400
UST CORP COM 902900109 911 28700 SH Sole 28700
VAIL RESORTS INC COM 91879Q109 565 31500 SH Sole 31500
VANDERBILT GOLD DO NOT SELL COM 921786109 0 43000 SH Sole 43000
VIACOM INC CLASS B COM 925524308 278 4600 SH Sole 4600
VIAD CORPORATION COM 92552R109 1032 37020 SH Sole 37020
WAL MART STORES INC. COM 931142103 463 6700 SH Sole 6700
WARNER LAMBERT CO COM 934488107 261 3185 SH Sole 3185
WASHINGTON MUTUAL COM 939322103 2484 96015 SH Sole 45700 50315
WESTERN DIGITAL CORP COM 958102105 515 123000 SH Sole 122000 1000
WILLIAMS COS. COM 969457100 2735 89493 SH Sole 59757 29736
WIND RIV SYS INC COM 973149107 385 10500 SH Sole 8000 2500
WRIGLEY WM JR CO COM 982526105 2820 34000 SH Sole 33100 900
BETHLEHEM STEEL CONV PREF $3.5 PFD CV 087509501 1405 44600 SH Sole 43800 800
CARRIAGE SRV CAP TRUST 7% 144 PFD CV 14444T101 870 30000 SH Sole 30000
FREEPORT-MCMORAN CORP 7% PFD CV 35671D501 925 48500 SH Sole 47000 1500
ICO HOLDINGS, INC. $1.6875 SE PFD CV 449293307 13128 1009850 SH Sole 710350 299500
K MART FINANCING 7.75% PFD CV 498778208 2124 48550 SH Sole 47600 950
LOMAK FINANCING TRUST 5.75% PFD CV 541505400 283 14870 SH Sole 14870
LOMAK FINANCING TRUST 5.75% 14 PFD CV 541505202 494 26000 SH Sole 26000
TESORO PETROLEUM CONV PRFD 7.2 PFD CV 881609408 576 48000 SH Sole 48000
TEXAS INDUSTRIES INC 5.500% PFD CV 873119200 5875 152600 SH Sole 54600 98000
UNION PACIFIC CAP TRUST 6.25% PFD CV 907824403 499 12000 SH Sole 12000
UNOCAL CORP 6.25% CONV PREF PFD CV 91528T207 242 5000 SH Sole 5000
BABSON MONEY MARKET PRIME MUT FND 144143914.140SH Sole 68619.95075294.190
COMMERCE CAPITAL PRESERVATION MUT FND 217 8238.045 SH Sole 8238.045
DELAWARE POOLED TRUST DEFENSIV MUT FND 6768471664.147SH Sole 471664.147
MAS FDS HIGH YIELD SECS PORTFO MUT FND 552913790 4125475812.889SH Sole 475812.889
NORTHERN INSTITUTIONAL EQUITY MUT FND 665278487 28011648.453 SH Sole 11648.453
VANGUARD FIXED INC HIGH YIELD MUT FND 922031208 10714420.694 SH Sole 14420.694
VANGUARD FXD INC SHRT TERM GOV MUT FND 3120315142.902SH Sole 315142.902
VANGUARD INDEX TRUST 500 MUT FND 922908108 424 3136.496 SH Sole 408.588 2727.908
ALLEGHENY BEV CORP (ESC FOR FU CONV 0172668J9 0 10000 PRN Sole 10000
ALLWASTE INC *4 7.25% COUPON CONV 020047AA4 484 6051000 PRN Sole 5897000 154000
ALZA CORP CONV 022615AD0 1057 1000000 PRN Sole 1000000
EDO CORP *0 CONV 281347AB0 1328 1725000 PRN Sole 110000 1615000
EXIDE CORP 144A UNREGISTERED * CONV 302051AF4 2227 4242000 PRN Sole 4242000
HEXCEL CORP CONV 428291AA6 1788 2555000 PRN Sole 1190000 1365000
HEXCEL CORPORATION CONV 428290AA8 483 766000 PRN Sole 5000 761000
HILTON HOTELS CONV 432848AL3 2409 3180000 PRN Sole 915000 2265000
HMT TECHNOLOGY *9 CONV 403917AD9 8199 21024000 PRN Sole 15135000 5889000
HMT TECHNOLOGY 144A *3 CONV 403917AB3 587 1500000 PRN Sole 1500000
INTEGRATED DEVICE TECHNOLOGY * CONV 458118AA4 13184 12013000 PRN Sole 5943000 6070000
INTEVAC *2 CONV 461148AC2 6682 12260000 PRN Sole 8160000 4100000
INTEVAC 144A REGISTERED UPON S CONV 461148AA6 272 500000 PRN Sole 500000
KERR-MCGEE CORP CONV 492386AL1 4538 4866000 PRN Sole 1097000 3769000
KEY ENERGY SERVICES, INC CONV 492914AC0 819 985000 PRN Sole 500000 485000
KEY ENERGY SERVICES, INC CONV 492914AF3 15962 23345000 PRN Sole 13670000 9675000
KEY ENERGY SERVICES, INC 144A CONV 492914AD8 855 1250000 PRN Sole 1250000
KOLLMORGEN CORP CONV 500440AA0 24 25000 PRN Sole 25000
LOMAK PETROLEUM CONV 541509AF2 3262 5426000 PRN Sole 5386000 40000
MICRON TECHNOLOGY CONV 595112AB9 2251 1750000 PRN Sole 1750000
MORAN ENERGY INC *1 CONV 616457AC1 4697 5526000 PRN Sole 1784000 3742000
OHM CORP SUB DEB CONV *7 CONV 670839AA7 9634 11010000 PRN Sole 3809000 7201000
PARKER DRILLING CO. CONV 701081AD3 68 100000 PRN Sole 100000
ROY WESTON *4 CONV 961137AA4 805 925000 PRN Sole 813000 112000
SCAN TRON CORP SUB DEB CONV CONV 805894AA3 18 23000 PRN Sole 23000
SIMULA, INC CONV 829206AB7 376 596000 PRN Sole 596000
SOUTHERN MINERALS CONV 843367AA1 100 300000 PRN Sole 300000
SUNRISE ASSISTED LIVING CONV 86768KAC0 5438 6905000 PRN Sole 4325000 2580000
SWIFT ENERGY CONV 870738AB7 948 1227000 PRN Sole 657000 570000
TRANS-LUX CORP CONV 893247AD8 1277 1485000 PRN Sole 1485000
UROMED CORP CONV 917274AC6 370 650000 PRN Sole 650000
WESTERN DIGITAL CONV 958102AH8 208 1500000 PRN Sole 1500000
REPORT SUMMARY 243 DATA RECORDS 502876 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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